Vitals HR 90 BP 125/58 Tmax 98.7F O2 Sat 97% on NC 2L/min BMP SCr 1.78 K 3.9 Gluc 194 A1c 7.5 Cardiac LVEF 55% NTproBNP 9,200 Troponin 0.

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ALDOSTERONE ANTAGONIST IN HEART FAILURE WITH PRESERVED EJECTION FRACTION ABBREVIATIONS BMP: basic metabolic panel HPI: history of present illness CAD: coronary artery disease HR: heart rate PINHUI (JUDY) CHEN PGY1 PHARMACY RESIDENT VALLEY BAPTIST MEDICAL CENTER - BROWNSVILLE CC: chief complaint CHF: congestive heart failure CXR: chest x-ray DM: diabetes mellitus HTN: hypertension IVP: intravenous push LVEF: left ventricular ejection fraction NC: nasal cannula ECG: echocardiography PMH: past medical history HF: heart failure PO: by mouth HFpEF: heart failure with preserved ejection fraction SCr: serum creatinine SOB: shortness of breath 2 OBJECTIVES Describe the pathophysiology of HFpEF and how aldosterone antagonist may play a role Examine the current literature supporting the use of aldosterone antagonist in the management of HFpEF Discuss clinical implications of aldosterone antagonist use in HFpEF management based on current literature HPI: AJ is 58 y/o male with chief complaint of fatigue and shortness of breath for the past 8 days. (+) orthopnea. Patient was hospitalized 5 months ago for an episode of acute congestive heart failure. PMH: DM, HTN, CHF Admission Labs: Vitals HR 90 BP 125/58 Tmax 98.7F O2 Sat 97% on NC 2L/min BMP SCr 1.78 K 3.9 Gluc 194 A1c 7.5 Cardiac LVEF 55% NTproBNP 9,200 Troponin 0.177 CXR: suspect bilateral pleural effusion 3 4 6 Home Medications Inpatient Treatment Regimen Furosemide 20 mg PO daily Metoprolol succinate 100 mg PO daily Glyburide 5 mg PO daily Lisinopril 10 mg PO daily Lisinopril 10 mg PO daily Furosemide 20 mg IVP Q8H Metoprolol tartrate 50 mg PO BID Glyburide 5 mg PO daily Is it appropriate to add spironolactone to this patient s current treatment regimen? BACKGROUND 5 1

EPIDEMIOLOGY PATHOPHYSIOLOGY Prevalence Approximately 5.1 million patients in US have HF Approximately 50% of patients with HF have HFpEF High mortality 121 death per 1000 person-years Poor overall prognosis Have substantial comorbidity, high rates of repeated hospitalization Heart Fail Clin. 2014; 10(3): 377 388 Nature Reviews Cardiology 2017; 14: 591 602 Eur. Heart J. 33, 1750 1757 (2012) Risk Factors Hypertension Older Age Female Sex* CAD Atrial fibrillation Obesity Diabetes 7 Nat Rev Cardiol 2014; 11:507-515 Hypertensive remodeling Ventricular and vascular stiffening Sedentary lifestyle Poor fitness Obesity and metabolic stress Global loss of cardiac, vascular, and peripheral reserve HFpEF 8 9 2013 ALDO-DHF STUDY STUDY DESIGN LITERATURE REVIEW Objective Determine spironolactone superiority to placebo in improving diastolic function and maximal exercise capacity in patients with HFpEF Design Multicenter, prospective, randomized, double-blind, placebo-controlled trial Inclusion Criteria >50 y/o NYHA Class II or III LVEF 50% ECG evidence of diastolic dysfunction peak VO2) 25ml/kg/min Exclusion Criteria LVEF 40% Significant CAD MI or CABG within 3 months of enrollment Clinically relevant pulmonary disease 10 2013 ALDO-DHF STUDY - METHODS 2013 ALDO-DHF STUDY BASELINE CHARACTERISTIC Intervention Spironolactone (n= 213) spironolactone 25 mg once daily Placebo (n = 209) Primary Outcome Co-primary endpoint: E/e an ECHO estimate of filling pressure for diastolic function Peak VO2 cardiopulmonary exercise testing for exercise capacity at 12 month Secondary Outcome LVEF NT-proBNP 6-min walk distance Statistical Methods Intention-to-treat analysis Student t-test Fisher Exact Test Characteristic Placebo (n = 209) Spironolactone (n = 213) Mean age 67 67 Hospitalizationfor HF in the past 12 months 75 (36%) 81 (38%) NYHA Class II 183 (88%) 180 (85%) Hypertension 190 (91%) 197 (92%) Concomitant Medications ACEI/ARB 158 (76%) 167 (78%) BB 156 (75%) 146 (69%) Diuretic 109 (52%) 118 (55%) Baseline NTproBNP (ng/l) 148 (80 276) 179 (81 276) Mean LVEF (%) 68 67 Median E/e velocity (cm/s) 12.8 12.7 Mean peak VO 2 (ml/min/kg) 16.4 16.3 11 12 2

2013 ALDO-DHF STUDY RESULT: PRIMARY OUTCOME 2013 ALDO-DHF STUDY RESULT: OTHER OUTCOMES Primary Endpoint Secondary Outcome Outcome Spironolactone (n = 203) Placebo (n=195) P-value LV ejection fraction, % 67.2 65.9 0.04 NT-proBNP (ng/l) 152 165 0.03 6-min walk distance (m) 517 536 0.02 Safety Outcome Outcome Spironolactone (n = 203) Placebo (n = 195) P-value Serum K > 5 (%) 21 11 0.005 Gynecomastia (%) 4 <1 0.02 Renal function worsening (%) 36 21 <0.001 13 14 2013 ALDO-DHF CRITIQUE 2014 TOPCAT TRIAL STUDY DESIGN Author s Conclusion Spironolactone treatment improve diastolic function and left ventricular remodeling but did not alter the maximal exercise capacity Limitations Study population: stable patients with moderate heart failure symptoms NT-proBNP was not used as a specific inclusion criterion Use of surrogate markers that have minimal clinical importance Presenter s Conclusion Spironolactone improve diastolic function in stable patients with moderate HFpEF Study failed to show significant difference in maximal exercise capacity Further studies are still necessary Objective Evaluate the effects of spironolactone in patients with symptomatic heart failure with preserved ejection fraction Design Phase 3, multicenter, international, randomized, double-blind, placebo-controlled trial Stratified according to enrollment (hospitalization stratum vs BNP stratum) Inclusion Criteria 50 years old; 1 sign/symptom of HF; LVEF 45% Hospitalization Stratum: 1 hospital admission in past 12 months BNP Stratum: BNP in last 60 days 100pg/mL or NT pro-bnp 360pg/mL Exclusion Criteria Severe systemic illness with life expectancy < 3 years Severe renal dysfunction (egfr < 30ml/min/1.73 m2 or SCr 2.5 mg/dl) Other specific coexisting conditions 15 16 2014 TOPCAT TRIAL - METHODS 2014 TOPCAT TRIAL BASELINE CHARACTERISTICS Intervention Spironolactone (n = 1722) 15 mg initial; titrate up to 45 min within first 4 months Control: placebo (n = 1723) All patients continued to receive other treatment for heart failure Primary Outcome composite outcome of death from CV causes, aborted cardiac arrest, or hospitalization for management of heart failure Secondary Outcome Death or hospitalization from any cause, hyperkalemia, hypokalemia, elevated SCr Statistical Methods 80% power (n = 551 with primary outcome); all tests were 2 sided at 5% significance level Intent-to-treat analysis - emphasize Log-Rank Test Cox Proportional-hazards model Characteristic Spironolactone (n = 1722) Placebo (n = 1723) Median Age 68.7 68.7 Median LVEF (%) 56 56 NYHA Class II 1090 (63.3%) 1104 (64.1%) Hospitalization Stratum 1232 (71.5%) 1232 (71.5%) BNP Stratum 490 (28.5%) 491 (28.5%) Median BNP (pg/ml) 236 235 Median NT-proBNP 887 1017 Diuretics 1401 (81.4%) 14.16 (82.3%) ACEI or ARB 1452 (84.3%) 1448 (84.2%) Beta-blockers 1346 (78.2%) 1330 (77.3%) 17 18 3

2014 TOPCAT TRIAL OUTCOMES 2014 TOPCAT TRIAL SUBGROUP ANALYSIS Study Drug mean dose at 8 months: Spironolactone 25 mg/day Placebo 27.7mg/day Primary Outcome Outcome Spironolactone (n = 1722) Placebo (n = 1723) HR (p-value) Primary Composite Outcome 320 (18.6%) 351 (20.4%) 0.89 (p= 0.14) Death from CV 160 (9.3%) 176 (10.2%) 0.90 (p= 0.35) Aborted cardiac arrest 3 (0.2%) 5 (0.3%) 0.6 (p= 0.48) Hospitalization from HF 206 (12%) 245 (14.2%) 0.83 (p= 0.04) Secondary Outcome: no statistically significant difference in secondary outcomes Subgroup Analysis: Randomization Stratum: Hospitalization vs BNP Stratum Significant difference in primary outcome (p-value for interaction = 0.01) BNP: significant for composite primary outcome (p = 0.003) & hospitalization for heart failure (p = 0.011) Hospitalization: not significant for composite primary outcome or its components Geographic Region: Americas vs Eastern Europe Between region and study group interaction was NS (p-value for interaction = 0.12) Primary outcome significant in Americas (27.3%, p-value 0.026), not in E. Europe (9.3%, p-value 0.576) 19 20 2014 TOPCAT CRITIQUE STUDY DESIGN Author s Conclusion Spironolactone did not significantly reduce the composite primary end point of death significantly decrease the risk of hospitalization for heart failure Limitations Unexplained regional difference in incidence rate of primary outcome Significant difference in primary outcome between the 2 stratum (p-value for interaction = 0.01 Significant baseline characteristic between randomization stratum (hospitalization vs BNP) 1/3 of the participants in both group discontinued the study drug Presenter s Conclusion While spironolactone was not shown to significantly reduce the composite primary endpoint, it may still be a reasonable choice of medication to use in symptomatic HFpEF patients Objective: Reassess the regional difference in patients enrolled in Russia/Georgia v the Americas Method Post-hoc analysis of the TOPCAT trial: Russia/Georgia vs Americas (US, Canada, Brazil, Argentina) Statistical Methods All analysis reported in the TOPCAT trial were repeated separately for the 2 regions Chi-square test Wilcoxon rank-sum test Cox proportional hazard regression model 21 22 BASELINE CHARACTERISTICS OUTCOMES Characteristic Americas (n= 1767) Russia/Georgia (n= 1678) P-value Mean follow up was 3.3 years (Americas: 2.9 years; Russia/Georgia: 3.7 years) Age 72 66 < 0.001 NYHA Class II 1043 (59%) 1151 (69%) 0.006 NYHA Class III 610 (35%) 511 (30%) Americas (n = 1767) Russia/Georgia (n = 1678) P-value Mean daily dose (spironolactone) 21.7 mg (n = 866) 28.4 mg (n = 823) P=0.001 Hospitalization stratum 976 (55%) 1488 (89%) < 0.001 BNP Stratum 791 (45%) 190 (11%) Current Smoker 117 (7%) 243 (14%) < 0.001 Mean daily dose (placebo) 25.9 mg (n = 846) 29.5 mg (n = 830) P=0.001 Discontinue drugs (%) 21.7 7.3 P< 0.001 BMI 32.9 29.4 < 0.001 Diuretic use 1573 (89%) 1244 (74%) < 0.001 ACEI or ARB use 1395 (79%) 1505 (90%) < 0.001 BNP 234 (145, 391) n = 430 376 (175 702) n = 38 0.016 NT-proBNP 900 (557, 1920); n = 257 1045 (585, 1885); n = 143 0.24 Early permanent discontinuation as a result of breast tenderness or gynecomastia was more frequent in the spironolactone arm in both regions Region Spironolactone (%) Placebo (%) P-value Americas (n = 1767) 2.1 0.2 P< 0.001 Russia/Georgia (n = 1678) 2.9 0.4 P< 0.001 23 24 4

CLINICAL OUTCOMES CLINICAL OUTCOMES Total of 671 patients had at least 1 confirmed primary outcome event Americas (n = 522) Russia/Georgia (n = 149) P-value Incidence rate (per 100 pt-yr) 11.5 8.9 P< 0.001 Primary event rate (per 100 patient-year) Region Hospitalization BNP Stratum HR (P-value) Americas (n = 1767) 14.7 8.1 1.78 (p< 0.001) Russia/Georgia (n = 1678) 2.4 2.4 NS Primary Composite event rate (per 100 patient-year) Region Spironolactone Placebo HR (P-value) Americas (n = 1767) 242 (10.4%) 280 (12.6%) 0.82 (p= 0.06) Russia/Georgia (n = 1678) 78 (2.5%) 71 (2.3%) NS Adverse Reactions Americas (n = 1767) (incidence rate per 100 pt-yr) Spironolact one (n 886) Placebo (n = 881) HR (p-value) CV mortality 96 (3.6%) 127(4.9%) 0.74 (p= 0.027) Aborted cardiac arrest HF Hospitalization Russia/Georgia (n = 1678) (incidence rate per 100 pt-yr) Spironolact one (n = 836) Placebo (n = 842) HR (p-value) Regional difference 64 (2%) 49 (1.6%) NS P 1< 0.001 2 (0.08%) 4 (0.16%) N/A 1 (0.03%) 1 (0.03%) N/A N/A 184 (7.9%) 216 (9.7%) 0.82 (p = 0.042) 22 (0.72%) 29 (0.95%) NS P 1< 0.001 Americas: significantly more hyperkalemia, less hypokalemia, more doubling of serum Creatinine above ULN, and decrease in SBP in spironolactone group vs placebo group 25 26 2017 TOPCAT TRIAL NEW INSIGHT INTO REGIONAL VARIATION STUDY DESIGN Discussion: The observed difference between the regions exceeded the anticipated variation in practice pattern Unexplained regional differences and in renal and electrolyte response to spironolactone Author s Conclusion: This post-hoc analysis indicates that 2 distinctively different population were enrolled only the America cohort shared characteristics observed in other randomized trials. Objective Further explore the potential regional disparities in medication use between the patients enrolled in the Americas and those enrolled in Russia/Georgia Methods Measure concentration of canrenone in 366 patients United States/Canada: 206 patients Russia: 160 patients The samples were taken from the serum samples during the 12-month study visit Presenter s Conclusion: Significant difference in baseline characteristics and response to spironolactone between Americas and Russia/Georgia patients suggests different patient population enrolled between the two regions Further studies necessary to assess the cause for the difference between the two regions Results Self-reported compliance rate: Russia (90%); America (80%) Reported taking spironolactone but no detectable canrenone concentration Russia: 30%; Americas: 3% (p-value < 0.001) 27 28 2017 TOPCAT TRIAL NEW INSIGHT INTO REGIONAL VARIATION TOPCAT TRIAL REGIONAL VARIATION 29 30 5

2017 TOPCAT TRIAL NEW INSIGHT INTO REGIONAL VARIATION OVERALL SUMMARY OF LITERATURE Author s Conclusion significant regional discrepancies in the reported use versus actual use of spironolactone as assessed by the metabolite concentration. The findings suggest that the trial results obtained in Russia do not truly reflect the actual therapeutic response of spironolactone Presenter s Conclusion Compliance rate to the study medications in patients enrolled in Russia may be much lower than patients enrolled in the Americas Study Result Support aldosterone antagonist use? 2013 Aldo-DHF Improved left ventricular diastolic function No improvement in maximal exercise capacity, patient symptoms, or quality of life 2014 TOPCAT No significant reduction in the composite primary endpoint Significantly decrease the risk of hospitalization for heart failure 2015 TOPCAT post-hoc analysis 2017 TOPCAT canrenone analysis 2 distinctively different population were enrolled between Americas and Russia/Georgia Significant regional discrepancies in the reported use and actual use of spironolactone NO POSSIBLY UNCERTAIN NO 31 32 34 2017 ACCF/AHA HF TREATMENT GUIDELINE Non-pharmacologic Treatment: Sodium restriction in symptomatic HF to reduce congestive symptoms Diuretics used for symptom relief in volume overload patients (Class I, LOE C) Coronary revascularization may be reasonable in patients with CAD in whom symptom is judged to have an adverse effect on symptomatic HFpEF (Class Iia, LOE C) Beta-Blocker & ACEI/ARB reasonable for controlling BP in pt with HTN (Class IIa, LOE C) Aldosterone Antagonist may be used in appropriately selected patients to reduce hospitalization (Class IIb, LOE B-R) LVEF > 45% egfr > 30 ml/min SCr < 2.5 mg/dl K < 5 meq/l Circulation 2017;136:e137-e161 33 HPI: AJ is 58 y/o male with chief complaint of fatigue and shortness of breath for the past 8 days. (+) orthopnea. Patient was hospitalized 5 months ago for an episode of acute congestive heart failure. PMH: DM, HTN, CHF Admission Labs: Home Medications Furosemide 20 mg PO daily Glyburide 5 mg PO daily Lisinopril 10 mg PO daily Metoprolol tartrate 50 mg PO BID Inpatient Treatment Regimen Metoprolol succinate 100 mg PO daily Lisinopril 10 mg PO daily Furosemide 20 mg IVP Q8H Glyburide 5 mg PO daily Vitals HR 90 BP 125/58 Tmax 98.7F O2 Sat 97% on NC 2L/min BMP SCr 1.78 K 3.9 Gluc 194 A1c 7.5 Cardiac LVEF 55% NTproBNP 9,200 Troponin 0.177 Is it appropriate to add spironolactone to this patient s current treatment regimen? CXR: suspect bilateral pleural effusion 35 36 6

KEY TAKEAWAYS ACKNOWLEDGEMENT HFpEF is a vaguely defined complex syndrome due to impaired ventricular filling or ejection with LVEF 50% Common risk factors includes: HTN, old age, CAD, atrial fibrillation, obesity, and diabetes Conclusion: Further studies necessary to confirm the CV mortality benefit observed from the post-hoc trial Further studies necessary to determine benefit of initiating spironolactone in acute setting May consider spironolactone after maximizing other guideline-recommended treatment Evan Peterson, PharmD., BCPS Y-Nha Nguyen, PharmD., BCPS, BCCCP Justin Gonzalez, PharmD., BCPS Andrew Orsa, PharmD Mario Varela, PharmD., BCPS Nathalie Quach, PharmD Ahmad Khalil, PharmD., BCPS, FCCP 37 38 ALDOSTERONE ANTAGONIST IN HEART FAILURE WITH PRESERVED EJECTION FRACTION PINHUI (JUDY) CHEN PGY1 PHARMACY RESIDENT VALLEY BAPTIST MEDICAL CENTER - BROWNSVILLE 7