CONTRACTING ORGANIZATION: Cleveland Clinic Foundation Cleveland, OH 44195

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AD (Leave blank) Award Number: W81XWH-08-2-0211 TITLE: Deep Brain Stimulation Deep Brain Stimulation of Treatment of Traumatic Brain Injury PRINCIPAL INVESTIGATOR: Imad Najm, MD CONTRACTING ORGANIZATION: Cleveland Clinic Foundation Cleveland, OH 44195 REPORT DATE: October 2009 TYPE OF REPORT: Annual PREPARED FOR:.S. Army Medical Research and Materiel Command Fort Detrick, Maryland 21702-5012 DISTRIBTION STATEMENT: Approved for public release; distribution unlimited The views, opinions and/or findings contained in this report are those of the author(s) and should not be construed as an official Department of the Army position, policy or decision unless so designated by other documentation.

REPORT DOCMENTATION PAGE Form Approved OMB No. 0704-0188 Public reporting burden for this collection of information is estimated to average 1 hour per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing this collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden to Department of Defense, Washington Headquarters Services, Directorate for Information Operations and Reports (0704-0188), 1215 Jefferson Davis Highway, Suite 1204, Arlington, VA 22202-4302. Respondents should be aware that notwithstanding any other provision of law, no person shall be subject to any penalty for failing to comply with a collection of information if it does not display a currently valid OMB control number. PLEASE DO NOT RETRN YOR FORM TO THE ABOVE ADDRESS. 1. REPORT DATE (DD-MM-YYYY) 2. REPORT TYPE 3. DATES COVERED (From - To) 25-10-2009 Annual 26 Sept 2008 25 Sept 2009 4. TITLE AND SBTITLE Deep Brain Stimulation of Treatment of Traumatic Brain Injury 5a. CONTRACT NMBER W81XWH-08-2-0211 5b. GRANT NMBER 5c. PROGRAM ELEMENT NMBER 6. ATHOR(S) Imad Najm, MD Email: Najmi@ccf.org 5d. PROJECT NMBER 5e. TASK NMBER 5f. WORK NIT NMBER 7. PERFORMING ORGANIZATION NAME(S) AND ADDRESS(ES) 8. PERFORMING ORGANIZATION REPORT NMBER Cleveland Clinic 9500 Euclid Avenue Cleveland, OH 44195 9. SPONSORING / MONITORING AGENCY NAME(S) AND ADDRESS(ES) 10. SPONSOR/MONITOR S ACRONYM(S).S. Army Medical Research and Materiel Command Fort Detrick, Maryland 21702-5012 11. SPONSOR/MONITOR S REPORT NMBER(S) 12. DISTRIBTION / AVAILABILITY STATEMENT Approved for public release; distribution unlimited 13. SPPLEMENTARY NOTES 14. ABSTRACT This document explains the change in Principal Investigator for the award as of 13 Jul 2009. The initial Principal Investigator has relocated to another institution, and has relinquished the award back to Cleveland Clinic. Subsequent conversations with TATRC have led to a new project focus, utilizing deep brain stimulation (DBS) for the treatment of traumatic brain injury-related epilepsy. The new Principal Investigator, Dr. Imad Najm, is in the process of finalizing his protocol and obtaining final institution approval to commence the study. 15. SBJECT TERMS Epilepsy, epileptogenesis, deep brain stimulation 16. SECRITY CLASSIFICATION OF: 17. LIMITATION OF ABSTRACT a. REPORT b. ABSTRACT c. THIS PAGE 18. NMBER OF PAGES 19a. NAME OF RESPONSIBLE PERSON SAMRMC 5 19b. TELEPHONE NMBER (include area code) Standard Form 298 (Rev. 8-98) Prescribed by ANSI Std. Z39.18

Table of Contents Page Introduction.....1 Body.. N/A Key Research Accomplishments... N/A Reportable Outcomes N/A Conclusion N/A References. N/A Appendices N/A

Introduction This award (W81XWH-08-2-0211) was initially focused on investigating the use of deep brain stimulation (DBS) on traumatic brain injured patients in a minimally conscious state. However in July of 2009, the initial Principal Investigator left the institution for another position. The individual ceded the award back to Cleveland Clinic. At that time, Cleveland Clinic (with approval of the Telemedicine & Advanced Technology Research Center) decided to alter the focus of the award to take better advantage of the unique resources and capabilities at Cleveland Clinic to focus on the application of deep brain stimulation (DBS) for the treatment of post-traumatic brain injury (TBI) epilepsy. One of the aforementioned resources at Cleveland Clinic is our Epilepsy Center. Cleveland Clinic has one of the largest and most comprehensive programs in the world for the evaluation and medical and surgical treatment of epilepsy in children and adults. The Epilepsy Center was established at the Cleveland Clinic to meet the unique needs of patients with pediatric and adult epilepsy. Very few medical centers in the nited States, and in the world, provide the range of care that is available here. Our project melds the talents of the epileptologists and clinical neurophysiologists within the Epilepsy Center with the DBS expertise located in the Clinic s Center for Neurological Restoration. The intellectual and physical resources found within these two centers will be brought to bear on epilepsy, a condition which has been shown to develop in an increased frequency for individuals having suffered a TBI. The goal of our highly multidisciplinary and translational proposal is to detect surrogate markers of potentially epileptogenic regions non-invasively (through neurophysiologic/eeg and imaging/mri studies), prevent epileptogenesis, and control epilepsy by selectively applying electrical stimulation (ES) of brain structures directly involved in the generation and/or spread of paroxysmal activity. Based on the results of the animal studies, we will design a pilot clinical study using chronic low frequency deep brain electrical stimulation of the thalamus on a small number of patients with non-surgically remediable medically intractable epilepsy secondary to traumatic brain injury. We will accomplish our goals through the use of our unique and highly multidisciplinary translational resources within the Neurological Institute (Epilepsy Center, Center for Neurological Restoration, and Neuroimaging Center). Specifically, we plan to accomplish the following in a rat model of TBI and patients with TBI-induced medically intractable epilepsy: Aim 1: To study the imaging (MRI) and acute/subacute electroencephalographic (EEG) changes following TBI in the rat and assess the predictive value of the changes in the later development of epilepsy (imaging and neurophysiological surrogates of epileptogenesis) Aim 2: To test the effect of continuous, chronic stimulation (LFS and HFS) of the central thalamus on FPI-induced epileptogenesis in the rat. We hypothesize that continuous LFS of the central thalamus will prevent the development of FPI-induced epileptogenesis through its 1

neuromodulatory effect on its cortical target areas (in particular the frontal cortical regions which are the most affected by TBI), and will prevent the later recurrence of spontaneous seizures in animals after they develop spontaneous seizures (neuromodulatory effect of the DBS on epileptogenesis following TBI). Aim 3: To test the effect of thalamic chronic electrical stimulation on TBI-induced seizures in the rat. Because we have recently shown that thalamic stimulation alone significantly reduces seizure severity in a model of generalized seizures, we hypothesize that thalamic stimulation will suppress seizures following TBI (antiepileptic effect of DBS following TBI). Aim 4: To design a pilot study to assess the effect of DBS on a small group of patients who suffer from medically intractable epilepsy following TBI. To date, no funds have been expended on research for either the previous project or the final project concept focusing on epilepsy. We are now in the process of finalizing our protocol and obtaining final institutional approval. We anticipate beginning our study no later than the first quarter of 2010, and for the data acquisition portion of the study to occur within 24 months. 2