Disclosures. Molecular Cytopathology. Update on Molecular Testing of Cytology Specimens: Beyond the Cell Block. Molecular Cytopathology Solid Tumor

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Update on Molecular Testing of Cytology Specimens: Beyond the Cell Block Disclosures None relevant to this talks Dara L. Aisner, M.D., Ph.D. Assistant Professor Co-Director, Colorado Molecular Correlates Laboratory Other (>12 months) AstraZeneca Clovis Oncology Oxford Oncology Molecular Cytopathology Growing recognition of the role of combining cytopathology sampling and diagnostic approach with molecular analysis Cytopathology has always been a pioneering force cardinal examples: HPV testing FISH analysis of tumor imprints for sarcoma UroVysion testing for bladder cancer Molecular Cytopathology Solid Tumor Very high growth of molecular testing in the area of solid tumor Applications in cytopathology are increasing in a parallel fashion 1

Tumor Types Commonly Tested Tumor Type NSCLC Thyroid Melanoma GIST CRC Many others Molecular Targets EGFR ALK ROS1 ERBB2 (HER2) Others RET RAS family others others KIT KRAS NRAS The Cell Block In many cases, molecular testing has been validated on cell block preparations Most analogous to surgical pathology specimens Pros: Validation based on similarity to SP specimens Cons: Variability in preparation methods Variability in implementation Can be paucicellular FFPE damage/artifacts Beyond the Cell Block Based on cell block limitations PLUS Availability of Smears / Touch Prep / LBC Numerous groups have worked to validate molecular testing on non-cell block cytopathology preparations Advantages Cell blocks (FFPE) Ease of acquisition Ease of validation Easy to get serial sections Direct smears/touch prep Immediate assessment for tumor adequacy High quality nucleic acid Whole cells= whole nuclei (higher nucleic acid yield) Liquid-based prep Standardized processing with optimal preservation of nucleic acids High quality nucleic acid Ease of use Whole cells= whole nuclei (higher nucleic acid yield) Disadvantages Lack of immediate assessment May have low cellularity Degradation of nucleic acid due to formalin fixation Partial nuclei in standard 4-5 μm sections (lower DNA yield) More difficult to validate Requires technical support and skill to prepare smears May need to sacrifice slide (medicolegal issues) More difficult to validate Lack of immediate assessment Inability to assess presence/ quantify tumor in tested sample Variable preservative capacity of liquid preparations requires validation for every type 2

Cytology Smears / TP & Molecular Testing Numerous studies have demonstrated suitablity of smears for various molecular platforms Availability depends on local/regional validation If you need testing performed on a smear / TP sample: Numerous laboratories have validated these approaches Details vary need to check! Impending regulatory changes may present obstacles to these innovative approaches Smears/TP and Molecular Testing Often requires de-coverslipping Highly cellular, tumor rich specimen - scrape whole slide - can preserve some cells for archive Specimen needing tumor enrichment - Cell lift/transfer techniques - Microdissection Upfront knowledge - Smear/TP slides not cover-slipped Medicolegal considerations FISH & Smears / TP FISH & Smears / TP TP has been a specimen acquisition method for FISH (e.g. sarcoma assays) Applications to smears ongoing As new assays become available, validation on TP/smears increase access Cancer Cytopathol 2013 JASC Cancer Cytopathol 2014 2014 2000 JASC 3

Smears/TP: Other Evolutions Cell-transfer techniques Smears/TP: Other Evolutions Liquid based cytology testing Multi-color assays J Thorac Oncol 2014 Courtesy of Marileila Varella-Garcia Cytology & Next Generation Sequencing Slides used for smears: FF: Fully frosted FT: Frosted tip (non frosted) PC: Positively charged Cancer, 2014 Cancer Cytopathology 4

Patient with known EGFR mutation, now with progressing lesions Chest wall mass; FNA on site EGFR T790M patient eligible for 3 rd line EGFR TKI No need to schedule IR procedure Gastroenterology 5

Summary Cytopathology specimens are a critical component of molecular testing for patients Expansion of testing to cytopathology specimens requires individualized validation Results in increased patient access to testing Cell blocks work fine but smears/tp are better! Thank You CMOCO Laboratory Thoracic Oncology Team Department of Pathology University of Colorado Cancer Center Colorado Center for Personalized Medicine Marileila Varella Garcia Wilbur Franklin Dan Merrick Sinchita Roy Chowdhury Our patients! 6