CRC and Endoscopy. Objectives. Background

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CRC and Endoscopy Darren Ballard, MD Assistant Professor Gastroenterology/Hepatology Medical College of Wisconsin Objectives Review background demographics and pathways for colon cancer Review colorectal cancer screening and post-polypectomy surveillance guidelines Review endoscopic technique for removal of large colon polyps Review colonic stenting Background 4th most common cancer in men and women in the US 10% of all newly diagnosed cancers Estimated 134,000 new cases in 2016 2nd leading cause of cancer death in men and women in the US Estimated 49,000 deaths in 2016 M>F incidence and mortality African Americans incidence and mortality Multifactorial etiology Age, genetics and environment

Background CRC etiology Age incidence with age Most frequently diagnosed age 65 to 74 Median age of diagnosis 68 y/o Background CRC etiology Environmental numerous causative and protective factors Probably causative Possibly causative Probably protective High fat and low fiber diet Alcohol consumption ASA, NSAIDs, Cox-2 inhibitors Carotene-rich foods Red meat consumption Cigarette smoking Calcium Possibly protective High fiber diet Diabetes Hormone replacement therapy Vitamins C, D, E Environmental carcinogens Low BMI Yellow-green cruciferous vegetables Heterocyclic amines Physical activity Low dietary selenium Background CRC etiology Genetics - Numerous genes involved Gene Chromosome Frequency of CRC with gene alterations (%) Gene class Function of gene product K-ras 12 50 Proto-oncogene Encodes nucleotide binding protein in intracellular signaling Regulates ß-catenin which activates WnT signaling pathway APC 5 70 Tumor suppressor DCC 18 70 Tumor suppressor Caspase substrate in apoptosis SMAD4 18? Tumor suppressor Transcriptase factor in TGF-ß signaling, regulator of WAF1 promotor TP53 17 75 Tumor suppressor Transcription factor, regulates apoptosis, gene expression and DNA repair MSH2, MSH6, MLH1 2,3 15 DNA mismatch repair Maintains fidelity of DNA replication TGF-ß1 RII 3 10 Tumor suppressor Receptor for TGF-ß signaling pathway

Background Pathways to CRC Classic pathway - adenoma/carcinoma sequence Multi-hit hypothesis Background Pathways to CRC FA P Sporadic CRC MAP Microsatellite Stable (MSS) Adenoma Microsatellite Instability (MSI) Sessile Serrated Polyp Microsatellite Instability (MSI) BRAF mutation MLH1 methylation (CIMP) Lynch Syndrome Target population Asymptomatic adults aged 50 and older at average risk for developing colorectal cancer No known family history of known genetic disorders that predispose to a high lifetime risk of CRC (ie. Lynch syndrome, FAP etc) No personal history of IBD No previous adenomatous polyp(s) No previous CRC

Approximately 1/3 of eligible adults in the US have never been screened for CRC Continued emphasis on increasing the overall number of patients screened US Preventative Services Task Force Updated screening guidelines released June 2016 (JAMA) Updated guidelines provide a menu of options they are no longer presented in any ranked or preferred order If patients given more choices for screening (and allowed to choose themselves), utilization of CRC screening across the board may improve US Preventative Services Task Force June 2016 Conclusions Convincing evidence that screening for CRC with several different methods can accurately detect early stage colorectal cancer and adenomatous polyps High certainty that the net benefit of screening for CRC in adults 50 to 75 y/o is substantial Moderate certainty that the net benefit of screening for CRC in adults 76 to 85 y/o who have been previously screened is small Adults in this age group who have never been screened are more likely to benefit No benefit of CRC screening in adults 86 y/o or older Recommend CRC screening options in updated USPSTF guidelines Stool based testing Guaiac FOBT Fecal immunochemistry (FIT) FIT-DNA Direct visualization tests Colonoscopy CT colonography Flexible sigmoidoscopy Flexible sigmoidoscopy + FIT

Stool based testing Guaiac-based fecal occult blood tests (gfobt) Identifies heme in stool Need to avoid certain foods prior to testing for 3 days Red meat, vegetables such as cucumber, cauliflower, horseradish, vitamin C, citrus fruits Reduces colorectal cancer deaths in multiple RCTs Sensitivity from 62-79%, specificity 87-96% depending on product used Frequency: every year Stool based testing Fecal immunochemical tests (FIT) Identify intact human hemoglobin in stool No dietary restrictions prior to testing Increased sensitivity compared with gfobt of 73-88%; specificity 91-95% Frequency: every year Stool based testing Stool DNA testing (FIT-DNA) Cologuard Combines FIT with testing for altered DNA biomarkers in cells shed into the stool Includes 2 DNA methylation markers (NDRG4 and BMP3) and 7 DNA mutation markers ( all KRAS) Increased sensitivity compared with FIT but somewhat decreased specificity For CRC: sensitivity 92%, specificity 84% For precancerous lesions (advanced adenomas and sessile serrated polyps measuring 1 cm: sensitivity 42% Frequency: every 1 to 3 years

Direct visualization tests Flexible sigmoidoscopy Multiple RCTs with reduction in CRC mortality Pooled meta-analysis showed reduction of CRC related mortality of 27% after 11-12 years 9-14 fewer CRC deaths per 100,000 person years Frequency: every 5 years Direct visualization tests Flexible sigmoidoscopy + FIT Further reduction in CRC mortality rate with addition of FIT to flex sig Hazard ratio 0.62 compared to 0.84 for flex sig only Frequency: flex sig every 10 years with FIT yearly Direct visualization tests CT colonography Evidence for effectiveness limited; data from studies evaluating the test characteristics Estimated sensitivity of detecting adenomas 1 cm is 67-94%, specificity 86-98% High burden of incidental extra-colonic findings: 40-70% of exams, of which 5-37% require further follow-up, and about. 3% require definitive treatment Frequency: every 5 years +

Direct visualization tests Colonoscopy Indirect evidence from flex sig studies on mortality Prospective cohort study showing lower CRC mortality (Nurses Health Study) Reduced distal and proximal CRC mortality with HR 0.18 and 0.47 respectively Large case control study from Germany of colonoscopy vs no colonoscopy Incidence odds ratio at 5-9 years 0.26 and at 10-19 years 0.28 Multiple RCTs are in progress (US CONFIRM, Spanish COLONPREV, Swedish SCREESCO trials) Frequency: every 10 years Serology tests Single approved test by the FDA - Epi procolon Detects circulating methylated Septin 9 DNA in serum Low sensitivity of 48% for detecting CRC Not included in screening guidelines Summary of USPSTF recommendations Screening test Recommended screening interval Stool based tests gfobt FIT FIT-DNA Every year Every year Every 1-3 years Direct visualization tests Colonoscopy Every 10 years CT colonography Every 5 years Flexible sigmoidoscopy Flexible sigmoidoscopy with FIT Every 5 years Flex sig every 10 years plus FIT every year

Post polypectomy surveillance Numerous societies have put forth surveillance guidelines US Multi-Society Task Force on Colorectal Cancer guidelines (2012) Includes individuals from the American Gastroenterological Association, American College of Gastroenterology, and the American Society for Gastrointestinal Endoscopy Surveillance intervals are based on baseline colonoscopy findings and subsequent colonoscopy findings presence of low and high risk findings Low risk findings Hyperplastic polyps 1-2 tubular adenomas < 10 mm in diameter High risk findings Tubular adenoma 10 mm 3 tubular adenomas Adenomas with villous histology Adenomas with high grade dysplasia Post polypectomy surveillance 2012 Multi-Society Task Force Guidelines HP and TA Baseline Colonoscopy: most advanced finding(s) Recommended surveillance interval (years) Quality of evidence supporting the recommendation No polyps 10 Moderate Small (<10 mm) hyperplastic polyps in rectum or sigmoid 10 Moderate Low risk adenomas 1-2 small (<10 mm) tubular adenomas 5-10 Moderate 3-10 tubular adenomas 3 Moderate >10 adenomas <3 Moderate 1 tubular adenoma 10 mm without dysplasia 3 High 1 villous adenomas 3 Moderate Adenoma with high grade dysplasia 3 Moderate High risk adenomas Colon cancer surveillance Serrated lesions Includes hyperplastic polyps, sessile serrated adenomas/polyps and traditional serrated adenomas Thought to be precursors of CPG island methylator pathway (CIMP) of CRC Have high frequency of BRAF mutation, up to 50% microsatellite unstable Characteristics WHO classification Prevalence Shape Distribution Malignant Potential Hyperplastic polyp Very common Sessile/flat Mostly distal Very low Sessile serrated polyp/adenoma No dysplasia Dysplastic Common Sessile/flat 80% proximal Traditional serrated adenoma Uncommon Sessile or pedunculated Mostly distal Low Significant Significant

Colon cancer surveillance Serrated lesions Difficult to detect at colonoscopy Similar color as surrounding mucosa Indiscrete edges Often flat Often adherent mucous layer/cap Colon cancer surveillance 2012 Multi-Society Task Force Guidelines serrated lesions Generally treated as adenoma equivalents Baseline Colonoscopy: most advanced finding(s) Recommended surveillance interval (years) Quality of evidence supporting the recommendation Sessile serrated polyp(s) <10 mm without dysplasia 5 Low Sessile serrated polyp(s) 10 mm 3 Low Sessile serrated polyp with dysplasia 3 Traditional serrated adenoma 3 Low Serrated polyposis syndrome 1 Moderate Low Many experts suggest that all proximal serrated lesions (including HP) 10 mm be considered SSPs due to high rate of inter-observer variation Colon cancer surveillance When are the surveillance intervals for subsequent colonoscopies after the initial follow up exam? Baseline colonoscopy 1st surveillance colonoscopy Interval for 2nd surveillance (years) Low risk adenoma High risk adenoma 3 Low risk adenoma 5 No adenoma 10 years High risk adenoma 3 Low risk adenoma 5 No adenoma 5 High risk adenoma

/surveillance Familial CRC 25-30% of CRC patients have a family history of CRC with at least relative with CRC 2-3 fold above baseline Higher risk if young relatives with CRC: 3-6 fold risk of CRC if One 1st degree relative < 45 y/o with CRC Two 2nd degree relatives <45 y/o with CRC However, increased risk of CRC not limited only to those with relatives with young onset CRC Meta-analysis >2 fold risk of CRC if relative diagnosed with CRC after age 50-60 -> Need to start screening/surveillance sooner and more frequently /surveillance When to screen in patients with family history of CRC? CRC or HRA < 60 y/o in 1st degree relative or CRC any age in multiple 1st/2nd degree relatives Start at age 40 or 10 years before youngest affected relative Repeat every 5 years or sooner based on findings CRC or HRA 60 y/o in 1st degree or multiple 1st/2nd degree relatives Start at age 40 Use appropriate average risk guidelines for surveillance /surveillance When should screening/surveillance stop? USPSTF conclusion on screening No benefit of CRC screening in adults 86 y/o or older Moderate certainty that the net benefit of screening for CRC in adults 76 to 85 y/o who have been previously screened is small Adults in this age group who have never been screened are more likely to benefit Multi-Society Task Force on surveillance Decision to continue surveillance past age 75 should be individualized Based on assessment of benefit, risk and patient comorbidities

/surveillance When should colonoscopy be repeated if initial prep is poor? Poor prep defined as inability to adequately detect lesions >5 mm Generally should repeat within 1 year When should colonoscopy be repeated if initial prep is fair? Fair prep defined as adequate to detect lesions > 5 mm If any small adenomas (<10 mm) detected, should repeat in no more than 5 years Colon cancer surveillance When should patients have surveillance after colon cancer? Perioperative clearing colonoscopy - prior to surgical resection or within 3-6 post-op if obstructive CRC First surveillance colonoscopy 1 year post-op or 1 year after clearing exam Next surveillance colonoscopies 3 later and then every 5 years thereafter Can be modified based on exam findings, i.e. high risk adenomas or lesions When should patients have surveillance after rectal cancer? Increased risk of local recurrence in patients who had Surgery without total mesorectal excision, trans-anal local excision, endoscopic submucosal dissection and those with locally advanced rectal cancer who didn t receive neoadjuvant chemotherapy Flex sig or EUS every 3-6 months for first 2-3 years after surgery Hereditary genetic syndromes can lead to increased risk of colon cancer 3-6% of all CRC is associated with highly penetrant GI cancer syndromes GI cancer syndromes have 40-100% lifetime CRC risk Includes Lynch, FAP, attenuated FAP, MAP, Peutz-Jaghers, Juvenile Polyposis -> Start screening early and more frequently

Lynch syndrome Also called HNPCC hereditary non-polyposis colorectal cancer Most common hereditary CRC 2-4% of all CRC and endometrial cancer Autosomal dominant inheritance Germline mutation in mismatch repair (MMR) genes These correct single base mismatches and insertion/deletion loops that occur during replication MSH2, MLH1, MSH6, PMS2, EpCAM genes Mismatch repair system If defective mutations at simple repetitive sequences (microsatellites) found in DNA Nucleotide Mismatch T CTA Normal MMR TCGAC AGCTG Microsatellite stable (MSS) C Microsatellite Instability (MSI) AGCTG Defective MMR T T C A C TCTAC AGCTG AGATG Lynch syndrome Lifetime CRC risk 50-80% Avg age dx 44-61 y/o Adeno-carcinoma sequence fast in Lynch syndrome Polyp to cancer time approx. 35 months 10-15 yrs in sporadic CRC Majority cases related to MSH2 and MLH1 mutations 80% of cases MSH6 mutations 10% PMS2 mutations 6% Epithelial cell adhesion molecule (EPCAM) 1-3% of cases Commercial testing available for all 5 genes CRC is usually right sided

Lynch syndrome Various mutations confer different lifetime colon cancer risks Mutation Risk of colon cancer Men Women MLH1 58-65% 50-53% MSH2 54-63% 39-68% MSH6 36-69% 18-30% PMS2 20% 15% Lynch syndrome High rate of extra-colonic cancers Site of cancer Rate of cancer Endometrial 40-60% Gastric 11-19% Urinary tract 1-25% Ovary 4-20% Hepatobiliary 2-7% Pancreas 3-4% CNS (glioblastoma) 1-5% Sebaceous neoplasms 1-9% Small bowel 1-4% Lynch syndrome Adenomas are the precursor lesion for CRC in Lynch syndrome Adenoma-carcinoma sequence is accelerated -> therefore colonoscopy is the basis of screening/surveillance Start early and screen frequently Goal is to detect polyps/crc at an earlier stage in those undergoing screening

Lynch syndrome CRC screening/surveillance Colonoscopy at age 20-25 y/o Repeat every 1-2 years If family member diagnosed with CRC <25 y/o -> colonoscopy 2-5 years earlier than age of diagnosis Extra-colonic screening Uterine/ovarian Pelvic exam with endometrial sampling and transvaginal US age 30-35 then annually Prophylactic TAH-BSO age 40-45, consider sooner if child bearing completed Gastric cancer EGD age 30-35 then every 2-3 years Urinary tract Urinalysis age 30-35 then annually Familial adenomatous polyposis (FAP) 2nd most common CRC syndrome 1/10,000-13,000 births 1% of all CRC related to FAP Usually presents in early adolescence Avg age onset 16, range 8-34 Inevitable CRC if left untreated Avg age of CRC diagnosis 39 y/o, 95% with CRC by 50 y/o FAP Develop hundreds to thousands of adenomas in the colon

Attenuated FAP Less severe form Lower polyp burden avg 30 adenomas (range 0-100) 70% lifetime risk of CRC Usually develops later than in classic FAP avg age diagnosis CRC 55 y/o FAP/AFAP Autosomal dominant with 80-100% penetrance Germline mutations in the APC gene Encodes tumor suppressor gene and results in faulty protein Mutations identified in 80-90% of FAP, 10-30% of AFAP Genotype-phenotype correlation for colonic polyposis Central APC gene mutations -> FAP Proximal or distal APC gene mutations -> AFAP FAP/AFAP High rate of extra-colonic malignancies FAP AFAP Type of cancer Incidence Type of cancer Incidence Colorectal 100% Colorectal 70% Duodenal/ Periampullary 4-12% Duodenal/ Periampullary 4-12% Desmoid 10% Thyroid 1-2% Pancreatic 2% Thyroid 1-2% Liver (hepatoblastoma) 1-2% Gastric <1% CNS (meduloblastoma) <1%

FAP/AFAP Early diagnosis/screening essential Again start early and often Screening with colonoscopy can decrease CRC incidence from 35-65% -> 3-5% and delay CRC development by 15 years 1/3 of patients with AFAP can be managed long term with colonoscopy and polypectomy CRC screening recommendations Starting age Interval FAP 10-12 y/o Every 1-2 years, yearly once adenomas detected AFAP 18 y/o Every 1-2 years FAP/AFAP Extra-colonic screening Duodenal/gastric cancer EGD and side viewing scope at age 18-25 or onset of colonic polyposis repeat every 1-3 years based on endoscopic findings Thyroid cancer Thyroid US and clinical thyroid exam starting late teens Repeat annually Other genetic syndrome MutYH associated polyposis (MAP) Colonoscopy in mid 20 s, repeat every 1-2 years Peutz-Jeghers Colonoscopy in late teens, repeat every 2-3 years Juvenile polyposis Colonoscopy at age 15, repeat every 1-3 years

Serrated polyposis syndrome (SPS) WHO criteria need 1 criteria to diagnose 5 or more serrated polyps proximal to the sigmoid colon, with at least 2 polyps 1 cm in size At least 1 serrated polyp proximal to the sigmoid colon in a patient with a 1st degree relative with serrated polyposis 20 or more cumulative serrated polyps (includes hyperplastic polyps) of any size throughout the colon When to screen in SPS? No standardized guidelines yet, but most experts recommend Start earlier (unclear how early) and repeat every 1-2 years Consider NBI or chromoendoscopy Large colon polyps Generally defined as polyps 2 cm in size Appropriate patient selection required Low risk of invasive cancer Size and location of the polyp amenable to endoscopic removal Features suggestive of invasive cancer in large polyp Friability, induration, ulceration Central depression Firm consistency, poor lifting Smooth, velvety surface vs those with a nodular/granular appearance Large colon polyps 2 main techniques generally used Snare polypectomy Endoscopic mucosal resection (EMR)

Large colon polyps Snare polypectomy Most pedunculated polyps can be easily removed with snare cautery resection Can use submucosal injection to lift depending on the size, i.e > 2 cm Large colon polyps Endoscopic mucosal resection Used for large flat and sessile polyps Clearly define the borders both white light and NBI evaluation Large colon polyps Endoscopic mucosal resection Initially raise/lift the polyp with submucosal injection Saline gets rapidly absorbed Tissue expander such as hydroxyethyl starch (Voluven), hyaluronic acid, dextrose solutions Can add dilute epinephrine to decreased the risk of bleeding Add methylene blue to help highlight resection margins

Large colon polyps Endoscopic mucosal resection Snare cautery removal of the polyp Depending on size can be done en bloc (usually <1.5 cm) but piecemeal resection usually required for larger polyps Start at one margin and work to the other side Avoid leaving polyp tissue between the removed pieces increases the rate of recurrence If small amount of residual polyp left, APC can be used to ablate Place tattoo adjacent to the site to facilitate future identification Large colon polyps Endoscopic mucosal resection Large colon polyps Endoscopic mucosal resection Complications Bleeding, can be both intra or post-procedural 2 to 10% depending on the study Risk factors Intra-procedural Polyp size (>2 cm), villous or tubulovillous histology, procedure performed at low volume center (<75 large polyp resections) Post-procedural Right sided polyp, cautery current not controlled by a microprocessor, presence of intra-procedural bleeding Perforation 0 to 1% Generally requires surgery, sometimes can be closed with clips

Large colon polyps Endoscopic mucosal resection Preventing risk of bleeding after resection Epinephrine injection at polypectomy site Placement of hemoclips across stalk if pedunculated or across the resection site if flat/sessile Need to be careful not to deploy clip within the mucosal defect Colonic stenting Colonic self expandable metal stents (SEMS) 2 main indications Palliation of advanced disease i.e non-operable patients 75% patients can achieve adequate palliation of symptoms Preoperative decompression Can convert a surgery from emergency two step procedure requiring a colostomy into an elective 1 step procedure Studies have shown this approach to be more effective and less costly overall Can also be used to allow completion colonoscopy to examine the remainder of the colon prior to surgical resection Can be performed in patients with partial or complete obstruction (without signs of toxicity) Colonic stenting Technique Patients generally prepped with enemas Mass attempted to be passed with the scope If successful the length of the lesion is measured If unable to traverse the mass Guidewire is advanced across the stricture under fluoroscopic guidance Length can then be measured using contrast injection and/or a balloon

Colonic stenting Technique Stent deployed over through the scope over the wire under both endoscopic and fluoroscopic guidance Try to place stent so that at least 2 cm of the stent is proximal and distal to the mass After stent deployed a waist in the stent will be seen and usually a gush of stool comes through the stent Occasionally if long mass/stricture, multiple stents are required Colonic stenting Complications Perforation - <5%, can be immediate or delayed Tends to occur more commonly in the distal colon due to sharp angulations and redundant colon Rates higher if patient on bevacizumab about 15% Stent migration about 10% Risk factors include benign strictures, extrinsic compression from other abdominal/pelvic masses, dilation of the stricture, smaller caliber stent, use of covered stents, post-stenting radiation therapy Bleeding usually minor and related to friability and irritation of the tumor from the stent Abdominal pain usually transient and mild lasting a few days Overall about 5% of patients will not achieve adequate decompression from colonic stenting Colonic stenting Diet recommendations after stent placement Need to maintain soft stool consistency to avoid fecal/stool impaction in the stent Low residue diet Avoid high fiber diet Use of regular laxatives such as miralax

Objectives Review background demographics and pathways for colon cancer Review colorectal cancer screening and post-polypectomy surveillance guidelines Review endoscopic technique for removal of large colon polyps Review colonic stenting Thank you