Alzheimer s Disease-specific Therapeutic Area Supplement to the Study Data Tabulation Model User Guide

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CDISC Alzheimer s disease SDTM User Guide (Version 1.0) Alzheimer s Disease-specific Therapeutic Area Supplement to the Study Data Tabulation Model User Guide Prepared by the Coalition Against Major Diseases (CAMD) Notes to Readers This User Guide follows version 3.1.2 (V3.1.2) of the CDISC Submission Data Standards and domain models. Revision History Date Version Summary of Changes 2010-11-30 1.0 Draft Alzheimer s- specific TA criteria added to Safety & QS domains. 2011-09-09 1.0 Alzheimer s disease User Guide Release 2010 Clinical Data Interchange Standards Consortium, Inc. All rights reserved Page 1

Note: Please see 1570HAppendix F for Representations and Warranties, Limitations of Liability, and Disclaimers. Page 2 2010 Clinical Data Interchange Standards Consortium, Inc. All rights reserved

CDISC Alzheimer s disease SDTM User Guide (Version 1.0) CONTENTS 1. INTRODUCTION... 4 1.1 PURPOSE AND CAVEATS... 4 1.2 ORGANIZATION OF THIS DOCUMENT... 4 1.3 RELATIONSHIP TO PRIOR CDISC DOCUMENTS... 5 1.4 HOW TO READ THIS USER GUIDE... 5 1.5 SUBMITTING COMMENTS... 5 5. MODELS FOR SPECIAL-PURPOSE DOMAINS... 6 5.1 DEMOGRAPHICS... 6 5.1.1 Demographics DM (Alzheimer s disease and Mild Cognitive Impairment)... 6 5.1.1.1 Assumptions for Demographics Domain Model... 6 6 DOMAIN MODELS BASED ON THE GENERAL OBSERVATION CLASSES... 7 6.2 EVENTS... 7 6.2.3 Medical History MH (Alzheimer s disease and Mild Cognitive Impairment)... 7 6.2.3.1 Assumptions for Medical History Domain Model... 7 6.2.3.2 Examples for Medical History Domain Model... 8 6.2.6 NON-SUBJECT medical history - NSMH (Alzheimer s disease and Mild Cognitive Impairment)... 9 6.2.6.1 Assumptions for NON-SUBJECT Domain Model... 9 6.2.6.2 Examples for Non-Subject Medical History Domain Model... 9 6.3 FINDINGS... 10 6.3.3 Laboratory Test Results LB... 10 6.3.3.1 Assumptions for Alzheimer s disease Laboratory Test Results Domain Model... 10 6.3.3.2 Examples for Laboratory Test Results Domain Model... 10 6.3.5 Questionnaire QS (Alzheimer s disease and Mild Cognitive Impairment)... 12 6.3.5.1 Assumptions for Questionnaire Domain Model... 12 6.3.6 Subject Characteristics SC... 13 6.3.6.1 Assumptions for Subject Characteristics Domain Model... 13 6.3.6.2 Example for Subject Characteristics Domain Model... 13 APPENDICES... 14 APPENDIX A: CAMD DATA STANDARDS WORKGROUP... 14 Appendix C5: SUPPLEMENTAL Qualifiers Name Codes... 15 Appendix F: Representations and Warranties, Limitations of Liability, and Disclaimers... 16 2010 Clinical Data Interchange Standards Consortium, Inc. All rights reserved Page 3

1. Introduction 1.1 PURPOSE AND CAVEATS This document comprises the Alzheimer s disease-specific User Guide (SDTMUG-ALZHEIMER S v1.0) to be used as a Therapeutic Area Supplement to the CDISC Study Data Tabulation Model Implementation Guide for Human Clinical Trials (SDTMIG V3.1.2). This user guide was prepared by the Critical Path Institute s Coalition Against Major Diseases (CAMD) with participation from volunteer members of the Submissions Data Standards (SDS) team of the Clinical Data Interchange Standards Consortium (CDISC). It is intended to guide the organization, structure, and format of standard Alzheimer s disease and Mild cognitive impairment (MCI) clinical trial tabulation datasets submitted to a regulatory authority such as the US Food and Drug Administration (FDA). With regards to clinical trials of Alzheimer s disease and MCI, this guide describes the explicit implementation of a subset of the domains whose general implementation is described in the current version of the Study Data Tabulation Model Implementation Guide for Human Clinical Trials (SDTMIG v3.1.2). This document also introduces new SDTM domains, showing rules and examples on implementing these domains specifically for trials of Alzheimer s disease or MCI. This document does not replace, supersede, nor otherwise override any rules or requirements of the current SDTM and SDTMIG. Knowledge of this document alone is not a substitute for knowledge of SDTM nor is it sufficient to produce complete, SDTM-compliant regulatory submissions of Alzheimer s or MCI clinical trials data. The SDTMUG-ALZHEIMER S v1.0 should be used in close concert with the current version of the SDTMIG and the current version of the CDISC Study Data Tabulation Model (SDTM, available at http://www.cdisc.org/standards). The SDTM describes the general conceptual model for representing clinical study data that is submitted to regulatory authorities and should be read prior to reading the SDTMIG. An understanding of both of these documents is required before attempting to read and understand the SDTMUG-ALZHEIMER S v1.0 The standards contained in this document were developed to facilitate an integrated database of pooled retrospective and eventually prospective clinical trials for the Coalition Against Major Diseases. The standard elements and terminology contained in the subsequent sections of this guide represent the data which were prioritized for first analysis by CAMD members. Therefore, the current version of this document should not be regarded as the complete set of data standards required for every clinical trial of Alzheimer s disease and MCI. The document is intended to grow in scope through iterative review and subsequent editions. This document is intended for companies and individuals involved in the collection, preparation, and analysis of clinical data that will be submitted to regulatory authorities. Domains for which there are no current Alzheimer s specific rules are not included in this document. For information on these domains, refer to the current version of the SDTM/SDTMIG. Section numbers in this document are aligned to the SDTMIG to facilitate reference and are therefore not always consecutive within this document. 1.2 ORGANIZATION OF THIS DOCUMENT Note: The section numbers in this document are not consecutive, but instead follow the corresponding section numbering in SDTMIG. This document is organized into the following sections: 236HSection 1, 1805HIntroduction, provides an overall introduction to the V3.1.2 models and describes changes from prior versions. Page 4 2010 Clinical Data Interchange Standards Consortium, Inc. All rights reserved

CDISC Alzheimer s disease SDTM User Guide (Version 1.0) 40HSection 5, 241HModels for Special-Purpose Domains, describes special-purpose domains, including Demographics, 242HSection 6, 1809HDomain Models Based on the General Observation Classes, provides specific metadata models based on the three general observation classes, along with assumptions and example data. 1811HAppendices provide additional background material and describe other supplemental material relevant to implementation. 1.3 RELATIONSHIP TO PRIOR CDISC DOCUMENTS This document is intended as a supplement to the SDTM and SDTM IG. This document, in combination with knowledge of the SDTM/SDTMIG are required to produce CDISC SDTM-standardized dataset submissions from Alzheimer s or MCI clinical trials to regulatory authorities 1.4 HOW TO READ THIS USER GUIDE This Alzheimer s disease-specific SDTM Guide (SDTMUG-ALZHEIMER S v1.0) is best read online, so the reader can benefit from the many hyperlinks included to both internal and external references. Most of the hyperlinks in this document do not work because most of the sections to which they refer have been removed. The text has been left as a reference. The following guidelines may be helpful in reading this document: 1. First, read the current version of the SDTM to gain a general understanding of SDTM concepts. 2. Next, read the current SDTMIG a. Read the 256HGeneral Assumptions for all Domains in 257HSection 4. b. Review 258HSection 5 and 259HSection 6 in detail, referring back to Assumptions as directed (hyperlinks are provided). Note the implementation examples for each domain to gain an understanding of how to apply the domain models for specific types of data. c. Read this SDTMUG-ALZHEIMER S v1.0 for Alzheimer s disease and MCI Therapeutic Area standards implementation. 3. Finally, review the 1813HAppendices in the SDTMIG and SDTMUG-ALZHEIMER S v1.0 (this document) as appropriate 1.5 SUBMITTING COMMENTS Comments on this document can be submitted through the 262HCDISC Discussion Board. 2010 Clinical Data Interchange Standards Consortium, Inc. All rights reserved Page 5

CDISC Alzheimer s diseasesdtm User Guide (Version 1.0 AD) 5. Models for Special-Purpose Domains 5.1 DEMOGRAPHICS 5.1.1 55BDEMOGRAPHICS DM (ALZHEIMER S DISEASE AND MILD COGNITIVE IMPAIRMENT) See SDTMIG for DM domain table. 5.1.1.1 ASSUMPTIONS FOR DEMOGRAPHICS DOMAIN MODEL All assumptions for the DM domain from the SDTMIG v3.1.2, 2008-11-12, p. 56 apply for this User Guide including those referenced in the CDISC notes. Additionally, the following assumptions apply to Alzheimer s disease and Mild cognitive impairment (MCI): 1. For Alzheimer s disease trials, RFSTDTC and RFENDTC values must correspond to the actual Active or Placebo study medication start and stop dates. First and last date of exposure to any protocol-specified treatment should be used to populate these fields. Any drug washout or placebo run-in dates should not be populated in RFSTDTC or RFENDTC. No specific Alzheimer s/mci example are necessary. Refer to SDTMIG v3.1.2, 2008-11-12, p. 57 for examples. Page 6 December 16, 2010 2010 Clinical Data Interchange Standards Consortium, Inc. All rights reserved

6 Domain Models Based on the General Observation Classes 6.2 EVENTS 6.2.3 MEDICAL HISTOR MH (ALZHEIMER S DISEASE AND MILD COGNITIVE IMPAIRMENT) See SDTMIG for MH domain table. 6.2.3.1 ASSUMPTIONS FOR MEDICAL HISTOR DOMAIN MODEL All assumptions for the MH domain from the SDTMIG apply for this User Guide. Refer to SDTMIG for any non-alzheimer s disease- and Alzheimer s diseaseand MCI- specific assumptions referenced in the table above. Additionally, the following assumptions apply to Alzheimer s disease and mild cognitive impairment (MCI). 1. Alzheimer s disease, Mild cognitive impairment or other terms relating to Alzheimer s-type dementias must be in MHTERM. Coding to the preferred term with MedDRA for Alzheimer s disease or Mild cognitive impairment to populate MHDECOD is optional. See Example 1 below for how to map the primary diagnosis. 2. MHSTDTC is expected when MHCAT=PRIMAR DIAGNOSIS, and permissible for all other MHCAT values. 3. If general medical history information is also captured either as verbatim text or pre-specified text, it can be coded with MedDRA and reported in MHDECOD based on the sponsors coding criteria for medical history. 4. The controlled terminology for MHCAT includes PRIMAR DIAGNOSIS and GENERAL. 5. Where collected, onset of symptoms for either Alzheimer s disease or MCI should be mapped to Supplemental Qualifiers (SUPPMH). See Example 1 below for how to map onset of symptoms. 2010 Clinical Data Interchange Standards Consortium, Inc. All rights reserved Page 7

6.2.3.2 EXAMPLES FOR MEDICAL HISTOR DOMAIN MODEL Example 1 Below are specific Alzheimer s/mci Medical History examples in capturing: General medical history either as free text or solicited events Primary diagnosis information Rows 1, 4, 8: Rows 2-3, 5-6: MHCAT shows the standard controlled terminology of PRIMAR DIAGNOSIS for 3 separate subjects, one with Alzheimer s disease and two with Mild cognitive impairment. Note that in this case MHDECOD is not populated. Indicate general medical history with MHCAT=GENERAL mh.xpt ROW STUDID DOMAIN USUBJID MHSEQ MHTERM MHDECOD MHCAT MHSCAT MHPRESP MHOCCUR MHSTDTC 1 STUD01 MH 2324-P0001 1 Mild PRIMAR Cognitive DIAGNOSIS Impairment 2001-05 2 STUD01 MH 2324-P0001 2 Blind Left Blindness GENERAL 1999-07-07 3 STUD01 MH 2324-P0001 3 4 STUD01 MH 2324-P0002 1 5 STUD01 MH 2324-P0002 2 6 STUD01 MH 2324-P0002 3 7 STUD01 MH 2324-P0003 1 Eye Traumatic Brain Injury Alzheimer's disease Partial Gastrectomy Arterial Hypertension Mild Cognitive Impairment unilateral Traumatic brain injury GENERAL 2005-03-28 PRIMAR DIAGNOSIS 2003-05 Gastrectomy GENERAL 2006-06-21 Hypertension GENERAL 2006-07-26 PRIMAR DIAGNOSIS 2002-07 Onset of Symptoms The onset of symptoms date (QNAM=MHOSDTC)is when the symptoms of Alzheimer s disease or mild cognitive impairment were first observed by the subject or a family member. The actual diagnosis date (MHSTDTC) is the date the subject s physician officially diagnosed the disease. Where collected, onset of symptoms (for either Alzheimer s or MCI) should be mapped to SUPPMH as in the following. The standard controlled terminology for QNAM is MHOSDTC and QLABEL is Onset of Cognitive Problem. suppmh.xpt STUDID RDOMAIN USUBJID IDVAR IDVARVAL QNAM QLABEL QVAL QORIG QEVAL STUD01 MH STUD01-001 MHSEQ 1 MHOSDTC Onset of Cognitive Problem 1999-05 CRF Page 8 2010 Clinical Data Interchange Standards Consortium, Inc. All rights reserved

6.2.6 NON-SUBJECT MEDICAL HISTOR - NSMH (ALZHEIMER S DISEASE AND MILD COGNITIVE IMPAIRMENT) See Non-Subject Data Supplement v1.0 to SDTMIG for NS domain tables - This domain is under review with the CDISC SDS team, following the CDISC domain development process. This section will be updated upon release of the approved domain. The SDTMIG:NS is intended to guide the organization, structure, and format of standard data for persons who are not the subject in a clinical trial, but about whom data has been collected, when that data will be submitted to a regulatory authority such as the US Food and Drug Administration (FDA). This guide describes the implementation of any data tabulations collected about persons of interest in a clinical trial who are not the subject in the trial. These non-subject persons may or may not have a relationship to a clinical trial subject. 6.2.6.1 ASSUMPTIONS FOR NON-SUBJECT DOMAIN MODEL All assumptions for the NSMH domain from the SDTMIG-NS Supplement apply for this User Guide. Refer to SDTMIG-NS for any non-alzheimer s diseaseand Alzheimer s disease- and MCI- specific assumptions referenced. Additionally, the following assumptions apply to Alzheimer s disease and mild cognitive impairment (MCI). 1. When collecting information about Non-Subject family members, MHCAT=FAMIL HISTOR. The terms Alzheimer s disease or Mild Cognitive Impairment or other terms relating to Alzheimer s-type dementia need to be populated in MHTERM as is done with study subject s Medical History Primary Diagnosis data. 2. The controlled terminology for MHRELSUB can be found in the SDTMIG-NS. 6.2.6.2 EXAMPLES FOR NON-SUBJECT MEDICAL HISTOR DOMAIN MODEL Example 1 Below are specific Alzheimer s/mci Non-Subject Medical History examples in capturing: Family history as solicited events Rows 1-6: Row 1: Rows 2-6: MHCAT shows the standard controlled terminology of FAMIL HISTOR for 2 separate subjects with 6 Non-Subject Medical History term. The MHTERM values match the study subject s PRIMAR DIAGNOSIS MHTERM value in MH, which are either Alzheimer s disease or Mild cognitive impairment. Note that in this case MHDECOD is not populated. USUBJID=2324-P002 family history data with pre-specified questions on whether a MHPRESP term occurred or not. USUBJID=2324-P003 family history data with pre-specified questions on whether a MHPRESP term occurred or not. nsmh.xpt ROW STUDID DOMAIN NSID MHSEQ USUBJID MHRELSUB MHTERM MHCAT MHPRESP MHOCCUR 1 STUD01 MH P0002-2324- FAMIL 1 AN RELATIVE, BIOLOGICAL Alzheimer's disease 01 P0002 HISTOR 2 STUD01 MH P0003-2324- FAMIL 1 MOTHER, BIOLOGICAL Alzheimer's disease 01 P0003 HISTOR N 2010 Clinical Data Interchange Standards Consortium, Inc. All rights reserved Page 9

ROW STUDID DOMAIN NSID MHSEQ USUBJID MHRELSUB MHTERM MHCAT MHPRESP MHOCCUR 3 STUD01 MH P0003-2324- Mild Cognitive FAMIL 2 FATHER, BIOLOGICAL 02 P0003 Impairment HISTOR 4 STUD01 MH P0003-2324- SIBLING, FAMIL 3 Alzheimer's disease 03 P0003 BIOLOGICAL HISTOR 5 STUD01 MH P0003-2324- GRANDMOTHER, Mild Cognitive FAMIL 4 04 P0003 BIOLOGICAL Impairment HISTOR N 6 STUD01 MH P0003-2324- GRANDFATHER, FAMIL 5 Alzheimer's disease 05 P0003 BIOLOGICAL HISTOR 6.3 FINDINGS 6.3.3 LABORATOR TEST RESULTS LB See SDTMIG for LB domain table. 6.3.3.1 ASSUMPTIONS FOR ALZHEIMER S DISEASE LABORATOR TEST RESULTS DOMAIN MODEL All assumptions for the LB domain from the SDTMIG apply for this User Guide. Refer to SDTMIG LB domain table for any non-alzheimer s disease specific assumptions referenced. Additionally, the following assumptions apply to Alzheimer s disease and Mild cognitive impairment (MCI). 1. Alzheimer s disease biomarker lab results should be collected using controlled terminology for LBTEST, LBTESTCD as defined in NCI EVS. In addition LBCAT should have BIOMARKER and standard units as indicated in the example table below. 6.3.3.2 EXAMPLES FOR LABORATOR TEST RESULTS DOMAIN MODEL Example 1-Biomarker Tests: Rows 1-3: Shows how to populate three specific biomarker lab tests with the standard terminology for LBTEST, LBTESTCD, LBCAT, LBSTRESC and LBSTRESN. Page 10 2010 Clinical Data Interchange Standards Consortium, Inc. All rights reserved

lb.xpt Row STUDID DOMAIN USUBJID LBSEQ LBTESTCD LBTEST LBCAT LBORRES LBORRESU LBORNRLO LBORNRHI LBSTRESC LBSTRESN 1 ABC LB ABC-001-001 1 AMLB42 Amyloid Beta 42 BIOMARKER 400 pg/ml 450 1000 400 400 2 ABC LB ABC-001-001 2 TPROT Tau Protein BIOMARKER 800 pg/ml 125 400 800 800 3 ABC LB ABC-001-001 3 TPROTP Phosphorylated Tau Protein BIOMARKER 120 pg/ml 1 70 120 120 Row LBSTRESU LBSTNRLO LBSTNRHI LBNRIND LBBLFL LBFAST VISITNUM VISIT LBDTC 1 (cont) pg/ml 450 1000 LOW N 1 Week 1 2010-05-19 2 (cont) pg/ml 125 400 HIGH N 1 Week 1 2010-05-19 3 (cont) pg/ml 1 70 N 1 Week 1 2010-05-19 2010 Clinical Data Interchange Standards Consortium, Inc. All rights reserved Page 11

6.3.5 QUESTIONNAIRE QS (ALZHEIMER S DISEASE AND MILD COGNITIVE IMPAIRMENT) See SDTMIG for QS domain table. The following Questionnaires have been selected for standardization in Alzheimer s disease studies. The documentation for these Questionnaires is located on the CDISC website as follows: http://www.cdisc.org/contentmgr/showdetails.php/id/2909. The QS documentation is being stored in a separate location due to many Questionnaires that are utilized across many different therapeutic areas. The CDISC Questionnaire Terminology Team is in the process of assessing copyright issues and developing controlled terminology for questionnaires. This site will be updated on a regular basis to inform you of their progress. 6.3.5.1 ASSUMPTIONS FOR QUESTIONNAIRE DOMAIN MODEL All assumptions for the QS domain from the SDTMIG apply for this User Guide including those referenced in the CDISC notes. Alzheimer s disease Assessment Scale Cognitive (ADAS-Cog) Mini Mental Scale (MMSE) Audio Verbal Learning Test Version A (AVLTvA) Page 12 2010 Clinical Data Interchange Standards Consortium, Inc. All rights reserved

6.3.6 SUBJECT CHARACTERISTICS SC See SDTMIG for QS domain table. 6.3.6.1 ASSUMPTIONS FOR SUBJECT CHARACTERISTICS DOMAIN MODEL 1. If genotyping information is collected it should be stored in Subject Characteristics. The controlled terminology for these tests is shown below in the example and is maintained in NCI EVS. (add Terminology Link) 6.3.6.2 EXAMPLE FOR SUBJECT CHARACTERISTICS DOMAIN MODEL ApoE Genotype is an important characteristic of a subject with Alzheimer s disease or mild cognitive impairment. When collected it is stored in the SC domain. The results of the ApoE Genotype are 2, 2 or 2, 3 or 2, 4 or 3, 4 etc. We have chosen to separate the results into 2 distinct tests. The Allele values can be reported in any order. The example below shows data from two different subjects. Row 1 2 3 4 sc.xpt STUDID DOMAIN USUBJID SCSEQ SCTESTCD SCTEST SCORRES SCSTRESC SCDTC ABC SC ABC-001-001 1 APOEALL1 ABC SC ABC-001-001 2 APOEALL2 ABC SC ABC-001-002 1 APOEALL1 ABC SC ABC-001-002 2 APOEALL2 ApoE Genotype Allele 1 ApoE Genotype Allele 2 ApoE Genotype Allele 1 ApoE Genotype Allele 2 3 3 2010-06-19 4 4 2010-06-19 4 4 2010-07-10 4 4 2010-07-10 2010 Clinical Data Interchange Standards Consortium, Inc. All rights reserved Page 13

Appendices APPENDIX A: CAMD DATA STANDARDS WORKGROUP Name Steve Kopko, Co-Chair Jon Neville, Co-Chair Chris Tolk Melissa Binz Shannon Labout Fred Wood Wayne Kubick Roberta Rosenberg Cathy Barrows Gary Cunningham Dan Godoy Sandy Lei Suzanne Pierre Steve Wilson Marc Walton Ana Szarfman Company CDISC Critical Path Institute CDISC Morphotek CDISC Octagon Research Solutions, Inc. PhaseForward, Inc Pfizer GlaxoSmithKline Cephalon Medimmune Johnson and Johnson PRD Sanofi-Aventis FDA Liaison FDA Liaison FDA Liaison Page 14 2010 Clinical Data Interchange Standards Consortium, Inc. All rights reserved

APPENDIX C5: SUPPLEMENTAL QUALIFIERS NAME CODES The following table contains an additional standard name code for use in the Supplemental Qualifiers (SUPP--) special-purpose datasets. See SDTMIG Appendix C5 for other supplemental qualifier name codes. QNAM QLABEL Applicable Domains MHOSTDTC Onset of Cognitive Problem MH 2010 Clinical Data Interchange Standards Consortium, Inc. All rights reserved Page 15

APPENDIX F: REPRESENTATIONS AND WARRANTIES, LIMITATIONS OF LIABILIT, AND DISCLAIMERS CDISC Patent Disclaimers It is possible that implementation of and compliance with this standard may require use of subject matter covered by patent rights. By publication of this standard, no position is taken with respect to the existence or validity of any claim or of any patent rights in connection therewith. CDISC, including the CDISC Board of Directors, shall not be responsible for identifying patent claims for which a license may be required in order to implement this standard or for conducting inquiries into the legal validity or scope of those patents or patent claims that are brought to its attention. Representations and Warranties Each Participant in the development of this standard shall be deemed to represent, warrant, and covenant, at the time of a Contribution by such Participant (or by its Representative), that to the best of its knowledge and ability: (a) it holds or has the right to grant all relevant licenses to any of its Contributions in all jurisdictions or territories in which it holds relevant intellectual property rights; (b) there are no limits to the Participant s ability to make the grants, acknowledgments, and agreements herein; and (c) the Contribution does not subject any Contribution, Draft Standard, Final Standard, or implementations thereof, in whole or in part, to licensing obligations with additional restrictions or requirements inconsistent with those set forth in this Policy, or that would require any such Contribution, Final Standard, or implementation, in whole or in part, to be either: (i) disclosed or distributed in source code form; (ii) licensed for the purpose of making derivative works (other than as set forth in Section 4.2 of the CDISC Intellectual Property Policy ( the Policy )); or (iii) distributed at no charge, except as set forth in Sections 3, 5.1, and 4.2 of the Policy. If a Participant has knowledge that a Contribution made by any Participant or any other party may subject any Contribution, Draft Standard, Final Standard, or implementation, in whole or in part, to one or more of the licensing obligations listed in Section 9.3, such Participant shall give prompt notice of the same to the CDISC President who shall promptly notify all Participants. No Other Warranties/Disclaimers. ALL PARTICIPANTS ACKNOWLEDGE THAT, EXCEPT AS PROVIDED UNDER SECTION 9.3 OF THE CDISC INTELLECTUAL PROPERT POLIC, ALL DRAFT STANDARDS AND FINAL STANDARDS, AND ALL CONTRIBUTIONS TO FINAL STANDARDS AND DRAFT STANDARDS, ARE PROVIDED AS IS WITH NO WARRANTIES WHATSOEVER, WHETHER EXPRESS, IMPLIED, STATUTOR, OR OTHERWISE, AND THE PARTICIPANTS, REPRESENTATIVES, THE CDISC PRESIDENT, THE CDISC BOARD OF DIRECTORS, AND CDISC EXPRESSL DISCLAIM AN WARRANT OF MERCHANTABILIT, NONINFRINGEMENT, FITNESS FOR AN PARTICULAR OR INTENDED PURPOSE, OR AN OTHER WARRANT OTHERWISE ARISING OUT OF AN PROPOSAL, FINAL STANDARDS OR DRAFT STANDARDS, OR CONTRIBUTION. Limitation of Liability IN NO EVENT WILL CDISC OR AN OF ITS CONSTITUENT PARTS (INCLUDING, BUT NOT LIMITED TO, THE CDISC BOARD OF DIRECTORS, THE CDISC PRESIDENT, CDISC STAFF, AND CDISC MEMBERS) BE LIABLE TO AN OTHER PERSON OR ENTIT FOR AN LOSS OF PROFITS, LOSS OF USE, DIRECT, INDIRECT, INCIDENTAL, CONSEQUENTIAL, OR SPECIAL DAMAGES, WHETHER UNDER CONTRACT, TORT, WARRANT, OR OTHERWISE, ARISING IN AN WA OUT OF THIS POLIC OR AN RELATED AGREEMENT, WHETHER OR NOT SUCH PART HAD ADVANCE NOTICE OF THE POSSIBILIT OF SUCH DAMAGES. Note: The CDISC Intellectual Property Policy can be found at http://www.cdisc.org/about/bylaws_pdfs/cdiscippolicy-final.pdf. Page 16 2010 Clinical Data Interchange Standards Consortium, Inc. All rights reserved