Salivary gland cytology is especially challenging due to the extensive overlap between many benign and malignant tumors. Salivary Gland Cytology

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William C. Faquin, MD, PhD Professor of Pathology Harvard Medical School Director of Head and Neck Pathology Massachusetts Eye and Ear Massachusetts General Hospital SALIVARY GLAND FNA: PART I Salivary gland tumors are one of the most heterogeneous groups of neoplasms So what role is there for FNA? Salivary Gland Cytology Salivary gland cytology is especially challenging due to the extensive overlap between many benign and malignant tumors. 1

Salivary Gland FNA- Pleomorphic Adenoma 4 Salivary Gland FNA Pleomorphic Adenoma Salivary Gland FNA- Adenoid Cystic Carcinoma 2

Salivary Gland FNA- Solid Adenoid Cystic Carcinoma 7 SALIVARY GLAND FNA: How Far Can We Go? Usually Specific Diagnosis Sometimes Specific Diagnosis Usually Descriptive Diagnosis Pleomorphic adenoma Adenoid cystic carcinoma Basal cell adenoma, tubulotrabecular and solid types Warthin tumor LG mucoepidermoid carcinoma HG mucoepidermoid carcinoma Acute and chronic sialadenitis Carcinoma ex PA Salivary duct carcinoma Basal cell adenoma, membranous type Metastasis Polymorphous low-grade adenocarcinoma Reactive lymph node Small cell carcinoma Basal cell adenocarcinoma Lymphoma Mucocele Epithelial-myoepithelial carcinoma Lymphoepithelial cyst Oncocytoma MASC LESA Acinic cell carcinoma Depends upon the quality of the specimen And the subtype of tumor SALIVARY GLAND FNA CHALLENGING DIAGNOSTIC ISSUES Matrix-containing tumors Oncocytic lesions Basaloid tumors Lymphoid lesions Cystic and mucinous lesions High-grade carcinomas Clear cell tumors Spindle cell lesions 3

SOME SALIVARY GLAND FACTS 3 Major glands: Parotid (serous) Submandibular (mixed seromucinous) Sublingual (mucinous) 500-1000 minor glands: Submucosa of oral cavity, nasal cavity, larynx, trachea, and bronchi SOME SALIVARY GLAND FACTS Tumors: 0.4-13.5 per 100,000 people (uncommon) Older adults, females, parotid gland Approx. 75% are benign Risk of malignancy is inversely proportional to the size of the gland (20% in parotid; 50% in submandibular; 80-89% in oral cavity) 4

SALIVARY GLAND FNA Part of the reason for the high accuracy: A majority of SG neoplasms are pleomorphic adenomas, Warthin tumor, or metastatic cancer to parotid LNs Effectiveness of Cytomorphology alone:» Sensitivity: 86-100%» Accuracy:» Benign/low grade vs HG malignant: 81-98%» Specific lesion: 48-94% SALIVARY GLAND FNA Rationale for FNA: Guide the clinical management/pre-op strategy:» Non-neoplastic Clinical follow-up» Benign tumor/low-grade carcinoma Limited resection» Metastatic disease to parotid LNs LN resection» Lymphoma Heme-Onc referral» High-grade primary carcinoma Radical resection/ nerve sacrifice/ln dissection Reporting System for Salivary Gland FNA Why do we need a new reporting system for salivary gland cytology? 5

Salivary Gland FNA Diagnostic Terminology Current reporting confusion: Diversity of diagnostic categories, vs. Descriptive reports (no categories), vs. Surgical pathology terminology No correlation with ROM or management General agreement on the need for a defined set of diagnostic categories for salivary gland FNA Clarity of communication (implicit cancer risk) Exchange of data across institutions The Milan System for Reporting Salivary Gland Cytopathology The Milan System for Reporting Salivary Gland Cytopathology Sponsored by the ASC and the IAC Over 40 participants from 15 countries Goal is to produce a practical classification system that is user-friendly and internationally accepted. The system will be evidence-based. Will correlate with a management algorithm. Print Atlas available in late 2017 Web-Based Atlas will also be available through the ASC Participants: 40+ Members from 15 Countries Cytopathologists, Surgical Pathologists, Molecular Pathologists, ENT Surgeons 1. Overview of Diagnostic Terminology and Reporting: Andrew Field/Zubair Baloch (co-leads), Nora Katabi, Raja Seethala, Bruce Wenig 2.Non-diagnostic: Mariapia Foschini (lead), Laszlo Vass, Esther Diana Rossi, Jhala Nirag, Philippe Vielh, Kayoko Higuchi,, Ivana Kholova, Makoto Urano 3. Non-neoplastic: Bill Faquin (lead), Massimo Bongiovanni, Sule Canberk, Marc Pusztaszeri, Tarik Elsheik, Dan Kurtycz, Fabiano Callegari, Oscar Lin 4. AUS: Marc Pusztaszeri (lead), Zubair Baloch, Bill Faquin, Diana Rossi 5. Neoplastic (Benign & SUMP): Zubair Baloch (lead), Jeff Krane, Lester Layfield, Marc Pusztaszeri, Jerzey Klijanienko, Ritu Nayar, Celeste Powers, Pinar Firat, Guido Fadda 6.Suspicious for malignancy: Diana Rossi (lead), Syed Ali, Ashish Chandra, Zarha Maleki, Bo Ping, He Wang, Andrew Field, Yun Gong, 7.Malignant: Güliz Barkan (lead), He Wang, Philippe Vielh, Stefan E. Pambuccian, Swati Mehrotra, Mousa Al-Abbadi, Eva Wojcik 8. Ancillary Studies: Mark Pusztaszeri (lead), Jorge Reis-Filho, Fernando Schmitt, Raja Seethala 9. Clinical Management: Mark Varvares (lead USA), Piero Nicolai (Italy), Mandeep Bajwa (UK).. 6

The Milan System for Reporting Salivary Gland Cytopathology Diagnostic Categories 1) Non-Diagnostic 2) Non-Neoplastic 3) Atypia of undetermined significance 4) Neoplastic: a) Benign b) Uncertain malignant potential 5) Suspicious for Malignancy 6) Malignant The Milan System for Reporting Salivary Gland Cytopathology Diagnostic Category ROM* Management* Non-Diagnostic 10-25% Clinical and radiologic correlation/ repeat FNA with U/S guidance Non-Neoplastic 0-10% Clinical follow-up and radiologic correlation; surgical resection in some cases Atypia of Undetermined Significance (AUS) TBD Repeat FNA or surgery The ROM will depend upon the nature of the Specimen and the salivary gland site. Neoplastic i) Benign 0-7% Conservative surgery or clinical follow-up i) Uncertain Malignant Potential 20-40% (SUMP) Conservative surgery Suspicious for Malignancy (Low grade vs High grade) Malignant (Low grade vs High grade) 60-70% Surgery: Correlate with clinical and radiologic features 85-95% Surgery: Correlate LG vs HG to determine extent Non-Diagnostic Insufficient quantitative and/or qualitative cellular material to make a cytologic diagnosis. 10% would be a target maximum rate Includes aspirates with benign elements only Includes non-mucinous cyst contents 7

FNA OF THE NORMAL SALIVARY GLAND Cytologic Features of the Normal Aspirate Serous and mucinous-type acinar cells in lobules Background naked acinar cell nuclei Few admixed small sheets and tubules of ductal epithelium Intercalated ducts Striated ducts Excretory duct Adipose tissue Non-Diagnostic: Benign salivary gland elements only FNA OF THE NORMAL SALIVARY GLAND Polarized grape-like clusters of acinar cells 8

FNA OF THE NORMAL SALIVARY GLAND Intercalated duct Acinar cells NORMAL SALIVARY GLAND FNA For aspirates containing only normal salivary gland elements, a cautionary note is recommended. Note: Clinical and radiologic correlations are recommended to ensure that the aspirate is representative of the lesion; the findings in this aspirate do not explain the presence of a salivary gland mass. Non-Diagnostic: Non-mucinous cyst contents DDX: Ductal cyst, pseudocyst, cystic neoplasm Absence of an epithelial component 9

Non-Neoplastic Specimens lacking evidence of a neoplastic process: Inflammatory, metaplastic, and reactive (includes acute, chronic, and granulomatous sialadenitis, sialadenosis, etc ) Reactive lymph nodes (flow cytometry is needed) Clinico-radiological correlation is essential to ensure that the specimen is representative of the lesion. A subset will need surgical excision to exclude a poorly sampled neoplasm. Non-Neoplastic: Reactive Lymph Node Mixed population of lymphs, tingible body macrophages, germinal center fragments REACTIVE PROCESS VS LYMPHOMA IMMUNOPHENOTYPING combined with cytomorphology is the key to diagnosing and subtyping reactive conditions vs lymphoma. 10

Non-Neoplastic: Chronic Sialadenitis Hypocellular, cohesive basaloid groups, inflammation Non-Neoplastic: Granulomatous Sialadenitis DDX includes infection, sarcoidosis, and neoplasm Non-Neoplastic: Sialolithiasis 11

Atypia of Undetermined Significance (AUS) Cannot entirely exclude a neoplasm. Heterogeneous category A majority will be reactive atypia or poorly sampled neoplasms. Specimens are often compromised (eg, air-drying, blood clot). Should be used rarely (<10 % of all salivary gland FNAs). Most cases will require tissue biopsy or resection Atypia of Undetermined Significance (AUS): Mucinous Cyst Contents Only- Cannot exclude MEC Atypia of Undetermined Significance (AUS): Oncocytic metaplasia vs Neoplasm 12

Neoplasm i) Benign Neoplasm: Reserved for clear-cut benign neoplasms This category will include classic cases of PA, WT, lipoma, etc ii) Salivary Gland Neoplasm of Uncertain Malignant Potential: Diagnostic of a neoplasm; however, a diagnosis of a specific entity cannot be made. A malignant neoplasm cannot be excluded. Neoplastic: Benign Warthin Tumor Oncocytes, chronic inflammation, and cystic debris Neoplastic: Benign Pleomorphic Adenoma Matrix-rich types of PA are the easiest. 13

Neoplastic: SUMP Myoepithelioma Neoplastic: SUMP Basal Cell Neoplasm- DDX basal cell adenoma, cellular PA, AdCC Suspicious for Malignancy Aspirates which are highly suggestive of malignancy but not definitive. Often high grade carcinomas with limited sampling or other limitation 14

Suspicious for Malignancy AdCC with Artifact Malignant Aspirates which are diagnostic of malignancy. Sub-classify into specific types and grades of carcinoma: e.g. low grade vs high grade. Grading is important for clinical management "Other" malignancies such as lymphomas, sarcomas and metastases are also included in this category and should be specifically designated. Malignant Salivary Duct Carcinoma Undifferentiated Carcinoma 15

Salivary Gland FNA Improvements in IHC and molecular testing will make the Milan System and salivary gland FNA in general more effective. It is critical that the FNA specimen include adequate material for ancillary studies in difficult cases (i.e. cell block). Ancillary Studies to Improve the FNA Diagnosis of Head and Neck Tumors Immunocytochemistry LBP Smears Cell block FISH RT-PCR Next Generation Sequencing Increasing Availability of Molecular Markers For Salivary Gland Tumors Mammary analogue secretory carcinoma: ETV6-NTRK3; t(12:15) Pleomorphic adenoma & Ca ex PA: PLAG1; t(3;8) HMGA2 rearrangement Clear cell carcinoma: EWSR1-ATF1; t(12:22) Mucoepidermoid carcinoma: MECT1/MAML2; t(11:19) Cribriform Adenocarcinoma: PRKD rearrangement Adenoid cystic carcinoma: MYB-NFIB; t(6:9) Basal cell adenoma: CTNNB1 mutations 16

NGS-SNaPshot Panel at MGH Anchored Multiplex PCR (AMP) ~190 target amplicons across 39 genes and 50+ rearrangements High-quality sequence: - Staggered start sites - >100X target coverage - Molecular indexing - Bi-template coverage - ~2% analytical sensitivity Fast turn-around (~2 weeks) Cost-effective (<$500) Small tissue amounts (5-10 ng) Molecular Analysis at MGH NGS-Translocation Panel Master fusion panel ADCK4 AKT3 ALK AR ARHGAP26 ARHGAP6 AXL BRAF BRD4 CCDC6 CD74 CHTOP EGFR ERBB2 ERBB4 EWSR1 FGFR1 FGFR2 FGFR3 FGR INSR INSRR JAK1 JAK2 MAML2 MAST1 MAST2 MET MUSK NFIB NOTCH1 NOTCH2 NRG1 NTRK1 NTRK2 NTRK3 NUMBL NUTM1 PDGFB PDGFRA PIK3CA PKN1 PLAG1 PPARG PRKACA PRKCA PRKCB RAF1 RET RHOA ROS1 TMPRSS2 quality controls: B2M CTBP1 GAPDH NORMAL SALIVARY GLAND Immunohistochemical Markers SOX10 Ker 7, 19, CAM 5.2, EMA Ker 7, CAM 5.2, DOG1 Ker 5/6, p63 Ker 5/6, S-100, p63, calponin, SM actin 17

Matrix-Containing Salivary Gland Tumors Case History: A 36 year-old female presented with a 1.0 cm mass in the right cheek that had been slowly enlarging for one year. An FNA was performed. 18

CYTOLOGIC DIAGNOSIS: Pleomorphic adenoma arising in accessory parotid tissue of cheek. 19

Pleomorphic Adenoma (Benign Mixed Tumor) Most common salivary gland tumor in both children and adults 75-80% of parotid tumors & 50% of all salivary tumors Superficial parotid gland esp. the tail of the parotid at jaw angle 5-10% risk of malignant transformation PLAG1 gene rearrangement is most common molecular change Most cases diagnosed in the Milan System as Neoplastic: Benign Cells: Pleomorphic Adenoma Cytologic Features: Epithelial cells in cohesive, honeycomb groups Myoepithelial cells singly and clusters: plasmacytoid, epithelioid, spindled, or clear Matrix: Fibrillar with frayed, indistinct margins, embedded cells, metachromatic 20

Pleomorphic Adenoma with Chondroid Matrix Spectrum of Pleomorphic Adenoma Matrix-Rich Pleomorphic Adenoma Cellular Pleomorphic Adenoma Myoepithelioma/ Myoepithelial-Predominant Basal Cell Adenoma CLASSIC PLEOMORPHIC ADENOMA 21

Fibrillar Matrix Stellate Myoepithelial Cells GROUPS OF BLAND MYOEPITHELIAL CELLS METACHROMATIC MATRIX ON DIFF-QUIK 22

Cluster of Ductal Cells Different Appearances of Myoepithelial Cells Plasmacytoid Spindled Rare Diagnostic Problems Arise from Variants of PA Cellular PA with sparse matrix Focal adenoid cystic like areas Cytologic atypia Metaplasia Squamous Mucinous Sebaceous Oncocytic 23

Focal Cytologic Atypia Carcinoma Ex Pleomorphic Adenoma Malignant Cells Pitfall: PA with Squamous Metaplasia 24

Pleomorphic Adenoma with Sebaceous Metaplasia Pleomorphic Adenoma with Tyrosine Crystalloids: Often associated with benign tumors and cysts Pleomorphic Adenoma with Tyrosine Crystalloids 25

Pleomorphic Adenoma PLAG1 rearrangement can be detected by molecular testing but an antibody is also available (less specific) http://www.uniprot.org/uniprot/q6djt9 PLAG-1 Immunoreactivity: Overexpressed in 94% of PA Does not distinguish benign from malignant Contributed by Dr. J. Krane, BWH How does adenoid cystic carcinoma compare to pleomorphic adenoma? 26

Most cases diagnosed in the Milan System as Neoplastic: SUMP or Suspicious for Malignancy Adenoid Cystic Carcinoma 4-10% of all salivary gland neoplasms Indolent behavior but very poor long-term survival (<20% survival at 10 years) Submandibular gland, palate, and parotid 27

FNA of Adenoid Cystic Carcinoma 3 Subtypes: Cribriform Most easily recognized Cylindromatous pattern of pseudocystic spaces Tubular Ducts and tubules with central lumens Solid Difficult to recognize Lacks matrix More atypical with mitotic activity Adenoid Cystic Carcinoma, Cribriform Subtype Adenoid Cystic Carcinoma, Tubular Subtype 28

Adenoid Cystic Carcinoma: Solid Subtype is more aggressive and more difficult to diagnose Marked Neurotropism: FNA is Painful! Adenoid Cystic Carcinoma Cytologic Features: Cells: Basaloid cells with dark angulated nuclei Variable atypia Matrix: 3-D spheres and branching tubules Acellular Metachromatic with sharp borders 29

Adenoid Cystic Carcinoma: Classic Cribriform ( Swiss Cheese ) Pattern Classic Adenoid Cystic Carcinoma Classic Adenoid Cystic Carcinoma 30

Adenoid Cystic Carcinoma Immunohistochemistry: Over 90% are strongly positive for CD117 (KIT) Useful for all variants including solid forms IHC can be performed on cytologic and histologic samples Immunoreactivity for CD117 (KIT): Overexpressed but mutations in KIT have not been detected Adenoid Cystic Carcinoma: Recent Advance MYB Translocation Cytogenetics: t(6:9) MYB oncogene-nfib transcription factor 86% MYB-NFIB fusion transcripts Detected by FISH Persson et al PNAS (2009) and Persson et al Genes, Chromosomes, and Cancer (2012) 31

MYB immunostaining is a useful ancillary test for distinguishing adenoid cystic carcinoma from pleomorphic adenoma in FNAB specimens Pusztaszeri M, Sadow M, Faquin W. Cancer Cytopath 2014 FNA BIOPSY Adenoid Cystic Carcinoma With High Grade Transformation First described in 1988 for acinic cell carcinoma Undifferentiated appearance Very aggressive clinical course Can occur in many different types of salivary gland carcinoma Adenoid Cystic Carcinoma With High Grade Transformation 32

Pitfall: FNA Sample Preparation Both alcohol-fixed and air-dried preparations are essential in the evaluation of matrix-containing tumors! Pitfall: Adenoid Cystic Carcinoma vs. Pleomorphic Adenoma? Pleomorphic adenoma Adenoid cystic carcinoma Pitfall: Adenoid Cystic Carcinoma vs. Pleomorphic Adenoma? Pleomorphic adenoma Adenoid cystic carcinoma 33

Classic Pleomorphic Adenoma vs Classic Adenoid Cystic Carcinoma Pleomorphic Adenoma - predominance of myoepithelial cells - minimal atypia - matrix: fibrillar with ragged edges and embedded myoepithelial cells - PLAG1 rearrangement Adenoid Cystic Ca - Basaloid cells - variable atypia - matrix: acellular, smooth edges, homogeneous - MYB+, CD117+ Pitfall: The solid variant of adenoid cystic carcinoma lacks matrix. Beware: Solid Variant of Adenoid Cystic Carcinoma vs. Cellular Pleomorphic Adenoma Pleomorphic adenoma Adenoid cystic carcinoma 34

Overlapping Features: Solid Basal Cell Adenoma vs Solid Adenoid Cystic Carcinoma Basal cell adenoma Adenoid cystic carcinoma BASALOID TUMORS Because of significant cytologic overlap, most basaloid cases will receive a descriptive diagnosis and DDX. BASAL CELL ADENOMA: Solid Type: Squamous morules are a clue Squamous Morule 35

Metastatic Basal Cell Carcinoma & Basaloid Squamous Carcinoma: Overtly malignant and patient has clinical history Basal cell carcinoma Basaloid squamous carcinoma BASAL CELL ADENOCARCINOMA Low-grade salivary gland neoplasm 2% of malignant salivary gland tumors Malignant counterpart of basal cell adenoma Parotid gland, rarely in submandibular gland Average age: 60 years (range: 27-92 years) Good prognosis: Local recurrence (35%), infrequent metastatic disease (10%), and low mortality (3%) Complete surgical excision with disease-free margins Basal Cell Adenoma & Adenocarcinoma Immunohistochemistry: Positive for keratin 7, CEA, EMA Positive for myoepithelial markers Nuclear beta-catenin + 36

Basal Cell Adenoma & Adenocarcinoma CTNNB1 mutation 3p21 Beta-Catenin overexpression Present at cell junctions Part of WNT signaling pathway Nuclear Beta-Catenin in Basal Cell Adenoma Jo et al. AJSP 2016;40:1143-1150. Polymorphous Low-Grade Adenocarcinoma Minor salivary glands, esp. palate, where it is more common than adenoid cystic carcinoma Circumscribed unencapsulated subepithelial mass Few myoepithelial cells Diffuse strong S-100 positivity 37

Polymorphous Low-Grade Adenocarcinoma Cytologic features of PLGA: Monomorphic cells Plump oval to fusiform nuclei Fine stippled chromatin Variable architectural patterns including papillary Scant matrix Polymorphous Low-Grade Adenocarcinoma: No specific molecular features identified Polymorphous Low-Grade Adenocarcinoma: Open chromatin and small nucleolus 38

Polymorphous Low-Grade Adenocarcinoma: Varied Patterns Polymorphous Low-Grade Adenocarcinoma Features Favoring PLGA: Palatal lesion Monomorphic basaloid cells Varied architecture Summary Salivary gland cytology is challenging due to many subtypes of tumors with overlapping features The Milan System offers an opportunity for a practical and uniform international reporting system Keys to accurate FNA diagnosis depend upon having an adequate sample and material for ancillary studies (IHC & molecular). 39

Thank You! 40