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Infection Preventionist Series Webinar 5: Frequent Citations: What Are We Missing? Diane Dohm MT, IP, CIC, CPHQ MetaStar April 3, 2018 Infection Preventionist Series Surveillance What data should we collect? Data What do we do with the data? Outbreaks Identification and management Transmission Precautions Isolate the organism Common Citations What are we missing? Training Opportunities Where can I learn more? 1 Disclaimer ***These calls are not meant to be a substitute for completing specialized training in Infection Prevention and Control (as required in Phase 3 of Final Rule). They are meant to introduce the basic concepts of Infection Prevention & Control and discuss common issues found during the survey process. 2

3 Reminder. Questions can be asked in Chat during call We will open call at the end for you to call in with questions Time permitting, we will cover any questions received and not answered from previous call All questions and answers will be compiled after completion of call series and made available on website https://www.lsqin.org/initiatives/nursing-home-quality/ Objectives Discussion of common Infection Prevention & Control Program (IPCP) F 880 citations Recognize trends occurring Review new survey process Discuss tools and strategies for prevention 4 New Survey Process Started November 2017 Differences: Surveyors go right to floor Staff does not accompany surveyors Computerized Interview all residents possible 5

6 New Survey Process IPCP One surveyor coordinates review for: Overall IPCP Annual review of IPCP policies/procedures Review of the surveillance program Review of the antibiotic stewardship program Tracking influenza / pneumococcal immunization of residents New Survey Process IPCP Team assignments must include: Laundry services A resident on transmission-based precautions Five sampled residents for influenza / pneumococcal immunization Other care-specific observations Every surveyor assesses IPCP compliance throughout the survey 7 Critical Element Pathway Infection Prevention, Control & Immunization CMS-20054 May 2017 Blueprint for Infection Prevention & Control portion of survey Surveyors will review facility practices for each section No = citation 8

9 Critical Element Pathway Hand Hygiene (HH) Alcohol based hand gel, Soap & Water, prior to donning gloves and after removing Personal Protective Equipment (PPE) Gloves, gown, facemask / face shield Transmission-Based Precautions Appropriate precautions are implemented Dedicated or disposable equipment Critical Element Pathway Laundry Services Handle, store and transport appropriately Infection Surveillance Plan based on facility assessment Early detection of infectious resident Evidence based criteria McGeer Analysis of data Reportable diseases Concerns are identified, reported and acted upon 10 Critical Element Pathway Antibiotic Stewardship Program Antibiotic use protocols Protocol to review signs and symptoms and lab reports Periodic review of antibiotic use System for feedback reports to providers Influenza / Pneumococcal Immunization 5 residents records reviewed 11

12 Common IPCP Citations IPCP citations are among the most frequent citations Infection control programs designed to prevent the development and control the spread of infections # 2 most frequent citation in 2016 & 2017 # 3 thus far in 2018 Do not typically reach Immediate Jeopardy F 880, prior to November 2017 were F 441 Common IPCP Citations Hand Hygiene Outbreak management Transmission based precautions & PPE Surveillance Cleaning & Disinfection 13 Hand Hygiene - Top Citations Failure to wash hands or change gloves during personal cares or during treatments Failure to wash hands during medication administration Resident(s) not offered hand washing (before meals, after personal cares) 14

15 Outbreak Management Top Citations Line lists inaccurate or incomplete During an outbreak, did not restrict staff movement between units Did not identify onset of outbreak in a timely manner Transmission Based Precautions & PPE Top Citations Not wearing personal protective equipment or immediately disposing Resident not in transmission-based precautions when should have been 16 Surveillance Top Citations Did not calculate rates of infection or analyze trends Line list did not contain all residents with potential infection 17

18 Cleaning & Disinfection Top Citations Did not place barrier between surface and equipment Glucometer not disinfected Contamination of medications during med pass Tools and Strategies Audit compliance with facility policies/procedures Hand Hygiene Transmission-based precautions & PPE use Cleaning & Disinfection Use the Critical Element Pathway to review your program 19 Tools and Strategies Use the Prioritization Worksheet for Performance Improvement Projects (PIP) to prioritize your opportunities for improvement Use Quality Assurance Performance Improvement (QAPI) to develop improvement plan 20

21 Resources QAPI Resources Prioritization Worksheet & PIP Guide CMS 20054 Critical Element Pathway Infection Prevention, Control and Immunization (May 20, 2017) http://cmscompliancegroup.com/2017/08/29/ltcsurvey-pathways-entrance-form/ https://www.lsqin.org/wpcontent/uploads/2017/10/pippriorotizationworksheet.pdf https://www.lsqin.org/wpcontent/uploads/2017/03/lsqin-pip-guide-form.pdf 22 Next Webinar Infection Preventionist Series: Webinar 6 Where Can I Find Additional Training for Infection Prevention and Control? Tuesday, April 17, 1:00-1:30 p.m. CT Register: https://www.lsqin.org/event/infection-prev-series-6/ 23

24 Questions? Diane Dohm MT, IP, CIC, CPHQ ddohm@metastar.com 608-441-8263 Link for evaluation for today s call:: https://www.cvent.com/d/rtqvvr Once completed, you will receive link to certificate of attendance that you may print for your records. MetaStar represents Wisconsin in Lake Superior Quality Innovation Network. This material was prepared by the Lake Superior Quality Innovation Network, under contract with the Centers for Medicare & Medicaid Services (CMS), an agency of the U.S. Department of Health and Human Services. The materials do not necessarily reflect CMS policy. 11SOW- MI/MN/WI-C2-18-67 032818