Alexander O. Pasternak, Mirte Scherpenisse, Ben Berkhout

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Cell-associated HIV-1 unspliced to multiply spliced RNA ratio at 12 weeks ART correlates with markers of immune activation and apoptosis and predicts the CD4 + T-cell count at 96 weeks ART Alexander O. Pasternak, Mirte Scherpenisse, Ben Berkhout Laboratory of Experimental Virology, Department of Medical Microbiology Academic Medical Center of the University of Amsterdam Amsterdam, The Netherlands Laboratory of Experimental Virology

Background Combination antiretroviral therapy (ART) suppresses HIV replication and improves immune function Some (1-2%) of HIV + individuals receiving ART fail to increase CD4 + T-cell counts sufficiently: associated with increased morbidity and mortality Clinically, a biomarker predicting immunological response would be useful for early identification of patients at risk for immunological failure For better understanding of HIV-1 pathogenesis and improved design of curative strategies, it is important to determine whether viral persistence is associated with host biomarkers of immune dysfunction Therefore, we were interested to study early predictors of immunological response to ART

Study design and methods We studied longitudinal samples from 28 Amsterdam Cohort Study patients starting ART with baseline CD4 + counts <35 cells/mm 3, baseline pvl >1 copies/ml, and virological suppression in plasma by 48 weeks of ART Samples were taken at, 12, 24, 48, and 96 weeks of ART Virological markers (total and episomal [2-LTR circles] HIV-1 DNA, unspliced and multiply spliced [total and tat/rev] cell-associated HIV-1 RNA) by seminested qpcr Detectability 1% for total DNA, 98% for US RNA, and 76% for MS RNA Immunological markers (CD4 + and CD8 + T-cell activation, proliferation, senescence, apoptosis, exhaustion, thymic migration, Treg/Th17, CD4 + and CD8 + T-cell subsets [naïve, central memory, effector memory, transitional memory]) Microbial translocation markers Genetic markers

Cell-associated HIV-1 unspliced to multiply spliced RNA ratio at 12 weeks ART inversely correlated with the absolute and relative CD4 + T-cell count at 48 and 96 weeks 1 rho=-,53, p=,6 1 rho=-,56, p=,4 CD4 count 48W 8 6 4 2 CD4 count 96W 8 6 4 2 1 2 3 4 1 2 3 4 US/MS 12W, log 1 US/MS 12W, log 1 6 rho=-,62, p=,1 6 rho=-,55, p=,4 REL CD4 48W 4 2 REL CD4 96W 4 2-2 1 2 3 4 US/MS 12W, log 1 1 2 3 4 US/MS 12W, log 1

Patients with better immunological response at 48 and 96 weeks ART had lower cell-associated HIV-1 unspliced to multiply spliced RNA ratios at 12 weeks US/MS ratio at 12 weeks ART, log 1 4 3 2 1 ** *** <2 2-25 >25 Relative gain in CD4 + count by 48 weeks ART US/MS ratio at 12 weeks ART, log 1 4 3 2 1 ** <2 2-35 >35 Relative gain in CD4 + count by 96 weeks ART

Cell-associated HIV-1 unspliced to multiply spliced RNA ratio at 12 weeks ART was predictive of the relative CD4 + T-cell count gain by 48 and 96 weeks CD4 + count 48 weeks ART 1 8 6 4 2 ** <2 log1 >2 log1 CD4 + count 96 weeks ART 1 8 6 4 2 * <2 log1 >2 log1 US/MS ratio 12 weeks ART US/MS ratio 12 weeks ART Relative gain in CD4 + count by 48 weeks ART 6 4 2-2 *** <2 log1 >2 log1 Relative gain in CD4 + count by 96 weeks ART 6 4 2 * <2 log1 >2 log1 US/MS ratio 12 weeks ART US/MS ratio 12 weeks ART

CD4 + and CD8 + T-cell activation markers at 12 weeks ART inversely correlated with the absolute and relative CD4 + T-cell count at 96 weeks 1 rho=-,56, p=,2 1 rho=-,45, p=,16 CD4 count 96W 8 6 4 2 CD4 count 96W 8 6 4 2 5 1 15 2 CD4+/CD38+/HLA-DR+ 12W 1 2 3 CD8+/CD38+/HLA-DR+ 12W 6 rho=-,5, p=,6 6 rho=-,51, p=,6 REL CD4 96W 4 2 REL CD4 96W 4 2 5 1 15 2 CD4+/CD38+/HLA-DR+ 12W 1 2 3 CD8+/CD38+/HLA-DR+ 12W

Cell-associated HIV-1 US/MS RNA ratio at 12 weeks ART positively correlated with markers of CD4 + T-cell activation and apoptosis CD4+/CD38+/HLA-DR+ 12W 2 15 1 5 rho=,63, p=,1.5 1. 1.5 2. 2.5 3. 3.5 US/MS 12W CD4+/AnnexinV+/FAS+ 12W 15 1 5 rho=,59, p=,2.5 1. 1.5 2. 2.5 3. 3.5 US/MS 12W

Cell-associated HIV-1 US/MS RNA ratio at 12 weeks ART was the only predictor of the relative CD4 + T-cell count gain by 48 and 96 weeks 48 weeks Variable Univariate P Multivariate P US/MS 12 W.1.2 CD4 +/ CD38 +/ HLA-DR + 12W.42.53 CD8 + /CD38 + /HLA-DR + 12W.41.44 96 weeks Variable Univariate P Multivariate P US/MS 12 W.4.27 CD4 +/ CD38 +/ HLA-DR + 12W.6.64 CD8 + /CD38 + /HLA-DR + 12W.6.22

Cell-associated HIV-1 US/MS RNA ratio was previously shown by several groups to correlate with rapid progression in untreated patients Seshamma et al., PNAS 1992; Furtado et al., J Virol 1995; Michael et al., J Virol 1995; Comar et al., J Clin Invest 1997

How can we interpret the US/MS ratio on the cellular level? Because HIV life cycle involves a temporal shift from the production of multiply spliced to the production of unspliced RNA species (observed both after infection of H9 cells with HIV and after stimulation of ACH-2 cells with PMA), A higher US/MS RNA ratio in a patient might reflect the higher frequency of HIV-infected cells in the later stages of viral life cycle, which is characterized by expression of viral proteins and presentation of antigens (active reservoir). Such cells could exert pressure on the host immune system, causing persistent immune activation and apoptosis and contributing to poor immunological response to ART. Kim and Baltimore, J Virol 1989 Bagnarelli et al, J Virol 1996

However, this is not so simple Kaiser et al. J Virol 27: US/MS (resting CD4 + T cells) = 1 (in ART-treated patients) US/MS (activated CD4 + T cells) = 27 Therefore, the US/MS ratio in ART-treated patients might be an indicator of the relative abundance of (re-) activated (as compared to resting) HIV-infected CD4 + T cells. Persistence of such cells might be caused by increased immune activation.

Chicken / egg conundrum? So is persistence of active HIV reservoir a cause or a consequence of persistent immune activation and apoptosis?

Acknowledgements Laboratory of Experimental Virology Mirte Scherpenisse Rosamaria Palladino Ben Berkhout Laboratory of Experimental Virology, AMC a.o.pasternak@amc.uva.nl This study was supported by the research grant 21225 from the Dutch AIDS Fonds