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DAVID C KLONOFF, MD Medical Director Dorothy L. and James E. Frank Diabetes Research Institute of Mills-Peninsula Health Services San Mateo, California USA Clinical Professor of Medicine, UCSF INDIANAPOLIS, INDIANA SATURDAY, AUGUST 5, 2017 TECHNOLOGY WORKS BEST WHEN IT IS ACCURATE Mills-Peninsula Health Center San Mateo, California Disclosures: Consultant to Ascensia, Lifecare, Novo Onduo, Trividia, Voluntis UNIVERSITY OF CALIFORNIA AT SAN FRANCISCO (UCSF) ACCURACY IS THE MOST IMPORTANT FEATURE IN A DIABETES DEVICE 1

ACCURACY SAVE MONEY AVOID ERRORS ERROR FAVORABLE OUTCOMES DIABETES THERAPY REQUIRES CORRECT DECISIONS CORRECT DECISIONS REQUIRE ACCURATE INFORMATION ACCURATE INFORMATION REQUIRES ACCURATE MONITORING DEVICES ACCURACY IS THE MOST IMPORTANT FEATURE IN A DIABETES DEVICE GLUCOSE GLUCOSE MONITORING INSULIN CYBERSECURITY DELIVERY CYBERSECURITY 2

GLUCOSE GLUCOSE MONITORING INSULIN CYBERSECURITY DELIVERY CYBERSECURITY OUTPATIENT BLOOD GLUCOSE MONITORING MINIMUM ACCURACY CRITERIA FOR OTC BLOOD GLUCOSE MONITORS FROM THE 2016 FDA GUIDANCE 95% of glucose results must be within 15% of range 99% of glucose results must be within 20% of range ANALYTICAL ACCURACY VS. CLINICAL ACCURACY INACCURATE BG MONITORS ARE RISKY FOR MAKING TREATMENT DECISIONS OR CALIBRATING CGMS MODELED SIMULATED PATIENT DATA EMPIRICALLY COLLECTED PATIENT DATA 3

PROBABILITY OF FAILING TO DETECT HYPOGLYCEMIA ACCORDING TO BGM INACCURACY LIKLIHOOD (PERCENT) 10 5 0 0 5 10 15 20 BG MONITOR ACCURACY FOR 95% OF DATA POINTS +/- PERCENTAGE Breton JDST 2010 HYPOGLYCEMIA RISK AGAINST BGM INACCURACY GLYCEMIC CONTROL AGAINST BGM INACCURACY SMBG accuracy SMBG accuracy Breton JDST 2010 A BLOOD GLUCOSE MONITOR THAT HAS A HIGH WHEN CALIBRATING A CGM WILL RESULT IN UNDERREPORTING HYPOGLYCEMIA Glucose (mg/dl) Glucose (mg/dl) 108 50 108 50 0 200 400 (min) 600 800 1000 CGM calibrated with BGM with positive bias underreports hypos CGM calibrated with BGM with no bias accurately reports hypos Green band is 5th-95 th percentile of CGM readings Teal band is 5th-95 th percentile of CGM readings Thomas JDST 2014 4

HbA1C (%) RELATIONSHIP BETWEEN ANALYTICAL ACCURACY OF A BGM FOR CALIBRATION AND BOTH THE A1C LEVEL AS WELL AS THE FREQUENCY OF SEVERE HYPOGLYCEMIA ERROR VS. A1C FOR THREE LEVELS OF CGM ACCURACY MARD = 8% MARD = 13% MARD = 20% MARD = 8% MARD = 13% Ratio of Areas: 3:2:1 Ratio of Areas: 3:2:1 SEVERE HYPOGLYCEMIA (EVENTS PER 6 MONTHS) ERROR VS. SEVERE HYPOGLYCEMIA FREQUENCY FOR THREE LEVELS OF CGM ACCURACY MARD = 20% Error (Fraction of Measurements with ARD > 5%) Error (Fraction of Measurements with ARD > 5%) 9163 Type 1 pediatric patients from Germany & Austria EFFECT OF BG MONITOR INACCURACY ON MEAN GLYCEMIC CONTROL VERY NEG VERY POS POS NO NEG INACCURACY OF A BGM CORRELATES WITH POOR GLYCEMIC CONTROL Boettcher DTT 2015 EFFECT OF BG MONITOR INACCURACY ON FREQUENCY OF HYPOGLYCEMIC COMA PER 100 PATIENT-YRS VERY POS POS NO POSITIVE OF A BGM LEADS TO EXCESS Rx AND CORRELATES WITH HYPOGLYCEMIC COMA NEG VERY NEG Boettcher DTT 2015 BGM ANALYTICAL INACCURACY INCORRECT INSULIN DOSING MORE HYPOGLYCEMIA HIGHER MEAN GLUCOSE DECREASED CGM ACCURACY BGM ANALYTICAL INACCURACY INCORRECT INSULIN DOSING MORE HYPOGLYCEMIA HIGHER MEAN GLUCOSE BAD OUTCOMES DECREASED CGM ACCURACY ERROR 5

THE CBP HAS LIMITED BENEFECARIES PRODUCT CHOICES. AADE SURVEYED CMS MAIL ORDER SUPPLIERS IN NOV 2016. 18 of 38 BRANDS AND 65 PRODUCTS ARE NOW UNAVAILABLE 530,000 beneficiaries 2009 through 2012 AFTER THE CBP BEGAN IN 2011 SMBG SUPPLY ACQUISITION WAS DISRUPTED. MIGRATION TO LESS FREQUENT OR NO SMBG WAS ASSOCIATED WITH INCREASED MORALITY, INPT ADMISSIONS, AND COSTS Competitive Bidding Program for Mail- Order Diabetes Testing Supplies: Product Availability Survey March 2017 AADE 200 W. Madison Street, Suite 800 Chicago IL 60606 DIABETES TECHNOLOGY SOCIETY SURVEILLANCE PROGRAM FOR CLEARED BGM SYSTEMS 11 articles from 2010-2014: 98 BGM Systems ALL BGMSs REPORTED FDA CLEARED NON-FDA-CLEARED TOTAL BGMSs n = 98 n = 33 n = 65 % ISO 15197-2003 (+) 54% 75% 45% % ISO 15197-2013 (+) 32% 48% 23% 6

PRESS RELEASE www.diabetestechnology.org PRESS RELEASE www.diabetestechnology.org Diabetes Technology Society Begins Surveillance Testing Study of Cleared BG Monitor Systems June 8, 2016 Burlingame, California - Diabetes Technology Society (DTS) is pleased to announce the commencement of testing for the DTS Surveillance Program for Cleared Blood Glucose Monitor systems (BGMS). Diabetes Technology Society Releases Results of Blood Glucose Monitor System Surveillance Testing June 27, 2017 Burlingame, California - The accuracy of 18 blood glucose monitoring systems (BGMSs) marketed in the USA was assessed in three studies each. A Seal of Approval was awarded to any product that passed all 3 of the 3 studies. The DTS Seal of Approval was awarded to The results of the surveillance study represent how each product performed in a specific protocol and do not predict what a patient or other user can expect in the way of product performance in another setting. DTS makes no endorsements or predictions for future performance of the tested products. David C. Klonoff, M.D., FACP, FRCP (Edin), Fellow AIMBE, Joan L. Parkes, PhD, Boris P. Kovatchev, PhD, David Kerr, MBChB, DM, FRCPE, Wendy C. Bevier, PhD, Ronald L. Brazg, MD, Mark P. Christiansen, MD, Timothy S. Bailey, MD, FACE, CPI, Jim H. Nichols, PhD, DABCC, FACB, Michael A. Kohn, MD, MPP THE 18 BEST SELLING BGMs IN THE US ALL EQUIPMENT PURCHASED BY DTS SITE A SITE B 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 16 115 SUBJECTS PER SITE PER TRIAL OF 6 BGMs 1 PLASMA SAMPLE PER SUBJECT TRIPLE BLINDED STUDY: CLINICAL SITES, REFERENCE LAB, AND SPONSOR SITE C 13 14 15 16 17 18 7 8 9 10 11 12 1 2 3 4 5 6 REFERENCE LAB CLINICAL SITE REFERENCE LAB SPONSOR 7

TRIPLE BLINDED STUDY: CLINICAL SITES, REFERENCE LAB, AND SPONSOR TRIPLE BLINDED STUDY: CLINICAL SITES, REFERENCE LAB, AND SPONSOR 1035 SUBJECTS CLINICAL SITE REFERENCE LAB SPONSOR 1035 SUBJECTS 5584 DATA PAIRS CLINICAL SITE REFERENCE LAB SPONSOR TRIPLE BLINDED STUDY: CLINICAL SITES, REFERENCE LAB, AND SPONSOR MFR BGM STRIPS 1035 SUBJECTS 5584 DATA PAIRS 6 BGMS: SOA CLINICAL SITE REFERENCE LAB SPONSOR MFR BGM STRIPS FACTORS THAT CAN DECREASE BGM ACCURACY OVER TIME Scale-up issues Manufacturing errors Changes in components between lots Improper shipping 8

FACTORS AFFECTING TREATMENT ACCURACY BESIDES BGM ACCURACY 62% OF THE 2016 CMS MAIL ORDER MARKET WAS FOR BGMs THAT DID NOT PASS THE DTS SURVEILLANCE PROGRAM Incorrect estimation of carbohydrate content and glycemic index Inaccurate insulin dose delivery Variable absorption of insulin dose Residual effect of insulin on board Unpredictable effects of physical activity GoCARB: n=19 T1DM. Mean error of carbohydrate estimation/day: 28 gm before vs. 12 gm after (p =0.001) Agianatos JDST May 2015 RESPONSE Insulin FREQUENCY (Hz) Guardian Sensor 3 9

Sensors (Basel) 2017 Mar; 17(3): 532 Metrics for predicting glycemia during exercise 4 Near-body temperature 1 Heart rate 5 Galvanic skin response 2 Heat flux 6 Acceleration 3 Skin temperature 7 Energy expenditure HOSPITAL BLOOD GLUCOSE MONITORING OBTAINING A BLOOD GLUCOSE MONITOR TEST RESULT IS LIKE ORDERING A PIZZA 1 2 3 1 DELIVER: POSTANALYTICAL ERROR STRIPS HAVE NOT EXPIRED STRIPS HAVE BEEN STORED PROPERLY HANDS ARE CLEAN WITHOUT ANY NO FOOD RESIDUE PERFORM: ANALYTICAL ERROR HANDS ARE DRY WITHOUT WITHOUT ANY ALCOHOL RESIDUE INTERFERING SUBSTANCES: PHYSICAL ENVIRONMENT (humidity, temp) PHYSIOLOGY (po2, edema) MEDICATIONS (acetaminophen) 2 10

INCORRECT UNITS OF GLUCOSE DATA NOT RECORDED OR UPLOADED DATA IS TRANSMITTED INCORRECTLY 3 MISLEADING MESSAGE SHOWN MONITOR SHUTS OFF IF BG IS HIGH Sticking With Safety: Eliminating Bloodborne Pathogen risks during Blood Glucose Monitoring - May 3, 2010 Meeting Overview Critically ill patients should not be tested with a glucose meter because results may be inaccurate. 2014 FDA Draft Guidance BGM Test Systems for Prescription POC Use. Page 31, lines 1113-1114 11

Rx DRUGS OFF LABEL Rx DEVICES OFF LABEL MINIMUM ACCURACY CRITERIA FOR PRESCRIPTION POINT-OF-CARE BLOOD GLUCOSE MONITORS FROM THE 2016 FDA GUIDANCE 95% of glucose results must be: For glucose < 75 mg/dl within 12 mg/dl of reference For glucose > 75 mg/dl within 12% of reference And 98% of glucose results must be: For glucose < 75 mg/dl within 15 mg/dl of reference For glucose > 75 mg/dl within 15% of reference 12

Define subpopulations that might be particularly vulnerable to health risks from meter inaccuracy. 2016 FDA Guidance BGM Test Systems for Prescription POC Use. Page 15, lines 514-518 Liang, MCP 2017; 92:1030 CONTINUOUS GLUCOSE MONITORING G5 PLATINUM 13

GUARDIAN SENSOR 3 ENLITE SITE MARD (CALIBRATE 2X / DAY) MARD (CALIBRATE 3-4X / DAY) ABDOMEN (640 INSULIN PUMP) 10.6% 9.6% ABDOMEN (CONNECT MOBILE APP) 9.6% 9.4% ARM (GLUCOSE SENSOR RECORDER) 9.1% 8.7% GLUCOSE GLUCOSE MONITORING FREESTYLE LIBRE FLASH NOT CLEARED BY FDA INSULIN CYBERSECURITY DELIVERY CYBERSECURITY ACURATE INSULIN DOSING FROM AN INSULIN PUMP, INSULIN PEN, OR AN ARTIFICIAL PANCREAS 14

A STANDARD IS NEEDED TO DETERMINE THE MEASUREMENT METHOD, TEST CONDITIONS, AND TOLERANCE OF INSULIN PUMP DOSING HOW ACCURATE MUST A PEN BOLUS BE ACCORDING TO ISO? Minimum bolus of 0-2 U, allowed deviation is up to ±1 U (= 50 mg/dl) Mid bolus of ~30-40 U, allowed deviation is up to ±5% (~ 1.5-2 U = 75-100 mg/dl) Max bolus of ~ 60-80 U, allowed deviation is up to ±5% (~ 3-4 U = 150-200 mg/dl) OUTCOME MEASURES FOR ARTIFICIAL PANCREAS CLINICAL TRIALS Maahs Diabetes Care July 2016 GLUCOSE GLUCOSE MONITORING INSULIN CYBERSECURITY DELIVERY CYBERSECURITY SECURITY = SAFETY 15

DEFINITION OF A CONNECTED MEDICAL SYSTEM A device that monitors and transmits data and/or commands from or to a person connected with a hub (e.g. handheld controller/monitor, another device, smartphone, pad, computer, or the cloud.) DEFINITION OF CYBERSECURITY Protection of data and command information that are transmitted between connected medical devices. CONFIDENTIALITY = HACKER CAN STEAL YOUR DATA INTEGRITY= HACKER CAN MODIFY YOUR DATA AVAILABILITY = HACKER CAN PREVENT YOU FROM ACCESSING YOUR OWN DATA DTSec: DIABETES TECHNOLOGY SOCIETY CYBERSECURITY STANDARD AUTHOR: KIM ZETTER NOVEMBER 24, 2015 FOR CONNECTED DIABETES DEVICES WHITE HOUSE HEALTH AND CYBERSECURITY ROUNDTABLE FOR HOSPITALS AND MEDICAL DEVICES DECEMBER 11, 2015 PRESS RELEASE New Standard to Raise Confidence in the Security of Network-Connected Medical Devices through Expert Evaluation 16

HEALTHCARE PROFESSIONALS INDUSTRY ADOPTION OF DTSec THE DTSec STAKEHOLDERS STAKEHOLDERS DIFFERENTIATION PUBLICITY FROM A HACK LAWSUITS, FINES Medical device makers wake up to cyber security threat August 1, 2017 Ethical hackers have warned of potentially lethal vulnerabilities in key equipment for years DTMoSt (Diabetes Technology Society Mobile Platform Controlling a Diabetes Device Security and Safety Standard The Internet of Things Cybersecurity Improvement Act: A Good Start on IoT Security The Internet of Things Cybersecurity Improvement Act: A Good Start on IoT Security For devices in US government networks: 1) Establishes cybersecurity standards 2) Prohibits fixed passwords 3) Mandates security patches (known vulnerabilities) 17

August 4, 2017 Recently proposed legislation on medical device cybersecurity aims to clarify device security enhancement expectations and improve remote access protections. TECHNOLOGY WORKS BEST WHEN IT IS ACCURATE 18