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AD Award Number: W81XWH-15-1-0155 TITLE: Novel Listeria Vectors Secreting Gut Flora-Altering Agents to Prevent Colon Cancer and Treat Colitis PRINCIPAL INVESTIGATOR: Tyler Curiel CONTRACTING ORGANIZATION: University of Texas health Science Center at San Antonio San Antonio, TX 78229 REPORT DATE: September 2016 TYPE OF REPORT: Annual PREPARED FOR: U.S. Army Medical Research and Materiel Command Fort Detrick, Maryland 21702-5012 DISTRIBUTION STATEMENT: Approved for Public Release; Distribution Unlimited The views, opinions and/or findings contained in this report are those of the author(s) and should not be construed as an official Department of the Army position, policy or decision unless so designated by other documentation.

REPORT DOCUMENTATION PAGE Form Approved OMB No. 0704-0188 Public reporting burden for this collection of information is estimated to average 1 hour per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing this collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden to Department of Defense, Washington Headquarters Services, Directorate for Information Operations and Reports (0704-0188), 1215 Jefferson Davis Highway, Suite 1204, Arlington, VA 22202-4302. Respondents should be aware that notwithstanding any other provision of law, no person shall be subject to any penalty for failing to comply with a collection of information if it does not display a currently valid OMB control number. PLEASE DO NOT RETURN YOUR FORM TO THE ABOVE ADDRESS. 1. REPORT DATE September 2016 4. TITLE AND SUBTITLE 2. REPORT TYPE Annual Progress 3. DATES COVERED Aug 15,2015 - Aug 14, 2016 5a. CONTRACT NUMBER cancer Novel Listeria and treat Vectors colitis Secreting Gut Flora-Altering Agents to Prevent Colon Cancer and Treat Colitis 5b. GRANT NUMBER W81XWH-15-1-0155 5c. PROGRAM ELEMENT NUMBER 6. AUTHOR(S) 5d. PROJECT NUMBER Tyler Curiel Peter Dube E-Mail: curielt@uthscsa.edu 7. PERFORMING ORGANIZATION NAME(S) AND ADDRESS(ES) University of Texas health Science Center at San Antonio 7979 Floyd Curl Drive San Antonio, TX 78229 5e. TASK NUMBER 5f. WORK UNIT NUMBER 8. PERFORMING ORGANIZATION REPORT NUMBER 9. SPONSORING / MONITORING AGENCY NAME(S) AND ADDRESS(ES) 10. SPONSOR/MONITOR S ACRONYM(S) U.S. Army Medical Research and Materiel Command Fort Detrick, Maryland 21702-5012 11. SPONSOR/MONITOR S REPORT NUMBER(S) 12. DISTRIBUTION / AVAILABILITY STATEMENT Approved for Public Release; Distribution Unlimited 13. SUPPLEMENTARY NOTES 14. ABSTRACT In the prior period we obtained needed IACUC and biosafety approvals, and developed the backbone Listeria vector needed to produce the B7-H1 scfv and B7-H1-expressing Listeria vectors for follow up work. We demonstrated the significance of host B7-H1 in preventing/mitigating colitis and also colon cancer, suggesting that a B7-H1-expressing vector could be useful for clinical uses in colitis and cancer prevention. We generating a full PD-L1 KO cell line using CRISPR to optimize library screening for anti-b7-h1 scfv. We collected useful data on immune and signaling events in colon during DSS-induced colitis to guide studies of colon tissue explants. 15. SUBJECT TERMS 16. SECURITY CLASSIFICATION OF: 17. LIMITATION OF ABSTRACT a. REPORT Unclassified b. ABSTRACT Unclassified c. THIS PAGE Unclassified Unclassified 18. NUMBER OF PAGES 19a. NAME OF RESPONSIBLE PERSON USAMRMC 19b. TELEPHONE NUMBER (include area code) Standard Form 298 (Rev. 8-98) Prescribed by ANSI Std. Z39.18

Table of contents Introduction 1-2 Keywords 2 Accomplishments 2-4 Impact 4 Changes/problems 4-5 Products 5 Participants and other collaborating organizations 5-6 Special reporting requirements 6 Appendices None Among known factors contributing to cancer, advancing age is the leading risk 1. Colorectal cancer (herein colon cancer for simplicity) is a top-three cancer killer in the USA, and its risk rises with age. SEER data (http://seer.cancer.gov/statfacts/html/colorect.html) show that peak colorectal cancer incidence in the USA is at 65-84 years of age. The significant age risk for colorectal cancer is extensively validated in the USA and worldwide in industrial countries (reviewed in 2,3). Few studies have addressed specific mechanisms underlying this age-specific increased risk. Further, treatments for advanced-stage colon cancers are toxic and poorly-tolerated by the aged hosts most at risk. If we could understand age-associated factors contributing to increasing colon cancer risk, we could develop strategies to reduce its age-associated increased incidence, and develop effective, age-specific therapies. Work proposed here to prevent increased colon cancer risk with age by reducing age-related gut dysbiosis could lead to effective prevention strategies that will reduce societal, financial and personal costs of colon cancer. Further, much work here relates to age-related cancer in general. Thus, findings could also apply to risks for developing other ageassociated cancers, representing the majority of cancers. Finally, inflammatory bowel disease also arises through gut dysbiosis and thus concepts and strategies identified here could help prevent or treat inflammatory bowel disease, which confers a specific risk for colon cancer. This proposal addresses the PRMRP research topic areas of colorectal cancer and Listeria vaccines for cancer, and addresses the PRMRP focus area of gaps in cancer prevention. The proposal objectives are to: 1) generate recombinant Listeria bacteria that alter colon epithelium B7-H1 expression, ii) test the capacity of these bacteria to reduce gut dysbiosis and iii) test the capacity of these bacteria to mitigate age-related colitis and related colon cancer risk. Effects will be tested in both young and aged mice in well-established models of colitis and related colon cancer. Immune, metabolic, metagenomic and signaling data will identify mechanisms of reduced colitis and colon cancer. We will validate effects in fresh human colon epithelium biopsy explants ex vivo. Our overarching hypothesis is that we can control age-related gut dysbiosis and risk for colorectal cancer by therapeutic reduction of colon epithelial B7-H1 signaling. We will use validated and safe Listeria bacterial vectors that readily infect colon epithelium to reduce B7-H1 through secreted anti-b7-h1 scfv. Rationale. It is well established that disturbances in gut flora (dysbiosis) contribute to colon cancer 4-6. Mechanisms are obscure but dysbiosis-driven alterations of metabolism, colon epithelial integrity and immunity are likely. Mechanisms regulating gut flora and dysbiosis are likewise obscure. The immune co-signaling molecule B7-H1 regulates colon inflammation by regulating gut dysbiosis that increases colitis risk in mice 7. We will use well-validated mouse models of colitis and related colon cancer to test if therapeutic manipulation of colon epithelium B7-H1 can mitigate gut dysbiosis that contributes to age-related gut inflammation and to age- 1

related colon cancer risk, using recombinant Listeria to mediate B7-H1 effects for reasons set forth below. KEYWORDS Colon cancer, inflammation, PD-L1, prevention ACCOMPLISHMENTS Specific Aim 1 Generate recombinant Listeria that Timeline Site 1 produce anti-b7-h1 scfv in colon epithelial cells Major Task 1 Regulatory approvals Months Subtask 1 IACUC approval Done 1-3 Dr. Curiel Subtask 2 Biosafety approval Done 1-3 Dr. Curiel Subtask 3 IRB approval Delayed due to regulatory issues, but issues are resolved 1-3 Dr. Curiel and we expect approval within 6 weeks Milestone(s) Achieved: IACUC and biosafety approvals done and IRB approvals in final processes 3 Dr. Curiel Major Task 2 Generate recombinant Listeria strains 1-6 Dr. Dube Subtask 1 generate LH1169 inla m strains Done and validate as per the proposal. 1-3 Dr. Dube Subtask 2 screen scfv library for anti-b7-h1 Drs. Curiel/Dube Completion delayed due to problem generating suitable screening cell lines (see Problems), but now in progress 1-4 Subtask 3 generate LH1169 and LH1169 inla m Dr. Dube expressing anti-b7-h1 scfv Completion delayed due to difficulty in generating suitable screening cell lines (see Problems), but now in progress 3-8 Subtask 4 generate LH1169 and LH1169 inla m strains Dr. Dube expressing B7-H1 Completion delayed due to difficulty in cloning full length B7- H1 (see Problems), but is in progress 1-4 Milestone(s) Achieved: First generation of recombinant Listeria strains constructed. Suitable screening lines for 8 Dr. Dube scfv screen constructed. Major Task 3 Characterize recombinant Listeria strains in vitro 6-9 Dr. Dube Subtask 1 characterize B7-H1 scfv expressing bacterial strains 6-9 Drs. Curiel/Dube Delayed due to delay in scfv library screen as above Subtask 1 characterize B7-H1 over expressing strains Delayed due to difficulty cloning the B7-H1 gene to produce these bacterial strains as above. 6-9 Dr. Dube Milestone(s) Achieved: Delayed 9 Dr. Dube Specific Aim 2 Test the hypothesis that Listeriamediated alterations in colon epithelium B7-H1 2

expression alter factors affecting colitis and related colon cancer risk Major Task 1 Test the in vitro effects of recombinant Listeria Subtask 1 evaluate colon epithelial effects in mouse and human colon explants Start delayed, but overall progress is not delayed. In the meanwhile, we examined epithelial effects of dextran sodium sulfate (DSS)-induced colitis in vivo in wild type versus B7-H1 KO mice (which represent mice treated with recombinant scfv vectors). Epithelial damage was significantly more severe in B7-H1 KO versus wild type mice after DSS, suggesting that a vector expressing B7-H1 could be protective. We also developed Western blot techniques to test MAPK signals and proteasome effects in colitis which allows testing of explants when available, and points to ERK and IL-18 as initial targets to assess for vector effects. Subtask 2 evaluate immune effects in colon explants from mice and humans Start delayed, but overall progress is not delayed. In the meanwhile, we used Luminex kits to test immune effects of colon during colitis and found that IL-1, IL-6, IL-17 and IL-18 were increased during colitis. We found that γδ T cells but not conventional T cells were increased by flow cytometry. These provide important leads for explant studies. Subtask 3 generate additional Listeria or E. coli constructs as needed Not started as it is not yet required, and may not be required. Milestone(s) Achieved: We have demonstrated the importance of B7-H1 signals in colon during colitis. We have demonstrated that the B7-H1-expressing vector could be better protective against colitis versus the scfv vector based on B7-H1 KO data. Specific Aim 3 Test the hypothesis that B7-H1-altering Listeria reduce colitis and colon cancer risk Major Task 1 Test B7-H1 modulation in models of colitis and colon cancer Subtask 1 Test recombinant Listeria strains in the DSS colitis model Scheduled to start in year 2. In the meanwhile, we found that B7-H1 KO mice have increased colitis (see above). Subtask 2 Test recombinant Listeria strains in the DSS/AOM colorectal cancer model Scheduled to start in year 2. In the meanwhile, we found that B7-H1 KO mice have and increased colon cancer after AOM/DSS versus wild type, validating this model to test vector effects. These data also suggest that the B7-H1-9-18 Dr. Curiel 6-18 Drs. Curiel/ Dube 6-24 Drs. Curiel/Dube Dr. Dube 10-20 18 Drs. Curiel/Dube 12-24 12-24 Dr. Curiel 12-24 Dr. Curiel 12-24 Dr. Curiel 3

expressing vector could be beneficial to prevent colon cancer. Subtask 3 evaluate impact of B7-H1 modulating recombinant bacteria on microbiome and metabolism We will start when the vectors above are available. Milestone(s) Achieved: We demonstrated that B7-H1 is protective in AOM/DSS colon cancer, validating the model for these studies. We have demonstrated that the B7-H1- expressing vector could be better protective against colon cancer versus the scfv vector based on B7-H1 KO data. 9-24 Dr. Curiel 24 Dr. Curiel What opportunities for training and professional development has the project provided? Nothing to Report How were the results disseminated to communities of interest? Nothing to report What do you plan to do during the next reporting period to accomplish the goals? We will finish screening the scfv library to develop scfv for vectors, and test other approaches (see Problems) to express B7-H1 in the bacterial vectors. When vectors are available, we will perform remaining tasks that require them as described above in the SOW. We will get the IRB in place to get the required human samples needed for human work as planned in the SOW. IMPACT What was the impact on the development of the principal discipline(s) of the project? We have shown that B7-H1 protects from colitis and colon cancer in mouse models. These data suggest that the B7-H1 expressing vector could be more beneficial versus the scfv vector in colitis and/or cancer protection, but will assess both approaches and vectors as planned. What was the impact on other disciplines? As B7-H1 can alter colitis and colon events can affect systemic immunity, these data suggest that our approaches could improve immunity in other areas. For example, it was recently reported that gut bacteria (which are altered by B7-H1) can alter the efficacy of cancer immunotherapy. Our vectors could alter immunotherapy as well, as a result. What was the impact on technology transfer? What was the impact on society beyond science and technology? CHANGES/PROBLEMS Changes in approach and reasons for change Our gastroenterology collaborator, Mike Krier, was transferred to San Diego as is no longer able to participate. He was not a funded investigator so there is no change to the budget. We have established collaborations with our institutional gastroenterologists who will now provide the needed colon biopsy to derive colon explants. IRB approval for them to participate is in progress. Neither collaborator is funded on this proposal and simply provides materials, so there is no material change to personnel or budget. 4

We found that screening the scfv library against a B7-H1 + cell line was insufficient, so we used shrna to knock down B7-H1 in the B16F10 line for screening, but this was also inefficient. We then used CRISPR/Cas9 to effect a total KO of B7-H1 in the B16F10 cell line, which we validated by qpcr, sequencing and Western blot. We are now able to screen the library for binding scfv as planned, with a delay, but with reagents now in hand so that we can proceed and finish by the end of the funding period. We have had technical difficulties with the amplification and cloning of B7-H1 from our mouse cdna library. We have also had difficulty with our transfer vector integrating properly on another project and anticipate we will have a similar problem with B7-H1. The solutions we are working on are: 1) get a different transfer vector. This has proven to be somewhat difficult but we are trying a colleague that has been helpful in the past. 2) Alternatively, we will have to either use a different integration vector or build a new one. We have requested new integration vectors from a colleague as a back-up. 3) We will try the cdna library one last time with PCR using a new aliquot of it. If we still cannot amplify B7-H1, we will order a synthetic gene. Changes that had a significant impact on expenditures We were unable to generate initial scfv vectors or clone B7-H1 on schedule and could thus not do characterizations of corresponding vectors in year 1. However, we did additional and useful work on host B7-H1 effects on colitis, colon cancer and immunity instead. We have had to generate additional cell lines for the scfv screening (see Problems) and do much more library screening and cloning that initially planned, but as we did not incur costs of vector characterizations, these effects are a budgetary wash. Significant changes in use or care of human subjects, vertebrate animals, biohazards, and/or select agents None. Significant changes in use or care of human subjects We will now recruit human subjects from UTHSCSA instead of BAMMC and use UTHSCSA instead of BAMMC collaborators to procure materials. Significant changes in use or care of vertebrate animals Significant changes in use of biohazards and/or select agents PRODUCTS Nothing to report PARTICIPANTS and other collaborating organizations What individuals have worked on the project? Name: Tyler Curiel Project role: PI Research identifier: TCURIEL Nearest person month worked: 1 Contribution to project: Provided overall supervision, interpreted data, provided troubleshooting guidance, managed budget, wrote progress report 5

Name: Peter Dube Project role: co-investigator Research identifier: Dube01 Nearest person month worked: 1 Contribution to project: provided expertise on library screening and vector construction, helped interpret data, helped write progress report Name: Angele Cantwell Project role: Research Scientist Research identifier: None Nearest person month worked: 2 Contribution to project: did hands on in vitro work for library screening and vector construction, helped interpret and graph data Name: Vincent Hurez Project role: senior scientist Research identifier: None Nearest person month worked: 1 Contribution to project: developed and performed flow cytometry data, supervised Ms. Chen and provided technical guidance, helped design and perform experiments Name: Wanjiao (May) Chen Project role: scientist Research identifier: None Nearest person month worked: 6 Contribution to project: maintained mice, gave treatments, monitored for toxicities and tumor growth, helped stock lab supplies, helped process tissues for ex vivo work Has there been a change in the active other support of the PD/PI(s) or senior/key personnel since the last reporting period? What other organizations were involved as partners? In the initial proposal, we were going to get patient samples from BAMCC, but our contact person there was transferred, so we no longer will use this site for tissue collections. Special reporting requirements None. Appendices None. 6