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Award Number: W81XWH-10-1-0627 TITLE: Laser Applications on Orthopaedic Bone Repair PRINCIPAL INVESTIGATOR: Kotaro Sena, D.D.S., Ph.D. CONTRACTING ORGANIZATION: Rush University Medical Center Chicago, IL 60612-3839 REPORT DATE: March 2012 TYPE OF REPORT: Annual PREPARED FOR: U.S. Army Medical Research and Materiel Command Fort Detrick, Maryland 21702-5012 DISTRIBUTION STATEMENT: x Approved for public release; distribution unlimited The views, opinions and/or findings contained in this report are those of the author(s) and should not be construed as an official Department of the Army position, policy or decision unless so designated by other documentation.

REPORT DOCUMENTATION PAGE Form Approved OMB No. 0704-0188 Public reporting burden for this collection of information is estimated to average 1 hour per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing this collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden to Department of Defense, Washington Headquarters Services, Directorate for Information Operations and Reports (0704-0188), 1215 Jefferson Davis Highway, Suite 1204, Arlington, VA 22202-4302. Respondents should be aware that notwithstanding any other provision of law, no person shall be subject to any penalty for failing to comply with a collection of information if it does not display a currently valid OMB control number. PLEASE DO NOT RETURN YOUR FORM TO THE ABOVE ADDRESS. 1. REPORT DATE (DD-MM-YYYY) March 2012 2. REPORT TYPE Annual 3. DATES COVERED (From - To) 1 Sep 2011-29 FEB 2012 4. TITLE AND SUBTITLE 5a. CONTRACT NUMBER Laser Applications on Orthopaedic Bone Repair W81XWH-10-1-0627 5b. GRANT NUMBER 5c. PROGRAM ELEMENT NUMBER 6. AUTHOR(S) 5d. PROJECT NUMBER Kotaro Sena, D.D.S., Ph.D.; Amarjit S. Virdi, Ph.D. 5e. TASK NUMBER 5f. WORK UNIT NUMBER email: Jennifer_Garcia@rush.edu 7. PERFORMING ORGANIZATION NAME(S) AND ADDRESS(ES) 8. PERFORMING ORGANIZATION REPORT NUMBER Rush University Medical Center 1653 W Congress Pkwy. Chicago, IL 60612-3839 9. SPONSORING / MONITORING AGENCY NAME(S) AND ADDRESS(ES) 10. SPONSOR/MONITOR S ACRONYM(S) U.S. Army Medical Research and Materiel Command Fort Detrick, Maryland 21702-5012 11. SPONSOR/MONITOR S REPORT NUMBER(S) 12. DISTRIBUTION / AVAILABILITY STATEMENT Approved for public release; distribution unlimited 13. SUPPLEMENTARY NOTES 14. ABSTRACT The goal of this project is to improve the treatment of bone defect by leveraging a rat cortical bone allograft model and Er:YAG laser currently used in the dental field. To achieve this goal we will test the hypothesis that: 1) segmental bone defects treated with Er:YAG laser irradiation will form significantly more and stronger cortical bone allograft incorporation; and 2) segmental bone defects treated with cortical bone allograft pre-conditioned by Er:YAG laser will form significantly more and stronger cortical bone allograft incorporation. The project is currently in progress and definitive results await further analysis. However, post-operative observations and body weight gain indicated there were no complications such as allergic reactions, abscesses or infections. Body weight gain in the laser-treated animals was similar to that in non-laser treated animals during the healing period. These results showed a successful feasibility of the Er:YAG laser system for the cortical bone allograft model. 15. SUBJECT TERMS erbium:yag (Er:YAG) laser, bone allograft, bone repair 16. SECURITY CLASSIFICATION OF: 17. LIMITATION OF ABSTRACT a. REPORT U b. ABSTRACT U c. THIS PAGE U 18. NUMBER OF PAGES 19a. NAME OF RESPONSIBLE PERSON USAMRMC UU 11 19b. TELEPHONE NUMBER (include area code) Standard Form 298 (Rev. 8-98) Prescribed by ANSI Std. Z39.18

Table of Contents Page Introduction..... 4 Body.. 5 Key Research Accomplishments... 7 Reportable Outcomes 7 Conclusion 8 References. none Appendices 9

INTRODUCTION It has been reported that more than 30,000 American service members have been wounded in the wars in Iraq and Afghanistan during the last six years. The majority of service members who are wounded in action sustain musculoskeletal injuries such as the orthopedic-related trauma involving the upper and lower extremities present with a significant bone defect. Bone allografts have become an accepted technology to replace bone loss. However, major complications reported for grafting procedures are infection, bone graft fracture, non-union at the graft-host interface, and, rarely, massive allograft resorption. Recent advances in technology have led to a development of novel approaches for use of lasers in hard tissue surgeries in the dental field. The laser that show the most promise for hard tissue surgery is the erbium:yag (Er:YAG) laser. Recent reports indicates Er:YAG laser provides; (1) advantageous bone surface for bone tissue repair; (2) bactericidal effect; (3) applications for both soft and hard tissue. However, it has not been shown whether Er:YAG laser has a positive effect on orthopedic bone repair. The goal of this project is to improve the treatment of bone defect by leveraging a rat cortical bone allograft model and Er:YAG laser currently used in the dental field. We hypothesis that: 1) allograft bed treated with Er:YAG laser irradiation will lead to more and stronger cortical bone allograft incorporation; and 2) segmental bone defects treated with cortical bone allograft pre-conditioned by Er:YAG laser will lead to more and stronger cortical bone allograft incorporation. The project is currently in progress and definitive results await further analysis. However, postoperative observations and body weight gain indicated there were no complications such as allergic reactions, abscesses or infections. Body weight gain in the lasertreated animals was similar to that in non-laser treated animals during the healing period. These results showed a successful feasibility of the Er:YAG laser system for the cortical bone allograft model. Samples are currently under investigation for micro CT analysis and mechanical testing. 4

BODY The following is a summary of the work completed to the present time based on the project s accepted Statement of Work. Comments by PI follow below. Statement of Work Task 1: Determine the effect of Er:YAG laser on allograft bed. 1a. Preparation for the animal study - completed Obtain animal use approvals and order the supplies. 1b. Preparation of the allografts - completed Obtain cortical bone grafts from the donor rats (n=26; 2 grafts/animal) prior to the surgery. Allografts will be sterilized with 70% ethanol and then fresh frozen at -80 C until use. 1c. Perform surgery harvest after 4 & 8 week post-surgery - completed Perform surgery; create segmental defect (n=78) and utilize cortical bone allograft grafts (n=52) prepared above (1b). Some animals (group 2 & 7) will undergo laser irradiation during the surgery. Four and 8 weeks post-surgery, for mechanical testing, the dissected bones will be wrapped in saline soaked gauze and frozen at -20 C. For undecalcified histology, the dissected bones will be fixed in 10% neutral buffered formalin. 1d. Analyze the samples - in progress Analyze the samples by µct, mechanical test and histology. Task 2: Determine the effect of Er:YAG laser on allograft. 2a. Preparation for the animal study - completed Obtain animal use approvals and order the supplies. 2b. Preparation of the allografts - completed 5

Obtain cortical bone grafts from the donor rats (n=26; 2 grafts/animal) prior to the surgery. Allografts will be sterilized with 70% ethanol and then fresh frozen at -80 C until use. Some allografts (for group 3, 4, 8, and 9) will undergo laser irradiation prior to the surgery. 2c. Perform surgery - harvest after 4 & 8 week post-surgery - completed Perform surgery; create segmental defect (n=52) and utilize cortical bone allograft grafts (n=52) prepared above (2b). Some animals (group 4 & 9) will undergo laser irradiation during the surgery. Four and 8 weeks post-surgery, for mechanical testing, the dissected bones will be wrapped in saline soaked gauze and frozen at -20 C. For undecalcified histology, the dissected bones will be fixed in 10% neutral buffered formalin. 2d. Analyze the samples - in progress Analyze the samples by µct, mechanical test and histology. Comments: The project is currently in progress and definitive results await further analysis. However, post-operative observations and body weight gain indicated there were no complications such as allergic reactions, abscesses or infections. Body weight gain in the laser-treated animals was similar to that in non-laser treated animals during the healing period. These results showed a successful feasibility of the Er:YAG laser system for the cortical bone allograft model. Contact X ray images obtained during the healing period indicate similar or larger callus in laser-treated groups compared to nontreated groups. However, these qualitative observations are done in two-dimensional, projected image while subsequent micro CT analysis will provide better understanding in three-dimensions. Moreover, mechanical testing is the primary endpoint for the project which will be performed after non-destructive-x ray analysis. Project is extended for additional 6 months to complete the sample analysis and manuscript preparation. 6

KEY RESEARCH ACCOMPLISHMENTS Completed all animal surgeries. No adverse effect or complication by use of Er:YAG laser in cortical allograft model. REPORTABLE OUTCOMES The investigators are currently awaiting results of ongoing analysis from the project. Following personnel received research training based on animal procedures in this research project which includes introduction and training for Er:YAG laser. Vbenosawemwinghaye Orhue, M.D. Postdoctoral fellow David F. GomezGil, D.D.S., M.S. Ph.D. candidate Siddhesh R. Angle, Ph.D. Ph.D. candidate David G. Karwo, B.S. Research assistant Julie E. Brown, B.S. Research assistant 7

CONCLUSION There was no adverse effect or complication by use of Er:YAG laser in cortical allograft model. Project is extended for additional 6 months to complete the sample analysis and manuscript preparation. 8

APPENDICIES 1. Memorandum for the Record Approval of extension (3/16/2012) 9

AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT 1. CONTRACT ID CODE PAGE OF PAGES S 1 2 2. AMENDMENT/MODIFICATION NO. 3. EFFECTIVE DATE 4. REQUISITION/PURCHASE REQ. NO. 5. PROJECT NO.(If applicable) P00001 6. ISSUED BY USA MED RESEARCH ACQ ACTIVITY 820 CHANDLER ST FORT DETRICK MD 21702-5014 CODE 15-Mar-2012 W91ZSQ0122N678 W81XWH 7. ADMINISTERED BY (If other than item 6) US ARMY MEDICAL RESEARCH ACQUISITION ACT ATTN: JOSHUA MCKEAN 301-619-4046 FORT DETRICK MD 21702 CODE W81XWH 8. NAME AND ADDRESS OF CONTRACTOR (No., Street, County, State and Zip Code) RUSH UNIVERSITY MEDICAL CENTER RONALD NEFF 1653 W CONGRESS PKWY CHICAGO IL 60612-3839 CODE 3F752 X 9A. AMENDMENT OF SOLICITATION NO. 9B. DATED (SEE ITEM 11) 10A. MOD. OF CONTRACT/ORDER NO. W81XWH-10-1-0627 10B. DATED (SEE ITEM 13) FACILITY CODE X 01-Sep-2010 11. THIS ITEM ONLY APPLIES TO AMENDMENTS OF SOLICITATIONS The above numbered solicitation is amended as set forth in Item 14. The hour and date specified for receipt of Offer is extended, is not extended. Offer must acknowledge receipt of this amendment prior to the hour and date specified in the solicitation or as amended by one of the following methods: (a) By completing Items 8 and 15, and returning copies of the amendment; (b) By acknowledging receipt of this amendment on each copy of the offer submitted; or (c) By separate letter or telegram which includes a reference to the solicitation and amendment numbers. FAILURE OF YOUR ACKNOWLEDGMENT TO BE RECEIVED AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE HOUR AND DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR OFFER. If by virtue of this amendment you desire to change an offer already submitted, such change may be made by telegram or letter, provided each telegram or letter makes reference to the solicitation and this amendment, and is received prior to the opening hour and date specified. 12. ACCOUNTING AND APPROPRIATION DATA (If required) X 13. THIS ITEM APPLIES ONLY TO MODIFICATIONS OF CONTRACTS/ORDERS. IT MODIFIES THE CONTRACT/ORDER NO. AS DESCRIBED IN ITEM 14. A. THIS CHANGE ORDER IS ISSUED PURSUANT TO: (Specify authority) THE CHANGES SET FORTH IN ITEM 14 ARE MADE IN THE CONTRACT ORDER NO. IN ITEM 10A. B. THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO REFLECT THE ADMINISTRATIVE CHANGES (such as changes in paying office, appropriation date, etc.) SET FORTH IN ITEM 14, PURSUANT TO THE AUTHORITY OF FAR 43.103(B). C. THIS SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO AUTHORITY OF: D. OTHER (Specify type of modification and authority) IAW USAMRAA General Terms and Conditions E. IMPORTANT: Contractor X is not, is required to sign this document and return copies to the issuing office. 14. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF section headings, including solicitation/contract subject matter where feasible.) Modification Control Number: jmckean123074 1. The purpose of this modification is to extend the period of performance, w ithout additional funding, from 1 September 2010-31 March 2012 to 1 September 2010-30 September 2012 (research ending on 31 August 2012). 2. The final technical report originally scheduled for 31 March 2012 w ill now be submitted as an annual technical progress report. The final technical report w ill now be due on 30 September 2012. 3. All other terms and conditions of the aw ard remain unchanged. Except as provided herein, all terms and conditions of the document referenced in Item 9A or 10A, as heretofore changed, remains unchanged and in full force and effect. 15A. NAME AND TITLE OF SIGNER (Type or print) 16A. NAME AND TITLE OF CONTRACTING OFFICER (Type or print) SUSAN DELLINGER / CONTRACTING OFFICER TEL: 301-619-2090 EMAIL: susan.dellinger@amedd.army.mil 15B. CONTRACTOR/OFFEROR 15C. DATE SIGNED 16B. UNITED STATES OF AMERICA 16C. DATE SIGNED (Signature of person authorized to sign) EXCEPTION TO SF 30 APPROVED BY OIRM 11-84 BY 30-105-04 (Signature of Contracting Officer) 15-Mar-2012 STANDARD FORM 30 (Rev. 10-83) Prescribed by GSA FAR (48 CFR) 53.243

W81XWH-10-1-0627 P00001 Page 2 of 2 SECTION SF 30 BLOCK 14 CONTINUATION PAGE SUMMARY OF CHANGES SECTION 00010 - SOLICITATION CONTRACT FORM CLIN 0001 The CLIN extended description has changed from Period of Performance: 1 September 2010-31 March 2012 (research ends 29 February 2012)Peer Reviewed Orthopaedic Research Program (PRORP)-Hypothesis Development Award to Period of Performance: 1 September 2010-30 September 2012 (research ends 31 August 2012)Peer Reviewed Orthopaedic Research Program (PRORP)-Hypothesis Development Award. DELIVERIES AND PERFORMANCE The following Delivery Schedule item for CLIN 0001 has been changed from: DELIVERY DATE QUANTITY SHIP TO ADDRESS UIC POP 01-SEP-2010 TO 31-MAR-2012 N/A USA MED RESEARCH MAT CMD 1077 PATCHEL STREET BLDG 1056 FORT DETRICK MD 21702 FOB: Destination W91ZSQ To: DELIVERY DATE QUANTITY SHIP TO ADDRESS UIC POP 01-SEP-2010 TO 30-SEP-2012 N/A USA MED RESEARCH MAT CMD 1077 PATCHEL STREET BLDG 1077 FORT DETRICK MD 21702 FOB: Destination W91ZSQ (End of Summary of Changes)