Medical Necessity Guidelines: Oral Formula: Massachusetts Products

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Medical Necessity Guidelines: Oral Formula: Massachusetts Products Effective: January 1, 2018 Clinical Documentation and Prior Authorization Required Applies to: Coverage Guideline, No Prior Authorization Tufts Health Plan Commercial Plans products; Fax: 617.972.9409 Tufts Health Public Plans products Tufts Health Direct Health Connector; Fax: 888.415.9055 Tufts Health Together A MassHealth Plan; Fax: 888.415.9055 Tufts Health Unify OneCare Plan; Fax: 781.393.2607 Tufts Health RITogether A Rhode Island Medicaid Plan; Fax: 857.304.6404 Tufts Health Freedom Plan products; Fax: 617.972.9409 Note: While you may not be the provider responsible for obtaining prior authorization, as a condition of payment you will need to make sure that prior authorization has been obtained. OVERVIEW This guideline is for the review of formulas given or taken by mouth. It does not apply to those formulas given via a tube. COVERAGE GUIDELINES FOR MASSACHUSETTS PRODUCTS FORMULA AVAILABLE WITHOUT PRIOR AUTHORIZATION Tufts Health Plan will cover formula for the following diagnoses without prior authorization. The Member will be able to order one month s supply at a time. Formulas prescribed for treatment of inborn errors of metabolism as mandated by Massachusetts law. Tyrosinemia Homocystinuria Maple syrup urine disease Propionic acidemia Methylmalonic acidemia Urea cycle disorders Phenylketonuria (PKU) Other organic acidemias Enteral formulas prescribed for the medical treatment of malabsorption resulting from one of the following conditions, as mandated by Massachusetts law. Crohn s disease Ulcerative colitis Gastrointestinal dysmotility Gastroesophageal reflux (GERD) Chronic intestinal pseudo-obstruction Inherited diseases of amino acids and organic acids FORMULA REQUIRING PRIOR AUTHORIZATION Tufts Health Plan may cover formula in the following circumstances with prior authorization. A letter of medical necessity from the prescribing physician is required. Documentation must include the reason (s) for failure of the cow-milk or soy-milk trial if indicated. See Attachment A for a list of formulas. 1. Prematurity: Authorized up to three months post-hospital discharge when either a or b below is met: a. Specialized oral formula may be authorized for six months for Members born at less than or equal to 35 completed weeks of gestation. b. Specialized oral formula may be authorized for three months for Members born at more than 35 weeks and less than or equal to 37 weeks gestation with one of the following: 1. A hospital discharge weight below the 10th percentile for age 1085631 1 Oral Formula: Massachusetts Products

2. Unable to tolerate cow milk-based formula (soy-based formula trial not required) Note: Authorization past 3 or 6 months post-hospital discharge will be based on meeting the criteria for one of the conditions listed below. 2. Gastroesophageal Reflux Disease: Associated with either weight loss, lack of weight gain, severe or bloody regurgitation based on the following: Special formula may be authorized up to 9 months of age: a failed trial of cow-milk or soybased formulas required Re-authorization from 9-12 months of age: a failed trial of cow-milk or soy-based formulas required Re-authorization over one year of life: A letter of medical necessity from the treating Gastroenterologist is required, which documents ongoing medical necessity of formula, any attempts to wean from formula, and the treatment plan. 3. Infant Formula Intolerance: a. Protein hydrolysate formulas may be authorized for Members from two (2) weeks to one (1) year of age who exhibit either of the following: Symptoms of IgE-associated formula intolerance including angioedema, wheezing, rhinitis, uticaria, vomiting, eczema, and anaphylaxis. Symptoms of non-ige-associated formula intolerance including hemosiderosis, malabsorption with villous atrophy, eosinophilic proctocolitis, enterocolitis, esophagitis, and colic. b. Amino acid preparations may be authorized from age two (2) weeks to one (1) year of age for those members exhibiting any of the signs/symptoms noted above AND experienced a failed trial of protein hydrolysate formula. Special Formula Authorizations for Infants Older Than One Year: Special formula may be authorized for Members beyond the age of one when all of the following are met: Consideration of a retrial of both cow-milk based foods/formulas and soy-based formula A nutritionist consult including calorie counts A consult with a pediatric allergist and/or gastroenterologist documenting the continued indication for special formula Note: Authorizations subsequent to one (1) year of age will be for no more than six (6) month intervals. 4. Treatment of Growth Failure: Tufts Health Plan may authorize supplemental formulas or caloric supplements for Members with growth failure when the following criteria are met: The Member s weight from a submitted growth chart is less than 75% of the median weight for age (to calculate, divide the Member s weight by the average weight for age, as determined by the growth chart. If this number is less than 0.75, this criterion is met.) A complete evaluation has been performed to rule out medical causes of the growth failure. (e.g., GERD, malabsorption, heart disease, parasites, adenoid hypertrophy, cystic fibrosis, diabetes mellitus, immunodeficiency). This evaluation should include a detailed dietary history to ensure that the formula is properly diluted and/or the Member is receiving adequate calories. The Member must have failed other more basic forms of caloric supplementation (e.g., Carnation Instant Breakfast, addition of butter or cream to prepared foods, etc.) LIMITATIONS Tufts Health Plan may not authorize oral formula for any of the following: Standard infant milk or soy formulas Baby food or other regular food products including those that are blended and used in tube feedings Formula or food products used for dieting, or a weight-loss program Banked breast milk Food for a ketogenic diet when dietary needs can be met with regular, store-bought food; Dietary or food supplements Food thickeners, high protein powders and mixes 2 Oral Formula: Massachusetts Products

Lactose free foods, or products that aid in lactose digestion Gluten-free products Baby foods Oral vitamins and minerals Medical foods (e.g., Foltx, Metanx, Cerefolin, probiotics such as VSL#3) including FDA-approved medical foods obtained via prescription Soy formula in children able to tolerate soy-based foods CODES The following ICD-10 diagnosis codes are covered without prior authorization. ICD-10 Codes ICD-10 Codes Description E70.0 Classical phenylketonuria E70.1 Other hyperphenylalaninemias E70.20 Disorder of tyrosine metabolism, unspecified E70.21 Tyrosinemia E70.29 Other disorders of tyrosine metabolism E70.40 Disorders of histidine metabolism, unspecified E70.41 Histidinemia E70.49 Other disorders of histidine metabolism E70.5 Disorders of tryptophan metabolism E70.8 Other disorders of aromatic amino-acid metabolism E70.9 Disorder of aromatic amino-acid metabolism, unspecified E71.0 Maple-syrup-urine disease E71.110 Isovaleric academia E71.111 3-methylglutaconic aciduria E71.118 Other branched-chain organic acidurias E71.120 Methylmalonic academia E71.121 Propionic academia E71.128 Other disorders of propionate metabolism E71.19 Other disorders of branched-chain amino-acid metabolism E71.2 Disorder of branched-chain amino-acid metabolism, unspecified E72.00 Disorders of amino-acid transport, unspecified E72.01 Cystinuria E72.02 Hartnup's disease E72.03 Lowe's syndrome E72.04 Cystinosis E72.09 Other disorders of amino-acid transport E72.10 Disorders of sulfur-bearing amino-acid metabolism, unspecified E72.11 Homocystinuria E72.12 Methylenetetrahydrofolate reductase deficiency E72.19 Other disorders of sulfur-bearing amino-acid metabolism E72.20 Disorder of urea cycle metabolism, unspecified E72.21 Argininemia E72.22 Arginosuccinic aciduria E72.23 Citrullinemia E72.29 Other disorders of urea cycle metabolism E72.3 Disorders of lysine and hydroxylysine metabolism E72.4 Disorders of ornithine metabolism E72.50 Disorder of glycine metabolism, unspecified 3 Oral Formula: Massachusetts Products

ICD-10 Codes Description E72.51 Non-ketotic hyperglycinemia E72.52 Trimethylaminuria E72.59 Other disorders of glycine metabolism E72.8 Other specified disorders of amino-acid metabolism E72.9 Disorder of amino-acid metabolism, unspecified K21.9 Gastro-esophageal reflux disease without esophagitis K31.84 Gastroparesis K50.011 Crohn's disease of small intestine with rectal bleeding K50.012 Crohn's disease of small intestine with intestinal obstruction K50.013 Crohn's disease of small intestine with fistula K50.014 Crohn's disease of small intestine with abscess K50.018 Crohn's disease of small intestine with other complication K50.111 Crohn's disease of large intestine with rectal bleeding K50.112 Crohn's disease of large intestine with intestinal obstruction K50.113 Crohn's disease of large intestine with fistula K50.114 Crohn's disease of large intestine with abscess K50.118 Crohn's disease of large intestine with other complication K50.119 Crohn's disease of large intestine with unspecified complications K50.80 Crohn's disease of both small and large intestine without complications K50.811 Crohn's disease of both small and large intestine with rectal bleeding K50.812 Crohn's disease of both small and large intestine with intestinal obstruction K50.813 Crohn's disease of both small and large intestine with fistula K50.814 Crohn's disease of both small and large intestine with abscess K50.818 Crohn's disease of both small and large intestine with other complication K51.00 Ulcerative (chronic) pancolitis without complications K51.011 Ulcerative (chronic) pancolitis with rectal bleeding K51.012 Ulcerative (chronic) pancolitis with intestinal obstruction K51.013 Ulcerative (chronic) pancolitis with fistula K51.014 Ulcerative (chronic) pancolitis with abscess K51.018 Ulcerative (chronic) pancolitis with other complication K51.313 Ulcerative (chronic) rectosigmoiditis with fistula K51.314 Ulcerative (chronic) rectosigmoiditis with abscess K51.818 Other ulcerative colitis with other complication K51.819 Other ulcerative colitis with unspecified complications K51.90 Ulcerative colitis, unspecified, without complications K51.911 Ulcerative colitis, unspecified with rectal bleeding K51.912 Ulcerative colitis, unspecified with intestinal obstruction K51.913 Ulcerative colitis, unspecified with fistula K51.914 Ulcerative colitis, unspecified with abscess K51.918 Ulcerative colitis, unspecified with other complication K51.919 Ulcerative colitis, unspecified with unspecified complications K59.8 Other specified functional intestinal disorders K90.41 Non-celiac gluten sensitivity K90.49 Malabsorption due to intolerance, not elsewhere classified K90.89 Other intestinal malabsorption ATTACHMENT Oral formula for Massachusetts products: Attachment A Attachment B 4 Oral Formula: Massachusetts Products

REFERENCES 1. Massachusetts General Law. 176B, Section 4K. Nonprescription enteral formulas for home use. APPROVAL HISTORY July, 2002: Reviewed by the Clinical Coverage Criteria Committee Subsequent endorsement date(s) and changes made: January 23, 2004: Reviewed and renewed, format changes made to clarify coverage criteria, examples of formulas added. Name of guideline changed from Pediatric Enteral and Oral Nutrition Therapy. January 7, 2005: Coverage criteria rewritten to reflect changes in method of supplying formula to Tufts Health Plan Members. A letter of medical necessity or a prescription, from the prescribing physician, will be necessary for all formulas. January 13, 2006: The title of this criterion was changed from Enteral Formulas. This criteria is to be used for formulas given by mouth only. February 15, 2007: Additional coverage of phenylketonuria (PKU) specified. February 11, 2008: Reviewed without changes. October 8, 2008: Special Information box added to format. Rhode Island coverage, as per mandate, added to existing MNG. ICD-9 codes added. Limitations related to: dollar amounts updated/added; Provider/Vendor information added; BO modifier information added. July 1, 2009: Attachment A: Types of Formulas added to the Medical Necessity Guideline. October 1, 2009: Length of authorization for hydrolysate formulas changed from six to twelve months to six months. May 2010: Reviewed my Medical Affairs, Medical Policy. No changes. January 2011: Dollar amount limit for low protein food removed as per Health Care Reform requirements (essential benefit). April 10, 2013: Reviewed at IMPAC. Prematurity age clarified. Tufts Health Plan will require Prior Authorization for formulas prescribed for milk intolerance and premature infants effective July 1, 2013. ICD-10 CM coding will be added prior to the next IMPAC review. December 11, 2013: Guidelines for the coverage of oral formula for Rhode Island Products has been removed from this Medical Necessity Guideline. It has been moved to Oral Formula: Rhode Island Products. Additional formulas have been listed by category in Attachment A. December 10, 2014: Reviewed by IMPAC, renewed without changes January 15, 2015: Adopted by Tufts Health Plan Network Health Commercial Plans. August 12, 2015: Reviewed by IMPAC, clarification of requirements for letter of medical necessity for gastroesophageal reflux beyond one year of life (No. 2) September 2015: Branding and template change to distinguish Tufts Health Plan products in "Applies to" section. Added Tufts Health Freedom Plan products, effective January 1, 2016. March 25, 2016: Coding updated; ICD-9-CM codes removed September 14, 2016: Reviewed by IMPAC, renewed without changes July 2017: Coding updated July 2017: Added RITogether Plan product to template. For MNGs applicable to RITogether, effective date is August 1, 2017 August 9, 2017: Reviewed by IMPAC, renewed without changes October, 2017: Coding updated; Removed administrative requirement that members with a prescription drug benefit obtain the formula at a retail pharmacy, effective 1/1/2018. BACKGROUND, PRODUCT AND DISCLAIMER INFORMATION Medical Necessity Guidelines are developed to determine coverage for benefits, and are published to provide a better understanding of the basis upon which coverage decisions are made. We make coverage decisions using these guidelines, along with the Member s benefit document, and in coordination with the Member s physician(s) on a case-by-case basis considering the individual Member's health care needs. Medical Necessity Guidelines are developed for selected therapeutic or diagnostic services found to be safe and proven effective in a limited, defined population of patients or clinical circumstances. They include concise clinical coverage criteria based on current literature review, consultation with practicing physicians in our service area who are medical experts in the particular field, FDA and other government agency policies, and standards adopted by national accreditation organizations. We revise 5 Oral Formula: Massachusetts Products

and update Medical Necessity Guidelines annually, or more frequently if new evidence becomes available that suggests needed revisions. Medical Necessity Guidelines apply to the fully insured Commercial and Medicaid products when Tufts Health Plan conducts utilization review unless otherwise noted in this guideline or in the Member s benefit document, and may apply to Tufts Health Unify to the same extent as Tufts Health Together. This guideline does not apply to Tufts Medicare Preferred HMO, Tufts Health Plan Senior Care Options or to certain delegated service arrangements. For self-insured plans, coverage may vary depending on the terms of the benefit document. If a discrepancy exists between a Medical Necessity Guideline and a self-insured Member s benefit document, the provisions of the benefit document will govern. Applicable state or federal mandates or other requirements will take precedence. For CareLink SM Members, Cigna conducts utilization review so Cigna s medical necessity guidelines, rather than these guidelines, will apply. Treating providers are solely responsible for the medical advice and treatment of Members. The use of these guidelines is not a guarantee of payment or a final prediction of how specific claim(s) will be adjudicated. Claims payment is subject to eligibility and benefits on the date of service, coordination of benefits, referral/authorization, utilization management guidelines when applicable, and adherence to plan policies, plan procedures, and claims editing logic. Provider Services 6 Oral Formula: Massachusetts Products