Staging Challenges in Lower GI Cancers. Disclosure of Relevant Financial Relationships. AJCC 8 th edition and CAP protocol updates

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Staging Challenges in Lower GI Cancers Sanjay Kakar, MD University of California, San Francisco March 05, 2017 Disclosure of Relevant Financial Relationships USCAP requires that all planners (Education Committee) in a position to influence or control the content of CME disclose any relevant financial relationship WITH COMMERCIAL INTERESTS which they or their spouse/partner have, or have had, within the past 12 months, which relates to the content of this educational activity and creates a conflict of interest. Dr. Sanjay Kakar declares that he has no conflict(s) of interest to disclose. 2016 College of American Pathologists. All rights reserved. 2 AJCC 8 th edition and CAP protocol updates Category T category N category M category Update/clarification Intramucosal adenocarcinoma Definition of T4a Definition of tumor deposit Definition of M1a, M1b, M1c Prognostic Update/clarification factors Tumor budding Reporting guidelines Venous Separate from small vessel LVI invasion M category Definition of M1a, M1b, M1c 1

pt3 and pt4 AJCC 8 th edition pt Definition classification pt3 Tumor invades through the muscularis propria into pericolorectal tissues pt4a pt4b Tumor invades through the visceral peritoneum Tumor directly invades other organs or structures Criteria for serosal involvement (T4a) Tumor at serosal surface Reaction: mesothelial hyperplasia, inflammation, erosion/ulceration Free tumor cells on serosal surface with serosal reaction Tumor continuous with serosal surface through perforation (inflammatory reaction) T4a: challenges Tumor within 1 mm of serosal surface Peritonealized vs. non-peritonealized regions 2

Tumor <1mm with reaction 13 (46%) pt3 <1 mm from serosal surface had +ve cytology All had serosal reaction Fibroinflammatory: 12 Vascular: 8, abscess:1 Rx mesothelial:6 Hemorrhage/fibrin on serosa: 11 pt4a: suspicious features Tumor close to serosal surface with reaction Acellular mucin at or <1 mm from surface Not considered as pt4a Deeper levels, additional sections pt4 and radial margin Site Peritonealized sites Retroperitoneal sites pt classification pt4a: serosal surface Radial margin: not on specimen surface but same as mesenteric margin pt4a: not applicable Radial margin: involved <1mm 3

Anatomic subsite Cecum Transverse colon Sigmoid colon Ascending colon Descending colon Rectum, upper 1/3 Rectum, middle 1/3 Rectum, lower 1/3 Relation to peritoneum Peritoneal Peritoneal Peritoneal Anterior, lateral: peritoneal Posterior: retroperitoneal Anterior, lateral: peritoneal Posterior: retroperitoneal Anterior, lateral: peritoneal Posterior: retroperitoneal Anterior: peritoneal Posterior, lateral: retroperitoneal Retroperitoneal pt3 or pt4a: significance Prognosis Peritoneal recurrence Choice of therapy Chemotherapy in stage II AJCC: T definition pt Tis T1 Definition Carcinoma in situ, invasion of lamina propria/ muscularis mucosa (Intramucosal adenocarcinoma) Virtually no chance of lymph node metastasis Tumor invades submucosa (Invasive adenocarcinoma) Stromal desmoplasia 4

Pathology report Intramucosal adenocarcinoma (ptis) No desmoplasia Single cell infiltration in lamina propria Tis, not at risk for LN metastasis No invasive adenocarcinoma (pt1) Tumor deposits: AJCC 7 th Edition Discrete foci of tumor found in the pericolic or perirectal fat or in adjacent mesentery away from the leading edge of tumor, showing no evidence of residual lymph node tissue but within the lymph drainage area of the primary carcinoma. Tumor Deposits Reasons for discrepancy Minimum distance from invasive front Minimum size Venous invasion/perineural invasion or tumor deposit Tumor deposit after neoadjuvant therapy 5

Challenges in Interpretation AJCC definition does not mention Any minimum distance Any minimum size Tumor deposit or LVI Small vessel lymphovascular invasion Thin vascular channels lined by endothelium No smooth muscle or elastic layer Venous invasion Vessels with smooth muscle or elastic layer Tumor nodules surrounded by elastic lamina -Intramural: submucosa or muscularis propria -Extramural: beyond muscularis propria CRC: Extramural venous invasion Independent predictor of poor outcome UK Royal College: 25% rate for audit Recommendations: Record separately from small vessel invasion 4-5 sections of tumor Elastic stain: routinely/suspicious areas 6

CRC: Extramural venous invasion Review H&E for venous invasion Protruding tongue sign Orphan artery sign Consider elastic stain Tumor deposits: AJCC 8 th Edition Tumor focus in the pericolic/perirectal fat or in adjacent mesentery within the lymph drainage area of the primary tumor, but without identifiable lymph node or vascular structure If vessel wall or its remnant is identified (H&E, elastic, or any other stain), it should be classified as vascular (venous) invasion Tumor focus in or around a large nerve should be classified as PNI Tumor deposit vs. venous invasion Both associated with adverse outcome Record extramural VI separately Consider elastic stain 7

AJCC 8 th edition definition Influences stage II vs. stage III Example T3 tumor, no LN mets VI with extravascular extension Pathologic staging T3N0 with VI (stage II) T3N1c (stage III) Tumor deposit in practice Venous invasion Perineural invasion Tumor deposit Tumor deposit or residual tumor after neoadjuvant Histologic features Accompanying artery Elastic stain Large nerves No remnant lymph node, large nerve or vein H&E, use judgment Elastic stain for venous invasion Do not add tumor deposits and lymph nodes for - N category - Assessing adequacy of LN dissection Rock, Arch Path Lab Med, 2014 Liu/Kakar, USCAP 2016 Invasive adenocarcinoma (T1) in polyp Indications for colectomy Prognostic features Grade: poor differentiation* Lymphovascular: present* Margin: <1 mm* Tumor budding Depth of submucosal invasion *Required as per CAP protocol 8

Tumor budding Individual or small discrete cell clusters (<5 cells) at the invasive edge Independent adverse prognostic factor Colectomy for malignant polyps Adjuvant therapy in stage II Recommended: UICC, ADASP, UK Royal College Not mentioned: CAP protocol, NCCN guidelines Tumor budding in CRC Independent prognostic factor High risk feature in stage II disease Adenocarcinoma arising in polyps Strongly correlates with lymph node mets Limitations No standard way of counting tumor buds Inter-observer variability Routine use of cytokeratin stain unclear 9

International Tumor Budding Consensus Conference, Bern 2016 Consensus statements Tumor budding is defined as a single tumor cell or a cell cluster consisting of 4 tumor cells or less Tumor budding and tumor grade are not the same Consensus statements Counting tumor buds Tumor budding is counted on H&E Use of cytokeratin -Not recommended, most data is based on H&E stain -Can increase tumor bud counts 3x -Increased reproducibility in some studies -Can use it in challenging cases (obscuring inflammation), but count should be done on H&E Consensus statements Counting tumor buds The hot spot method (single field at the invasive front, size 0.785 mm 2 ) -Scan the entire invasive front in all tumor sections -Choose a 'hotspot' -Count in 20x field -Apply appropriate correction factor based on microscope 10

Conversion table Eyepiece FN Diameter Objective Magnification: 20x Eyepiece FN Radius Specimen FN radius Specimen Area (mm) (mm) (mm) (mm 2) 18 9.0 0.450 0.636 0.810 19 9.5 0.475 0.709 0.903 20 10.0 0.500 0.785 1.000 21 10.5 0.525 0.866 1.103 22 11.0 0.550 0.950 1.210 23 11.5 0.575 1.039 1.323 24 12.0 0.600 1.131 1.440 25 12.5 0.625 1.227 1.563 26 13.0 0.650 1.327 1.690 Normalization Factor Consensus statements Counting tumor buds A three-tier system should be used along with the budding count in order to facilitate risk stratification in CRC Tumor budding score (0.785 mm 2 ) Low <5 Intermediate 5-9 High >10 Consensus statements Tumor budding is an independent predictor of lymph node metastasis in pt1 CRC Tumor budding is an independent predictor of survival in stage II CRC Tumor budding should be taken into account along with other clinicopathological features in a multidisciplinary setting 11

CAP synoptic: tumor budding Total number of tumor buds in 0.785 mm 2 ( hotspot method ): Tumor budding score: Low (<5) Intermediate (5-9) High (>10) Challenging situations Glandular fragmentation Prominent inflammation Perforation Necrosis Histologic subtypes Tumor cells in mucin: not tumor budding Signet ring: likely high, by definition Other changes Microsatellite instability Morphologic features omitted Universal testing recommended MMR immunohistochemistry or PCR 12

Other changes Isolated tumor cells/micrometastasis Tumor focus <0.2 mm: N0 Tumor focus <0.2-2.0 mm: N1 (or higher) N0 (ITC+) and N1 (mic) not necessary Appendix Category T category T category M category Grade of peritoneal disease Change/update -LAMN: No T1 or T2 -LAMN invasive into muscularis propria considered Tis -LAMN: Acellular mucin on serosal surface considered T4a - Right lower quadrant removed from definition of T4a Acellular mucin in peritoneum included in M1a -Three-tier scheme recommended: well (G1), moderately (G2), poorly differentiated (G3) Based on criteria proposed by Davison et al* -Stage IVA and IVB distinguished based on grade 13