Overview & Update on the Utilization of the Natriuretic Peptides in Heart Failure

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June 28, 2016 Overview & Update on the Utilization of the Natriuretic Peptides in Heart Failure Linda C. Rogers, PhD, DABCC, FACB.

Agenda Overview of the Natriuretic Peptides and Efficacy studies Similarities and Differences Confounders Clinical Studies of Entresto and Implications for Measurement of the Natriuretic Peptides Page 2

Cardiac Natriuretic Peptides Physiological role: CNP Natriuresis, i.e., discharge of sodium by urinary excretion Regulates blood volume through osmotic hemodynamics ANP ANP Peptide ANP BNP CNP Stimulus for Release Atrial Distension Ventricular Overload Endothelial Stress BNP BNP Weber, et al. Heart 2006;92:843-9. xxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxx Page 3

Physiology of BNP control Renin-angiotensin-aldosterone system (RAAS) Na+ Na+ Weber, et al. Heart 2006;92:843-9. Na+ Page 4

Natriuretic Peptides Hemodynamic NT-proBNP Stress 76 aaischemia ½ life Cardiotoxicity = 120 min Renal clearance Sepsis 1 Signal peptide HPhysiologically 2 N inactive (26 aa) H P L G S P G S A 10 S Cardiac myocyte BNP 32 aa 90 ½ life = 20 R K M D R I S ProBNP (108 aa) S min S S Pre-proBNP (134 aa) Enzymatic, C receptor, and renal clearance F G Physiologically C activec L 100 80 Q G S G C Enzymatic K V L cleavage 70 Y T L R 76 A P R S P K M V R 108 R H COOH Blood stream COOH H2 N Martinez-Rumayor et al. Am J Cardiol 2008;101[suppl]:3A-8A Boerrigter, et al. Heart Fail Clin. Oct 2009; 5(4): 501 514. 5 Page 5 Unrestricted Siemens Healthcare Diagnostics Inc. 2014 All rights reserved. Artifact #A91DX CAI-140459-UC1-4A00

Elimination Paths of BNP and NT-proBNP Impacts Half Life BNP NT-proBNP + + Half-Life = 20 minutes Half-Life = 60 120 minutes Weber, et al. Heart 2006;92:843-9. 6 Page 6 Siemens Healthcare Diagnostics

Decision Cut Points for Ruling Out Heart Failure NT-proBNP Age < 75 yrs: 125 pg/ml Age 75 yrs: 450 pg/ml BNP < 100 pg/ml These are the only accepted cut points, regardless of manufacturer. Source: Siemens IFU s Page 7

BNP and NT-proBNP Physiology Dilation of the left ventricle increases cardiac pre-probnp gene expression. The amount of pre-probnp released into the circulation is directly proportional to the extent of heart wall stretch. Pre-proBNP Thus, natriuretic peptide levels are an accurate reflection of the severity of heart failure. Page 8

Breathing Not Proper Study: BNP BNP is a useful test to distinguish patients with heart failure from those without heart failure. BNP is useful for both systolic and nonsystolic heart failure, even though nonsystolic heart failure diagnosis is more difficult to make and is oftern incorrectly excluded in the presence of normal left ventricular systolic function. BNP cannot reliably distinguish systolic dysfuncion from nonsystolic dysfunction: a measurement of left ventricular dysfunction is required to make this distinction and guide therapy accordingly. Maisel, et al. J Am Coll Cardiol. 2003;41:2010-7. 9 Page 9 Siemens Healthcare Diagnostics

PRIDE Study Supports the Clinical Utility of NT-proBNP NT-proBNP testing alone was superior to clinical judgment alone for diagnosing acute CHF. NT-proBNP plus clinical judgment was superior to NT-proBNP or clinical judgment alone. NT-proBNP measurement is a valuable addition to standard clinical assessment for the identification and exclusion of CHF in the emergency department setting. Januzzi, Am J Cardiol 2005;95:948-954 10 Page 10 Siemens Healthcare Diagnostics

ROC Curves Estimating Clinical Probability of Heart Failure Sensitivity 1.0 0.9 0.8 0.7 0.6 0.5 0.4 0.3 0.2 0.1 0.0 a. McCullough PA, et al. Circulation. 2002;106:416-22. b. Januzzi JL, et al. Am J Cardiol. 2005;95:948-54. BNP Study a 0.0 0.2 0.4 0.6 0.8 1.0 1 Specificity PRIDE Study b BNP + clinical assessment, AUC = 0.93 0.3 NT-proBNP + clinical assessment, AUC = 0.96 0.2 BNP alone, AUC = 0.90 NT-proBNP alone, AUC = 0.94 0.1 Clinical assessment alone, AUC = 0.86 Clinical assessment alone, AUC = 0.90 0.0 0.0 0.2 0.4 0.6 0.8 1.0 11 Page 11 Unrestricted Siemens Healthcare Diagnostics Inc. 2014 All rights reserved. Artifact #A91DX CAI-140459-UC1-4A00 1.0 0.9 0.8 0.7 0.6 0.5 0.4

Clinical Confounders to NP Interpretation CKD High BMI Age-associated increases 12 Page 12 Siemens Healthcare Diagnostics AFib

NP s in CKD BNP and NT-proBNP were elevated in kidney dysfunction even in the absence of systolic heart failure (SHF). NT-proBNP elevated more than BNP. Further research and association guidelines are necessary for clinical guidance. Jafri, et al. BMC Nephrol. 2013;14:117-26 13 Page 13 Siemens Healthcare Diagnostics

Impact of NPs in Patients with Renal Dysfunction and Dyspnea 2,250 BNP 16,000 NT-proBNP BNP (pg/ml) 2,000 1,750 1,500 1,250 1,000 750 500 250 NT-proBNP (pg/ml) 14,000 12,000 10,000 Manufacture decision cut-points are unchanged 8,000 6,000 4,000 2,000 0 > 89 89-60 59-30 < 30 egfr (ml/min/1.73m2) Non-cardiac dyspnea 0 > 89 89-60 59-30 < 30 egfr (ml/min/1.73m2) Chenevier-Gobeaux et al. Clin Chim Acta 2005;361:167-75. Cardiac dyspnea 14 Page 14 Siemens Healthcare Diagnostics

Natriuretic Peptides in Obese Patients with CHF BNP (pg/ml) 3500 3000 2500 2000 1500 1000 30000 BNP NT-proBNP p < 0.001 25000 NT-proBNP (pg/ml) 20000 Manufacture decision cut-points are unchanged 15000 10000 p < 0.001 500 5000 0 25 25-29.9 ³ 30 Weight Categories (BMI) 0 25 25-29.9 ³ 30 Weight Categories (BMI) Krauser, et al. Am Heart J. 2005;149:744-50. 15 Page 15 Siemens Healthcare Diagnostics

Association Between Natriuretic Peptides and 1-Year Mortality Adjusted Risk Ration 5.0 4.5 4.0 3.5 3.0 2.5 2.0 1.5 1.0 1.0 1.0 1.3 2.0 1.5 2.9 2.6 4.5 Quartile BNP pg/ml NT-proBNP pg/ml Q1 < 88 < 472 Q2 88 333 472 1728 Q3 334 800 1729 6000 Q4 > 800 > 6000 0.5 0.0 Q1 Q2 Q3 Q4 N = 383 BNP NT-proBNP De Filippi, et al. Clin Chem 2007; 53:1511-19. 16 Page 16 Siemens Healthcare Diagnostics

Comparing BNP versus NT-proBNP Similarities Both show similar clinical diagnostic performance for HF. Both demonstrate prognostic performance (although NT-proBNP may outperform BNP). Studies for both suggest potential utility for therapeutic monitoring. Performance of both may be impacted by CKD (although NT-proBNP perhaps more so). Both may have clinical utility outside of HF (like ACS). Differences NT-proBNP appears more impacted by age (requiring age-specific cut-points). NT-proBNP has greater analytical stability (24 hours at room temp vs. 4 hours for BNP and NTproBNP may have greater stability when stored frozen). Absolute values are very different due to alternate mechanisms of clearance. BNP values are typically in the hundreds while NTproBNP can be in the thousands. Page 17

Intended Use LCZ696* A combination of sacubitril, a neprilysin inhibitor, and valsartan, an angiotensin II receptor blocker, indicated to reduce the risk of cardiovascular death and hospitalization for heart failure in patients with chronic heart failure (NYHA Class II IV) and reduced ejection fraction. Usually administered in conjunction with other heart failure therapies, in place of an ACE inhibitor or other ARB. *trade name Entresto ACE: angiotensin-converting enzyme; ARB: angiotensin receptor blocker xxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxx Page 18

Mechanism of Action of LCZ696 Valsartan Angiotensin Receptor Blocker LCZ696 Sacubitril Inhibition of Neprilysin Valsartan Blocks the angiotensin II type-1 (AT 1 ) receptor, inhibiting angiotensin II and the release of aldosterone. Neprilysin An endopeptidase that breaks down vasoactive peptides (BNP, bradykinin, and adrenomedullin); its inhibition may therefore reduce remodeling, vasoconstriction, and renal sodium retention and improve outcomes in HFrEF. Inhibition of neprilysin by LBQ657, the active metabolite of sacubitril, increases the levels of these peptides, decreasing vasoconstriction, sodium retention, and maladaptive remodeling. xxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxx Page 19

The PARAMOUNT Trial The angiotensin receptor-neprilysin inhibitor LCZ696 in heart failure with preserved ejection fraction: a phase 2 double-blind randomized controlled trial. Prospective comparison of ARNI (angiotensin receptor-neprilysin inhibitor) with ARB (angiotensin receptor blocker) on Management Of heart failure with preserved ejection fraction (PARAMOUNT). Solomon SD, Zile M, Pieske B, et al. Lancet. 2012;380(9851):1387 1395. Page 20

PARAMOUNT Trial: Inclusion and Exclusion Criteria Key Inclusion Criteria Age 40 years Documented stable chronic heart failure (NYHA II IV) with signs and symptoms of HF (dyspnea on exertion, orthopnea, paroxysmal nocturnal dyspnea, peripheral edema) LVEF 45% Plasma NT-proBNP >400 pg/ml at screening On diuretic therapy prior to visit 1, controlled systolic BP (<140 mmhg, or <160 mmhg if on three meds) egfr 30 ml/min/1.73 m 2 (MDRD) Patients with a K 5.2 mmol/l at visit 1 Key Exclusion Criteria Patients with a prior LVEF <45% at ANY time Patients who required treatment with both an ACE inhibitor and an ARB Isolated right HF due to pulmonary disease Dyspnea and/or edema from noncardiac causes, such as lung disease, anemia, or severe obesity Presence of valvular heart disease, hypertrophic cardiomyopathy, infiltrative cardiomyopathy, restrictive cardiomyopathy, or pericardial disease Coronary disease requiring revascularization during the study Page 21

PARAMOUNT Trial Primary Endpoint: Significant Reduction of NT-proBNP at 12 Weeks Patients with HFpEF taking ENTRESTO reduced NT-proBNP to a greater extent than valsartan after 12 weeks of therapy. This reduction became evident at 4 weeks and was sustained to 36 weeks, although the between-group difference was no longer significant. There was also a reduction in left atrial size, indicative of reverse left atrial remodeling and improvement in NYHA class in patients randomly assigned to ENTRESTO after 36 weeks compared with those randomly assigned to valsartan. ENTRESTO was well tolerated. HR = 0.77 (0.64 0.92) P = 0.005 These findings suggest that ENTRESTO may have beneficial effects in patients with HFpEF and that further testing of this drug may be warranted in patients with this condition. Page 22

PARADIGM-HF Trial N Engl J Med 2014; 371:e15September 11, 2014 xxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxx Page 23

Aim of the PARADIGM-HF Trial Prospective Comparison of ARNI with ACEI to Determine Impact on Global Mortality and Morbidity in Heart Failure Trial (PARADIGM-HF) LCZ696 400 MG DAILY Enalapril 20 MG DAILY Specifically designed to replace current use of ACE inhibitors and angiotensin receptor blockers as the cornerstone of the treatment of heart failure. ARNI: Angiotensin receptor-neprilysin inhibition; ACEI: angiotensin-converting enzyme inhibition xxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxx Page 24

PARADIGM-HF Trial Was Designed to Show Incremental Effect on Cardiovascular Death Primary Endpoint Primary endpoint was cardiovascular death or hospitalization for heart failure, but PARADIGM-HF was designed as a cardiovascular mortality trial. The sample size of the trial was determined by effect on cardiovascular mortality, not the primary endpoint. The Data Monitoring Committee was allowed to stop the trial only for a compelling effect on cardiovascular mortality (in addition to the primary endpoint). Difference in cardiovascular mortality of 15% between LCZ696 and enalapril was prospectively identified as being clinically important. Secondary Endpoints All-cause mortality. Change from baseline in the clinical summary score of the Kansas City Cardiomyopathy Questionnaire (KCCQ) at 8 months. Time to new onset of atrial fibrillation. Time to first occurrence of a protocoldefined decline in renal function. xxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxx Page 25

PARADIGM-HF HR = 0.80 (0.73 0.87) P = 0.0000002 Number needed to treat = 21 HR = 0.80 (0.71 0.89) P = 0.00004 Number needed to treat = 32 693 (16.5%) 1117 (26.5%) 558 (13.3%) 914 (21.8%) N Engl J Med. 2014 Sep 11;371:e15. Page 26

PARADIGM-HF 658 (15.6%) 835 (19.8%) 537 (12.8%) 711 (17.0%) N Engl J Med 2014; 371:e15September 11, 2014 Page 27

PARADIGM-HF: Cause of Death and Hospitalization Data PARADIGM-HF Cause of Death and Hospitalization Data vs. Current Standard of Care ACEi Enalapril McMurray et al. NEJM 2014;371:993 1004; Packer et al. Circulation 2015;131:54-61 xxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxx Page 28

Change in KCCQ Score at 8 Months LCZ696 Enalapril LCZ696 improved the symptoms and physical limitations of heart failure more than enalapril, p = 0.001. Page 29

PARADIGM-HF: Conclusions In comparison with guideline-recommended doses of an ACE inhibitor, combined inhibition of both the angiotensin receptor and neprilysin was more effective not only in reducing all-cause and cardiovascular mortality, but also in reducing the risks and rates of multiple manifestations of clinical deterioration of surviving patients with heart failure. The effect of LCZ696 to stabilize the course of heart failure is likely to have important ramifications for both quality of life and resource utilization in this disorder. Page 30

PARADIGM-HF Trial Circulation. 2015;131:54 61. xxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxx Page 31

The Effect of LCZ696 on NT-proBNP and BNP LCZ696 Enalapril In contrast, in comparison with enalapril, patients receiving LCZ696 had consistently lower levels of NT-proBNP (reflecting reduced cardiac wall stress) and troponin (reflecting reduced cardiac injury) throughout the trial. The contrasting effects of LCZ696 on the two types of natriuretic peptides represent an important finding, because the levels of the two peptides characteristically parallel each other during the course of heart failure. However, because BNP (but not NT-proBNP) is a substrate for neprilysin, levels of BNP will reflect the action of the drug, whereas levels of NT-proBNP will reflect the effects of the drug on the heart. Page 32

Summary PARAMOUNT Trial Patients with HFpEF taking ENTRESTO as compared to valsartan reduced NT-proBNP to a greater extent than valsartan after 12 weeks of therapy. This reduction became evident at 4 weeks and was sustained to 36 weeks, although the between-group difference was no longer significant. There was also a reduction in left atrial size, indicative of reverse left atrial remodeling and improvement in NYHA class in patients randomly assigned to ENTRESTO after 36 weeks compared with those randomly assigned to valsartan. ENTRESTO was well tolerated. These findings suggest that ENTRESTO may have beneficial effects in patients with HFpEF and that further testing of this drug may be warranted in patients with this condition. ENTRESTO is not currently approved for treatment of patients with HFpEF. Page 33 PARADIGM-HF Trial LCZ696 was more effective than enalapril for patients with HFrEF in reducing the risk of CV death and HF hospitalization, reducing the risk of CV death, reducing the risk of HF hospitalization, reducing all-cause mortality, and incrementally improving symptoms and physical limitations. LCZ696 was better tolerated than enalapril and less likely to cause cough, hyperkalemia, or renal impairment. Less likely to be discontinued due to an adverse event. More hypotension, but no increase in discontinuations. Not more likely to cause serious angioedema. However, because BNP (but not NT-proBNP) is a substrate for neprilysin, levels of BNP will reflect the action of the drug, whereas levels of NT-proBNP will reflect the effects of the drug on the heart. ENTRESTO was FDA-approved to treat chronic HF patients with reduced HFrEF.

Contact Linda C. Rogers, PhD, DABCC, FACB Senior Clinical Consultant Siemens Healthcare Scientific & Clinical Affairs Phone: (949)421-9101 Email: rogers.linda@siemens.com Page 34