Predictive markers for treatment with Immune checkpoint inhibitors - PD-L1 et al -

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Predictive markers for treatment with Immune checkpoint inhibitors - PD-L1 et al - Lukas Bubendorf Pathology Improved overall survival as a result of combination therapy Predictive biomarkers for the treatment with immune checkpoint inhibitors (ICI) IHC DNA IHC/DNA Mikrobioma Sharma & Ellison, Cell 2015 Nishino et al, Nat Rev Clin Oncol 2017 The cancer immunity cycle Immune-checkpoint molecules regulating anti-tumor immune response Anti- PD-L1 Atezolizumab Avelumab Durvalumab Anti- PD1 Pembrolizumab Nivolumab Chen, Cell 2013 Nishino et al, Nat Rev Clin Oncol 2017 1

PD-L1 immunohistochemistry - The candidate predictive marker - TC IC Kerr et al, J Thorac Oncol 2015; 10:985 The dilemma of predictive PD-L1 IHC 5 drugs, each with its own PD-L1 IHC assay Drug Antibody Platform TC IC Nivolumab 28-8 clone Dako + Pembrolizumab 22C3 clone Dako + Oncogenic driver mutations Predictive Markers: Results - + Atezolizumab SP142 clone Ventana + + Durvalumab SP263 clone Ventana + Avelumab 73-10 clone Dako + 5 antibodies 2 immunostainer platforms Different cut-offs (<1%, 5%, 10%, 25%, 50%) Different scoring: Tumor cells +/- Immune cells PD-L1 expression positive: arbitrary cut-off 1, 5, 10 25% ROC 50 % Overview of Approved PD-L1 Diagnostics for NSCLC (early 2018) Nivolumab: BMS 1 Pembrolizumab: Merck2 Atezolizumab: Roche3 PD-L1 IHC Examples from daily practice Ab Clone 28-8 SP263 22C3 SP263 SP142 Diagnostic Partner Dako 4 Ventana5 Dako 6 Ventana 5 Ventana7 Instrument Autostainer Link 48 BenchMark series Autostainer Link 48 BenchMark series BenchMark ULTRA Cell Type Scored TC & IC TC TC Diagnostic Complementary Companion Complementary Status Current IVD PD-L1 All patients are eligible 2L: 1% All patients are eligible Threshold 1L: 50% Approval Status NSQ NSCLC NSQ NSCLC NSCLC 1& 2L NSCLC 1& 2L NSCLC 2L EU NSQ NSCLC NA NSCLC 1 & 2L NA NSCLC 2L US Garon EB et al, NEJM 2015 TC >50% TC <50% 2

PD-L1 IHC Examples from daily practice TC <1%; IC >10% Blueprint 1 PD L1 IHC comparison study Mean Tumor Proportion Score (TPS) and Immune Cell Proportion Score (ICPS) Blueprint 1 PD L1 IHC comparison study Mean Tumor Proportion Score (TPS) and Immune Cell Proportion Score (ICPS) PD L1 expression on tumor cells PD-L1 expression on immune cells Each dot represents the mean score of 3 pathologists Conclusion 1: 3 assays showed similar staining characteristics for PD L1 staining on tumor cells, but SP142 comparatively showed less tumor cells stained Each dot represents the mean score of 3 pathologists Conclusion 2: All four assays showed immune cell staining, but with greater variability than tumor cell staining. Courtesy of Ming Tsao Journal of Thoracic Oncology Vol. 12 No. 2: 208 222 Courtesy of Ming Tsao Journal of Thoracic Oncology Vol. 12 No. 2: 208 222 Blueprint 2 PD L1 IHC comparison study Real world samples 25 PD L1 trained pathologists 5 assays Comparability among five assays on tumor cell staining Blueprint 2 PD L1 IHC comparison study Real world samples 25 PD L1 trained pathologists 5 assays CASE 59 H & E 22C3 28 8 73 10 SP142 SP263 Each circle represents the mean of all scores (glass slide & digital combined) Tsao et al. JTO 2018 Courtesy of Ming Tsao Tsao et al. JTO 2018 3

22C3 Assay 28-8 Assay ( gold standard ) SP 263 Assay (Ventana/) LDTs (concentrated Ab) E1L3N SP142 22C3 28-8 SP263 Automated immunostainers DAKO Link 48 Ventana Benchmark Ultra Leica Bond PD-L1 TC Immunohistochmistry Cell block vs. histology Publication n Assay Platform Concordance TPS 50% Skov BG 86 28-8pharmDx 22C3pharmDx ASL48 (Dako) 90% 94% Heymann J 23 22C3pharmDx BM U (Ventana) 91% Russel E 41 E1L3N LDT ASL48 (Dako) 84% (same site) Ilie M 70 22C3 LDTs ASL48 (Dako) BM U (Ventana) 96% Noll B 38 22C3pharmDx ASL48 (Dako) 89% SP263 Assay is interchangeable with DAKO 22C3 & 28-8 Assays Skov & Skov, Appl Immunohistochem Mol Moprhol 2017;25:452 Heymann JJ et al, CCP 2017 Noll B et al CCP 2018 Ilie M et al CCP 2018 Russel-Goldman E et al CCP 2018 PD L1 IHC on cell block 2018 TPS <1 H&E SP263 TPS 100 Retrospective PD L1 on PAP stained cytology & matched Bx 22C3 pharmadx on Dako ASL48 Same protocol for PAP stained cytology and FFPE CB and Bx Concordance TPS 50%: PAP vs biopsy: 100% (37/37; 19 with TPS 50) CB vs biopsy: 89% (34/38; 14 with TPS 50) Developing a protocol for PD-L1 IHC on ethanol-fixed smears/cytospins (LDT) Papanicolaou stained specimens Leica Bond Z16.1080 Ethanol-fixed Cytology previously Pap stained Leica Bond Concentrated Antibody (SP142) Control material SP142 LDT E1L3N LDT Karpas 229 Placenta Touch preps FFPE Ventana Benchmark Cytology Histology comparison SP142 LDT E1L3N LDT 4

PD-L1 on ethanol-fixed smears/cytospins (SP142 Ventana, on Leica Bond; LDT) Shoe box effect Diffuse staining ( cytoplasmic ) Membranous & diffuse BioPath for prospective PD-L1 tracking Prospective PD-L1 testing Nov 2017 Mar 2018 3 pilot centers, results Nov. 2017- Mar 2018 University Hospital Basel (n= 142) Swiss average (n= 276) PAP- cytology (n=46) SP142 LDT Biopsy (n=65) SP263 Kit Overall Overall 30% 26% 40% 38% 30% 35% PD-L1 50% 23% (n=33) 26% (n=73) 30% (n=14) 26% (n=17) University Hospital Basel (n= 111) Reporting Predictive biomarkers for the treatment with immune checkpoint inhibitors (ICI) Result of immunohistochemistry: PD-L1 (antibody clone/assay/vendor): Tumor cells: 30% Immune cells: <1% Categories TC: <1%, 1% (=1-4%), 5% (=5-9%), 5% steps to 50%, then10% steps IC: <1%, 1% (=1-4%), 5% (=5-9%), 10% (10-19%) then 10% steps IHC Mikrobioma DNA IHC/DNA Nishino et al, Nat Rev Clin Oncol 2017 5

Tumor mutational burden across tumor types Mutational burden the concept Checkpoint inhibitors are most efficient in tumors with high mutation load (i.e. melanoma & lung cancer Many mutations many neo-antigens Antigen recognition by immune system Enhanced efficacy of immune checkpoint inhibitors Lawrence MS et al, Nature 2013 Tumor mutational burden and response to immunotherapy NSCLC Bladder cancer Melanoma 100 PFS stratification by TMB & PD-L1 expression CheckMate 026 TMB Analysis: Nivolumab in First-line NSCLC Nivolumab Arm 100 Chemotherapy Arm >100 mutations (n=17) 75 High TMB, 75 100 mutations (n=8) PFS (%) 50 50 Low/medium TMB, High TMB, PD-L1 1 49% Low/medium 25 25 TMB, Low/medium TMB, PD-L1 1 49% PD-L1 1 49% High TMB, High TMB, Low/medium TMB, 0 0 PD-L1 1 49% 0 3 6 9 12 15 18 21 24 0 3 6 9 12 15 18 21 Months Months Rizvi NA et al, Science 2015 2016 Rosenberg JE et al, Lancet 2016 Snyder A et al, N Engl J Med 2014 Not yet standard of care more data needed Manufacturers are working on appropriate NGS Panels (comprehensive genomic profiling, CGP) Carbone D et al, New Engl J Med 2017 Phase III Nivolumab & Ipilimumab (high-mutational burden) Irrespective of PD-L1 IHC Neoadjuvant PD-1 blockade in resectable lung cancer (pilote study, 20 patients) TMB predictive irrespective of PD-L1 IHC Pre-op biopsies Hellmann MD et et al, New Engl J Med 2018, April 16 Forde PM et et al, New Engl J Med 2018, April 16 6

abstr e14529 ThermoFisher Ion Torrent Sequencing Platform FFPE material PCR based target panel 409 known cancer genes 20ng input DNA Only available as outsource service (FDA cleared) Requirement: 100 ng Current Market Leaders Which one is better? They are almost equally good Test can be done in house LTD (IVD on going?) Requirement: 20 ng Only available as outsource service (FDA cleared) Requirement: 100 ng Courtesy of Dr. Luca Quagliata TML Panel Mutation Count C TMB with the Oncomine Tumor Mutation Load Assay Can we predict clinical benefit for I/O? NSCLC Basel tests with Clinical Samples In Silico Normalized:TMB_vs_Clinical_Benefit TMB vs Clinical Benefit 25 %1.0 20 Microsatellite instability (mismatch repair gene deficiency) 86 pts, 12 tumor types Objective response: 53% Complete response: 21% Pembrolizumab (PD-1 Inhibitor) Responder Non-Responder Sample Count 14 17 D Melanoma In Silico TML Panel Mutation Count Mutations / Mb 15 10 5 %0.5 Responder Non-Responder Sample Count 27 37 0 No Clinical Benefit Clinical Benefit %0.0 Low (n=11) Mid (n=17) High (n=13) No Clinical Benefit Clinical Benefit FDA approval of Pembrolizumab for MMR deficient solid cancers Courtesy of Dr. Luca Quagliata N= 12 019 solid tumors Li DT et al, Science 2017 Predictive biomarkers for the treatment with immune checkpoint inhibitors (ICI) Nov IHC DNA IHC/DNA Mikrobioma Nishino et al, Nat Rev Clin Oncol 2017 Akkermansia muciniphila 7

Conclusions PD L1 IHC testing is reality. Role of the immune environment remains to be analyzed. Tumour mutational burden is entering routine practice. Mismatch repair deficiency (high TMB). Predictive testing also in an adjuvant and neoadjuvant setting May 2017 Free download Spasenija Savic Tatjana Vlajnic Bruno Grilli Julien Rebetez Michelle Herzog Luca Quagliata Philip Jermann Michel Bihl Sacha Rothschild Michael Tamm 8