Policy Specific Section: April 14, 1970 June 28, 2013

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Medical Policy Bariatric Surgery Type: Medical Necessity and Investigational / Experimental Policy Specific Section: Surgery Original Policy Date: Effective Date: April 14, 1970 June 28, 2013 Definitions of Decision Determinations Click here to view the appendix for this policy and for the definitions of Medical Necessity and Experimental or Investigational. Description Bariatric surgery is performed for the treatment of morbid obesity (also known clinically as severe obesity). Morbid obesity is defined as a body mass index (BMI) greater than 40.0 kg/m 2. Alternatively, bariatric surgery may also be performed for a BMI greater than 35 kg/m 2 with associated complications including, but not limited to, diabetes, hypertension, coronary artery disease, or obstructive sleep apnea (National Institute of Health, 1991). Bariatric surgery falls into two general categories: Gastric restrictive procedures which create a small gastric pouch resulting in weight loss by producing early satiety and thus decreasing dietary intake Malabsorptive procedures which limit the absorption of calories and nutrients by altering the way food moves through the intestinal tract Some bariatric procedures may include both a restrictive and a malabsorptive procedure. Policy Bariatric Surgical Consultation

A bariatric surgical consultation is considered medically necessary for patients with a body mass index (BMI) >/= 40.0 kg/m 2 or a BMI >/= 35.0 kg/m 2 and < 40.0 kg/m 2 with at least one significant obesity-related disease complication which has failed to be controlled with medical management. Bariatric Surgical Procedures The following bariatric surgical procedures are considered medically necessary when meeting the criteria listed below: Open or Laparoscopic Gastric Restrictive Procedures with a Roux-en-Y Gastric Bypass up to 150.0 cm Vertical Banded Gastroplasty Laparoscopic Adjustable Gastric Banding (LAGB) (e.g., LAP-BAND, REALIZE ) Biliopancreatic Diversion with Duodenal Switch (BPD/DS) for patients with a BMI >/= 50.0 kg/m 2 Sleeve Gastrectomy The above bariatric surgical procedures are considered medically necessary as a treatment of morbid obesity when all of the following criteria are met: Body Mass Index Adults (>/= 18 years of age) (one of the following) BMI >/= 40.0 kg/m 2 * BMI >/= 35.0 kg/m 2 * and <40.0kg/m 2 * with at least one significant obesityrelated disease complication which has failed to be controlled with medical management including, but not limited to: Type 2 Diabetes Mellitus Hypertension Coronary Artery Disease Obstructive Sleep Apnea Adolescents (< 18 years of age) (one of the following) BMI > 40.0 kg/m 2 * with at least one significant obesity-related disease complication which has failed to be controlled with medical management including, but not limited to: Type 2 Diabetes Mellitus Hypertension Heart disease Obstructive Sleep Apnea BMI >/= 50.0 kg/m 2 with less severe obesity-related complications Continued obesity despite trials of weight loss through lifestyle changes, diet modification and exercise evidenced by all of the following: 2 of 5

Documentation of prior weight loss attempts without successful long-term reduction Documentation of active participation in a non-surgical weight reduction program supervised by a registered dietician, healthcare provider (e.g., physician, nurse practitioner), or an organized weight reduction program (e.g., Weight Watchers, Jenny Craig ), for at least six consecutive months occurring within the last 18 months prior to the request for bariatric surgery Monthly documentation of all of the following weight reduction program components: Weight Dietary regimen, which may include medical nutrition therapy (e.g., MediFast and OptiFast ) or a recognized commercial diet-based weight loss program (e.g., Weight Watchers, Jenny Craig, etc) Physical exercise unless medically contraindicated Behavior modification or behavioral health interventions Bariatric surgical consultation and recommendation by a trained and experienced bariatric surgeon associated with an institution that supports a comprehensive bariatric surgery program, which includes all of the following: Psychological evaluation and clearance for bariatric surgery Nutritional evaluation Long-term monitoring and follow-up post surgery Note: A physician s summary letter is not sufficient documentation of active patient participation in a non-surgical weight reduction program. Documentation must include medical records and/or diet or weight-loss logs, and assessment of the patient s progress throughout the programs course. *BMI >/= 50.0 kg/m 2 for Biliopancreatic Diversion with Duodenal Switch (BPD/DS). The following bariatric surgery procedures are considered investigational for the treatment of clinically severe obesity: Mini-Gastric Bypass (Gastric bypass using a Billroth II type of anastomosis) Biliopancreatic diversion (BPD) without duodenal switch Long-limb gastric bypass (i.e., > 150 cm) Endoscopic procedures (e.g., insertion of the EndoGastric StomaphyX device) to remedy large gastric stoma or large gastric pouches Reoperation and Repeat Bariatric Surgery Revision surgery is considered medically necessary to address perioperative or late complications of a bariatric procedure. These include, but are not limited to: Staple-line failure Obstruction Stricture 3 of 5

Non-absorption resulting in hypoglycemia or malnutrition Weight loss of 20% or more below ideal body weight Revision of a primary bariatric procedure that has failed due to dilation of the gastric pouch (documented by upper gastrointestinal examination or endoscopy) is considered medically necessary when all of the following are met: The initial procedure was successful in inducing weight loss prior to pouch dilation The patient has been compliant with a prescribed nutrition and exercise program The patient still meets BMI criteria for bariatric surgery Note: When sleeve gastrectomy is authorized as the first step of a planned staged procedure, the second bariatric procedure is considered medically necessary. Policy Guideline BMI Calculations BMI is calculated by dividing a patient's weight (in kilograms) by height (in meters) squared. BMI = weight (kg) / height (m 2 ) OR [weight (lb) / height (in) 2 ] x 703 To convert pounds to kilograms, multiply pounds by 0.45 To convert inches to meters, multiply inches by 0.0254 BMI calculator: *www.nhlbisupport.com/bmi/ Laparoscopic Adjustable Gastric Banding Adjustments Lap banding adjustments required during the first 90 days after surgery are included in the global fee for code 43770 and not billable under the lap band adjustment code, S2083. Routine evaluation and management (E/M) services associated with S2083 are not separately billable. Note: There is no specific CPT code for mini-gastric bypass. CPT codes 43659, 43843, and 43999 may be used to describe bariatric surgical procedures that are not otherwise described by other codes. These procedures are not covered, when used to report any of the bariatric surgical procedures indicated as experimental, investigational, or unproven. Documentation Required for Clinical Review Initial Bariatric Surgical Requests: History and physical including prior weight loss attempts and responses, and comorbidities* (see below) Description of non-surgical weight-reduction program (e.g., physician supervised, organized weight-reduction program, or combination), initial weight, duration, and end weight 4 of 5

Description of exercise program and duration or medical contraindication to an exercise program (if applicable) Monthly documentation of weight, dietary regimen, physical exercise, and behavior modification/behavior health interventions for six consecutive months occurring within the last 18 months prior to the request for bariatric surgery (e.g., medical records, and/or diet or weight-loss logs) Nutritional consultation Weight over the past six months Psychological consultation, that includes that patient has been cleared for surgery Medical doctor (MD) order for surgery that includes current height, weight, and body mass index (BMI), surgery requested and recommendation Comorbidities* (when BMI >/= 35.0 kg/m² and <40.0 kg/m²): If diagnosed with coronary artery disease: Submit documentation from cardiologist that includes all previous and current treatments, as well as, member s current status If diagnosed with diabetes: Submit documentation from primary care provideror endocrinologist that includes all previous and current treatments, as well as,type of diabetes If diagnosed with hypertension: Submit documentation from primary careprovider that includes all previous and current treatments, as well as, member scurrent status If diagnosed with obstructive sleep apnea: Submit official sleep study report interpreted by a sleep disorders specialist MD or Doctor of Osteopathic (DO)medicine and documentation of all conservative therapies attempted with duration and outcomes Reoperation and Repeat Bariatric Surgical Requests: History and physical or consultation notes including: prior surgery and complications(if applicable), indication for surgery, and treatment plan Post-surgical weight loss history (including pre-and post-surgical BMI), nutrition and exercise compliance Operative report(s) (if applicable) Diagnostic radiology, endoscopy or contrast study reports (if applicable) The materials provided to you are guidelines used by this plan to authorize, modify, or deny care for persons with similar illness or conditions. Specific care and treatment may vary depending on individual need and the benefits covered under your contract. These Policies are subject to change as new information becomes available. 5 of 5