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Narcolepsy UPDATES Rose A. Franco, MD Associate Professor of Pulmonary, Critical Care and Sleep Medicine Medical College of Wisconsin Disclosure No conflicts of interest 1

Narcolepsy Type 1 (Narcolepsy with Cataplexy) (ICD-9 347.01/ICD-10 G47.411) Profound sleepiness almost daily for >3 months PLUS: hypocretin-1 CSF levels <110 pg/ml (1/3 normal control mean) HLA-DQB1*0602 positive OR (and) Definite Cataplexy Sudden bilateral brief episodes of loss of muscle tone triggered by emotion with Preserved consciousness PLUS MSLT with MSL <8 minutes, >2SOREM (one SOREM can be used from PSG) 1 week of actigraphyand a sleep log proceeding MSLT highly recommended Narcolepsy: Historical Westphal(1877) and Fisher (1878) first description of Narcoleptics Hereditary component noted Gelineau(1880) Narcolepsy as specific disorder Loewenfeld(1902) Cataplexy 2

Von Economo(1930) 1917-1927 epidemic of encephalitis lethargica Studies allowed localize area of brain critical for wakefulness as the posterior hypothalamus He correctly proposed region in the posterior hypothalamus as lesionedin human narcolepsy Von Economoet al. J NervMentDisease 1930 Classic Narcolepsy Tetrad Large case series in the 1920s-1950s lead to the classic clinical description that we know as narcolepsy today Hypersomnia/Sleep Attacks Sleep Paralysis Cataplexy Hypnogogic Hallucinations 3

Link to REM sleep Vogel 1960 first reported SOREM Vogel G. Arch Gen Psychiatry 1960 Rechschaffen and Dement confirmed later Hishikawa(with above) studied EEG during sleep paralysis and hypnagogic hallucinations Sleep and Altered States of Consciousness. Baltimore, Williams and Wilkins. 1967 Dissociated REM sleep MSLT became the standard for diagnosis Richardson et al. Electroencephalogr Clin Neurophysiol 1978 Carskadonet al. Sleep 1986 Animals models for study Stanford Doberman 1976 Intracerebral and CSF measurements of acetylcholine, monoamines, metabolicsand receptors allowed evolution of hypothesis of a pontine monaminergic cholinergic imbalance Baker et al. Brain Mechanisms of Sleep 1985 Dopaminergic abnormalities in the amygdala lead to consideration for its role in cataplexy Demonstrated presynaptic activation of adrenergic mediated anticatplectic effects of antidepressants Nishino et al. Sleep 1993 4

Nature vs Nurture Recognition of inheritance 1-2% Narcolepsy with Cataplexy are familial (20-40X RR) 1980s HLA-DR2 in most narcoleptics Japanese (Honda, Juji, and Asaka first described) German French Canadian Most HLA associated disorders are autoimmune in nature Is Narcolepsy too an autoimmune disorder? Next steps Presence of Narcolepsy without HLA-DR2 positivity lead to debate on autoimmunity theory HLA-DQB1*0602 more tightly linked with narcolepsy Mignotet al Sleep 1994 Homozygotes for 0602 and heterozygotes for 0602/0301 carry highest risk of narcolepsy Mignotet al. Sleep 1999 5

Critical Discovery Hypocretins1, 2/OrexinsA, B identified 1998 DeLeceaet al ProcNatlAcadSci1998 Sakurai et al Cell 1998 Receptors for the Hypocretinpeptides were also identified Sakurai et al Cell 1998 Lateral Hypothalamus>>>hypocretin discrete activity Broad reaching connections suggested complex physiologic regulation Dense projections to monaminergic cells in locus coeruleus suggested role in sleep regulation Narcolepsy animal lines (caninehypocretinreceptor mutation, knockout mouse for preprohypocretin gene) confirmed link with narcolepsy Chemelli Cell 1999 6

Canine Gene identified Dog gene studies..hypocretinreceptor 2 Gene (Hcrtr2) (autosomal recessive) Lin et al. 1999 Cell Hypocretindeficiency in Human Narcolepsy with Cataplexy Human CSF levels very low, undetectable Nishino et al Lancet 2000 Return to question.. Discrete cells produce the peptide, dropout occurs leading to symptomatic narcolepsy with cataplexy Destroyed by autoimmune process in HLA associated Narcolepsy? 7

Narrowing in on the GENE in humans Narcolepsy associated with the TCR alpha locus Hallmayeret al. Nat Genet 2009 TCRA locus role in T lymphocytes Autoimmunity revisited: UK 2013 Risk of narcolepsy in those receiving A/H1N1 2009 influenza vaccine. Of 245 cases reviewed 75 with narcolepsy (56 with also cataplexy) 11 received vaccine before onset, 7 within 6 months of vaccine developed symptoms OR 14.4 and 16.2 Relative Risk from the self controlled cases was 9.9 Attributable risk from the vaccination was 1 in 57,500 doses. Because of the variable delay in diagnosis the risk might be overestimated by more rapid referrals of vaccinated children. BMJ 2013. Miller Et al 8

Animal models direct research into mechanisms Hypocretinscentral in regulation of the excitatory neurotransmitter system Respective roles of Hcrtr1 and Hcrtr2 and degeneration of amygdala and basal forebrain in the dog model Lin et al. Cell 1999 Murine model ataxin-3-orexin mouse Hcrt-neurons degenerate postnatally Hara et al. Neuron 2001 Best animal model DTA-orexinmouse closest to human narcolepsy Doxycycline protects the orexin-neurons from degeneration Withdrawal leads to diphteriatoxin fragment A expression in the Hcrtcells with cell death leading to typical narcolepsy and cataplexy Nishino et al. Sleep Med Rev 2004 9

HcrtSystem and link to Histamine centers of wakefulness Maintains wakefulness and muscle tone Focal cells in lateral hypothalamus with Projections to spinal, brainstem, and forebrain regions Dense projections to the histamine cell groups in Tuberomammillary region and locus coeruleus Histamine linked to wakefulness Histamine receptor-3 (H3) inverse agonist (autoreceptorantagonist) decreases sleepiness in human narcoleptics Lin et al Neurobiol2008 Link of Histaminergicsystem in Human narcolepsy IntraventricularHcrtis dependent on integrity of the H1 receptor Huang et al. ProcNatlAcadSci2001 Large increases in the number of histamine cells in the tuberomammillaryregion of human narcoleptics (not seen in animal models) suggests role of histamine cells is different in human narcolepsy John et al. Ann Neurol2013 10

PUTTING TOGETHER PIECES OF THE PUZZLE Histamine s role in narcolepsy explored Measurement of histamine in CSF in human narcolepsy is below to low normal Increase in histaminergiccells does not result in increase levels of histamine Histamine plays a role in inflammatory response In Parkinsonsdisease, elevated histamine levels are hypothesized to cause the death of neurons in the substantia nigra Narcolepsy in humans has been linked with vaccination to H1N1, H1N1 infection and even streptococcus infection. Authors suggest the increased number of HDC cells maybe residual of effect of histamine expression causing Hcrt cell loss John et al. Ann Neurol2013. 11

Summary of current understanding of Narcolepsy with cataplexy Caused by the loss of hypocretincells in the hypothalamus Hypocretin-1 is best biologic marker (reduction) and can be measured in the CSF (not routine, false positives possible) HLA-DQB1*0602 in 92% Caucasians with narcolepsy (25% controls) Polymorphism of the T-cell receptor alpha gene and the purinergicreceptor (P2RY11) gene are strong indications of autoimmune origin** Onset and progression of disorder Initial symptoms not specific to narcolepsy, delays diagnosis MSLT may not provide diagnosis and can provide false positives (OSA, sleep deprived) Normal (3.9% with >1 SOREM) Idiopathic CNS hypersomnia overlap symptoms 12

Controlled study of phenotyping Narcolepsy Luca et al. European Sleep research Society 2013 Accurate Diagnosis requires full clinical presentation and critical interpretation of PSG and MSLT Hcrt-1 concentrations important diagnostic tool (in questionable causes) Gender may confound diagnosis (delays more in women) MLST and REM latency as diagnostic in Narcolepsy/Cataplexy vs controls Controls N=542 Age 39.3 37.6 Gender (%M) 50 47 MSLT/MSL 11.5 2.6 MSLT # SOREMS 0.2 3.5 PSG REM Latency 116.7 51.2 Narcolepsy N=542 SOREMPs >2and MSL<8 REM latency <15 REM latency<15 or MSLT <8 Sensitivity 93.5 51.3 94.9 Specifity 97.8 99.4 97.2 Anlauer et al. JAMA Neurol 2013 13

Narcolepsy CURRENT DIAGNOSTIC CLASSIFICATION ICDS-3 Narcolepsy Type 1 (Narcolepsy with Cataplexy) (ICD-9 347.01/ICD-10 G47.411) Profound sleepiness almost daily for >3 months PLUS: hypocretin-1 CSF levels <110 pg/ml (1/3 normal control mean) HLADQB1*0602 positive OR (and) Definite Cataplexy Sudden bilateral brief episodes of loss of muscle tone triggered by emotion with Preserved consciousness PLUS MSLT with MSL <8 minutes, >2SOREM (one SOREM can be used from PSG) 1 week of actigraphyand a sleep log proceeding MSLT highly recommended 14

Narcolepsy Type 2 Hypersomnia >3 months MSL >8 minutes SOREM >2 No cataplexy Hypocretin 1 levels >110pg/ml or not measured 24% of those with MSLT above will have low hypocretinlevel 45% will have HLADQB1*0602 10% will develop cataplexy later If associated with a medical/neurologic condition use Narcolepsy type 2 due to a medical condition. Narcolepsy Treatment : then and now Irradiation of the hypothalamic region Intrathecal air injections Canting off CSF Ephedrine 1935 Amphetamines (Prinzmetal/Bloomberg) 1960s Methylphenidate (Yoss and Daly) 1957 Tricyclicsfor cataplexy (Akimoto/Honda/Takahashi) 15

Modern medication mechanisms Presynaticactivation of dopaminergic transmission mediates wake promoting effects of modafinil/stimulants Nishino et al. Sleep Research Online 1998 Cholinergic hypersensitivity in basal forebrain, mesolimbic dopaminergic hypoactivity, and neuronal degeneration in the amygdala and forebrain also pathophysiological abnormalities Nishino et al. J Neurosci1995 Reid et al. Brain Res. 1996 Siegel et al. J Neurosci1999 Amphetamines Derivatives of catecholaminesthat are more lipophilic allowing them to cross the BBB and enter the CNS easily Affect adrenergic, dopaminergic and also serotoninergic synapses (balance based on chemical nature) (DA>NE>>5-HT) D isomers are more active than L isomers High doses can be cytotoxic to monoaminergicneurons in animals Increase BP, HR, sweating and cardiac complications Can precipitate psychosis 16

Methamphetamine Like amphetamines with increased lipophilic nature allowing better CNS penetration Highly addictive Very restricted Methylphenidate Blocks monamine uptake (DA>NE>>5-HT) No effect on reverse efflux or on vesicular monoamine transporter Short half life. Extended release formulations are less addicting Increased HR, BP, sweating Not cytotoxic in animal studies 17

L-desprenyl(aka) Selegiline Monoamine oxidase B inhibitor conversion to L-amphetamine and L-metamphetamine Should not use in combination with amphetamines Modafinil Mechanism Of Action (MOA) debated. Selective DA reuptake inhibitor. Wisoret al J Neurosci2001 Does not affect REM sleep or reduce cataplexy R isomer longer half life. Slowly enters CNS. Lowers risk of abuse/addiction. Stevens Johnson Syndrome has been reported. (not available for pediatric use). May interact with low dose Birth Control but the claim is week resting on anecdotes. 18

Anti-cataplectic agents Protriptyline(TCA). Monoaminergicuptake blocker. Anticholinergic. Abrupt cessation induces severe rebound cataplexy Clomipramine (TCA). Venlafaxine (SRNI). Extended release preferred. Less side effects. Slightly stimulating. Duloxetine (SRNI). Longer half-life. Atomoxetine(NE reuptake blocker). Slightly stimulant, short half-life. Fluoxetine (SSRI). High therapeutic doses needed. Sodium Oxybate May act via GABA-B or specific GHB receptors Koek et al. 2008 Psychopharmacology. Reduces DA release. Induces slow wave sleep and REM sleep. Broughton et al. 1979 Can J NeurolSci Bi-nightly dosing with rare exceptions. Dosing Goal is consolidated sleep. Immediate improvement in sleep. Gradual improvement in EDS and cataplexy (weeks to months). Studied in OSA without change in AHI. George et al. 2011 Sleep Breath May lead to psychiatric complications (anxiety most common) use in caution with preexisting psychiatric issues. Unintentional OD have been reported. Unexplained deaths have been reported. Expensive. 19

Life considerations Children Stimulants Reduce growth slightly Modafinil not FDA approved Documented hypocretin deficiency, sodium oxybate has been very effective» Lecendreuxet al. Sleep 2012 Pregnancy and Breast feeding Amphetamines, methylphenidate, venlafaxine and modafinil all category C Sodium Oxybateis category B All are found in breast milk Novel therapies Hypocretin-1 peptide when infused to the CNS promotes wakefulness Hagan et al ProcNatlAcadSci1999 Fujikiet al Sleep 2003 Miedaet al ProcNatlAcadSci2004 Hypocretin-1 intranasal Hanson et al Drug Delivery Technol2004 Histamine-3 antagonists Inocente et al. Clin Neuropharmacol 2012 Benzodiazepine antagonist-like agents Case series only. David Rye (Emory University. Somnogen). 20

Cell Transplantation The future Hypocretinneurons into the pontinereticular formation Arias-Carrion et al. Sleep 2004, 2006 Gene Therapy Viral delivery of transgene allowing expression of hypocretin Miedaet al ProcNatlAcadSci2004 Appropriate vector and control over location of expression 21

Immunotherapy Attempts with IV steroids, IV immunoglobulins, and plasmaphoresishave been attempted in the last 12 years Equivocal results. Narcolepsy Journey through history allows us to understand the need for well defined nosology Advances in neurobiology and immunobiologyare quickly providing better understanding of mechanism of disease Newer therapies have improved QoL for narcoleptics Early diagnosis is needed Readily available tests for diagnosis are not yet at gold standard level (MSLT) and HLA testing We await more discoveries that may one day allow early diagnosis and cure. 22

Thank You 23