Chapter 6 Frozen Section Evaluation of the Appendix

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Chapter 6 Frozen Section Evaluation of the Appendix Abstract Appendiceal tumors are rarely diagnosed preoperatively, and their classification is both challenging and controversial owing to their tendency to disseminate in the peritoneal cavity despite their frequent low-grade appearance. Frozen section analysis may be requested to assess the status of the appendiceal margin, determine whether extra-appendiceal epithelium is present, and to classify extra-appendiceal disease as low- or high-grade. Other types of appendiceal epithelial tumors, such as serrated neoplasms, should be distinguished from mucinous tumors, since they tend to precede overtly malignant peritoneal disease (peritoneal carcinomatosis). Goblet cell carcinoid tumors often spread to non-contiguous structures and, thus, may prompt intraoperative consultation. Keywords Appendicitis Mucinous neoplasm Extra-appendiceal mucin Endocrine Goblet cell carcinoid Introduction Primary appendiceal tumors are found in less than 2% of surgically removed appendices and typically bear a resemblance to their colonic counterparts. Most epithelial tumors are mucinous or contain villous projections, and those with serrated architecture N.C. Panarelli, R.K. Yantiss, Frozen Section Library: Appendix, 85 Colon, and Anus, Frozen Section Library 4, DOI 10.1007/978-1-4419-6584-4_6, C Springer Science+Business Media, LLC 2010

86 6 Frozen Section Evaluation of the Appendix are increasingly recognized. Appendiceal endocrine neoplasms are relatively common, incidentally discovered lesions that generally do not require intraoperative consultation, although goblet cell carcinoid tumors may pose challenges to both surgeons and pathologists [1]. Unfortunately, the diagnosis of appendiceal neoplasia is rarely made preoperatively, since many patients have clinical symptoms of appendicitis [2, 3]. As a result, intraoperative frozen section evaluation is commonly performed to determine the surgical management of patients with these tumors. Most important issues revolve around the diagnosis and classification of mucinous neoplasms, as discussed below. Appendicitis The acutely inflamed appendix displays serosal hyperemia with or without fibrinopurulent exudates and inflammation (Fig. 6.1). Mucosal necrosis is accompanied by purulent luminal debris and neutrophilic inflammation within the muscularis propria, which Fig. 6.1 An acutely inflamed appendix displays fibrinous adhesions on the erythematous serosa. Inflammation in the mesoappendiceal fat reflects perforation and a periappendiceal abscess

Appendiceal Mucinous Neoplasms 87 may be associated with mesoappendiceal abscesses. A prolonged interval between the onset of symptoms and surgical resection may result in intense eosinophil-rich inflammation in combination with granulomas, a foreign body giant cell-rich response to luminal material, and organizing serositis (Fig. 6.2). Sheets of tissue macrophages laden with ceroid pigment in combination with multinucleated giant cells and fat necrosis may prompt a diagnosis of xanthogranulomatous appendicitis. Fig. 6.2 Prolonged acute appendicitis produces a fibroinflammatory appendiceal mass that simulates a neoplasm. One may observe a mixed inflammatory cell infiltrate with sheets of macrophages associated with fat necrosis and fibrosis Appendiceal Mucinous Neoplasms Epithelial neoplasms of the appendix are generally classified as mucinous neoplasms and non-mucinous tumors. Appendiceal mucinous neoplasms characteristically cause cystic dilatation of the appendix, but they may rupture, resulting in accumulation of mucin around the appendix (Fig. 6.3). Mucinous appendiceal neoplasms may also disseminate through the peritoneum in the

88 6 Frozen Section Evaluation of the Appendix Fig. 6.3 Mucinous neoplasms produce copious mucin, resulting in striking appendiceal distention (a). Ruptured neoplasms may be associated with periappendiceal mucin deposits, which should be exhaustively sampled to exclude the possibility of extra-appendiceal epithelium (b)

Appendiceal Mucinous Neoplasms 89 form of mucin deposits, or pseudomyxoma peritonei (Fig. 6.4). They frequently metastasize to the ovary, which may be large and cystic, simulating the appearance of a primary ovarian neoplasm (Figs. 6.5 and 6.6). Pathologists will be called upon to classify peritoneal tumor deposits in many institutions because immediate treatment depends upon the degree of atypia present in extraappendiceal epithelium. Patients with low-grade peritoneal disease may be treated with surgical debulking and peritoneal stripping with the aim of complete cytoreduction either with, or without, intraoperative intraperitoneal chemotherapy. Moderate-to-poorly differentiated mucinous carcinomas may also produce gelatinous ascites, but they do not respond to cytoreductive surgery, so these patients may be offered systemic chemotherapy. Therefore, pathologists should clearly communicate the histologic findings and biologic implications of their observations at the time of the frozen section. Mucinous lesions typically display a circumferential growth pattern in the appendiceal mucosa and contain tall columnar mucinous cells arranged in a single layer, or papillae with low-grade nuclei [4] (Fig. 6.7). When present, extra-appendiceal disease consists of pools of mucin containing strips or clusters of neoplastic epithelial cells that usually show bland cytologic features, similar to those of the appendiceal component [5] (Fig. 6.8). Several groups have proposed a variety of classification schemes that employ varied, and often confusing, terminology to describe appendiceal mucinous tumors [6 10] (Table 6.1). Most studies have shown that mucinous neoplasia confined to the appendiceal mucosa is essentially cured by excision, regardless of the degree of dysplasia, whereas peritoneal disease is associated with disease recurrence and death in nearly half of patients. Emerging data also suggest that acellular mucin pools limited to the appendiceal wall and periappendix are associated with an excellent prognosis, provided the entire appendix is submitted for histologic evaluation to exclude the possibility of extra-appendiceal epithelium. However, any amount of extra-appendiceal epithelium may be associated with progressive mucinous ascites and death in some cases, even if one identifies only rare clusters of neoplastic epithelial cells surrounding the appendix [5] (Fig. 6.9). Extension

90 6 Frozen Section Evaluation of the Appendix Fig. 6.4 Appendiceal mucinous neoplasms may disseminate in the peritoneal cavity and appear as gelatinous deposits within peritoneal fat (a) and on the intestinal serosal surface (b)

Appendiceal Mucinous Neoplasms 91 Fig. 6.5 Metastatic appendiceal mucinous tumors result in massive ovarian enlargement with multiple loculated cysts filled with mucinous material beyond the appendix should also be distinguished from herniations of mucosa through the wall, or diverticula, since this finding has no biologic implications (Fig. 6.10). The proposed classification schemes for appendiceal mucinous neoplasia reflect differences of opinion regarding the fundamental nature of peritoneal disease. At one extreme, some investigators feel that peritoneal dissemination results from appendiceal rupture and spillage of both mucin and neoplastic, but non-invasive, epithelium into the peritoneal cavity. Proponents of this hypothesis classify tumors limited to the appendiceal mucosa as mucinous cystadenomas. They consider gelatinous ascites containing low-grade epithelium to represent disseminated peritoneal adenomucinosis but reserve the term carcinoma for tumors that display high-grade cytologic features (Figs. 6.11 and 6.12) [8, 10]. Conversely, most authorities, including the World Health Organization, now consider pseudomyxoma peritonei to represent carcinoma and grade the cytologic features present in extraappendiceal epithelium. Low-grade tumors corresponding to disseminated peritoneal adenomucinosis are classified as low-grade

92 6 Frozen Section Evaluation of the Appendix Fig. 6.6 Appendiceal mucinous neoplasms that metastasize to the ovary produce large mucin-filled cysts (a) lined by bland epithelium that may simulate a primary ovarian tumor (b)

Appendiceal Mucinous Neoplasms 93 Fig. 6.7 Mucinous neoplasms circumferentially involve the appendiceal mucosa (a) and contain villous, or flat, low-grade mucinous epithelium with slightly enlarged, basally located nuclei (b)

94 6 Frozen Section Evaluation of the Appendix Fig. 6.8 Peritoneal mucin deposits contain rare clusters of epithelial cells (a) that show low-grade cytology (b)

Appendiceal Mucinous Neoplasms 95 Table 6.1 Proposed classification schemes for appendiceal mucinous neoplasms Carr and Sobin Misdraji et al. Pai and Longacre Ronnett et al. World Health Organization Tumor confined to appendix Limited to mucosa Low-grade cytology Adenoma Low-grade appendiceal mucinous neoplasm High-grade cytology Adenoma Non-invasive mucinous cystadenocarcinoma Positive surgical margin Cellular mucin in wall Adenoma Low-grade appendiceal mucinous neoplasm Invasive mucinous adenocarcinoma Low-grade appendiceal mucinous neoplasm Adenoma Adenoma Adenoma Adenoma Adenoma Adenoma Uncertain malignant potential Uncertain malignant potential Adenoma Invasive mucinous adenocarcinoma Tumor beyond appendix Low-grade epithelium in peritoneal mucin High-grade epithelium in peritoneal mucin Invasive mucinous adenocarcinoma Invasive mucinous adenocarcinoma Low-grade appendiceal mucinous neoplasm Invasive mucinous adenocarcinoma Low-grade with high risk of recurrence Invasive mucinous adenocarcinoma Disseminated peritoneal adenomucinosis Peritoneal mucinous carcinomatosis Low-grade mucinous adenocarcinoma High-grade mucinous adenocarcinoma

96 6 Frozen Section Evaluation of the Appendix Fig. 6.9 Ruptured appendiceal mucinous neoplasms display copious periappendiceal mucin deposits (a), which may contain rare clusters of extra-appendiceal tumor cells (b)

Appendiceal Mucinous Neoplasms 97 Fig. 6.10 Diverticula are commonly encountered in association with appendiceal mucinous neoplasms and represent herniations of mucosa through the muscularis propria (a). Ruptured diverticula may be associated with acellular organizing mucin in the mesoappendix and on the serosa but should not be interpreted to represent a neoplasm (b)

98 6 Frozen Section Evaluation of the Appendix Fig. 6.11 Mucinous appendiceal neoplasms that spread to the peritoneal cavity should be classified based on the degree of cytologic atypia present in extra-appendiceal epithelium. Low-grade lesions consist of mucin pools (a) that contain scant strips or clusters of mucinous epithelium with minimal cytologic atypia (b). These lesions are considered to represent disseminated peritoneal adenomucinosis by some and low-grade mucinous adenocarcinoma by others

Appendiceal Mucinous Neoplasms 99 Fig. 6.12 Some mucinous neoplasms contain more numerous cell clusters and display a greater degree of tissue destruction and invasion (a). These lesions typically show severely atypical cytologic features with enlarged, round nuclei, nucleoli, and mitotic figures (b). Peritoneal involvement pursues an aggressive course, does not respond well to surgical debulking, and should be classified as adenocarcinoma

100 6 Frozen Section Evaluation of the Appendix Fig. 6.13 Clustered and single infiltrating cells with desmoplastic tissue destruction (a) represent high-grade adenocarcinomas, despite the presence of mucin production (b). Clinicians should be informed that these lesions essentially represent peritoneal carcinomatosis, in order to avoid miscommunication and overly aggressive surgical management of the patient

Non-mucinous Appendiceal Epithelial Neoplasms 101 mucinous adenocarcinomas (Figs. 6.8, 6.9, and 6.11). More cellular lesions that display malignant cytology are considered to represent high-grade mucinous adenocarcinomas [5, 11] (Fig. 6.12). Notably, carcinomas that infiltrate the peritoneal soft tissue as single cells or cluster associated with desmoplasia are uniformly classified as high-grade adenocarcinomas, regardless of the presence of mucin production. They seed the peritoneum in the form of solid tumor nodules, or carcinomatosis, which is not amenable to surgery (Fig. 6.13). The term mucinous adenocarcinoma is generally avoided when describing such cancers in order to avoid confusion. The primary goals of intraoperative examination are to (1) determine whether the mucinous neoplasm is limited to the appendix, (2) assess extra-appendiceal mucin for the presence of neoplastic epithelium, and (3) grade the severity of cytologic atypia within extra-appendiceal epithelium. Tumors limited to the appendix are treated with appendectomy alone, whereas a right colectomy or cecectomy may be considered when the appendix is ruptured, or the neoplasm is present at the appendiceal resection margin. Non-mucinous Appendiceal Epithelial Neoplasms Non-mucinous adenomas and carcinomas are histologically similar to their colonic counterparts and are commonly referred to as colonic-type lesions (Fig. 6.14). Colonic-type appendiceal adenomas are relatively uncommon and are generally observed in patients with familial adenomatous polyposis or represent colonic adenomas that extend to involve the appendiceal mucosa from the cecum [4]. More frequently, non-mucinous appendiceal neoplasms display serrated architecture. They may contain non-dysplastic or dysplastic epithelium and show molecular features similar to those of serrated colonic polyps [12] (Fig. 6.15). Serrated appendiceal lesions are relatively common, but have been poorly characterized. They are usually incidentally discovered in colectomy specimens obtained for medical indications but

102 6 Frozen Section Evaluation of the Appendix Fig. 6.14 Colonic-type appendiceal adenomas protrude into the lumen and contain cells with enlarged pseudostratified nuclei and faintly eosinophilic cytoplasm, reminiscent of tubular or villous adenomas of the colon may occur in patients with concomitant proximal colon cancers. Importantly, serrated appendiceal lesions occasionally precede invasive adenocarcinomas that show overtly malignant features and a destructive growth pattern characteristic of colonic cancers (Fig. 6.16a). Although these cancers may contain abundant extracellular mucin, peritoneal disease is in the form of solid tumor nodules, and pursues a uniformly malignant course (Fig. 6.16b). Therefore, this type of tumor should not be considered within the spectrum of pseudomyxoma peritonei but is simply graded and staged as invasive adenocarcinoma [12]. Endocrine Neoplasms of the Appendix The most common appendiceal tumors are well-differentiated endocrine neoplasms. These tumors have been historically classified as carcinoid tumors because they are invasive similar to

Endocrine Neoplasms of the Appendix 103 Fig. 6.15 Serrated adenomas circumferentially involve the appendiceal mucosa but, unlike mucinous tumors, they contain goblet and non-goblet epithelial cells with abundant eosinophilic cytoplasm (a). The serrated crypts are lined by cells with basally located, pencillate nuclei, similar to those of colorectal serrated adenomas (b)

104 6 Frozen Section Evaluation of the Appendix Fig. 6.16 Carcinomas derived from serrated neoplasms may display conventional, or serrated, architecture and copious mucin production (a). However, the invasive tumor cells have high-grade cytologic features and are associated with desmoplastic stroma (b)

Endocrine Neoplasms of the Appendix 105 carcinomas, but generally pursue an indolent course, even when metastases are present. Recently, the World Health Organization recommended that such tumors be classified as endocrine, or neuroendocrine, neoplasms, and abandoned the carcinoid terminology, since the biologic behavior of endocrine tumors varies depending on anatomic location and other factors. Appendiceal endocrine neoplasms display a variety of morphologic features and vary with respect to their biologic potential. Most are comprised of enterochromaffin cells that express serotonin in addition to synaptophysin and chromogranin. These lesions are usually incidentally discovered firm, yellow nodules that occur in the distal tip of the appendix (Fig. 6.17). They contain nests of bland polygonal cells with abundant faintly eosinophilic cytoplasm enmeshed within paucicellular collagenous stroma (Fig. 6.18a). The nuclei are monotonous, smooth, and round, without perceptible atypia, and mitotic figures are lacking (Fig. 6.18b). Endocrine neoplasms derived from L-cells are much less common and express glucagon and peptide YY in addition Fig. 6.17 Appendiceal endocrine neoplasms form solid tan-yellow nodules in the distal tip of the appendix

106 6 Frozen Section Evaluation of the Appendix Fig. 6.18 Endocrine neoplasms generally spare the superficial mucosa but expand the submucosa and variably penetrate the appendiceal wall. Nests and cords of neoplastic cells are enmeshed within slightly cellular stroma (a) and contain eosinophilic cytoplasm and round nuclei with stippled chromatin and inconspicuous nucleoli (b)

Endocrine Neoplasms of the Appendix 107 to chromogranin and synaptophysin. They also show a predilection for the distal appendix. L-cell endocrine neoplasms contain trabeculae, cords, and, rarely, tubules, of bland endocrine cells with ovoid nuclei and no mitotic activity. Both enterochromaffin and L-cell endocrine neoplasms are generally benign or pursue an indolent clinical course when metastases are present. Tumors that span less than 1 cm are adequately treated by appendectomy, and the risk of metastases from tumors smaller than 2 cm is probably less than 1%. Extensive resection and regional lymph node dissection is reserved for larger tumors, or those associated with metastases, increased mitotic activity, and angioinvasion [1]. Neoplasms that express endocrine markers and contain cytoplasmic mucin have been termed goblet cell carcinoid tumors, although they are more aggressive than other appendiceal endocrine neoplasms. They do not form nodular masses but, rather, display circumferential growth in the appendiceal submucosa and muscularis propria (Fig. 6.19). Goblet cell carcinoid tumors contain nests and clusters of tumor cells with large mucin vacuoles that Fig. 6.19 Goblet cell carcinoid tumors spare the mucosa but diffusely infiltrate the appendiceal wall and extend onto the serosal surface

108 6 Frozen Section Evaluation of the Appendix Fig. 6.20 Goblet cell carcinoid tumors contain nests and clusters of neoplastic cells (a) that contain voluminous cytoplasmic mucin and crescentic, eccentric nuclei (b)

Endocrine Neoplasms of the Appendix 109 Fig. 6.21 Nests of goblet cell carcinoid tumor diffusely infiltrate peritoneal fat and are associated with a fibroinflammatory tissue response compress the nuclei (Fig. 6.20). Neoplasms with these features are often of advanced pathologic stage at the time of diagnosis. They penetrate the serosa, occasionally metastasize to regional lymph nodes, and form tumor deposits in the peritoneal cavity and/or ovary, which may prompt frozen section evaluation (Fig. 6.21). Perineural and lymphovascular invasion are frequently observed [13]. In addition, goblet cell carcinoid tumors may precede development of frank adenocarcinomas, which either form glands or resemble signet ring cell or diffuse-type carcinoma, leading some investigators to propose terms, such as adenocarcinoma ex goblet cell carcinoid and mixed goblet cell carcinoid adenocarcinoma (Fig. 6.22).

110 6 Frozen Section Evaluation of the Appendix Fig. 6.22 Goblet cell carcinoid tumors occasionally give rise to invasive adenocarcinomas that show glandular differentiation (a) or a diffuse growth pattern with signet ring cells (b)

References 111 References 1. Carr NJ, Sobin LH (2004) Neuroendocrine tumors of the appendix. Semin Diagn Pathol 21(2):108 119 2. Jordan FT, Mazzeo RJ, Hoshal VL (1983) Primary adenocarcinoma of the appendix. Can preoperative or intraoperative diagnosis be made? Am Surg 49(5):278 281 3. Younes M (2005) Frozen section of the gastrointestinal tract, appendix, and peritoneum. Arch Pathol Lab Med 129(12):1558 1564 4. Misdraji J, Young RH (2004) Primary epithelial neoplasms and other epithelial lesions of the appendix (excluding carcinoid tumors). Semin Diagn Pathol 21:120 133 5. Yantiss RK, Shia J, Klimstra DS, Hahn HP, Odze RD, Misdraji J (2009) Prognostic significance of localized extra-appendiceal mucin deposition in appendiceal mucinous neoplasms. Am J Surg Pathol 33(2):248 255 6. Bradley RF, Stewart JH, Russell GB, Levine EA, Geisinger KR (2006) Pseudomyxoma peritonei of appendiceal origin: a clinicopathologic analysis of 101 patients uniformly treated in a single institution, with literature review. Am J Surg Pathol 30(5):551 559 7. Carr NJ, McCarthy WF, Sobin LH (1995) Epithelial noncarcinoid tumors and tumor-like lesions of the appendix: a clinicopathologic study of 184 patients with a multivariate analysis of prognostic factors. Cancer 75(3):757 768 8. Misdraji J, Yantiss RK, Graeme-Cooke FM, Balis UJ, Young RH (2003) Appendiceal mucinous neoplasms: a clinicopathologic analysis of 107 cases. Am J Surg Pathol 27(8):1089 1103 9. Pai RK, Beck AH, Norton JA, Longacre TA (2009) Appendiceal mucinous neoplasms: clinicopathologic study of 116 cases with analysis of factors predicting recurrence. Am J Surg Pathol 33(10):1425 1439 10. Ronnett BM, Zahn CM, Kurman RJ, Kass ME, Sugarbaker PH, Shmookler BM (1995) Disseminated peritoneal adenomucinosis and peritoneal mucinous carcinomatosis: a clinicopathologic analysis of 109 cases with emphasis on distinguishing pathologic features, site of origin, and relationship to pseudomyxoma peritonei. Am J Surg Pathol 19(12):1390 1408 11. Hamilton SR, Aaltonen LA (1999) Tumours of the appendix. WHO classification of tumours: tumours of the digestive system. WHO Press, Geneva 12. Yantiss RK, Panczykowski A, Misdraji J, Odze RD, Rennert H, Chen Y (2007) A comprehensive study of non-dysplastic and dysplastic serrated polyps of the vermiform appendix. Am J Surg Pathol 31(12):1742 1753 13. Tang LH, Shia J, Soslow RA, et al (2008) Pathologic classification and clinical behavior of the spectrum of goblet cell carcinoid tumors of the appendix. Am J Surg Pathol 32(10):1429 1443