Predicting Normal Tissue Injury in the Modern era: A Review of QUANTEC

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Predicting Normal Tissue Injury in the Modern era: A Review of QUANTEC Lawrence B. Marks, M.D. University of North Carolina at Chapel Hill, NC

Disclosures Grants: NIH, Lance Armstrong Advisor: Impac (Mosaiq) UNC: Research grant-siemens Recent: Varian: grant, speaker Dept of Defense: grant

Early summary table (Rubin, Cooper, Phillips) TD 5/5 = Max Tolerated Dose 5% rate at within 5 years. TD 50/5 = Max Tolerated Dose 50% rate within in 5 years.

Int J Radiat Oncol Biophys 1991:21;109-122. Task force estimated normal tissue tolerance TD 5/5, TD 50/5 (5% or 50% risk at 5 years) for 1/3, 2/3 and whole organ, using Literature review Task force members own experience... for 26 organs

3D Hope Dose/volume Normal tissue outcome

3D Hope Dose/volume Reality Information overload. Which parameters? DVH limitations Patient/tumor factors Normal tissue outcome Which endpoints? Applicability? Evolving therapies, SRS, IMRT, Hypo fxn

Information overload. Revenge!

No wonder we crave models, figures of merit

Organs Included Brain: Yaakov Lawrence Brainstem: Charles Mayo Optic Nerve: Charles Mayo Ear: Niranjan Bhandare Cord: John Kirkpatrick Salivary Glands: Joe Deasy Larynx/Pharynx: Avi Eisbruch Lung: Larry Marks Heart: Giovanna Gagliardi Esophagus: Maria Werner-Wasik Liver: Charlie Pan Kidney: Laura Dawson Bowel: Charlie Pan Rectum: Jeff Michalski Bladder: Akila Viswanathan Penile Bulb: Mack Roach

Organ specific QUANTEC articles Significance Clinically relevant endpoints Anatomic definitions Segmentation challenges Systematic review of literature dose/volume/outcome Patient-related risk factors Data modeling Model caveats Recommended Dosevolume constraints and models Future studies Recommended toxicity scoring system Objective: MDs, physicists, statistician Clinically relevant: pneumonitis vs CT or PFT

Comparison of Emami vs QUANTEC Emami et al QUANTEC Number of organs 26 16 3D data available Minimal More/Moderate (18 year interval) Format dose/volume limits Uniform TD 5/5, 50/5 for 1/3, 2/3, 3/3 Non-uniform Endpoints Specific Specific Expert Opinion Moderate Less

Examples from Quantec

Mean dose response of pneumonitis (Andy Jackson and others) Patients treated for NSCLC Data from 9 institutions, 10 separate studies 1,167 patients with 222 cases of pneumonitis Grade 3 RTOG ~ Grade 2 SWOG (requiring steroids) accepted grade 1 definition if few grade 1 cases

Probability of pneum Pneumonitis, mean dose response - whole lung 1.0 0.9 0.8 0.7 0.6 0.5 0.4 0.3 MSKCC (10/78) Duke (39/201) Michigan (17/109) MD Anderson (~49?/223) NKI (17/106) WU (52/219) Martel et al. (9/42) Oeztel et al. (10/66) Rancati et al. (7/55) Kim et al. (12/68) logistic fit 0.2 0.1 0.0 0 10 20 30 Mean dose (Gy) Objective data review: Jackson, Deasy, Martel, Bentzen 1,167 pts NSCLCa, 9 centers

Quantec Lung: Figure by Jessica Hubbs

Yaakov Lawrence Single Fraction Radiosurgery Brain (1)

Brain (2) Long Term Side Effects α/β = 3Gy Yaakov Lawrence

Brain (2) Long Term Side Effects ~36 x 2Gy qd α/β = 3Gy Yaakov Lawrence

Brain (3) Long Term Side Effects Yaakov Lawrence

Brain (4) Long Term Side Effects Yaakov Lawrence

Brain (4) Long Term Side Effects ~50 x 1.25Gy bid α/β = 3Gy Yaakov Lawrence

Mayo et al, Optic Nerve

Incidence of SNHL at Mean dose response for SNHL at 4 khz 1.0 0.9 0.8 0.7 Chen et al. Oh et al. Honore et al. Pan et al. Kwong et al. 0.6 0.5 0.4 0.3 0.2 0.1 0.0 0 20 40 60 80 Niranjan Bhandare et al, Ear Mean cochlea dose (Gy)

Rectum Threshold DVHs 100 80 60 40 69 Gy : 25% 3 Gy /f r Dose-volume limits with LQ corrected doses (a/b = 3 Gy) 66 Gy : 14% 66.2-70.2Gy : 11% 75.6 Gy : 19% 66 Gy : 33% 70-76 Gy : 9% Jackson 70.2 Jackson 75.6 Akimoto Wachter Koper Cozarrino Zapatero 70-75.6 Gy: 7% Huang Hartford 75.6 Gy: 34% Grade 1 Fi orino Boersma 20 70.2 Gy : 6% 74-78 Gy : 23% 70-78 Gy : 3%Grade 3 0 10 20 30 40 50 60 70 80 90 Andy Jackson LQ equivalent dose in 2 Gy fractions (Gy)

Rectum Threshold DVHs 100 80 60 40 69 Gy : 25% 3 Gy /f r Dose-volume limits with LQ corrected doses (a/b = 3 Gy) 66 Gy : 14% Thicker Lines Higher Complication Rates 66.2-70.2Gy : 11% 75.6 Gy : 19% 66 Gy : 33% 70-76 Gy : 9% Jackson 70.2 Jackson 75.6 Akimoto Wachter Koper Cozarrino Zapatero 70-75.6 Gy: 7% Huang Hartford 75.6 Gy: 34% Grade 1 Fi orino Boersma 20 70.2 Gy : 6% 74-78 Gy : 23% 70-78 Gy : 3%Grade 3 0 10 20 30 40 50 60 70 80 90 Andy Jackson LQ equivalent dose in 2 Gy fractions (Gy)

Rectum Threshold DVHs 100 80 60 40 69 Gy : 25% 3 Gy /f r Dose-volume limits with LQ corrected doses (a/b = 3 Gy) 66 Gy : 14% Thicker Lines Higher Complication Rates 66.2-70.2Gy : 11% 75.6 Gy : 19% 66 Gy : 33% 70-76 Gy : 9% Jackson 70.2 Jackson 75.6 Akimoto Wachter Koper Cozarrino Zapatero 70-75.6 Gy: 7% Huang Hartford 75.6 Gy: 34% Grade 1 Fi orino Boersma 20 Color: Prescription Doses 70.2 Gy : 6% 74-78 Gy : 23% 70-78 Gy : 3%Grade 3 0 10 20 30 40 50 60 70 80 90 Andy Jackson LQ equivalent dose in 2 Gy fractions (Gy)

Rectum Threshold DVHs 100 80 60 40 20 0 69 Gy : 25% 3 Gy /f r Dose-volume limits with LQ corrected doses (a/b = 3 Gy) 66 Gy : 14% 66.2-70.2Gy : 11% Color: Prescription Doses 75.6 Gy : 19% 70.2 Gy : 6% 66 Gy : 33% 70-76 Gy : 9% 70-78 Gy : 3%Grade 3 10 20 30 40 50 60 70 80 90 Andy Jackson Thicker Lines Higher Complication Rates LQ equivalent dose in 2 Gy fractions (Gy) Jackson 70.2 Jackson 75.6 Akimoto Wachter Koper Cozarrino Zapatero 70-75.6 Gy: 7% Huang Hartford 75.6 Gy: 34% Grade 1 Fi orino Boersma Converge: High Dose Range 74-78 Gy : 23%

45 40 35 30 25 Physical Dose Equivalent Dose B,60 B K,154 A, 20 A A, 8 A A. Quilty (9) B. Duncan (10) C. Yu (11) D. Corcoran (12) E. Marcial (13) F. Pointon (14) G. Goodman (15) H. Duncan 2 (16) I. Rodel (94) J. Scholten (23) K. Mangar (17) L. Mameghan (95) M. Perdona (96) 20 A,58 A H, 889 H 15 D, 34 D 10 G, 62 G A, 24 A M M,121 5 I, 186 F,24 L E, 96 F L,330 E C,309 0 J, 123 J 30 35 40 45 50 55 60 65 70 Dose (Gy) Bladder: Yorkee and Viswanathan

Deasy et al, Parotid Salivary Glands

Penile Bulb (Roach, Nam)

QUANTEC: Adult Focused Guidelines may apply lung heart bowel kidney liver Missing growth neurocognitive endocrine cancer induction

Data in children from Matthew Krasin, St Jude

Quantec: Mostly conventional fractionation Some hypo-fractionation brain lung liver

Context/Limitations Data is NOT great!!! Incomplete (16 vs 26 organs); e.g. small bowel Clinically useful, MD s MD s want it made simple Be careful, recognize uncertainties

% Volume at Dose x 3D dose distribution Discard spatial, anatomic, physiologic data V20 20 Gy Cumulative DVH Extract unambiguous data Single Point: e.g. V20 Global: e.g. mean dose Compute modelbased NTCP estimates

Exportability DVH- Based Models Applicability IMRT vs. 3D SRS Model limitations Fractionation Anatomy

Exportability? Michigan (mets) vs. Fudan/Guangxi (primary liver tumors) See letter to editor Nov 2006 from U Mich Xu et al. IJROBP 65:193, 2006; Fudan University, Shanghai, Cancer Hospital, Guangxi Medical University, Nanning, China

Pneumonitis, mean dose response - whole lung 1.0 0.9 0.8 0.7 0.6 0.5 0.4 0.3 MSKCC (10/78) Duke (39/201) Michigan (17/109) MD Anderson (~49?/223) NKI (17/106) WU (52/219) Martel et al. (9/42) Oeztel et al. (10/66) Rancati et al. (7/55) Kim et al. (12/68) logistic fit 0.2 0.1 0.0 0 10 20 30 Mean dose (Gy)

17/109 with MLD >20 70% x 17 = 12 patients 92/109 with MLD < 20 10% x 92 = 9 patients Kong, U Mich, IJROBP 2006

Ignores Anatomy/Physiology

Marks IJROBP 34:1168, 1996

Esophagus contours: variable area (volume)

Superior Inferior

Univariate and Multivariate Analyses CT esophageal contours 3D metrics Anatomic correction corrected 3D metrics Outcome RTOG acute & late toxicity

Toxicity = f (Dosimetric Parameters) p-values V 50 V 50 Uncorrected Corrected Acute grade 2 0.008 0.005 Acute grade 3 0.05 0.003 Late grade 1 0.14 0.08 Adapted from Kahn et al. 2004 (Duke)

Organ interactions

Heart + 50% lung 50% lung Proton RT in Rats: Resp Rate = f (lung and heart RT) Heart + 50% lung 50% lung Luijk Ca Res 65:6509, 2005

Neighborhood Effects

Shower Bath Rat Proton Cord RT ED 50 (Gy) to shower No bath (control): 88 (dose in peak) 4 Gy bath, both sides 61 4 Gy bath, one side 69 18 Gy bath, both sides 31 Wide shower, 8 mm No bath effect Serial vs. parallel Less well defined Migration of stem cells Cytokine/neighborhood effects Vascular Bisl et al. IJROBP 64:1204-1210, 2006

What I really worry about Missing the tumor; Unrealistic fears Blocking chiasm for GBM Large palliative fields work!! (fast, cheep) Generation of fear, slaves to DVH s There was RT pre DVH s Complication = death? Usually not Grade 1 pneumonitis, rectal bleeding Don t take data too seriously (models) Chemo, fraction size

More conservative approach Field Margins Physically or biologically necessary margin Too fancy: marginal miss Certainty of Gross Anatomy

Prostate: Too Fancy? Method Margins (mm) Biochemical Disease Free Survival (5yrs) P- Value Implanted Seeds for Localization (N = 25) No Implanted Seeds (N =213) 3-5 58% 6-10 91% 0.02 Engels, IJROBP 74:388, 2009 UNC

Too Fancy? Orbital Lymphoma Method Local Control Grade 2 Toxicity GTV + Margin (12) 67% 25% Whole Orbit (12) 100% 33% From Pfeffer et al., IJROBP 2004 UNC

Used to lump them together: 1.5-2.0 cm margins routinely Gross Tumor Volume (GTV) Microscopic Spread + + Internal Motion + Set-up Errors Clinical Target Volume (CTV) Internal Target Volume (ITV) Planning Target Volume (PTV)- treated volume

Addressing physical uncertainties unmasked biological ignorance Imaging- CT, PET biologic uncertainties Respiratory gating Gross Tumor Volume (GTV) Microscopic Spread + + Internal Motion + Set-up Errors Clinical Target Volume (CTV) On board imaging Internal Target Volume (ITV) Planning Target Volume (PTV)- treated volume

Old fashioned ways to reduce toxicity Positioning Neck Decubital Reducing skin folds Barium in bowel Careful team work Keep it simple!!, use time wisely Applicable in Modern Era!

QUANTEC Each Organ-Specific Paper: Needed research, challenges End of the issue: Vision Papers True dose Imaging Research ideas Biomarkers Data Sharing Lessons of Quantec

Summary Since Emami More 3D dosimetry--> toxicity data DVH-based predictions sub-optimal (physiology) Quantec incomplete; Emami still relevant Is the prior data still applicable? 3D beams --> IMRT Chemo- moving target BID RT Challenges for normal tissue injury studies Over-Reliance on technology to reduce morbidity (e.g. IMRT, OBI, CBCT)

Acknowledgments David Fried, Liyi Xie, Janet Bailey, Micheal Lawrence, Jessica Hubbs, Jiho Nam, Mert Saynack, John Kirkpatrick Quantec Steering Committee: Joe Deasy, Soren Bentzen, Randy Ten Haken, Ellen Yorke, Andy Jackson, Sandy Constine, Avi Eisbruch, David Morris Emami et al, Rubin, Cooper, Phillips, et al ASTRO, AAPM; Authors, Reviewers

Our quest for better dose distributions Complex solutions; e.g. IMRT Workload increased Safety concerns