Potency & Release Testing for unrelated donor cord blood units

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Potency & Release Testing for unrelated donor cord blood units Joanne Kurtzberg, MD Robertson Cell and Translational Therapy Program Pediatric Blood and Marrow Transplant Program Carolinas Cord Blood Bank Duke University Medical Center

Selecting CBUs for Transplantation At the time of Search: Pre-Cryo Total Nucleated Cell (TNC) Count Human Leukocyte Antigen (HLA) Match?CD34 Pre-Cryo?CFU Pre-Cryo At CT: after potency/release testing: Colony Forming Units (CFU) CD34 (+/-) viability ALDHbright TNC +/- Viability High Resolution HLA +/- HLA C?NIMA?KIR

Probability Probability Post-Thaw CFU Predicts Engraftment and Survival (p=<0.0001) Overall Survival by CFU x 10e4/kg Reinfused 1.0 0.8 I I I I I I I 1.0 0.8 -CFU measured on thawed CBU bag 0.6 0.6-2 week assay 0.4 0.4 -Subjective results 0.2 <=5.6 (N=75) >5.6 (N=82) 0.0 0 1 2 3 4 5 6 7 8 9 10 11 12 Months Post Transplant 0.2 0.0 -Difficult to standardize Prasad et. al. Blood. 2008 Oct 1;112(7):2979-89.

ALDH bright Assay Enzyme activity: Oxidation of aldehydes to carboxylic acids Enriched in hematopoietic stem cells Clinically relevant for transplantation Cells must be viable to score positive in assay High correlation with CFUs (nearly 1:1 in fresh cord blood)

Cryopreserved Cord Blood Unit HLA CT TNC/uL CFU CD45 7-AAD Gly-A CD34 ALDH bright

ALDH br Assay: Flow Cytometry

Sample ID Sample Type Bank ID W158211491674PH Segment CCBB Date of Receipt 03-NOV-2011 Site Instrument Operator Analyst Review er Date of Aquisition Duke Accuri C6 Pamy Noldner Pamy Noldner Kevin Shoulars 03-NOV-2011 Starting Time 14:18:44:12 Ending Time 14:21:04:45 Total CD45 events 101384 Total CD34 events 752 CD34 as a % of CD45 0.74% Viable CD34 events 473 Viable CD34 as a % of Viable CD45 0.58% Total ALDHbr Events 568 ALDHbr % of Total Events 0.2405% Viable CD45+ ALDHbr Events ALDHbr as a percent of Viable CD45 Total ALDHbr cells (% +CD34/+CD45) 489 0.5980% 86.91% CD34/ul 5.77 Current Requirements for release: Viable CD45 >40% ALDH br % of CD45 >0.1% CFU Growth Viability (7AAD- and GLY-A- cells as a % of CD45) Viability (7AAD- and GLY-A- cells as a % of CD34) Viable CD34 events 473 80.65% 50.98% Viable CD34 as a % of Viable CD45 0.58% Viable ALDHbr Events 489 ALDHbr as a percent of Viable CD45 0.5980% BFU-E (per 1 X 10 5 WBC) 48.75 CFU-GM (per 1 X 10 5 WBC) 41.25 CFU-GEMM (per 1 X 10 5 WBC) 1.25 Total CFU (per 1 X 10 5 WBC) 91.25

38 CBUs transplanted at Duke with available segments were selected Retrospective Study 21 Rapid Engrafters (<20 days to ANC 500) 17 Non Engrafters Total ALDH br x10e5 (infused per kg) based on segment data was best predictor of engraftment. CFU also predictive p=0.006 Shoulars et. al. ISCT, 2009 and 2012

Segments for Confirmatory Typing Since Feb 2010 all segments requested for confirmatory typing (CT) through the Carolinas Cord Blood Bank are being assayed. Samples are taken from each segment for HLA typing, CFUs and the ALDH br assay. Data from 1625 segments are presented. Segments Assayed 1625 Cords Tranplanted 283 Outcome Data Received 115

Colonies Colonies Correlation: ALDH br and CD34 with CFU 600 500 y = 0.2619x R² = 0.7151 600 500 y = 0.0522x + 39.897 R² = 0.0801 400 400 300 300 200 200 100 100 0 0 500 1000 1500 Viable ALDH br Cells 0 0 1000 2000 3000 Viable CD34 + Cells

Correlation of ALDH br with Engraftment Engraftment rate 0.0-0.1% ALDH br =33.33% 0.1-0.2% ALDH br =88% 0.2-0.3% ALDH br =93% 0.3-0.4% ALDH br =100% Above 0.4 % ALDH br = 100%

ALDHBr and CFUs Correlate with Engraftment

ALDH br Content of Segments Best Predicts Time to Engraftment t ratio = -2.55 p value =0.0122 t ratio = -1.62 p value =0.1082 t ratio = -0.00 p value =1.0000

Stability vs Potency FDA requires a stability protocol and expiry Stability implies lack of loss of potency over time in storage Expiry reflects stability Potency, performed prior to CBU release from a TC, better represents the health of the CBU Potency evaluates ability of the UCB unit to confer hematopoietic rescue, regardless of time in storage or other factors.

Stability vs Potency There is no data to suggest that cord blood unit potency decreases as a function of time in storage. Cord blood units may lose potency due to damage occurring during cryopreservation or thawing. To date, this damage cannot be predicted by precryopreservation characteristics of a given cord blood unit.

Clinical Outcomes

Relationship of Cell Dose and Time in Storage of CBU to Engraftment

Technical Outcomes

Post thaw recoveries of TNCC, CFU and CD34 as a function of time in storage

Correlations with ALDHbr, CD34 and CFU Measured on a Segment with Engraftment

CCBB Proposed Stability Plan Examine results post thaw from duke to duke units Supplement with lab thaws if 3 units per year of banking were not transplanted for any given year. Follow segment potency testing with a plan to augment the protocol with segment testing over time More samples to study Faster release criteria

Conclusions The ALDH br content of segments attached to cryopreserved cold blood units correlates with engraftment after UCBT. ALDH br correlates with CFUs and the cells are metabolically active and viable. Further prospective studies to validate these findings must be performed.

Conclusions Loss of Stability for cryopreserved cord blood units has not yet been demonstrated Expiry has not been established Potency is a superior measure of the ability of a cord blood unit to rescue hematopoiesis Potency is affected by factors not associated with time in storage Potency should be utilized for CBU release, regardless of time in storage

What is the ultimate benchmark: Engraftment in the patient or Technical results in the laboratory?

Spencer, Age 11 ALD 9 years post UCBT Maddy, Age 13 Hurler Syndrome 12 years post UCBT Madison, Age 7 Krabbe Disease 7 years post UCBT

Acknowledgements Kevin Shoulars, PhD Kristin Page MD Andrew Balber PhD Tracy Gentry Pamy Noldner Stem Cell Laboratory Barb Waters-Pick Melissa Reese Sophia Avrutsky Carolinas Cord Blood Bank Dondi Pulse-Earle EMMES Corp Adam Mendizabal Shelly Carter, PhD CIBMTR Brent Logan NMDP Steven Spellman