COOLING FOR NEONATAL HYPOXIC ISCHAEMIC ENCEPHALOPATHY (HIE) - GUIDELINE

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Background Objective Equipment Indications Contraindications When to initiate cooling in NPICU Procedure for therapeutic cooling NETS Transfer Issues Follow-up References Acknowledgements Related Documents Appendix 1 - Therapeutic cooling documentation Appendix 2 Documentation of Cooling Duration Background The Cochrane Library systematic review Cooling for newborns with hypoxic ischaemic encephalopathy (HIE) 1 includes eight randomised controlled trials, comprising 638 term infants with moderate or severe encephalopathy and evidence of intrapartum asphyxia. Therapeutic hypothermia (cooling) resulted in a statistically significant and clinically important reduction in the combined outcome of mortality or major neurodevelopmental disability to 18 months of age with a relative risk reduction of 24%, absolute risk reduction of 15%, and number needed to treat (NNT) of 7. Cooling also resulted in statistically significant reductions in mortality and in neurodevelopmental disability in survivors. Adverse effects of hypothermia can include: sinus bradycardia; borderline increase in the need for inotrope support, and increase in the incidence of thrombocytopaenia (platelet count below 150 x 10 9 /L). There was no significant increase in major adverse effects from cooling in these trials. The Cochrane review 1 concluded that therapeutic hypothermia is beneficial to term newborns with HIE. Cooling reduces mortality without increasing major disability in survivors. The benefits of cooling on survival and neurodevelopment outweigh the short-term adverse effects. Document File Name: P&N-1-0012 Page 1 of 13

Objective(s) To treat term and near-term infants with moderate or severe HIE with whole body therapeutic hypothermia, according to the protocol as used in the ICE (Infant Cooling Evaluation) trial. Equipment 1. Radiant warmer 2. Rectal thermistor (temperature probe) Vital Temp TM General Purpose Probe, 9 FR, Vital Signs Colorado, Inc. (disposable /single use) 3. Cable to connect rectal thermistor to temperature module (e.g. to Blanketrol III, or to monitor (e.g. to Propaq for NETS transports) as appropriate) 4. Lubricant 5. Sleek tape 6. Cold gel packs (6) at refrigerator temperature (NEVER from the freezer). 7. Disposable covers for cold packs 8. Blanketrol III with infant cooling mat (for cooling at the RHH NPICU) 9. Small cool box ( Esky ) with frozen ice brick for transport of cold gel packs (i.e. for NETS transfers). Indications CRITERIA FOR THERAPEUTIC COOLING 1. Gestational age greater than or equal to 35 weeks 2. Less than 6 hours of age 3. Moderate or severe HIE: Sign Moderate HIE Severe HIE Consciousness Lethargic Comatose/ obtunded Activity Decreased Absent Document File Name: P&N-1-0012 Page 2 of 13

Posture Distal flexion Decerebrate (complete extension) Tone Hypotonic Flaccid Primitive reflexes Weak suck, gag & Moro Absent suck, gag & Moro Pupils Constricted Deviated, dilated, nonreactive Heart rate Bradycardia Variable Respiration Periodic Apnoeic 4. Evidence of peripartum hypoxia-ischaemia, at least 2 of: a. Apgar score of 5 or less at 10 minutes and / or b. Mechanical ventilation (bag / Neopuff via mask or ETT) or need for resuscitation at 10 minutes and / or c. Cord ph less than 7.0 or blood gas ph less than 7.0 or base deficit greater than or equal to 12 within 1 hour of birth Contraindications to therapeutic cooling a. Cooling cannot be initiated within 6 hours of birth b. Birth weight less than 2 kg c. Oxygen requirement greater than 80% d. Major congenital abnormalities e. Severe clinical coagulopathy f. Death appears inevitable Imperforate anus is not an absolute contraindication as placement of an oesophageal thermistor may be considered. Document File Name: P&N-1-0012 Page 3 of 13

When to initiate cooling in NPICU 1. Inborn infants at RHH: Do not actively re-warm ventilated near-term infants with moderate/severe HIE when admitted to NPICU a. If ineligible for therapeutic cooling when all criteria are determined, then warm according to normal procedure. b. If there is rapid improvement in the neurological status such that the infant is no longer encephalopathic, discuss discontinuation of cooling with the on-call NPICU Consultant. c. If the infant does not meet all of the criteria (e.g. infant greater than 6 hours of age, postnatal hypoxic-ischaemic event) and therapeutic cooling is considered, discuss with the on-call NPICU Consultant before initiating cooling. 2. Outborn infants transported by NETS: continue therapeutic cooling in NPICU if commenced by NETS during transport. Procedure for therapeutic cooling Admit to NPICU. Nurse infant on a radiant warmer bed (whether ventilated or not). Nurse infant naked: o No nappy or wraps. o No hat. o Do not nurse on a sheepskin, or on a water bag. o Do not use plastic wrap. If ventilated, maintain humidifier at usual temperature. Continuous invasive blood pressure monitoring by indwelling arterial line (preferably umbilical) for the 72 hours duration of cooling and for the 12 hours of re-warming. o Capillary blood acid-base may be affected by decreased peripheral perfusion during cooling. All arterial blood gases analyses at 37 o C (i.e. Do not adjust for baby s actual temperature). Insert lubricated Rectal Thermistor / Probe into anus at least 5 cm and tape with sleek at the 10 cm (first) mark to the upper inner thigh. o It is very important that the probe is inserted at least this far to accurately measure the baby s core temperature the probe is designed for this purpose and will not cause mucosal trauma. Document File Name: P&N-1-0012 Page 4 of 13

o Leave the probe in for 84 hours (72 hours cooling and 12 hours re-warming). o The probe does not need to be removed for cleaning. O Connect the rectal probe to its cable and Blanketrol III [see Blanketroll III for Therapeutic Cooling], or patient monitor (as appropriate). o Set temperature alarm limits at 33 o C (low) and 34 o C (high) during the 72 hour cooling period. Documentation (nursing): o Maintain a separate Seizure chart. o Record rectal temperature hourly, in addition to NPICU routine. o If in use, record the number of cold packs required hourly o All other documentation as per routine. Documentation (medical): o Clearly document the clinical history (including the antenatal history, labour, delivery, and resuscitation details) and the degree of encephalopathy (see Appendix 1). o Rectal temperature to be maintained at 33 to 34 o C for 72 hours o Duration of cooling (72 hours) and re-warming (12 hours) as detailed in Appendix 2. Unless specified, medical and nursing care are as usual (e.g. fluid management, anticonvulsants, blood gases and blood glucose levels) Guideline for investigations / assessment in cooled infants (suggested):?test Admission Day 1 Day 2 Day 3 Day 4-7 ABG Lactate FBE PT, PTT ± Glucose LFTs UEC, Ca, Mg ECG ± Echocardiogram ± ± ± ± ± aeeg (i.e. BRAINZ () monitoring Conventional EEG Sarnat Stage Cranial U/S MRI Document File Name: P&N-1-0012 Page 5 of 13

INITIATION OF THERAPEUTIC COOLING WITH COLD PACKS Initiation of cooling: o Turn radiant warmer OFF and expose the infant to normal ambient temperature (passive cooling). Active cooling: If rectal temperature more than 35.5 o C, place 2 cold packs: o 1 st pack: under the shoulders/ upper back/ head. o 2 nd pack: across the chest/body. Adjustment and maintenance of cooling: o When the rectal temperature falls below 34.5 o C, reduce active cooling by removing one cold pack. o When the rectal temperature below 34 o C, stop active cooling by removing all cold packs. o If the rectal temperature falls below 33.5 o C, set radiant warmer on manual and gradually adjust heater output to maintain rectal temperature 33.0 to 34.0 o C. o If the rectal temperature reaches 34 o C and the radiant warmer is off, recommence active cooling with one or two cold packs as required. INITIATION OF COOLING WITH THE BLANKETROL III [please see Blanketroll III for Therapeutic Cooling] Initiation of cooling: o Turn the radiant warmer OFF and expose the infant to normal ambient temperature. o Place the infant on the infant cooling blanket and ensure proper connection of the blanket to the Blanketrol III unit. o Insert the rectal thermistor as detailed above and connect to the Blanketrol III with the appropriate cable. o Initiate cooling with the Blanketrol III according to theblanketroll III for Therapeutic Cooling, setting the desired patient core temperature to 33.5 o C (set point). OTHER COOLING MANAGEMENT ISSUES Cooling requirements may decrease and the rectal temperature may fall with treatments that reduce the metabolic rate: o Anticonvulsants. o Sedatives. o muscle relaxants. Document File Name: P&N-1-0012 Page 6 of 13

If the infant appears uncomfortable, consider morphine and/or midazolam (if ventilated) or paracetamol (PR administration is allowed when nil orally, even with a rectal thermistor in-situ, and even if not all of the dose is retained in the rectum). o Irritability is common and is often related to HIE o Shivering, like tremors, are common in infants with milder encephalopathy Stop cooling following discussion with Consultant if there is any one of these: o Worsening or severe persistent pulmonary hypertension of the newborn (PPHN) o Severe coagulopathy o Arrhythmia requiring medical treatment (not sinus bradycardia) o Decision made to withdraw life-support as determined by and at the discretion of the attending NPICU Consultant with the family. RE-WARMING After 72 hours cooling using cold packs Cease cooling with the cold packs. Apply skin temperature probe and turn the radiant warmer on with the servo set at 34.5 o C. Increase the set temperature by 0.5 o C every 2 hours until set at 36.5 o C and rectal temperature is 37 o C. Re-warming will take 6 to 12 hours. Continue rectal temperature monitoring for 12 hours after re-warming is commenced. Remove rectal thermistor (temperature probe) and discard. DO NOT discard the rectal thermistor adaptor cable. After 72 hours cooling using the Blanketrol III (preferred) After 72 hours the temperature should be allowed to rise. The rate of rise should be approximately 0.5 C every 3 hours (i.e. increase the set point on the Blanketrol III by 0.5 C every 3 hours) and no faster than 0.5 C every 2 hours. Re-warming with the Blanketrol III is best achieved using the Gradient 10C mode or the Gradient variable mode. Re-warming will take 6 to 12 hours. Continue rectal temperature monitoring for 12 hours after re-warming is commenced. Remove rectal thermistor (temperature probe) and discard DO NOT discard the rectal thermistor adaptor cable. Document File Name: P&N-1-0012 Page 7 of 13

NETS Transfer Issues THERAPEUTIC COOLING FOR OUTBORN INFANTS 1. The baby must satisfy the above clinical criteria for therapeutic cooling (see Indications above). 2. It is not recommended that therapeutic cooling be initiated until the NETS transport team have assessed the baby and discussed the baby with the on-call RHH NPICU Consultant. It is expected that, during the initial triage call, the RHH NPICU Consultant will raise the possibility of cooling and discuss it with the referring doctor. There may be specific circumstances, in discussion with the on-call RHH NPICU Consultant, when cooling can be commenced before the NETS team arrives. 3. It is critical to ensure that for these very sick babies emphasis is placed on addressing the main principles of stabilising a critically ill baby, i.e. airway, breathing, circulation, blood glucose, and so on. 4. In all cases where the baby fulfils the clinical criteria for cooling but cooling is not being commenced immediately, advice is provided about the importance of avoiding hyperthermia during the stabilisation period. TRANSPORT RELATED MANAGEMENT ISSUES Airway, Breathing, Circulation Ensure the airway is secure (intubation is not an absolute prerequisite for cooling), breathing is adequate and any circulatory compromise has been addressed. Initial investigations Minimum investigations required before initiating cooling: o arterial blood gas o blood glucose level A platelet count and clotting studies should be obtained where feasible (often this may be organised before the arrival of the NETS team). Vascular access It is preferable that these babies have a UAC and a dual lumen UVC sited at the referring unit. Inability to place these lines does not absolutely preclude the use of cooling. Documentation Clearly document the clinical history (including the antenatal history, labour, delivery, and resuscitation details) and the degree of encephalopathy (see Appendix 1). Document File Name: P&N-1-0012 Page 8 of 13

INITIATION OF THERAPEUTIC COOLING AT THE REFERRAL HOSPITAL Procedure for therapeutic cooling for a NETS transport is very similar to the Procedure for therapeutic cooling (above) with cooling initiated using cold packs. On arrival at the RHH NPICU cooling may be continued with the Blanketrol III with the infant-size cooling mat. Specific issues relating to NETS transports include: The cable to the rectal thermistor must be connected to the Propaq transport monitor. Initiation of cooling: o Turn the radiant warmer and the transport incubator OFF and expose the infant to normal ambient temperature (passive cooling). o The procedure for active cooling using cold packs whilst on the radiant warmer at the referring hospital is as per the Procedure for therapeutic cooling above. When infant is in the transport incubator: o If ventilated, leave transport incubator OFF with the portholes open (when possible). o If not ventilated, leave the transport incubator on the lowest possible temperature, with the portholes open (when possible). o If the rectal temperature falls below 33.5 o C, turn the transport incubator heater on and gradually adjust the temperature to maintain the rectal temperature between 33.0 to 34.0 o C. If the infant is observed to be uncomfortable, consider morphine and/or midazolam (if ventilated) or paracetamol (PR administration is allowed when nil orally, even with a rectal thermistor in-situ, and even if not all retained in rectum). o Irritability is common and is often related to HIE. o Shivering, like tremors, are common in infants with milder encephalopathy Stop cooling following discussion with Consultant if there is: o Worsening or severe persistent pulmonary hypertension of the newborn (PPHN). o Severe coagulopathy. o Arrhythmia requiring medical treatment (not sinus bradycardia). Follow-up All surviving infants treated with therapeutic hypothermia should be referred either to the Neonatal Follow-up Clinic or to their local Paediatrician. When appropriate, consideration should be given to Paediatric Neuropsychological evaluation when at least 2 years of age. Document File Name: P&N-1-0012 Page 9 of 13

References 1. Jacobs S, Hunt R, Tarnow-Mordi W, Inder T, Davis P. Cooling for newborns with hypoxic ischaemic encephalopathy. Cochrane Database Syst Rev 2007;(4):CD003311. 2. Jacobs S, et al. Clinical guideline for therapeutic hypothermia for near-term infants with moderate or severe hypoxic ischaemic encephalopathy. Royal Women s Hospital, Melbourne, 2007. 3. Jacobs S, Stewart M, Presbury F. Therapeutic Hypothermia for near-term Infants with moderate or severe HIE being retrieved by NETS (Clinical Guideline). NETS Victoria, 2007. 4. UK Toby Cooling Register, Data Collection Form, v.6, July 2008. 5. Sarnat HB, Sarnat MS. Neonatal encephalopathy following fetal distress: a clinical and electroencephalographics study. Arch Neurol 1976;33:696. Acknowledgements This guideline is based on the protocol developed by Dr Sue Jacobs and the team at the Royal Women s Hospital, Melbourne and NETS Victoria, Melbourne. The cooling protocol is based on that used in the ICE (Infant Cooling Evaluation) trial developed at the same institution. Local editor: Dr A De Paoli, 2009. Related Documents Blanketroll III for Therapeutic Cooling \ Key Words - Intranet Search Function 1. Cooling 2. Hypothermia 3. HIE 4. Asphyxia 5. Encephalopathy Document File Name: P&N-1-0012 Page 10 of 13

APPENDIX 1 Therapeutic cooling documentation (Adapted from the UK Toby Cooling Register Data Collection Form, the ICE trial clinical criteria for moderate to severe HIE and Sarnat et al, 1976 5 ) Clinical Details at Birth (circle where appropriate) [p. 1 of 2] Hospital of birth: Date of birth: Gestational age at birth: Sex: M / F Birth weight (g): Head circumference (cm): First gasp (min): Resuscitation greater than 10 min (Y / N) Apgar score 1 min: 5 min: 10 min: 20 min: Pregnancy complications (circle all that apply) Cord blood gas: ph: pco 2 : po 2 : Base deficit: Worst blood gas within 60 min of life: Specify: art / ven / cap ph: pco 2 : po 2 : Base deficit: Seizures: Y / N Encephalopathy: Y / N Age when cooling commenced (hrs:mins): None Diabetes Illicit drug use Maternal seizure Placenta praevia Pre-eclampsia Thyroid disorder *Other significant event *If other please specify Mode of delivery (circle one) Pre-labour CS In labour CS SVD cephalic SVD breech Instrumental delivery [p. 2 of 2] Document File Name: P&N-1-0012 Page 11 of 13

Delivery complications (circle all that apply) None Head entrapment Placental abruption Prolapsed cord Ruptured uterus Shoulder dystocia *Other significant event *If other please specify Congenital abnormalities noted at birth Please specify Grade of HIE prior to cooling (circle appropriate severity for each sign) Please note: Moderate or severe HIE are a prerequisite for consideration of therapeutic cooling. Seizures are a feature of at least moderate HIE. Sign Normal Mild HIE Moderate HIE Severe HIE Consciousness Normal Hyper-alert, stare, irritable Lethargic Comatose/ obtunded Activity Normal Uninhibited, over-reactive Decreased Absent Posture Normal Fisting, cycling Distal flexion Decerebrate (complete extension) Tone Normal Hypertonic Hypotonic Flaccid Primitive reflexes Normal Partial Moro Weak suck, gag & Moro Absent suck, gag & Moro Pupils Normal Dilated Constricted Pupils dilated (may be midposition and unequal), may be non-responsive or poorly reactive to light Heart rate Normal Tachycardia Bradycardia Variable Respiration Normal Hyperventilation Periodic Apnoeic Document File Name: P&N-1-0012 Page 12 of 13

APPENDIX 2 Documentation of cooling duration Cooling started Date : : (e.g. 26 Dec 07) Time : 24 hour clock (e.g. 16:30) Re-warming to start Date : : Time : Re-warming to stop Date : : Time : Document File Name: P&N-1-0012 Page 13 of 13