a Phase II Randomised Controlled Trial Matthias Guckenberger

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Dose-intensified Image-guided Fractionated Stereotactic Body Radiation Therapy for Painful Spinal Metastases (DOSIS) versus Conventional Radiation Therapy: a Phase II Randomised Controlled Matthias Guckenberger Trial

DOSIS: a multi-center phase II trial Prospective phase II trial 54 patients with 60 vertebral metastases No exclusion of patients with epidural disease Fractionated SBRT SBRT using SIB concept: 5 x 4 / 7Gy 10 x 3 / 4.85Gy Selection of patients with long OS expectancy ESTRO SBRT 2017 - Matthias Guckenberger / 22.10.2017 2

Percentage of patients DOSIS phase II trial single arm trial Guckenberger unpublished data N=54 patients N=60 spine mets SBRT: 5 x 7Gy or 10 x 4.85Gy 0 (no pain) 1-4 (mild) 100% 5-6 (moderate) 7-10 (severe) 90% 80% 70% 60% 50% 40% 30% 20% 10% 0% prior End 2 3 4 5 6 3 6 9 12 1 week RT RT weeks weeks weeks weeks weeks months months months months (N=46) (N=60) (N=54) (N=48) (N=43) (N=43) (N=36) (N=50) (N=47) (N=36) (n=32) (N=26) 0 (no pain) 0% 13% 7% 6% 14% 21% 25% 38% 30% 25% 31% 35% 1-4 (mild) 28% 46% 72% 77% 72% 60% 58% 42% 60% 64% 47% 58% 5-6 (moderate) 20% 20% 13% 6% 7% 2% 6% 12% 6% 0% 6% 4% 7-10 (severe) 52% 20% 9% 10% 7% 16% 11% 8% 4% 11% 16% 4% Time Pain response at 3 months: 87% Reduction of opioid medication by 50%

VAS pain score DOSIS phase II trial single arm trial 7 6 5 4 3 2 1 0 prior RT End RT 1 week 2 weeks 3 weeks 4 weeks 5 weeks 6 weeks 3 months6 months9 months 12 months Time Rapid, deep and durable pain reduction ESTRO SBRT 2017 - Matthias Guckenberger / 22.10.2017 4

DOSIS phase II trial single arm trial Local metastases control Overall survival However: Six (11%) and 8 (15%) patients developed progressive or new vertebral compression fractures

DOSIS RCT

Protocol Version 3.0 Amendment 1 Introduction of a non-randomized part Oligometastatic disease (unwilling to be randomized), purely osteoblastic metastases, without pain Treatment according to arm A of the randomized part (5 x 8/4 Gy or 10 x 4.85/3 Gy) Changes to inclusion criteria of randomized part Life expectancy 1 year according to investigator`s estimate (Modified Bauer Score) Osteolytic or mixed osteolytic/osteoblastic lesion (mass-type lesions) Pain in the affected spinal segment (pain / free of pain under medication) Max. 3 (cervical) or 4 (thoracic, lumber, sacral) continuous vertebrae in one target site (max 3 continuous vertebrae) Matthias Guckenberger, DEGRO AG Stereotaxie Jahrestreffen, Frankfurt / 22.10.2107 8

Protocol Version 3.0 Amendment 1 Randomized part Non-randomized part Matthias Guckenberger, DEGRO AG Stereotaxie Jahrestreffen, Frankfurt / 22.10.2017 9

Protocol Version 3.0 Amendment 1 Further changes Optional parts removed from protocol (blood samples, smartphone app) Simplification of follow-up (every 3 months for 2 years 1m, 3m, 6m, 12m, 24m) Treatment time per patient reduced (3 CBCTs per fraction 1 CBCT per fraction) Concomitant systemic treatments allowed (no concomitant chemotherapy) New wording for arm A to avoid confusions (experimental arm investigational arm) Insurance for all participants provided by Clinical Trials Center at University Hospital Zurich Patient information sheet and informed consent form adapted / 22.10.2017 10

Endpoints Primary end-point: Pain response - improvement by 2 points on the pain Visual Analogue Scale at 6 months post-treatment Secondary end-points: Local metastasis control Overall survival Cancer-specific survival Quality-of-life (QoL) Acute and late toxicity

Treatment Arm control External 3-dimentional conformal radiotherapy aiming at homogeneous irradiation of the affected vertebra Each centre has to choose one fractionation protocol and use this one consistently within this study 20 Gy in 5 fractions 30 Gy in 10 fractions

Treatment Arm experimental Image-guided hypofractionated SBRT using SIB to escalate radiation dose in the tumor mass (high-dose target volume) while maintaining a conventional dose in the un-involved segments of the affected vertebra (conventional-dose target volume). In the case of no epidural involvement: 40 Gy and 20 Gy in 5 fractions -> 60Gy EQD2/10 In the case epidural involvement: 48.5 Gy and 30 Gy in 10 fractions -> 60Gy EQD2/10 Fractionation adapted to epidural involvement

Target volume concept High-dose TV Low-dose TV

Status update Study Sites approved by Sites open for recruitment Patients enrolled EC 6 3 4 Study Sites with signed CTA Swiss centers Centers abroad Total 7 4 11 Study Sides with interest Swiss centers Centers abroad Total 7 18 25

Unique features of the DOSIS trial Inclusion criteria: Strict patient selection with longer-term OS Restriction to high risk patients with mass-like metastases Inclusion of epidural involvement Treatment characteristics: Fractionated SBRT approach Fractionation adapted to epidural involvement SIB Concept Elective vertebral irradiation