Managing Fatigue in the Workplace

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Managing Fatigue in the Workplace Lora Cavuoto, PhD Assistant Professor Industrial and Systems Engineering University at Buffalo loracavu@buffalo.edu February 17, 2016 4 th Annual CROSH Conference FATIGUE: What is the Impact on Worker Health and Safety?

Objectives 2 2 How do we define fatigue in ergo & safety? What is known related to the impacts of fatigue? How do we measure or quantify fatigue? What methods are available monitoring fatigue? What general strategies are available for fatigue management and mitigation? What research questions are we working to address?

Source: Marcus Yung, U. Waterloo Dissertation, 2015 Fatigue 3 3

Fatigue the process by which capacity and motivation to perform the task at hand are degraded as a function of time on task and workload with factors such as sleep loss and circadian desynchrony recognizes as phenomena that interact with, and exacerbate, fatigue effects. Balkin et al. 2011

Fatigue is a process that results in the impairment of wellbeing, capacity, comfort or performance as a result of [work] activity. Source: Fatigue Workshop, U. Waterloo, 2012

Effects of Fatigue 6 6

Effects of Fatigue: Comfort 7 7 Source: https://www.ccohs.ca/oshanswers/prevention/ppe/foot_com.html

Effects of Fatigue: Safety 8 8 No Injury Injury

Effects of Fatigue: Safety 9 9 Source: https://www.ccohs.ca/oshanswers/prevention

Fatigue in Mining 10 10 Source: http://www.miningglobal.com/tech/1497/how-technology-can-effectively-manage-and-improve-fatigue-in-mining

11 Fatigue in Mining: CAT Products (I) 11

12 Fatigue in Mining: CAT Products (II) 12

Fatigue in Healthcare: 13 13 Mixed Reviews Threats to patient safety are the end result of complex causes such as faulty equipment; system design; and the interplay of human factors, including fatigue, limitations on memory, and distraction. The way to improve safety is to learn about causes of error and use this knowledge to design systems of care so as to prevent error when possible, to make visible those errors that do occur (so they can be intercepted), and to mitigate the harm done -Institute of Medicine, Crossing the Quality Chasm: A New Health System for the 21 st Century, 10(p.78)

Fatigue in Healthcare: 14 14 Mixed Reviews (Positive Outlook) Source: http://www.reuters.com/article/us-health-surgery-tired-surgeons-iduskcn0qv2ep20150826

Fatigue in Transportation 15 15 It is estimated that 75-90% of all traffic crashes are due to inattentiveness and fatigue/sleep

Objectives 16 16 How do we define fatigue in ergo & safety? What is known related to the impacts of fatigue? How do we measure or quantify fatigue? What methods are available monitoring fatigue? What general strategies are available for fatigue management and mitigation? What research questions are we working to address?

17 17 SAFTE Model

Work-related Risk Factors 18 18 Shift length Co-varies with time awake Longer time spent on work tasks Workplace safety incidents 27% higher after 12 hr and 13% higher after 10 hr compared to 8 hr on shift (Folkard and Lombardi) Drivers reported greater fatigue and showed poorer driving as the length of the shift increased (Sagaspe et al.)

Work-related Factors 19 19 Shift scheduling Most people s bodies adjust very little to a changed circadian regime imposed by shift work (Williamson & Friswell, 2013) Shift rotation Overall little evidence on effects of speed of rotation (Driscoll et al.) For 8 hr shifts, forward shift rotations were associated with better sleep, fatigue and performance (Williamson & Friswell, 2013) Evidence is not strong for either permanent night shift or rotating shifts and better research is clearly needed (Williamson & Friswell, 2013)

Work-specific Risk Factors 20 20 Physical Heavy physical work Forceful movement Static work posture Awkward postures Prolonged duration Insufficient rest/recovery Psychosocial Intensified workload Time pressure Monotonous work Low job control Limited social support Job dissatisfaction Personal Age Gender Personality Fitness level Experience Fatigue development is task dependent

21 Interaction of Workload & Sleep 21 Impact on arousal, attention and other cognitive resources Simple tasks (e.g., reaction time tasks) most commonly show fatigue effects, particularly if undemanding, monotonous, repetitive EEG drowsiness increased with slow paced work and the outcome was dependent on prior sleep restriction (Sallinen et al.) Sustained performance susceptible to performance decline over time Hectic work and physically strenuous work predicted sleep difficulties and tiredness (Akerstedt et al.) Limitations of previous research Little research outside the laboratory, more field-based studies are needed Little research on trait differences in physiological basis of task-related effects

An Aging Canadian Workforce 22 22

Aging: Physiological Changes 23 23 AGING Muscle fiber shift intramuscular fat Inflammation & oxidative stress Fear of movement Joint pain Physical activity Energy intake Dietary insufficiencies Insulin resistance Skeletal muscle fiber size & number Muscle density, quality Intramuscular fat SARCOPENIA MOBILITY DISABILITY & FUNCTIONAL IMPAIRMENT Source: Vincent et al., Ageing Research Reviews, 2012 Muscle strength & power

Age-Related Differences 24 24

Source: Wang et al., The Lancet, 2011 25 Obesity Trends Among Canadian Adults 25

Source: Romero-Corral et al., Chest, 2010 Obesity & Sleep Disruption 26 26

Source: http://www.phac-aspc.gc.ca/ and https://www.lung.ca/lung-health/lung-disease/sleep-apnea Prevalence of Sleep Apnea 27 27 ~5% of the Canadian population 1 in 4 Canadian adults is at high risk of obstructive sleep apnea based on 3+ risk factors: Loud snoring Regular feeling of tiredness or sleepiness during the daytime Observed stoppage of breathing during sleep High blood pressure BMI > 35 kg/m 2 Aged > 50 years Male

Source: Cavuoto and Maikala, European Journal of Applied Physiology, 2015 Obesity & Physical Fatigue 28 28 Overall ~60% longer endurance for non-obese (p = 0.0015) Load Lifted (kg) 40 35 30 25 20 15 10 5 0 Non-obese Obese * Non-obese Obese p value Peak VO 2 1.77 (0.25) 1.66 (0.24) 0.33 Peak Heart Rate Peak Whole Body RPE 156 (12) 160 (22) 0.60 16.7 (2.2) 14.8 (3.3) 0.15

Accentuating the Effects of Aging & 29 Obesity 29 Lack of exercise / poor health Prolonged immobilizations from injuries Co-morbidities: Metabolic dysfunction Neuropathies Arthritis Sleep disturbance Medication use Alcoholism Cigarette smoking These factors can influence fatigue and endurance

Objectives 30 30 How do we define fatigue in ergo & safety? What is known related to the impacts of fatigue? How do we measure or quantify fatigue? What methods are available monitoring fatigue? What general strategies are available for fatigue management and mitigation? What research questions are we working to address?

Source: www.espn.com Trends in Athletics 31 31

Source: www.catapult.com 32 32

What are we trying to monitor? 33 33 Assessing sleep Polysomnography gold standard, but impractical for field application Actigraphy Assessing workload Task dependent Test battery vs. continuous measurement

Source: Fatigue Science Actigraphy 34 34

Source: Bohm et al., JAMA Surgery, 2001 and Burton et al., Experimental Brain Research, 2010 Physiological Indicators 35 35 Heart rate Increases in HR associated with physical fatigue Decreased variability associated with mental fatigue EMG Changes in frequency, RMS, and amplitude Strength reduction Tremor Pupillary response: pupil dilation indicates fatigue Blink rate

Source: Stern et al., Human Factors, 1994 Physiological Indicators 36 36

Physical Indicators 37 37 Reaction time Decreased indicates fatigue, using a psychomotor vigilance task Performance measures Errors, time to complete a task, etc. Force variability Subjective assessment of perceived fatigue Questionnaires and fatigue scales Ratings of discomfort Visual analog scale

Source: Marcus Yung, U. Waterloo Dissertation, 2015

No single measure will be sufficient to capture all aspects of fatigue

Source: McCormick et al., JAMA Surgery, 2012 Fatigue Prediction 40 40

Source: Australian Government Civil Aviation Safety Authority, 2014 Fatigue Prediction 41 41 Biomathematical Fatigue Models

Source: Australian Government Civil Aviation Safety Authority, 2014 Fatigue Prediction 42 42 Biomathematical Fatigue Models

What these models miss 43 43 Individual fatigue prediction Physical and mental workload incorporation Other psychosocial stressors

Objectives 44 44 How do we define fatigue in ergo & safety? What is known related to the impacts of fatigue? How do we measure or quantify fatigue? What methods are available monitoring fatigue? What general strategies are available for fatigue management and mitigation? What research questions are we working to address?

Fatigue management is more than just time on duty standards Source: www.tc.gc.ca Fatigue Risk Management 45 45

Obvious countermeasures to fatigue, like rest and sleep, will not be feasible in many workplaces What options remain?

Source: Williamson and Friswell, Fatigue: Biomedicine, Health & Behavior, 2013 Hierarchy of Controls 47 47

Reducing Task-Induced Fatigue 48 48 through improved ergonomics Forces Moments Performance Requirements Metabolic Level Information Duration Speed Demands Strength Tissue Tolerance Aerobic Capacity Motivation Training Health Capacity Maintain Demands < Capacity

Fatigue Detection Technologies 49 49 Fitness-for-duty tests Continuous operator monitoring Real-time observation and analysis of operator behavior and/or physiology E.g., eye closure, head position, brain wave Performance-based monitoring Monitor tasks E.g., lane tracking, vehicle speed

Source: Dawson et al., Sleep Medicine Reviews, 2014 Fitness-for-Duty 50 50 Unlikely to interfere with the work task Only gauge fatigue at time of testing and not during shifts No evidence whether these tests can predict subsequent fatigue Might need to do periodic re-testing Research needed on how far in advance fail scores can predict the likelihood of fatigue-related accidents

Source: www.seeingmachines.com 51 Continuous Operator Monitoring 51

Source: www.icmm.com, Balkin et al., Accident Analysis and Prevention, 2011 52 52 Performance-Based Monitoring Embedded within the actual task Directly measure behaviors critical to job performance and safety Higher potential for acceptability of these devices among workers, as the focus is on the task rather than the employee

Guidelines for Technology Selection 53 53 Capable of measuring fatigue and performance in real time Valid: measuring a fatigue sensitive behavior Reliable: doing this consistently, as employees and managers may come to depend on it Sensitive: predicting unacceptable fatigue levels, minimizing missed events Detect signs of fatigue that precede fatigue-related incidents so that countermeasures can be put in place Specific: minimizing false alarms Generalizable: to all users by accounting for individual differences Practical

Source: Dawson et al., Sleep Medicine Reviews, 2014 Words of caution with these technologies there is currently little systematic evidence regarding their scientific reliability or validity or how they contribute to the effectiveness of an FRMS detection technology cannot prevent fatigue from occurring or mitigate it

55 Worker Selection and Education 55 Collected data can inform more individualized rostering practices and be used within education programs promoting sleep hygiene Example Countermeasures Pre-employment assessment of sleep disorders and other health conditions Information on hazards that increase fatigue risk and sleep hygiene Few evaluation studies on effectiveness of these countermeasures

Contact Information: Lora Cavuoto, PhD Assistant Professor University at Buffalo (716) 645-4696 loracavu@buffalo.edu https://sites.google.com/site/loracavuoto/