Molecular Characterization of Breast Cancer: The Clinical Significance

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Molecular Characterization of : The Clinical Significance Shahla Masood, M.D. Professor and Chair Department of Pathology and Laboratory Medicine University of Florida College of Medicine-Jacksonville Medical Director of UF Health Breast Center Chief of Pathology and Laboratory Medicine UF Health Jacksonville 5 th International Congress of Breast Disease Centers Antwerp, Belgium February 5-7, 2015

The Plan o To present an overview of molecular characterization of breast cancer and its impact on clinical care and patient outcome

The Way We Were o Pathology diagnosis was based on - Gross examination - Light microscopy o The most common diagnosis was: - Undifferentiated malignant neoplasm

Recent Advances o o o o The emergence of new technologies Molecular characterization of tumors Stratification of patients for therapy based on tumor characteristics A paradigm shift in patient care

Integration of Breast Health Services Survivorship Patient and Physician Education Nurse Navigator Breast Care Coordinator Radiology Pathology Surgery Data Management Medical Oncology Research Radiation Therapy Psychosocial Support Genetic Counseling Plastic and Reconstructive Surgery

Changing Role of Pathologists o Establish a diagnosis o Classify a neoplasm o Differentiate between a primary versus a metastatic tumor o Predict a response to therapy o Provide a prognosis

Prognosis: Treatment Planning o o o o o o o o Tumor size/type Histologic grading Lympho-vascular invasion Lymph node status Status of surgical margins Presence or absence of ductal carcinoma in situ Multicentricity/multifocality Presence or absence of nipple involvement and ulceration

Prediction of Response to Therapy o Assessment of the status of expression of estrogen and progesterone receptors - Endocrine therapy o Assessment of the pattern of expression/gene amplification of Her-2/neu oncogene - Herceptin therapy o Assessment of new genetic molecular pathways - Molecular/adjuvant chemotherapy

The Significance of Accurate Prognostic/Predictive Testing o Selection of those patients who will most likely benefit from systemic therapy o Offering personalized medicine with greater safety and effectiveness o Providing affordable and cost-effective care

The Issue o Up to 30 % of women with node negative breast caner die of the disease regardless of adjuvant therapy o Up to 70% survive without adjuvant therapy o Heterogeneity in breast cancer can not be captured by traditional prognostic factors

The Rationale o Better definition of the biological complexity of breast cancer o Development of more sophisticated and sensitive testing to better stratify patients for systemic therapy

The Process o Gene expression profiling provided an opportunity to classify tumors at a genomic level into subclasses of potential prognostic and predictive significance

Sorlie T: Molecular Classification of Breast Tumors. Methods in Molecular Biology 2007;360:91-114

Kaplan-Meier analysis of disease outcome in two patient cohorts (A) Overall survival for 72 patients with locally advanced breast cancer in the Norway cohort. The normal-like tumor subgroups were omitted from both data sets in this analysis. (B) Time for development of distant metastasis in 97 sporadic cases. Sorlie T: Molecular Classification of Breast Tumors. Methods in Molecular Biology 2007;360:91-114

is a Family of Diseases o ER+ (Luminal A) (56%-61%) o ER+ (Luminal B) (9%-16%) o Her-2/neu + (8%-16%) o Basal-like/Triple negative (8%-20%) o Unclassified/normal breast-like (6%-10%)

Luminal Subtypes ο Luminal A/B generally carry a good prognosis and show a favorable response to endocrine therapy o Luminal A better prognosis than type B ο Luminal B show a moderate expression of gene expressed by the breast luminal cells, higher proliferation rate and lower progesterone receptor

ER+ Luminal Type A B C D E F Immunohistochemical profile of luminal A subtype. ER positive (A), PR positive (B), HER2 negative, CK8/18 positive (D), Bcl-2 positive (E), and EGFR negative (F)

Her-2/neu + Type o Presents as two distinct forms ER- ER+ o Frequently associated with DCIS o Associated with poor prognosis

Her-2/neu + Type A B C D E F Immunohistochemical profile of HER2 subtype. ER negative (A), PR negative (B), HER 2 positive +3, EGFR focal positive (D), CK5 negative (E), CK8/18 heterogeneous and moderate positive (F)

Basal-Like s o No internationally accepted definition o Triple negative phenotype (ER-, PR-, and HER2-/neu-) o Expression of high molecular weight cytokeratin (CK 5/6, CK 14, CK 17), EGFR, CKIT, P63, E-Cadherin, SMA

A B C D E F Immunohistochemical profile of basal-like breast carcinoma. ER negative (A), HER2 negative (B), p53 positive (C), CK5 positive (D), EGFR positive (E), and Bcl-2 negative (F)

Basal-Like s Morphologic Features o High mitotic rate o Geographic, central necrosis o Lymphoplasmacytic infiltrate with the medullary carcinoma - like features

Biology of Basal-Like Breast Carcinoma o o o o o o o Account for 10%-20% of all breast cancer More frequently affects younger patients More prevalent in African American women More prevalent in those with germline BRCA-1 mutation carriers Are biologically more aggressive Have a unique metastatic pattern Majority of death occurs in the first 5 years after primary treatment

Triple Negative o Triple-negative tumors represent the majority of cancers within the basal-like subtype o Not all triple negative breast cancers display the basal-like phenotype and vice versa o Currently no specific targeted approach is available for triple negative tumors

Possible Molecular Targeted Therapies for the Treatment of Triple Negative Molecular Targets EGFR c-kit Src mtor Agents tested in clinical phase trials Anti-EGFR antibody: cetuximab EGFR tyrosine kinase inhibitor: erlotinib Multiple tyrosine kinase inhibitors: imatinib, sunitinib Multiple tyrosine kinase inhibitors: dasatinib mtor inhibitor: everolimus Kurebayashi J: Possible treatment strategies for triple-negative breast cancer on the basis of molecular characteristics. 16:275-280, 2009.

Current Status o Patients with hormone receptor positive, Her-2/neu oncogene negative tumors benefit from adjuvant hormone therapy o Patients with Her-2/neu positive tumors, any ER/PR or menopausal status derive major benefits from the administration of Herceptin therapy in combination with chemotherapy

Current Status o There is a need to develop additional forms of systemic therapy for those tumors that fail to express hormone receptors and/or Her-2/neu oncogene o It is essential to search for factors that can better stratify patients for systemic therapy

Assessment of New Genetic Pathways o MammaPrint 70-gene assay (Agendia BV, Amsterdam, the Netherlands) o Oncotype DX 21-gene assay (Genomic Health, Redwood City, California) o H/I (AvariaDX, Carlsbad, California) o Others.

MammaPrint Biological Function MammaPrint Gene Count Metabolism 7 Cell cycle and DNA replication 12 Extracellular matrix adhesion and remodeling 5 Growth, proliferation, transformation and cell death 17 General signal transduction and intracellular transport 3 Growth factor 7 Motility or actin filament related 5 Intracellular hydrolase 1 Immune response 1 Neuropeptide 1 Predicted transmembrane protein with unknown function 2 Predicted transcriptional control or DNA binding proteins 5 Unknown function 4 Total Gene Count 70

Validation of the 70-gene classifier. A and B, kaplan-meier analysis of the probability that a patient would remain free of distant metastases and the probability of overall survival among all patients.

Oncotype DX 21-Gene Recurrence Score (RS) Assay 16 Cancer and 5 Reference Genes From 3 Studies PROLIFERATION Ki-67 STK15 Survivin Cyclin B1 MYBL2 INVASION Stromelysin 3 Cathepsin L2 Her2 GRB7 Her2 ESTROGEN ER PR Bcl2 SCUBE2 GSTM1 CD68 BAG1 REFERENCE Beta-actin GAPDH RPLPO GUS TFRC RS = + 0.47 x Her2 Group Score - 0.34 x ER Group Score + 1.04 x Proliferation Group Score + 0.10 x Invasion Group Score + 0.05 x CD68-0.08 x GSTM1-0.07 x BAG1 Category RS (0-100) Low risk RS <18 Int risk RS 18-30 High risk RS 31 Paik et al. N Engl J Med. 2004;351:2817-2826.

Rate of Distant Recurrence at 10 Years Rate of Distant Recurrence at 10 Years by Oncotype DX Risk Group in the Clinical Validation Study

Rate of Distant Recurrence at 10 Years Population Distribution by Oncotype DX Risk Group in the Clinical Validation Study

Current Clinical Trails ο TAILORx Trail Assigning Individualized Options for Treatment ο MINDACT Microarray In Node-Negative Disease May Avoid Chemotherapy Trial ο Rx PONDER Rx for Positive Node Endocrine Response Breast Cancer

Comparison of the TAILORx, MINDACT, and RxPONDER trials Trial/Characteristic TAILORx MINDACT RxPONDER Coordinating group ECOG EORTC SWOG Design Prospective, randomized, Prospective, randomized, Prospective, randomized, open-label trial open label trial open-label trial No, of patients registered/randomized 10,263/6908 6000/1920 8800/4400 Biomarker Oncotype DX MammaPrint Oncotype DX Key eligibility criteria ER+, HER2-, LN- LN- or 1~3 LN+ ER+, HER2-, 1~3 LN+ Randomize group RS 11~25 Discrepant risk between MammaPrint and Adjuvant! Online RS <25 Randomized treatment Endocrine vs endocrine + chemotherapy Treatment by clinical criteria (Adjuvant! Online) or gene expression (MammaPrint) Endocrine vs endocrine + chemotherapy Primary end point Disease-free survival Distant metastasis-free Disease-free survival survival Status Completed accrual Completed accrual Accruing Tissue banking is a common feature for all 3 trials. ECOG indicates Eastern Cooperative Oncology Group; EORTC, European Organization of Research and Treatment of Cancer; ER, estrogen receptor; LN, lymph node; RS, recurrence score; SWOG, Southwest Oncology Group

A multigene expression assay to predict local recurrence risk for ductal carcinoma in situ of the breast o The Oncotype DX breast cancer assay was performed for 327 patients with DCIS treated without radiation in the (ECOG) E5194 study o A DCIS score was established for each case Solin L J, et al. J Nat Cancer Institute 2013;105:701-710.

A multigene expression assay to predict local recurrence risk for ductal carcinoma in situ of the breast Solin L J, et al. J Nat Cancer Institute 2013;105:701-710

A multigene expression assay to predict local recurrence risk for ductal carcinoma in situ of the breast o DCIS score predicts the risk of local recurrence and invasive local recurrence and provides information that complements traditional clinical and pathologic factors Solin L J, et al. J Nat Cancer Institute 2013;105:701-710.

Future Directions o Emerging classification system with clinical relevance based on Morphology Phenotype Molecular genetics o Routine provision of prognostic and predictive information o Identification of key therapeutic targets

Future Directions o Translation of research technology into routine clinical practice o Robust validated and standardized routine methods o Establishment of quality control measures assuring the accuracy of pathology reporting

Summary o Breast cancer includes at least five discrete, molecularly defined subgroups with distinct natural histories, drug sensitivities and specific molecular therapeutic targets. o Systemic treatments are estimated to reduce annual odds of recurrence by 50%-60% and annual odds of death by about 40%-50% o Combined modality therapy is the therapeutic approach of choice for management of early breast cancer

Summary o As more advances are made in molecular genetics and more molecular targeted therapies become available, the responsibility of pathologists to find the right answers for the right patients will become greater o This approach will form the foundation of the delivery of quality, personalized breast health care