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Tekechia Hester, MSc. Sr. Environmental Biosafety Specialist Environmental Health and Safety 10 Astor Place, 6 th FL New York, NY 10003 P: 212 998 1440 kechia.hester@nyu.edu Pathogen Safety Sheet AGENT NAME: Lentivirus and Lentiviral Vectors RISK GROUP CLASSIFICATION: 3; REQUIRES BSL-2 PRACTICES BACKGROUND & HEALTH HAZARDS Lentiviruses are a subset of retroviruses that have the ability to integrate into host chromosomes and to infect nondividing cells, and include human immunodeficiency virus (HIV) and simian immunodeficiency virus (SIV) which can infect humans. Another commonly used lentivirus that is infectious to animals, but not humans, is feline immunodeficiency virus (FIV). Lentiviral vectors consist of recombinant or synthetic nucleic acid sequences and HIV or other lentivirus-based viral packaging and regulatory sequences flanked by either wild-type or chimeric long terminal repeat (LTR) regions. Use of these vector systems is particularly desirable because of their ability to integrate transgenes into dividing, as well as, non-dividing cells. However, there are risks associated with working with lentiviral vectors and these must be carefully evaluated. The two major risks are: 1) the potential generation of replication competent lentivirus (RCL); and 2) the potential for oncogenesis. These risks are largely based upon the vector system used and the transgene insert encoded by the vector. Therefore, it is imperative that prior to utilizing a lentiviral vector system, a risk assessment must be reviewed and documented. Also, because construction and/or use of lentiviral vectors falls under the definition of r/sna research as outlined in the NIH Guidelines, possession must be reported in the workplace s biological agent inventory and experiments must be submitted for review and approval by the site IBC prior to initiation. MODES OF TRANSMISSION: Lentivirus is transmissible through injection, ingestion, exposure to broken skin or contact with mucous membranes of the eyes, nose and mouth. Immunocompromised individuals should not work with lentivirus. ADMINISTRATIVE CONTROLS ACCESS to the laboratory shall be restricted; doors must remain closed during experimentation. SIGNS AND LABELS incorporating the biohazard symbol must be placed to indicate each area where lentiviruses are used or stored (including biosafety cabinets, incubators, refrigerators, laboratory entrance doors, etc.) The signs should include the name of the agent, emergency contact information and a biohazard sticker. ALL laboratory personnel must be advised of the hazards of the agent. ALL laboratory personnel must be advised of potential hazards present. ALL laboratory personnel, including Principle Investigators, must be trained in the proper handling, use and disposal prior to working with lentiviruses. 1

Standard Operating Procedures (SOP s) for the planned procedures must be written and shall be present in the laboratory at all times. PPE must be made available to employees. A TUBERCULOCIDAL DISIN FECTANT must be available and used appropriately. ENGINEERING CONTROLS must be made available. ALL laboratory personnel must remove lab coats, discard gloves in the proper biological waste container and wash hands thoroughly before exiting the lab. ENGINEERING CONTROLS BIOSAFETY CABINET All work with Lentiviruses must be performed in a BSL-2 laboratory and require an annually Certified Class II BSC. If circumstances require an exception, contact the Biosafety Officer. If the blower on the BSC is not left on continuously, it should be turned on and run for 5 min. to allow several complete exchanges of air before work can begin. When double-gloving (optional), remove the outer pair of gloves and deposit in a solid waste bag before removing hands from the BSC. At the end of the work session, all items to be removed from the BSC must be decontaminated. The surface of the BSC must be wiped down with 10% bleach and followed up with 70% EtOH. NO open-bench work! SIGNAGE During work with viral particles, a warning sign must be posted on the door alerting personnel of the presence of lentiviral particles. BIOHAZARD SHARPS CON TAINERS shall be available to dispose of sharps waste, including broken glass, needles, blades, etc. CENTRIFUGATION must be performed in closed containers and using sealed rotors or safety cups to minimize the risk of aerosol generation. Samples must be placed into and/or removed from cups within a BSC. VACUUM all vacuum lines must be fitted with a HEPA filter and a vacuum flask, containing the appropriate tuberculocidal disinfectant (e.g. 10% Bleach) in a volume sufficient to provide the recommended final concentration for that disinfectant when the flask is near full. At the end of the work session, aspirate a small volume of concentrated disinfectant through the vacuum tubing, into the vacuum flask. The vacuum flask must sit for a minimum time of 30 minutes prior to drain disposal. VORTEXING must be done in BSC. PIPETTING Aerosol resistant (filtered) tips must be used when pipetting. SHARPS (ONE-TIME USE) All sharps should be immediately disposed of in to a sharps container (located within the BSC). Needles must never be recapped. PRACTICES FOR ANIMAL INJECTIONS Lentiviral vectors cannot replicate (even in wild-type form) in rodents. However, at the time of transfer of lentiviral vectors and/or lentivirally infected cells into the animals (e.g., by injection), the animals may still have infectious virus on their wound or body secretions that could be transmitted to laboratory personnel. In addition, animals reconstituted with human tissues are theoretically able to support the replication of RCL. Unless otherwise 2

specifically approved by the IBC, the use of lentiviral vectors for gene delivery in rodents, which do not hold human tissues, requires the following: 1. Use of third generation (or higher), 3 and 4-plasmid lentiviral vector systems in rodents with or without human cells present will be housed at ABSL-2 for the duration of the study. 2. The delivery of viral vector must be performed in a Class II BSC under ABSL-2conditions. Animals should then be housed in filter top cages. 3. There will be specific signage/labeling on each ABSL-2 cage stating, Biohazard Lentiviral Vector, and these cages will not be allowed out of the ABSL-2 containment space. Outer entry/exit doors must have signage displaying biohazard pathogen presence. 4. ABSL-2-cages and bedding must be decontaminated before they are cleaned and washed. Additional precautions may be required as determined by the University Animal Welfare Committee. CONTAINMENT/PERSONAL PROTECTIVE EQUIPTMENT CONTAINMENT REQUIREMENTS: Biological Safety Level 2 facilities and equipment for work involving clinical and non-clinical specimens and/ or non-culture procedures. PROTECTIVE CLOTHING: At minimum, gloves, closed toed shoes, lab coat, and appropriate eye protection prior to working with any lentiviruses. Surgical mask is recommended any time there is a risk of aerosol particles outside the BSC. OTHER PRECAUTIONS: All activities with lentiviruses must be conducted in a biological safety cabinet (BSC) in combination with personal protective equipment. Centrifugation of infected or potentially infectious materials must be carried out in closed containers placed in sealed safety cups, or in rotors that are unloaded in a biological safety cabinet. The use of needles, syringes, and other sharp objects should be strictly limited. Open wounds, cuts, scratches, and grazes should be covered with waterproof dressings. Additional precautions should be considered with work involving animals or large scale activities. SPILL PROCEDURES 1. Notify others working in the lab. 2. Get your spill kit and don new PPE (e.g. gloves, eye protection, and disposable coveralls). 3. Cover area of the spill with absorbent material and add freshly prepared 10 % Bleach, starting at the perimeter working inwards toward the center. 4. Allow 20 minutes of contact time. After 20 minutes wipe-up bleached material with paper towels or absorbent pads. 5. Dispose of materials as biological waste/regulated medical waste. 6. If any sharp objects or broken glass is contaminated with blood, remove objects with tongs or forceps and place in a sharps container. Never remove sharps/broken glass by hand. 7. Inspect the blood spill area closely; making sure that there is nothing missed and that the clean-up process is complete. PREVENTING ACCIDENTAL EXPOSURES: 1. Employees should wash their hands with soap and warm water immediately after removal of gloves and other protective equipment. 2. Disinfect all reusable equipment. 3

3. Report all accidental exposures to your supervisor EXPOSURE PROCEDURES 1. Contaminated PPE should be removed. 2. Proceed to the closest sink. 3. If the exposure involves broken/compromised skin, (needle sticks and/or sharps) the area should be immediately rinsed with cool running water and washed thoroughly with soap for 15 minutes. 4. After thoroughly rinsing the area, apply antiseptic and a clean dressing. 5. If the exposure involves the contamination of the mucus membrane(s), the area should be treated by flushing with cool water for 15 minutes at the nearest emergency eyewash station. 6. All Staff and students should notify their PI and Public Safety. Washington Sq. Notify the PI and Public Safety 8-2222 immediately Dental & 433 1 st Ave must contact PI and PUBLIC SAFETY 8-9828 immediately NYUTSOE notify PI and PUBLIC SAFETY 646-977-3537 immediately or 8-2222 for after hour emergencies. 7. Seek medical attention by reporting to Student Health Center (students) or NYU Langone Medical Center (NYU Staff) for post exposure follow-up. Provide the medical provider with the following description: Biological material The route of exposure (e.g. needle stick or splash to eyes) Time and place of the incident Prior first aid provided Student Health Center Washington Square: 726 Broadway 3rd & 4th Floors New York, NY 10003 (212) 443-1000 M-TU 10AM- 8PM W-F 10AM-6PM SA 10AM-4PM NYULMC Hospital (employees) 1 Park Avenue 3rd Fl New York, NY 10016 NYULMC Tisch Hospital 550 First Avenue New York, NY 10016 Phone: 212-263-5800 THE PI/LAB SUPERVISOR IS RESPONSIBLE FOR IMMEDIATELY REPORTING AN EXPOSURE INCIDENT TO THE BIOSAFETY OFFICER. Type of spill or exposure Exposure to a Human or NHP materials, Risk Group 2 or 3 agents Exposure to r-sna materials Large spill outside the BSC with a Human or NHP materials, Risk Group 2 or 3 agents Large spill outside the BSC with r-sna materials Reporting time frame Report immediately to the Biosafety Officer. Submit Incident Reporting Form to the Biosafety within 5 days of exposure. Incident Reporting Form must be submitted to the Biosafety within 7 days of incident. If an exposure has occurred, see above. 4

*Lab Incident Reporting form can be found on the Biosafety website MEDICAL SURVEILLANCE: All laboratory personnel must be advised by the PI on the health hazards of the Lentivirus prior to starting work within the laboratory. In the event of an exposure or potential exposure, personnel must seek medical attention. The medical treatment provider may require continued self-monitoring of symptoms or further testing, such as serology. DISPOSAL: STORAGE AND DISPOSAL Liquid waste: must be aspirated into a vacuum flask containing 1/10 volume concentrated bleach or 1/40 volume Wescodyne. A common practice is to anchor the end of the vacuum tubing to the outside of the sash or frame of the Biosafety Cabinet. At the end of the work session, aspirate 25-50 ml of concentrated bleach through the vacuum tubing, into the vacuum flask. The vacuum flask must have a final concentration of at least 10% bleach, for a minimum time of 30 minutes prior to drain disposal. Liquid waste that is not aspirated must be treated with bleach, to a final concentration of at least 10%, in the hood, allowing a minimum time of 30 minutes to inactivate virus or autoclaved. A simple 500 ml bottle with 100 ml concentrated bleach may be suitable to collect nonaspirated liquid waste. Solid biohazardous waste: Everything that contacts virus-containing solutions or vessels must be decontaminated or contained before exiting the biosafety cabinet. Solid waste can be collected in a biohazard bag or sharps container inside the Biosafety Cabinet. At the end of the work session, the biohazard bag will be closed, sprayed with 70% EtOH, and deposited into a biohazardous waste container. Other solid waste such as culture vials, plates, plastic tubes, etc., are disposed of into an autoclave bag, autoclaved for 60 minutes at 121 C under 15lbs psi of steam pressure, sealed, and labeled, and placed in a 2 layered biohazardous box-bag unit for pickup. Sharps waste: such as broken glass, pasteur pipets, razor blades, and needles, are disposed of into an approved biohazard sharps containers, autoclaved for 60 minutes, placed in a box-bag unit for pickup. STORAGE: of lentiviral stocks must be in leak-proof secondary containers (i.e. freezer boxes)in a -80 freezer clearly marked with a warning label to indicate that lentivirus is present. SUPPLEMENTAL REFERENCES 1. Biosafety in Microbiological and Biomedical Laboratories. 5th edition. Washington, D.C. Centers for Disease Control and Prevention and National Institutes of Health; December,2009. 2. NIH Guidelines for Research Involving Recombinant or Synthetic Nucleic Acid Molecules. Bethesda. The National Institutes of Health Office of Biotechnology Activities; November, 2014. 3. Biosafety Considerations for Research with Lentiviral Vectors: Recombinant DNA Advisory Committee (RAC) Guidance Document. The National Institutes of Health Office of Biotechnology Activities. http://osp.od.nih.gov/sites/default/files/resources/lenti_containment_guidance_0_0.pdf 5

T R A I N I N G R E C O R D AGENT: LENTIVIRUSES & LENTIVIRAL VECTORS I have reviewed and understand the risks associated working with LENTIVIRUSES AND LENTIVIRAL VECTORS. I understand that my signature below indicates I agree to comply and work safely with the said agent. Lab Personnel Name Training Date Signature 6