Sleep and Consciousness

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* Sleep and Dreaming The Neural Basis of Consciousness Sleep and Consciousness 1

Sleep and Dreaming readily observable, consists of different levels of consciousness, and can be studied scientifically * Consciousness is tough to study... but sleep is The purpose of sleep is unclear. Restorative Hypothesis: busier we are, more sleep we need Adaptive Hypothesis Species with higher metabolic rates typically spend more time in sleep CSF circulates during sleep to remove toxins The amount of sleep depends on the availability of food and on safety considerations. Vulnerable animals without shelter (cattle) and those that need 2 to spend hours feeding (elephants) sleep very little.

Sleep and Dreaming Figure 15.1: Time Spent in Daily Sleep for Different Animals 3 SOURCE: Based on data from Animal Sleep: A Review of Sleep Duration Across Phylogeny, by S. S. Campbell and I. Tobler, 1984, Neuroscience and Biobehavioral Reviews, 8, 269 300.

Sleep and Dreaming Figure 15.2: The Suprachiasmatic Nucleus. Many industrial accidents occur between midnight & 4:00 a.m. Suprachiasmatic nucleus (SCN) is the main clock Zeitgebers: environmental light based stimuli that regulate sleep/wake cycle via the retinohypothalamic pathway Melatonin, a sleep-inducing hormone released by pineal gland is suppressed by light. Without light, our circadian rhythm tends to increase to 25 hours * Circadian rhythms 4

Sleep and Dreaming Figure 15.3: Sleep and Wake Periods During Isolation From Time Cues Ultradian rhythms are cycles that are shorter than a day The basic rest and activity cycle is 90-100 minutes long The after lunch siesta or break coincides with a natural ultradian rhythm rest period. Rhythms During Waking and Sleeping 5 SOURCE: From Introduction to Psychology, Gateways to Mind and Behavior (with InfoTrac) 9th edition, by Coon, 2001. Reprinted with permission of Wadsworth, a division of Thomson Learning.

Sleep and Dreaming Figure 15.4: Retinal Ganglion Cells Containing Melanopsin. 6 SOURCE: From Melanopsin-containing Retinal Ganglion Cells: Architecture, Projections, and Intrinsic Photosensitivity, by Hattar, Liao, Takao, Berson, and Yau, Science, 295, 1065 1070. 2002 American Association for the Advancement of Science (AAAS). Reprinted with permission from AAAS.

Sleep and Dreaming Electroencephalogram (EEG) measurement Awake: Beta waves (alertness) * Figure 15.5: Electroencephalogram and the Stages of Sleep Stage 1: Theta waves Stage 2: Sleep spindles and K complexes Stages 3 and 4 are slow wave sleep (SWS) with delta waves and Alpha waves (relaxation) 7 SOURCE: From Current Concepts: The Sleep Disorders, by P. Hauri, 1982, Kalamazoo, MI: Upjohn.

Figure 15.6: Time Spent in Various Sleep Stages During the Night Thereafter the percentage of SWS declines with each subsequent cycle Cycling through each series of stages takes about 90 minutes. The sleeper returns through the stages in reverse order, and then heads into REM sleep for the first time 8

Sleep and Dreaming Figure 15.7: Improvement in Learning Following Sleep. Functions of REM and Non-REM Sleep During REM sleep, forebrain integrates brainstem neural activity with information stored in memory REM sleep promotes childhood neural development REM also promotes maturation of higher brain centers REM also provides opportunities for memory consolidation REM Sleep Activation-Synthesis Hypothesis 9

Sleep and Dreaming Functions of REM and Non-REM Sleep Slow wave sleep responds to temperature Slow wave sleep may promote cerebral recovery Non-REM Sleep 10

Sleep and Dreaming Figure 15.8: Correlation of Slow-Wave and REM Sleep With Overnight Task Improvement. REM sleep promotes memory via theta rhythms in the hippocampus Both REM and slow wave sleep are needed for consolidation The reverse learning hypothesis states that memories are purged during REM sleep. Sleep and Memory 11 SOURCE: Adapted with permission from Stickgold et al., Sleep, Learning, and Dreams: Off-line Memory Reprocessing, Science, 294, 1052 1057. 2001 American Association for the Advancement of Science. Reprinted with permission from AAAS.

Sleep and Dreaming Figure 15.9: Brain Mechanisms of Sleep. Brain Structures of Sleep and Waking Adenosine accumulates in basal forebrain area and preoptic area during wakefulness, ultimately induces drowsiness Preoptic area and pons particularly important for sleep regulation Sleep Controls 12

Figure 15.10: Arousal Structures of Sleep and Waking Inhibits arousal-producing neurons, inducing drowsiness and reduces EEG. Waking and Arousal Major pathway 1: PPT/LDT Basal forebrain area 13

Sleep and Dreaming Figure 15.11: Firing Rates in Brain Stem Arousal Centers During Waking and Sleep The Ventromedial POA inhibits activity in Major Pathway 2: which includes the Tuberomammillary nucleus of the Hypothalamus, Locus coeruleus (NE) and raphé nucleus (S) These areas are active while awake, quiet during non-rem, silent during REM. Waking and Arousal 14

Sleep and Dreaming Figure 15.12: Locations of Orexin Receptors in the Rat Brain Waking and Arousal Lateral hypothalamus releases orexin (hypocretin) to prevent the brain from switching into sleep. Arousing pathway 15 SOURCE: From Mice Lacking the M3 Muscarinic Acetylcholine Receptor Are Hypophagic and Lean, by Yamada et al., Nature, 410, 207 212, 2001. Used with permission.

Sleep and Dreaming Figure 15.13: PGO Waves, EEG Desynchrony, and Muscle Atonia Waking and Arousal Excitation travels from pons through lateral geniculate to occipital area PGO waves trigger EEG desynchrony of REM The pons sends impulses to the magnocellular nucleus in the medulla to produce REM atonia (paralysis) Disordered atonia is seen in cataplexy, a form of narcolepsy Pons: the source of PGO waves 16 SOURCE: Copyright 1989 by the Society for Neuroscience.

Sleep Disorders Insomnia Inability to sleep or obtain quality sleep Can shorten the lifespan and may contribute to obesity Triggers include stress, depression and using sleeping pills. It is more common in people with mental health issues. Drugs used in treatment can be addictive Circadian phase delay or advance Desynchrony between body temperature and sleep period Figure 15.14: Effects of Disrupted Circadian Rhythm on Sleep. 17

Sleep Disorders Occurs during slow wave sleep Can be triggered by stress, alcohol and sleep deprivation Individual may engage in complex behavior while sleepwalking REM Sleep Behavior Disorder Characterized by physical activity during REM sleep and can lead to injury Often associated with a neurological disorder or a tumor * Sleepwalking 18

Sleep Disorders Figure 15.15: Cataplexy in a Dog Fall into REM sleep suddenly during waking hours Cataplexy (a symptom) is when person has sudden experience of atonia- full body paralysis while fully awake. 85% have mutation of HLA-DQ6 gen, which reduces orexin Not unique to humans: some breeds of dogs are prone to it. Narcolepsy 19 SOURCE: Courtesy of Stanford University Center for Narcolepsy.

Sleep Disorders Lucid dreamers are aware of when they are dreaming and in some cases can control the nature of the dream The gradations of sleep lead us to confront the question of what defines consciousness * Sleep as a Form of Consciousness 20

The Neural Basis of Consciousness Figure 15.17: Synchronized Activity Among Areas Involved in Awareness Learning. Awareness of something specific is easier to study than pure awareness Binding problem: how the brain combines information about an object Synchronized 40-Hz activity between V1 and V5 in cats. 21 SOURCE: Adapted from Coherence of Gamma-Band EEG Activity as a Basis for Associative Learning, by Miltner et al., Nature 397, 434 436. 1999 Nature Publishing. Reprinted by permission.

The Neural Basis of Consciousness Figure 15.18: Setup for Demonstrating the Cheshire Cat Effect Attention Physiological process Changes in attention matched with changes in neural activity Thalamus is a critical region Dorsal Attention network allows us to direct our attention (toward a goal or object) Also requires working memory and other brain areas How the brain allocates limited resources to focus on some inputs while excluding others. Cheshire cat effect: Binocular rivalry example 22

The Neural Basis of Consciousness Self recognition, sense of agency Body Image (my tongue, my hand, etc) Mirror neurons for social understanding Memory A sense of self would likely be severely impaired by the loss of long term, but not necessarily short-term, memory. Confabulation suggests the importance of memory to self identity * Sense of Self 23

The Neural Basis of Consciousness Figure 15.20: (a) The Anterior Cingulate and (b) the Insula Self recognition, sense of agency Body image Anterior cingulate and Insula involved in sense of body image Sense of Self 24 SOURCE: (a) Courtesy of Heal Collection, University of Utah. (b) Reproduced with the permission of the Museum of neuroanatomy Tomas A Mascitti; Institute of Cognitive Neurology (INECO)

The Neural Basis of Consciousness Figure 15.21: Brain Areas Involved in the Sense of Agency Sense of Self Self recognition, sense of agency Anterior cingulate and Insula involved in sense of body image 25 SOURCE: From Experiencing Oneself Vs. Another Person as Being the Cause of an Action: The Neural Correlates of the Experience of Agency, by C. Farrer et al., NeuroImage, 15, 596 603, fig. 2 and fig. 3, p. 598. 2002 with permission from Elsevier, Ltd.

The Neural Basis of Consciousness Figure 15.23: Sense ofdifferent Self Intentions Distinguished by Mirror Neurons Self, Theory of Mind, and Mirror Neurons Mirror neurons (Ch14) responsible or social understanding Understanding intentions of others (figure below) 26 SOURCE: From Grasping the Intentions of Others With One s Own Mirror Neuron System, by M. Iacoboni, 2005, PLoS Biology, 3, pp. 529 535, fig. 1 upper right and lower right, p. 530.

The Neural Basis of Consciousness Figure 15.24: Split-Brain Patient Engaged in the Task Described in the Disorders of Self Text. Split Brains Observe different aspects of consciousness Brain interpreter Likely located in the left hemisphere Integrates all cognitive processes Surgical separation of the hemispheres 27 SOURCE: Gazzaniga (2002). Based on an illustration by John W. Karpelou, BioMedical Illustrations.

The Neural Basis of Consciousness Figure 15.25: Chris Sizemore (multiple personality disorder) Shifts in consciousness and behavior suggesting distinct personalities Alters (distinct personalities) differ from one another in skin conductance, cardiovascular measure, and EEG. 90-95% report childhood abuse May be a mechanism to cope with extreme stress Dissociative Identity Disorder (DID) 28

The Neural Basis of Consciousness Figure 15.26: Hippocampal Activity During the Switch Between Dissociative Identity Disorder (DID) Multiple Personalities Increasing incidence raised questions of how many cases are real Amnesia associated with DID may be state-dependent learning MRI data suggest learning mechanisms may be involved 29 SOURCE: From Functional Magnetic Resonance Imaging of Personality Switches in a Woman With Dissociative Identity Disorder, by Tsai et al., Harvard Review of Psychiatry, 7(15), pp. 119 122. 1999. Reprinted by permission of Taylor & Francis.

The Neural Basis of Consciousness Theories require a widely distributed neuronal network Theorized to be coordination of this network Crick suggested claustrum is executive center or director of consciousness Figure 15.27: Map of Event Related Potentials to Masked and Unmasked Visually Presented Words. Network Explanations 30 SOURCE: From Cerebral Mechanisms of Word Masking and Unconscious Repetition Priming, by S. Dehaene et al., Nature Neuroscience, 4, 752 758, fig. 3, p. 755. 2001 Macmillan Publishing. Used with permission.

The Neural Basis of Consciousness IN THE NEWS: Consciousness and the Dying Brain 3% have experienced this state Out of body experience Brain mechanisms Widespread, synchronized brain activity Similar to aroused brain SOURCE: ScienceDaily, http://www.sciencedaily.com/releases/2013/08/130812153553.htm Near Death Experiences 31

The Neural Basis of Consciousness Figure 15.28: Awareness and Arousal in Normal and Impaired Consciousness. 32 SOURCE: Adapted from The Neural Correlate of (Un)awareness: Lessons From the Vegetative State, by S. Laureys, 2005, Trends in Cognitive Sciences, 9, 556 559.

The Neural Basis of Consciousness APPLICATION: Determining Consciousness When It Counts 33 SOURCE: From Brain Function in Coma, Vegetative State, and Related Disorders, by S. Laureys, A. M. Owen, and N. D. Schiff, 2004, Lancet Neurology, 3, 537 546.