LOTUS (NCT ) randomized phase II trial

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1 Overall survival update of the double-blind placebocontrolled randomized phase 2 LOTUS trial of firstline ipatasertib + paclitaxel for locally advanced/metastatic triple-negative breast cancer Rebecca Dent, Seock-Ah Im, Marc Espie, Sibel Blau, Antoinette R Tan, Steven J Isakoff, Mafalda Oliveira, Cristina Saura, Matthew Wongchenko, Amy V Kapp, Wai Y Chan, Stina M Singel, Daniel J Maslyar, Jose Baselga, Sung-Bae Kim National Cancer Center, Singapore, Singapore; Seoul National University Hospital, and Cancer Research Institute, Seoul National University College of Medicine, Seoul, South Korea; Hospital Saint Louis, Breast Disease Center, Paris, France; Northwest Medical Specialities, Puyallup, WA; Levine Cancer Institute, Cahrlotte, NC; Massachusetts General Hospital, Boston, MA; Vall d Hebron University Hospital, Vall d Hebron Institute of Oncology (VHIO), Barcelona, Spain; Genentech, Inc., South San Francisco, CA; Memorial Sloan Kettering Cancer Center, New York, NY; Asan Medical Center, University of Ulsan College of Medicine, Seoul, South Korea

2 LOTUS (NCT ) randomized phase II trial Measurable locally advanced/metastatic TNBC a not amenable to curative resection No prior systemic therapy for advanced/ metastatic disease Chemotherapy-free interval 6 months ECOG performance status 0/1 Archival or newly obtained tumor tissue for central PTEN assessment (n=124) R 1 : 1 PAC 80mg/m 2 days 1, 8, 15 + IPAT 400 mg qd days 1-21 q28d Treatment until disease progression, Intolerable toxicity, b or withdrawal of consent PAC 80 mg/m 2 days 1,8, 15 + PBO days 1-21 q28d Stratification factors (Neo)adjuvant chemotherapy Chemotherapy-free interval Tumor IHC PTEN status Endpoints Co-primary: PFS in ITT and PTEN-low populations Secondary: ORR, DoR, OS (ITT, PTEN-low, and PI3K/AKT pathway-activated populations), safety a Defined as < 1% tumor cell expression of estrogen and progesterone receptors and negative HER2 status (FISH/CISH HER2:CEP17 ratio < 2.0, or locally assessed IHC 0 or 1+ [or 2+ but negative by FISH/CISH]. b Patients discontinuing PAC or IPAT/PBO due to toxicity could continue on single-agent treatment. Protocol did not specify primary prophylactic antidiarrheal use DoR = duration of response; ECOG = Eastern Cooperative Oncology Group; FISH/CISH = fluorescence/ chromogenic in situ hybridization; IHC = immunohistochemistry; ITT = intent-to-treat; ORR = objective response rate; OS = overall survival; PAC = paclitaxel; PBO = placebo; PFS = progression-free survival; q28d = every 28 days; qd = once daily; R = randomization

3 Primary analysis: IPAT effect on PFS enhanced in PIK3CA/AKT1/PTEN-altered subgroup (Foundation Medicine a ) ITT population (n=124) Stratified HR: 0.60 (95% Cl ) PIK3CA/AKT1/PTEN altered tumor population (n=42) Unstratified HR: 0.44 (95% Cl ) a FoundationOne CI = confidence interval; HR = hazard ratio Kim et al. Lancet Oncol 2017

4 Primary analysis: Summary of additional efficacy endpoints a Defined as either response, or a best overall response of complete or partial response or stable disease together with PFS of 24 weeks NE = not estimable; NGS next-generation sequencing Kim et. Al.. Lancet Oncol Roche data on file 2018

5 OS in the ITT population

6 Conclusions In LOTUS, a placebo-controlled randomized trial, the previously observed PFS improvement with IPAT is followed by a trend toward improved OS (~5-month difference in the medians in the ITT population) Type of subsequent anti-cancer therapy was similar in the two arms Final OS results are expected in 2019 Diarrhea was the most clinically relevant additive toxicity Findings support further evaluation of first-line IPAT + PAC for metastatic TNBC The ongoing IPATunity130 (NCT ) randomized phase III trial is evaluating IPAT + PAC as firstline chemotherapy for PIK3CA/AKT1/PTEN-altered advanced TNBC or hormone receptor-positive HER2-negative breast cancer

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