Dentist-patient communication techniques used in the United States: The results of a national survey

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Dentist-patient communication techniques used in the United States: The results of a national survey Institute of Medicine Roundtable on Health Literacy March 29, 2012 Gary D. Podschun Manager, Community Outreach and Cultural Competence American Dental Association

American Dental Association Mission The ADA is the professional association of dentists that fosters the success of a diverse membership and advances the oral health of the public.

Acknowledgments ADA National Advisory Committee on Health Literacy in Dentistry Drs. R. Gary Rozier, University of North Carolina at Chapel Hill, Gillings School of Global Public Health Dr. Alice M. Horowitz, University of Maryland at College Park, School of Public Health Brad Petersen, ADA Health Policy Resources Center John Cantrell, University of North Carolina at Chapel Hill, Gillings School of Global Public Health

Background the degree to which individuals have the capacity to obtain, process and understand basic health information and services needed to make appropriate oral health decisions. * * American Dental Association. 2006 Transactions. Chicago: ADA; 2006:316.

Background The ability to access, understand, appraise and communicate information to engage with the demands of health contexts to promote health. * or fit between health literacy level of patient and demands of the health care system * Rootman I, Ronson B. Literacy and health research in Canada: Where have we been and where should we go? Can J Public Health. 2005;96(Suppl 2):S62-77.

Background Mismatch between patients health literacy skills and informational demands by health provider/system Many patients have difficulty understanding and using health information Patients forget up to 80% of what physicians tell them as soon as they leave the office Nearly 50% of what they do remember is incorrect * * Pfizer. Help your patients succeed: Tips for improving communication with your patients. http://www.pfizerhealthliteracy.com/physicians-providers/tipsforproviders.aspx

Background Limited health literacy results in lower health knowledge, poor adherence, fewer preventive services, poor health outcomes, increased costs Limited health literacy is a potential barrier to effective prevention, diagnosis and treatment of oral disease * Clear, accurate and effective communication is an essential skill for dental practice ** * American Dental Association. 2006 Transactions. Chicago: ADA; 2006:317. ** American Dental Association. 2008 Transactions. Chicago: ADA; 2008:454.

Background Little is known about communication techniques used by dentists or dental team members to meet the needs of patients with limited health literacy Health Literacy in Dentistry Strategic Action Plan * Conduct ongoing surveys of dentists and dental team members to monitor health literacy related knowledge, attitudes and behaviors. Promote methods to improve communication and patient understanding in dental practice. * American Dental Association. Health Literacy in Dentistry Strategic Action Plan. 2009. Chicago, IL: ADA.

Study Purpose Determine techniques used by dentists and dental team members to ensure effective patient communication and understanding Identify the variation in routine use of these techniques according to factors that might be targeted with interventions Focus on Dentists

Study Design Random sample of U.S. dentists (general, specialists) selected from the ADA master file (n=179,594) Packets with questionnaires for dentists, hygienists and assistants mailed to sampled dentists Dentists distributed questionnaires to staff 2 mail, 1 telephone follow-ups Managed by the ADA Survey Center

Questionnaire 86 item, self-completed questionnaire 18 communication items, 5-point Likert scale 5 domains based on AMA Recommendations * 4 Understandable language (n=5) 4 Teach Back method (n=2) 4 Patient-friendly materials (n=4) 4 Help understanding (n=5) 4 Patient friendly environment (n=2) Pilot tested at 2007 ADA annual session (n=188) * Schwartzberg JG, Cowett A, VanGeest J, Wolf MS. Communication techniques for patients with low health literacy: a survey of physicians, nurses, and pharmacists. Am J Health Behav. 2007;31(Suppl 1):S96-S104.

Predictor Variables 1. Provider characteristics (age, race/ethnicity, sex, US born/trained) 2. Practice characteristics (patient characteristics, specialty, primary occupation, setting) 3. Health literacy awareness 4. Training in communication techniques

Predictor Variables 5. Barriers to patient understanding (none, lack of time, awkward, can t simplify language any more, patient language, patient non-adherence) 6. Practice-level change 7. Outcome expectancy (18-item scale: low, medium, high)

Analysis Methods Count of routine use of techniques (e.g., most of time & always vs. never, rarely, occasionally ) Descriptive analysis of complete sample Comparison of mean number of techniques used routinely by predictor variables (ANOVA) Confirmation of association of predictor variables with number of techniques used routinely with regression analysis (OLS)

Sample Response Rates Questionnaires distributed 6,300 Questionnaires not delivered 292 Effective sample size 6,008 Questionnaires returned 2,010 Response rate 33.4% Analysis sample size (exclude students/dentists not in practice) 1,994 Questionnaires with non-missing items 87.1%

Percent Dentists Using Each Technique % Number of Techniques Used Routinely

Percent of Techniques Used Routinely

Patient-friendly Technique % Used Routinely Ask patients how they learn best 4.9 Refer patients to Internet 11.1 Use interpreter 15.3

Teach Back Technique Ask patient to repeat information or instructions Ask patient to tell you what they will do at home to follow instructions % Used Routinely 16.0 23.5

Assistance Technique % Used Routinely Underline key points in printed materials 31.5 Follow-up by phone to check understanding 35.1 Read instructions out loud 48.1 Ask staff follow-up post-care instructions 53.3 Write or print out instructions 54.5

Materials Technique % Used Routinely Use Video or DVD 15.8 Hand out printed materials 65.9 Use models or x-rays to explain 73.1

Communication Technique % Used Routinely Present only 2 or 3 concepts at a time 29.8 Ask family member or friend to participate 34.3 Draw or use pictures 42.5 Speak slowly 67.8 Use simple language 90.6

Provider Characteristics and Differences in Mean Number of Techniques Used Variable Category % Difference P-value Age (vs. 26-35 yrs) 36-45 yrs 46-55 yrs 56-65 yrs >65 yrs 21.5 11.9 4.4 6.6 <.001 Race (vs. White) African American Hispanic Asian Other 23.0 13.4 17.3 35.9 <.001 Sex Female vs. male* 9.4.001 Country of birth Outside U.S. vs. inside 26.0 <.001 * Not significant in OLS regression analysis

Practice Characteristics and Differences in Mean Number of Techniques Used Specialty Oral surgery Public health/pathology Periodontics Endodontics Orthodontics General dentistry Prosthodontics Pediatric dentistry Sample Size 38 5* 52 37 87 1330 22 45 Mean No. Techniques 9.6 9.4 9.1 8.1 7.4 6.9 6.7 6.3 * Small sample size does not provide accurate estimate.

Literacy Variables and Differences in Mean Number of Techniques Used Routinely Variable Comparison % Difference P-value Awareness Yes vs. no 13.7 <.001 Training Yes vs. no 18.2 <.001 Outcome expectancy (vs. low) Medium High 24.0 55.7 <.001 Barriers * Yes vs. no -9.4 <.001 Practice-level change Yes vs. no 39.1 <.001 * Lack of time and belief that can t provide information anymore simply were barriers found to be significant in OLS regression.

Limitations 1. Validity of the assessment of communication by survey respondents is unknown 2. Information is self-reported by dentists and thus might suffer from reporting biases 3. Non-response bias could have influenced findings and conclusions 4. Absence of information on the quality of communication techniques used by the sampled dentists

Conclusions 1. Number of communication techniques used routinely varies greatly among dentists 2. Routine use of techniques was similar to physicians, nurses and pharmacists for 10 of 14 techniques examined in both studies * 3. Ideal number of techniques that should be used in dentistry is not known * Schwartzberg JG, Cowett A, VanGeest J, Wolf MS. Communication techniques for patients with low health literacy: a survey of physicians, nurses, and pharmacists. Am J Health Behav. 2007;31(Suppl 1): S96-S104.

Conclusions 4. Low use of techniques most commonly recommended by health literacy experts 5. Two-thirds of dentists use fewer than 4 of the 7 listed techniques

Recommendations 1. Encourage the education and training of current and future dentists and dental team members about health literacy, including principles of effective communication and the use of plain language in dental practice 2. Conduct ongoing surveys of various populations (public, dentists and dental team members, science writers, dental school faculty), over time, to longitudinally monitor changes in health literacy related knowledge, attitudes and behaviors

Contact American Dental Association Council on Access, Prevention and Interprofessional Relations 211 East Chicago Avenue Chicago, IL 60611 312-440-2673 PodschunG@ada.org www.ada.org