Implementing Lung Cancer Screening in Federally Qualified Health Centers: Concerns about Resources and Quality

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Implementing Lung Cancer in Federally Qualified Health Centers: Concerns about Resources and Quality CPCRN Tobacco and Lung Cancer Work Group Presented by Robin Vanderpool, DrPH University of Kentucky College of Public Health CDC Cancer Conference August 14, 2017 This presentation was supported by Cooperative Agreement Numbers U48DP005030, U48DP005013, U48DP005014, U48DP005017, U48DP005021, and U48DP005000 from the Centers for Disease Control and Prevention. The findings and conclusions in this presentation are those of the author(s) and do not necessarily represent the official position of the Centers for Disease Control and Prevention.

CPCRN Research Team University of Washington Steven Zeliadt, PhD Case Western Reserve Susan Flocke, PhD Genevieve Birkby, MPH University of Iowa Richard Hoffman, MD, MPH University of Kentucky Robin Vanderpool, DrPH Lindsay Stradtman, MPH University of South Carolina Jan Eberth, PhD University of North Carolina Dan Reuland, MD, MPH Alison Tytell-Brenner, PhD

Background The USPSTF now recommends Low Dose Computed Tomography (LDCT) for lung cancer screening for high-risk smokers = Grade B. 20% Adults aged 55 to 80 with a 30 pack-year smoking history and currently smoke or have quit within the last 15 years.

Background Uptake has been slow = only 5.8% of the target population has been screened for lung cancer. (NHIS, 2015) Cost effectiveness is still uncertain. (Raymakers et al., 2016) In 2016, the Society of Behavioral Medicine highlighted that disparities endemic to lung cancer will remain and may be exacerbated by gaps in implementation of high quality screening among high-risk populations. (Watson et al., 2016) Medically underserved Rural Low socioeconomic status Minority populations LGTBQ community Psychiatric comorbidities

Purpose Challenge: How to implement an effective LDCT lung cancer screening protocol in community practice? Federally Qualified Health Centers (FQHC): Safety net clinics, often located in rural areas, whose underserved populations have a high burden of tobacco use and increased risk for lung cancer. Served 24 million low-income patients in 2015 Tobacco use is 25% higher in FQHCs compared to the general population Purpose: To identify potential barriers faced by FQHCs that impact lung cancer screening access, uptake, and adherence in FQHC populations.

Methods Data was drawn from the 2013 Uniform Data System (UDS). 299 FQHCs (from all 1,202 FQHCs) were sampled based on reported adult tobacco use above the median of all U.S. FQHCs. Median tobacco use: > 26% of adult patients. 258 FQHCs received survey invitations. The Medical Director for each FQHC was sent a link to the online survey via an introductory email and up to 5 reminder emails. Data collection: August 2016 October 2016

Methods The survey assessed: FQHCs current tobacco assessment and assistance practices The degree to which they utilize the electronic health record (EHR) for documentation and tracking, and Their connection to resources to conduct lung cancer screening using LDCT for high-risk patients Geography (urban or rural) and # of adults within the lung cancer screening range (55-74) were extracted from UDS data. Descriptive statistics and chi-square tests for comparisons between FQHCs that reported they were aware of providers offering lung cancer screening vs. FQHCs that reported not offering lung cancer screening The study protocol was reviewed and approved by the Case Western Reserve University Institutional Review Board.

1202 FQHCs in 2013 From UDS 2013 299 Random Sample of FQHCs from upper 50% of smoker prevalence 258 Study Survey Invitations Sent 127 Surveys Received from Unique & Valid Sites N = 41 Excluded from Survey: n = 11 Requested no contact n = 2 FQHC closed n = 28 Unable to contact N = 131 No response n = 3 Opted-out n = 128 No response N = 15 Incomplete Surveys 112 Completed Surveys General Tobacco Use Paper N = 112 Lung CA Paper N = 110 N = 2 Insufficient Responses on Lung CA Items 43% response rate

Results: Respondent Characteristics Respondent Characteristics Role Total n (% yes) Chief Medical Officer 72 (65.5) CEO or COO 19 (17.3) Quality Officer 5 (4.5) Other 14 (12.7) Site Characteristics Total # of sites, Mdn 4.0 % of adults aged 55-74, M (SD) 17.5 (5.1) % of adults using tobacco, M (SD) 39.6 (9.9) Urban, n (% yes) 54 (49.5) Time in position Less than 1 year 21 (19.1) 1-3 years 46 (41.8) More than 3 years 43 (39.1)

Results: Lung Cancer Among respondents, 47 FQHCs (43%) reported that some providers in their system offer lung cancer screening Only 3 clinics reported <10 screenings / month <10 clinics reporting using EHR reminders for providers <5 clinics reported using a patient reminder system for annual adherence to LDCT 42 (38%) reported providers are not currently offering screening 21 (19%) reported they did not know if providers were offering screening

Results Total Providers Offer (n = 47) Providers Do Not Offer (n = 42) Don't Know if is Offered (n = 21) Site Characteristics # of sites, Mdn 4.0 6.0 3.0 4.0.06 % of adults aged 55-74, M (SD) 17.5 (5.1) 17.6 (6.0) 17.3 (4.4) 17.4 (4.7).96 % of adults using tobacco, M (SD) 39.6 (9.9) 39.3 (9.1) 38.9 (10.3) 41.5 (11.2).60 Urban, n (% yes) 54 (49.5) 26 (55.3) 16 (38.1) 12 (57.1).19 p

Results: Resources and Infrastructure to Support Lung Cancer 41% of clinics reported they were aware of a LDCT screening center within 30 miles of their system s main clinic. Although smoking status is assessed by all clinics, only 59 (54%) indicated that pack-year history is routinely documented in the EHR, which is used to determine eligibility for LDCT. Only 29% indicated the data was very accurate Only 51% agreed that their clinical site had adequate access to specialty providers to appropriately manage abnormal findings.

Results: Resources Resources to Support, n (% yes) Total Providers Offer (n = 47) Providers Do Not Offer (n = 42) Don't Know if is Offered (n = 21) LDCT screening center within 30 miles 45 (40.9) 28 (59.6) 12 (28.6) 5 (23.8) <.001 Routinely document pack-year smoking history 59 (53.6) 25 (53.2) 21 (50.0) 13 (61.9).67 Pack-year smoking history accuracy.67 Very accurate 17 (28.8) 7 (28.0) 5 (23.8) 5 (38.5) Somewhat 30 (50.8) 12 (48.0) 13 (61.9) 5 (38.5) Not at all accurate 4 (6.8) 3 (12.0) 0 (0.0) 1 (7.7) Don t know 8 (13.6) 3 (12.0) 3 (14.3) 2 (15.4) > 1 smoking cessation resource that meets patient needs (e.g., referral to Quitline) 81 (73.6) 33 (70.2) 33 (78.6) 15 (71.4).65 p

Results: Barriers to Financial barriers most commonly cited Patient lack of insurance (72%) Challenges with prior authorization (58%) Coverage denials (30%) Patient out-of-pocket costs for follow-up procedures for suspicious screening findings (73%) Transportation was also listed as a major barrier (55%)

Results: Barriers Barriers to Lung Cancer n (% yes) Total Providers Offer (n = 47) Providers Do Not Offer or Don t know if is Offered (n = 63) Lack of insurance coverage 79 (71.8) 33 (70.2) 46 (73.0).75 Prior authorization by health insurance is required 64 (58.2) 27 (57.54) 37 (58.7).89 Transportation challenges for patients 60 (54.5) 28 (59.6) 32 (50.8).36 Difficult to refer certain patient populations 43 (39.1) 17 (36.2) 26 (41.3).59 Coverage denials received 33 (30.0) 18 (38.3) 25 (23.8).10 Services for Non-English speaking patients are limited or unavailable 32 (29.1) 11 (23.4) 21 (33.3).26 Other 21 (19.1) 6 (12.8) 15 (23.8).15 We do not have any barriers to LDCT 7 (6.4) 3 (6.4) 4 (6.3).99 p

Results: Perceptions Lung Cancer Perceptions, n (% Agree or Strongly Agree) Evidence from randomized trials show that lung cancer screening with LDCT scans prevents lung cancer deaths. The benefits of lung cancer screening with LDCT outweigh the potential harms. Total Providers Offer (n = 47) Providers Do Not Offer or Don t know if is Offered (n = 63) 73 (67.0) 40 (85.1) 33 (53.2) <.001 59 (54.1) 36 (76.6) 23 (37.1) <.001 p

Conclusions: Pathways for Disparities We found very low reported use of lung cancer screening by the end of 2016 among FQHC clinic sites with a high proportion of smokers. The patient population served by safety-net clinics currently has limited access to dedicated lung cancer screening programs Many FQHCs lack infrastructure and capacity to document and query variables in the EHR to identify eligible populations, to monitor abnormal findings, and to remind patients of follow-up procedures or annual repeat screening. FQHCs have limited access to specialty providers to manage necessary follow-up care Significant financial burdens to patients

Conclusions FQHCs and other safety-net clinics may need to consider whether expending resources to widely offer lung cancer makes sense. Given that the benefit of screening becomes less certain due to challenges with properly managing abnormal findings, it is important to be cautious. Allocating resources to smoking cessation and prevention efforts may be a more effective strategy for FQHCs to reduce lung cancer burden and harms of tobacco-related illnesses.

Thank you! Robin Vanderpool: robin@kcr.uky.edu Susan Flocke: susan.flocke@case.edu