Practical application of analytical tools for characterization of an impurity-related particle formation mechanism

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Practical application of analytical tools for characterization of an impurity-related particle formation mechanism Jared S. Bee, Ph.D. Protein aggregation measurement in biotherapeutics Maryland Center for Excellence in Regulatory Science and Innovation (MCERSI) and the Bio- & Nano-Technology Center of the University of Maryland. 05 th December, 2016

Manufacturing of monoclonal antibodies (mabs) Cell culture Drug Product 2

Unusually high levels of particles were observed for mab-1 Particles formed over a period of weeks at 40 C and months at 2-8 C 3

0.000400 0.00035 0.00030 0.00025 0.00020 0.00015 0.00010 0.00005 0.00000-0.00005-0.00010-0.00015-0.00020 A -0.00025-0.00030-0.00035-0.00040-0.00045-0.00050-0.00055-0.00060-0.00065-0.00070-0.00075-0.000800 1700.0 1695 1690 1685 1680 1675 1670 1665 1660 1655 1650 1645 1640 1635 1630 1625 1620 1615 1610 1605 1600.0 cm-1 The particles contained mab-1 and its fragments Light microscopy SEM-EDX FTIR microscopy Mass spectrometry of pelleted particles Particles have a proteinaceous appearance No heavy elements were detected in the particles FTIR showed bands typical of near-native or native mabs (b-sheet, turns) Particles contained mab heavy chain (HC), light chain (LC) and fragments Elemental impurities not detected by ICP-MS No bioburden was detected 4

Stability and purity issues were observed for early mab-1 lots Lot Process/ Scale HCP Level (ng/mg) Rate at 40 C (% per month) HPSEC Purity Loss RP-HPLC Fragmentation A 1a/35L 428 6.6 4.3 B 1a/100L 120 1.9 2.9 C 1a/20L 263 3.5 3.7 D 1a/36L 157 1.6 2.6 Visual Appearance at 40 C Failed at 3 weeks Failed at 12 weeks Failed at 12 weeks Failed at 4 weeks Visual Appearance at 5 C Failed at 6 months Failed at 6 months Failed at 3 months Failed at 2 months 5

Stability and purity issues observed for early mab-1 lots Lot Process/ Scale HCP Level (ng/mg) Rate at 40 C (% per month) HPSEC Purity Loss RP-HPLC Fragmentation A 1a/35L 428 6.6 4.3 B 1a/100L 120 1.9 2.9 C 1a/20L 263 3.5 3.7 D 1a/36L 157 1.6 2.6 Visual Appearance at 40 C Failed at 3 weeks Failed at 12 weeks Failed at 12 weeks Failed at 4 weeks Visual Appearance at 5 C Failed at 6 months Failed at 6 months Failed at 3 months Failed at 2 months 6 High HCP levels High and variable fragmentation rates at 40 C Formation of delayed-onset particles

Could high HCP levels be linked to particle formation and fragmentation? A residual host cell protease? Proteome analysis has identified > 6000 chinese hamster ovary (CHO) HCPs (Baycin-Hizal et al., 2012) Some HCPs can bind to the mab making them harder to remove during the purification process (Valente et al. 2015) 2D Gel of CHO HCPs, Hayduk et al., 2004 7 Baycin-Hizal, D. et al. Proteomic analysis of chinese hamster ovary cells. Journal of Proteome Research 2012, 11, 5265-5276. Hayduk, E. J.; Choe, L. H.; Lee, K. H. A two-dimensional electrophoresis map of Chinese hamster ovary cell proteins based on fluorescence staining. Electrophoresis2004, 25, 2545-2556. Valente KN, Lenhoff AM, Lee KH. Expression of difficult-to-remove host cell protein impurities during extended Chinese hamster ovary cell culture and their impact on continuous bioprocessing. Biotechnol Bioeng. 2015;112(6):1232-1242.3

Trace residual levels of an aspartyl protease was the cause of particle formation Protease activity assay Sub-visible particle formation Soluble fragmentation Aspartyl protease inhibitor reduced protease activity, particle formation, and fragmentation rate (other inhibitors did not have same effect) Inhibitor only slightly decreased soluble fragment levels Mass spec detected multiple c-terminal heavy chain fragments in insoluble particles (these same fragments were not detected in soluble form by RP-HPLC) 8

With affinity enrichment, the aspartyl protease was identified as cathepsin D Positive identification of cathepsin D mab-1 Drug Substance Affinity capture and enrichment using immobilized pepstatin A resin Enriched aspartyl protease Mass spectrometry Western blot Cathepsin D is a 48 kda glycosylated aspartyl protease active at < ph 6 Active site located in hydrophobic cleft; preferentially cleaves between two hydrophobic amino acid residues under slightly acidic or acidic conditions (Sun at al. 2013) Spiking this purified cathepsin D into mab-1 caused particle formation 9 Sun H, Lou X, Shan Q, et al. Proteolytic Characteristics of Cathepsin D Related to the Recognition and Cleavage of Its Target Proteins. PLoS ONE. (6):e65733.

Trace residual levels of CHO cathepsin D caused particle formation in the final mab-1 product 10 Bee JS, Tie L, Johnson D, Dimitrova MN, Jusino KC, Afdahl CD. Trace levels of the CHO host cell protease cathepsin D caused particle formation in a monoclonal antibody product. Biotechnol Prog. 2015;31(5):1360-1369.

The fix: process was optimized to remove HCPs Process 1a Process 1b Process optimization focused on removal of HCPs was successful in eliminating particle formation in the final mab-1 product. Caprylate wash developed by David Gruber and Richard Turner and applied to mab-1 by Christopher Afdahl and Kristin Jusino 11 Gruber DE, Turner RE, Bee JS, Afdahl CD, Tie L, inventors. Purification of recombinantly produced polypeptides, United States Patent WO/2014/186350 (PCT/US2014/037821). 2014.

Process 1b lots were confirmed to be free of any detectable protease activity 5000 Fluorescence (counts) 4000 3000 2000 1000 0 A B C D E F G process 1a lots process 1b lots In addition, the optimized process 1b lots did not form delayed-onset particles (12 weeks at 40 C and 12 months at 5 C) 12

Why did mab-1 have this problem? Does it bind cathepsin D? mab-1 bound to cathepsin D mab-2 did not bind, even though it has 94% identity to mab-1 13 SPR of immobilized CHO cathepsin D was used to detect its binding to a panel of mabs Bee at al. Identification of an IgG CDR sequence contributing to co-purification of the host cell protease cathepsin D. Submitted, under review The Fab region of mab-1 was involved in binding

An LYY motif was a unique match for the 2 mabs (out of 13 tested) that bound cathepsin D Potential cathepsin D binding sequences were those that were a unique match to both, but only, mab-1 and mab-6. 14

Mutation of LYY to AAA eliminated binding to cathepsin D, but unfortunately also eliminated target binding mab-1 desired target binding assay Mutation confirmed that the LYY motif in the HC CDR2 was involved in weak binding to CHO cathepsin D. 15

Summary Particles formed in mab-1 were found to contain mab-1 and its HC fragments using microscopy, SEM-EDX, FTIR microscopy, and mass spectrometry The presence of trace amounts of an aspartyl protease, cathepsin D, was the cause of particle formation Optimization of the purification process was able to reduce the HCP levels resulting in a stable product Further studies identified an LYY motif in mab-1 that could bind to cathepsin D, resulting in its trace co-purification 16

Acknowledgments Kristin C. Jusino/Chris Afdahl/Matthew Dickson purification of cathepsin D Yoen Joo Kim FTIR microscopy and SEM-EDX Shravan Gattu and Paul Santacroce stability study support Douglas Johnson gel electrophoresis Hung-Yu Lin/Jenny Heidbrink Thompson/Liu Tie mass spectrometry LeeAnn M. Machiesky and Ken Miller SPR work Jeffrey Gill Fab and Fc generation Li Peng design and making of AAA mutant Richard L. Remmele Jr. and Mariana Dimitrova hypothesis generation and expt. design

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