PREOPERATIVE RETROLISTHESIS IS A RISK FACTOR OF LUMBAR DISC HERNIATION AFTER FENESTRATION WITHOUT DISCECTOMY

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PREOPERATIVE RETROLISTHESIS IS A RISK FACTOR OF LUMBAR DISC HERNIATION AFTER FENESTRATION WITHOUT DISCECTOMY Shota Takenaka*, Noboru Hosono, Yoshihiro Mukai, Kosuke Tateishi, Takeshi Fuji Osaka Kosei-nenkin Hospital, Japan Department of Orthopaedic Surgery

Purpose To identify risk factors of Post-Decompression Lumbar Disc Herniation (PDLDH) Background To treat lumbar canal spinal stenosis (LSS) without instability or anterolisthesis, fenestration is a widely accepted procedure, but some patients experience the recurrence of acute lower limb pain in the relatively early postoperative period. Revision surgery is sometimes required. Fenestration

Reason for revision In previous reports, disc herniation is the first or second reason for revision surgery, but the predictors have not been identified. We hypothesized that identifying risk factors could avoid revision surgery at the same level, which are often complicated and even risky. Can be predicted? Eule JM, Surg Neurol 1999 Yuzawa Y, Arch Orthop Trauma Surg 2011 Hopp E, Clin Orthop Relat Res 1988 Herno A, Spine 1993 Tuite GF, J Neurosurg 1994 Definition of PDLDH Acute lower limb pain within 2 years after surgery New herniated discs Post-Decompression Lumbar Disc Herniation MRI findings consistent with acute lower limb pain

Patient inclusion & exclusion Total 493 pts 381 pts 2007 2012, 326 men & 167 women 69.7 years 112 pts excluded 62 pts recurrent limb pain, other etiology 319 pts H group, N=18 301pts Candidates for Control group (C group) C group, N=90

Selection of C group The control group was selected based on sex, decompression level, age, No. of decompression levels and operation day. This selection method was not arbitrary and reduced confounding factors as much as possible. Clinical parameter Body mass index (BMI) Diabetes mellitus (DM) Operating time per 1 level Blood loss per 1 level No. of decompression levels Preoperative Japanese Orthopaedic Association (JOA) score for evaluating neurological status (maximum score 29 points)

Radiographic Evaluation Plain radiography AP Lateral Lumbar lordosis ( ) Percent slip % Lateral slip (mm) Disc wedging angle ( ) Intervertebral angle ROM ( ) Freedman B, Spine 2009 Blumenthal C, J Neurosurg Spine 2013 Dupuis P, Spine 1985

Radiographic Evaluation CT, MRI Disc height (mm) Facet angle ( ) Facet degeneration Extent of facet removal (%) Grade 0-3 Grade 3 Disc degeneration - Pfirrmann classification Grade III - Ⅴ Grade Ⅴ Vertebral endplate degeneration - Modic change Type I - III Type I T1 low T2 high

Results Univariate analyses The demographics, CT & MRI evaluation were compatible in both groups. Patients in the H group were more likely to have preoperative retrolisthesis and lower lumbar lordosis compared to those in the C group. Herniation group N=18 Control group N=90 P-value AP lateral slip (mm) 0.6 0.5 0.336 AP disc wedging angle ( ) 1.5 1.1 0.285 Percent slip (flex, %) -2.8 1.0 <0.001 Percent slip (neutral, %) -6.0-1.2 <0.001 Percent slip (ext, %) -8.0-2.2 <0.001 Intervertebral angle (flex, ) 1.7 0.4 0.064 Intervertebral angle (neutral, ) 7.6 6.4 0.137 Intervertebral angle (ext, ) 10.1 8.4 0.060 Intervertebral ROM ( ) 8.4 7.8 0.510 Lumbar lordosis at L1-S1 ( ) 30.8 36.4 0.044

Results Multivariate analysis We selected 5 variables as potential predictors according to the univariate analyses. Percent slip at extension was the sole significant independent risk factor of PDLDH. Predictor P-value 95% CI Percent slip at extension 0.0001 1.36 (1.17-1.58) ROC curve Retrolisthesis at extension 100 Sensitivity, % AUC 0.849 0 0 100 Specificity, % 100 Cut-off value 7.2% 3mm

Discussion Forward supraspinous & interspinous ligaments Backward facet, disc, spinous process Given that the intervertebral discs contribute to restricting backward bending, it may be suggested that the H group patients preoperatively had a weak disc that could not work as a restraint of backward bending anymore because they developed retrolisthesis. Therefore, the spinous processes could compensate for resisting backward bending. Heuer F, J Biomech 2007 Gillespie KA, Spine 2004 Hartmann F, Arch Orthop Trauma Surg 2012 Lee MJ, Spine 2010 Tai CL, BMC Musculoskelet Disord 2008 Zander T, Eur Spine J 2003 Adams MA, Spine 1988

Hypothesis Preexistence of a weak disc + Removal of the posterior elements Disc herniation

Conclusions PDLDH relatively common and undesirable Preoperative retrolisthesis the sole risk factor The cut-off value 7.2% retrolisthesis Removing the posterior elements may not be suitable to prevent PDLDH EUROSPINE 2014 COI Disclosure Name of presenter: Shota Takenaka The authors have no financial conflicts of interest to disclose concerning the presentation.