Understanding Anxiety Disorders Marianne Z. Wamboldt, M.D. The Children's Hospital Chair of Child and Adolescent Psychiatry Professor and Vice Chair, Dept. of Psychiatry University of Colorado Denver School of Medicine
Disclosures of Potential Conflicts Source Royalties Advisory Board Stock or Equity Speakers Bureau Research Support >$10,000 American Lung Association APA Press X X Eli Lilly Fetzer Foundation NIMH Pfizer X X X X
Outline Overview of Anxiety Disorders Epidemiology Genetic basis Pathophysiology Neural Circuits
Anxiety is Ubiquitous Apprehension Uneasiness Nervousness Worry Disquiet Concern Misgiving Having Qualms Pent-up Troubled Wary Unnerved Unsettled Jitteriness Sensitivity Defensiveness Fright Dread Panic Alarm
Why do we have anxiety? Fear and anxiety are crucial and adaptive components of the overall behavioral and autonomic stress response to dangerous situations which threaten to perturb homeostasis Millan, 2003 There are evolutionary benefits to having anxious people in a society
This evolutionary societal benefit of anxiety May explain why anxiety disorders are so prevalent - genetic factors are at times selected for May explain why etiology and therapy for anxiety disorders involve social relationships
Anxiety becomes a Disorder When: Anxiety is out of proportion to the actual threat or current context Anxiety persists over time Anxiety causes interference (avoidance) or impairment of functioning
Economics of Anxiety Disorders Misdiagnosis and under-treatment of anxiety disorders cost the U.S. more than $42 billion a year More than $22.84 billion is associated with the repeated use of healthcare services, as those with anxiety disorders seek relief for symptoms that mimic physical illnesses. People with an anxiety disorder are three-to-five times more likely to go to the doctor and six times more likely to be hospitalized for psychiatric disorders than non-sufferers.
DSM-IV Anxiety Disorders Generalized Anxiety Disorder (GAD) Social Anxiety Disorder (Social Phobia) Specific Phobias Acute Stress Disorder Post Traumatic Stress Disorder Panic Disorder (with and without agoraphobia) Agoraphobia without history of Panic Disorder Separation Anxiety Obsessive Compulsive Disorder (OCD) Anxiety Due to a General Medical Condition Substance Induced Anxiety Disorder Anxiety Disorder, NOS
DSM-V Proposed Anxiety Disorders Major changes Agoraphobia as separate disorder Panic Disorder as Separate Disorder Consider OCD as different class
Outline Overview of Anxiety Disorders Epidemiology Genetic basis Pathophysiology Neural Circuits
Epidemiology Anxiety disorders are the most common psychiatric illnesses affecting both children and adults Lifetime diagnosis of an anxiety disorder occurs in as many as 24.9% of population - an estimated 19 million adult Americans Among the most commonly occurring of seriously impairing chronic conditions
Midlife Development in the U.S. (Kessler, et al, 2001) Surveyed physical and mental disorders and the effects on day-to-day functioning Highest reported prevalences in past year in adults: Back problems - 20.3% Arthritis - 19.4% Hypertension - 18.2% Anxiety Disorders - 16.4% Seasonal Allergies - 15.7% Depression - 14.1%
Anxiety Disorders are Getting More Common The Effects (Odds Ratios) of Cohort in Predicting Lifetime Anxiety Disorders WHO International Consortium of Psychiatric Epidemiology, 2000
18-24 25-34 35-44 45-54 Brazil 3.3* 3.1* 1.8* 1.0 Canada 1.9* 1.7*` 1.4* 1.0 Mexico 2.1 2.0 2.0 1.0 Netherla nds 2.2* 1.8* 1.5* 1.0 Turkey 1.8* 1.7* 1.3 1.0 USA 1.8* 1.4 1.1 1.0
Anxiety Disorders Typically Begin in Childhood (Median age of onset is 15 years )
Early onset anxiety disorders are associated with: 40% increased odds of high school and college failure 30% increased odds of teenage childbearing 60% increased odds of marital instability 150% increased odds of current unemployment This constellation of life consequences make up a core part of welfare dependency National Comorbidity Survey (Ettner, 1997; Jayakody, 1998; Kessler, 1995, 1997)
Outline Overview of Anxiety Disorders Epidemiology Genetic basis Pathophysiology Neural Circuits
Heritability Estimates Based primarily on twin studies A - Heritability; C - Shared Environment and E - Non-shared environment Examine the correlation of anxiety between MZ twins versus DZ twins rmz = A+C; rdz = 1/2 A + C A = 2 (rmz - rdz) C = rmz - A E = 1 - rmz
Heritability Rates (Adults) Panic disorder - 44% Specific Phobias - 35% GAD - 32% (females) OCD - very low for actual disorder Obsessional traits - 44% Eley and Gregory, 2004
Heritability (Child Anxiety) More discrepant studies Gender and age effects Currently, evidence suggests that shared environment (most likely modeling parental behavior) explains a significant amount of variance in childhood anxiety
Shared genetics may help differentiate disorders Generalized anxiety shares genetic variance with depression Environmental stressors differentiate Trauma or neglect lead to aniety Loss leads to depression Panic disorder, phobias, social anxiety, and PTSD have shared genetic variance Stress induced and Fear Circuitry Disorders
Linkage and Association Studies in Humans Essentially negative thus far, even with most heritable disorder, Panic Disorder No association of panic disorder with mutations in adrenergic receptor loci on chromosomes 4,5, or 10 No linkage of panic disorder with GABAa receptor genes Recent reports from a genomic survey of panic disorder using 600 markers have not yielded evidence of linkage
Need to study endophenotypes Aspects of cognitive or brain functioning that may be better markers of underlying genetic risks Ideally, should be developmental precursors of the disorders, be heritable, and share genetic influences with the disorder
Behavioral inhibition In response to unfamiliar objects and people: Behavioral - cessation of play, latency to interact Physiologic - accelerated heart rate, increased cortisol, pupillary dilatation If this persists in late childhood, likely that anxiety disorders will develop in adolescence
Anxiety Sensitivity Highly sensitive interoreception Beliefs that anxiety sensations are indicative of harmful physiological, social or psychological consequences A fear of fear Predicts anxiety disorders, but not depression McNally, 2002; Reiss, 1986
Heritability of Anxiety Sensitivity Estimated at 50% in adults and adolescents; slightly lower in children Stein, et al., 1999 Eley et al., 2008 In child sample, this genetic risk overlapped with that for panic symptoms
Outline Overview of Anxiety Disorders Epidemiology Genetic basis Pathophysiology Neural Circuits
Sensitive periods of development Overview of how genetic risks interacting with early life stress may impact the formation of neural circuits during a developmentally sensitive period and thus influence the risk of future development of anxiety
Sensitive period Whenever experience has a particularly strong and lasting effect over a limited time. Effects of experience are not readily amenable to change after the sensitive period Ito, 2004; Knudsen, 2004 Classic example is filial imprinting Lorenz, 1937 Periods are actual properties of neural circuits Hensch, 1998; Horn, 2004; Knudsen, 2004
Early life is a sensitive period for development of anxiety Rat pups who get high licking and grooming from mothers in 1st 3 weeks of life have decreased anxiety compared to pups with low levels Meaney, 2001; Champagne, et al., 2003 Rat pups with lengthy separations from mother during 1st 3 weeks develop increased anxiety Boccia and Pedersen, 2001 In primates, developmental period may be third trimester pregnancy through peri-adolescence Andersen, 2003
Neuroendocrine components Parity of mother is inversely correlated with cortisol level in newborn monkeys Presumably mothers past experience with pregnancy and child rearing may contribute to individual differences in infant cortisol levels Evidence that long-lasting dysregulation of the CRH system may in part underlie harmful consequences of early developmental stressors
Stress on Mothers Monkey paradigm: CSF levels of CRH are basally and chronically elevated in adult bonnet macaques whose mothers were exposed for 3 months to unpredictable variable foraging demands, versus mothers with predictable high or low foraging situation (Coplan, 1996; 2000)
Stress on Mothers Humans: Children of Mothers who reported high levels of stress 3 weeks after their child was born were more likely to develop asthma than children of lower stress mothers (controlling for genetic risk factors) (Mrazek, 1996)
Role of serotonin Innervates regions that play a role in anxiety Amygdala, hippocampus, anterior and posterior cingulate, prefrontal cortex Can modulate a number of developmental events Cell division, neuronal migration, cell differentiation, synaptogenesis Azmitia, 2001; Gaspar et al, 2003)
Serotonin is a complex system 30 viable serotonin receptors located throughout body and brain Expression is temporally and spatially dynamic Depending on receptor type, location and developmental timing, stimulation of the receptor can be excitatory or inhibitory Serotonin further regulated at synthesis, reuptake and degradation. Disruption at any of these relates to anxiety Gaspar, et al., 2003
Increased or decreased serotonin in early development leads to increased anxiety and aggression in mice 3 weeks RX with fluoxetine after birth Ansorge, et al., 2004 Gene knockout combined with 5-HT1A receptor replacement - only decreases anxiety if done in 1st 3 weeks of life Gross, et al., 2000, 2002
Early life - Neural Circuit Development Rat Hippocampus in 1st 3 weeks Rise and fall of dendritic growth and spine formation Dramatic increase in spontaneous synchronous firing of neurons
In humans Functional polymorphism in HTR1A promoter is associated with increased anxiety traits (Strobel 2003) Increased incidence of Panic with agoraphobia (Rothe, et al., 2004) Polymorphism in SERT (s/s) is associated with 5-fold increase in the sensitivity of the amygdala to fearful or threatening stimuli Hariri & Weinberger, 2003
In humans Individuals with at least one copy of the short allele in SERT had increased amygdala activation and increased coupling of amygdala and prefrontal activity Heinz 2005 This change in fear responsiveness may underlie increased risk for anxiety disorders McNaughton and Corr, 2004
In humans Normal functioning (l/l) allele of SERT polymorphism appears to be protective against many of the consequences of early life stress in humans Caspi, 2003; Jorm, 2000 And primates Barr, 2003, 2004; Suomi, 2003
Pathophysiology of anxiety disorders Current working model is that there is a combined gene (alterations in serotonin system) and environment (early maternal deprivation) interaction to yield an amygdala that is over-responsive to threats in the environment, and long lasting dysregulation of the CRH/HPA system
Outline Overview of Anxiety Disorders Epidemiology Genetic basis Pathophysiology Neural Circuits
Neuroanatomic circuits Fear and anxiety are normally adaptive responses to threat or stress Emotion-behavioral sets arise in response to exteroceptive visual, auditory, olfactory, or somatosensory stimuli or to interoceptive input through viscera, endocrine or autonomic nervous system Anxiety is also produced by cognitive processes that mediate anticipation, interpretation, or recollection of perceived stressors and threats
Emotion processing is key Need appropriate emotion processing to have anxiety be adaptive, and not become persistent, excessive, inappropriate to reinforcement contingencies, or otherwise maladaptive Evaluation (appraisal, relationship with previous conditioning and reinforcements, and context) Emotional expression (behavioral, endocrine, and autonomic responses) Emotional experience ( subjective feeling)
Amygdala is Key in Fear Learning : the Association of conditioned stimulus or operant behavior with emotionally salient unconditioned stimulus
Orbital Frontal! cortex! Choice Behavior! Memory of emotional! events! Thalamus! Hippocampus! Hippocampus! Memory consolidation! Of emotional! events! Direct Direct Sensory! sensory! input! Input! Basolateral! Amygdala! Dorsal and Ventral! Striatum! Instrumental! Approach! Or Avoidance! Behavior! Cortex! Central N. Amygdala! And/or! LateralBNST! Autonomic; somatic! signs of fear.! Attention! to stimuli!
Process of Extinction Inability to suppress unwanted fear memories or worry is a problem in anxiety disorders What processes are involved with extinction - i.e., reduction in conditioned fear when CS is presented many times? Fear is not erased, but new learning competes with it Fear can be recovered spontaneously, after another stressor, or in a new context Extinction is mediated by GABA release
Neuro-transmitters CRH, Serotonin (5-hypdroxytryptamine) and GABA have been implicated in mediating stress-related behavioral effects Norepinephrine - modulation of anxiety states CNS peptides - e.g., cholecystokinin (CCK), Neuropeptide Y, and Substance P
Treatment Education Breath re-training Cognitive Behavior Therapy Exposure and Response Prevention (Extinction) Relaxation Therapies Marital or family therapy when indicated Pharmacology
Pharmacologic: Types of Medications Anticonvulsants Azapirones Benzodiazepines (usually very short term only) Beta-blockers Monoamine Oxidase Inhibitors (MAOIs) Serotonin reuptake inhibitors (SSRI s) Tricyclic antidepressants (TCA s) Other Antidepressants
However, drug treatment is only half the story Meta-analysis of DBPC trials and open trials of SSRIs from 1991-2002 40-60% of patients with OCD do not respond to SSRI s Best treatments require combined behavioral and pharmacologic approaches (Kaplan and Hollander, 2003)
PTSD prevention Traumatic events are hypothesized to be followed by a critical period of increased brain plasticity, during which long-lasting neuronal changes may occur in those who develop traumatic stress disorders (Shalev 2000). Physiologic arousal during the traumatic event and in the post-immediate phase may trigger the neurobiological processes that lead to PTSD. Propranolol has been shown to reduce memory for emotional events through a central adrenergic blockade (Cahill et al 1994) Two groups have shown that propranolol given for 7 days following acute trauma reduces PTSD (Putnam, 2002; Vaiva, 2003)