Surgical Site Infection (SSI) Reporting Through NHSN: Tips, Trips and Best Practices

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1 Surgical Site Infection (SSI) Reporting Through NHSN: Tips, Trips and Best Practices Kathy Allen-Bridson RN, BSN, MScPH, CIC Nurse Consultant Division of Healthcare Quality Promotion Centers for Disease Control and Prevention Webinar November, 2011

2 Objectives 1. State the locations of the necessary tools to correctly identify surgical site infections (SSI). 2. Identify the NHSN requirements for surveillance and the basic tenets of applying surveillance definitions. 3. State the Centers for Disease Control and Prevention s definitions and criteria of SSI.

3 Objectives 4. Briefly outline how risk modeling is used in SSI data analysis. 5. Identify how Standardized Infection Ratios (SIRs) are utilized for SSI data analysis. 6. Utilize the NHSN healthcareassociated infections criteria and definitions to correctly identify SSIs when applied to case studies.

4 Centers for Medicare and Medicaid Inpatient Prospective Payment System Hospitals must report SSI surveillance data for COLO and HYST via NHSN to avoid a reduction of 2.0 percent in their Medicare Annual Payment Update

5 Hospital Inpatient Quality Reporting Program Inpatient procedures occurring after January 1, NHSN Operative Procedure Categories: COLO: Incision, resection or anastamosis of the large intestine; includes large-to-small and small-to-large bowel anastamosis; excludes rectal repairs* HYST: Removal of uterus through the abdomen* (includes laparoscopic) * General descriptions only; follow ICD-9-CM list

6 Hospital Inpatient Quality Reporting Program Facilities must observe NHSN SSI protocol in entirety NHSN will submit a subset of data to CMS: >18 years of age Inpatients Deep incisional and/or organ/space SSI Identified on admission or readmission

7 Resources: NHSN Website NHSN Manual Criteria Key Definitions Tables of Instructions Data and Statistics NHSN published reports Trainings NHSN forms Lots more!!! pdf uctions_current.pdf

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11 Horan TC, Andrus ML, Dudeck MA. CDC/NHSN surveillance definition of healthcareassociated infection and criteria for specific types of infections in the acute care setting. Am J Infect Control 2008;36:

12 Tenets of Surveillance Surveillance vs. clinical definitions Different purposes May not agree Comments section useful to note important factors Can submit questions to NHSN mailbox

13 Tenets of Surveillance Consistency is a Must! Criteria designed to look at a population at risk Identify patients meeting the criteria Consistently apply the criteria Ensures the comparability of the data- protects your facility and others

14 NHSN Requirements for Surveillance Active Patient-based not culture-based Prospective Requires that a variety of sources for case finding be utilized: Culture results Nursing unit rounds; kardexes, wound care and ID consults, temperature logs, etc. Staff notification Readmissions

15 Definitions (HICPAC working group review underway)

16 SSI Definitional and Protocol Review HICPAC working group Work begun in June, 2011 Identification of the major areas of contention CDC, subject matter experts, state health department reps, professional organizations (APIC, AORN, ACS), etc.

17 Healthcare-associated Infection (HAI) A localized or systemic condition resulting from an adverse reaction to the presence of an infectious agent(s) or its toxin(s) that Occurs in a patient in a healthcare setting and Was not present or incubating at the time of admission, unless the infection was related to a previous admission

18 HAI The following conditions are not infections: Colonization (presence of microorganisms on skin, mucous membranes, in open wounds, or in excretions or secretions but are not causing adverse clinical signs or symptoms Inflammation that results from tissue response to injury or stimulation by noninfectious agents, such as chemicals Horan TC, Andrus ML, Dudeck MA. CDC/NHSN surveillance definition of healthcare-associated infection and criteria for specific types of infections in the acute care setting. Am J Infect Control 2008;36:

19 NHSN Operative Procedure Includes: Surgery completed in a single trip to the OR Incision closed before leaving OR Surgery conducted in defined operating room suite May be an in- or out-patient procedure (based on monthly reporting plan) Laparoscopic & traditional approaches included

20 Definition of an Operating Room A patient care area that meets the Facilities Guideline Institute (formerly American Institute of Architects [AIA}) criteria for an operating room. This may include an operating room, C-Section room, interventional radiology room, or a cardiac catheterization lab.

21 NHSN Operative ProcedureCategories* Each NHSN Operative Procedure category consists of a group of ICD-9-CM codes Example: CBGB (CABG with chest and donor site incisions) = ICD-9-CM codes , When monitoring a specific NHSN Operative Procedure category, all the ICD-9 codes within that category that are done in your facility must be monitored for SSI *Table 1 in the NHSN Patient Safety Component SSI Protocol document:

22 Implant Implant: A nonhuman-derived object, material, or tissue that is placed in a patient during an operative procedure. For surveillance purposes, this object is considered an implant until it is manipulated for diagnostic or therapeutic purposes. Examples include: porcine or synthetic heart valves, mechanical heart, metal rods, mesh, sternal wires, screws, cements, internal staples, hemoclips, and other devices.* Non-absorbable sutures are excluded because Infection Preventionists may not easily identify and/or differentiate the soluble nature of suture material used. *This list is not all inclusive.

23 SSI Definitions

24 Superficial Incisional SSI

25 Superficial Incisional SSI

26 Deep Incisional SSI d. diagnosis of a deep incisional SSI by a surgeon or attending physician.

27 Organ/Space SSI

28 Organ/Space SSI: Specific Sites

29 Specific Sites of Organ/Space SSI Specific sites of organ/space (Table 2) have specific criteria which must be met in order to qualify as an NHSN event. These criteria are in addition to the general criteria for organ/space and can be found in Chapter 17. Ex.

30 Organ/Space SSI REPORTING INSTRUCTIONS: Occasionally an organ/space infection drains through the incision. Such infection is considered a complication of the incision. Therefore, classify it as a deep incisional SSI. Report mediastinitis following cardiac surgery that is accompanied by osteomyelitis as SSI-MED rather than SSI-BONE. Report CSF shunt infection as SSI-MEN if it occurs 1 year of placement; if later or after manipulation/access, it is considered CNS-MEN and is not reportable under this manual. Report spinal abscess with meningitis as SSI-MEN following spinal surgery.

31 Organ/Space SSI If more than one NHSN operative procedure was done through a single incision, attempt to determine the procedure that is thought to be associated with the infection. If it is not clear (as can be the case, such as when the infection is a superficial incisional SSI), use the NHSN Principal Operative Procedure Selection Lists (Table 3) to select which operative procedure to report.

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33 Entering Procedure Data (1) 1. Manual 2. Electronic Import 3. CDA (clinical document architecture)

34 Entering Procedure Data (2) If operative procedures are performed from more than one NHSN Operative Procedure Category during the same trip to the OR, a Denominator for Procedure (CDC ) record is reported for each operative procedure category performed that is included in the monthly reporting plan. Even if more than one NHSN operative procedure category is done through the same incision (e.g., COLO and SB), a Denominator for Procedure record is reported for each. EXCEPTIONS: If a patient has both a CBGC and CBGB during the same trip to the OR, report only as a CBGB. If patient has a LAM as an approach to FUSN, record only FUSN

35 Entering Procedure Data (3) For bilateral operative procedures (e.g., KPRO), two separate Denominator for Procedure (CDC ) are completed. To document the duration of the procedure, indicate the incision time to closure time for each procedure separately or, if not available, take the total time for both procedures and split it evenly between the two Duration: If more than one NHSN operative procedure is performed through the same incision, record the combined duration of all procedures, which is the time from skin incision to primary closure

36 Entering Procedure Data (4) If a patient goes to the OR more than once during the same admission and another procedure is performed through the same incision within 24 hours of the original operative incision, report only one procedure on the Denominator for Procedure (CDC ) combining the durations for both procedures

37 Emergency Required. Check Y if this operative procedure was a nonelective, unscheduled operative procedure, otherwise check N. Emergency operative procedures are those that do not allow for the standard immediate preoperative preparation normally done within the facility for a scheduled operation (e.g., stable vital signs, adequate antiseptic skin preparation, colon decontamination in advance of colon surgery, etc.).

38 Endoscope Endoscope: Required. Check Y if the entire operative procedure was performed using an endoscope/laparoscope, otherwise check N. NOTE: For CBGB, if the donor vessel was harvested using an endoscope, check Y. If the incision is extended to allow the insertion of a hand, the endoscope field is marked N.

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40 SSI Analysis

41 Advantages of Risk Modeling for SSI Analysis Allow all risk factors which are collected to be considered Allow the set of risk factors to be procedure-specific Allow each factor s contribution to vary according to it s significant association with risk e.g., duration cutpoint or every 10 min. over cutpoint Weighting Methodology: Logistic Regression

42 Available NHSN Risk Factors For All Procedures General anesthesia Age Wound class Emergency Gender ASA score Trauma Endoscope Duration of procedure Bed size Med School Affiliation For C-section Duration of labor Weight Height Estimated blood loss For Spinal fusion Spinal level Diabetes Mellitus Approach/Technique For Hip/Knee prosthesis Total/Partial Primary/Revision Hospital-level factor

43 Risk Models PROCEDURE CODE COLO HYST RISK FACTORS Anesthesia Endoscope Gender ASA score Wound class Bed size Age Duration Anesthesia Endoscope ASA score Wound class Duration For complete information on all procedure codes and weighting see Infect Control Hosp Epidemiol 2011;32(10):

44 USING THE STANDARDIZED INFECTION RATIO FOR HAI ANALYSIS Based on Standardized Mortality Ratio (SMR) Used extensively in public health research Compares the experience in one facility to that in a standard population Advantage: Presents in single metric how the number of infections experienced relates to the expected number: Number observed/number expected

45 Using the SIR An SIR of 1 signifies that the observed and expected numbers of CAUTIs are the same when compared to like locations in NHSN. An SIR of > 1 signifies that there were more observed CAUTIs than expected when compared to like locations in NHSN. i.e., SIR= 1.50 = 50% more CAUTIs An SIR of < 1 signifies that there were fewer observed CAUTIs than expected when compared to like locations in NHSN. i,e, SIR=0.50 = 50% fewer CAUTIs

46 COMPUTING THE SIR Determine numerator: Simply the number of infections at that facility during time period Determine denominator: Multiply the referent stratum-specific rates by the number of patients in each stratum Sum all of these Equals the expected denominator

47 SSI Case Studies

48 Case 1 Patient is admitted to the hospital on 04/12 for elective surgery and active MRSA screening test is positive. On the same day, patient undergoes small bowel resection (SB). Postoperative course is unremarkable and patient discharged on 4/16. On 4/30, you receive notice from another hospital that on 4/29 the patient was admitted to that facility with a red, angry wound. Medical staff opened the incision to the fascial level and cultured the wound. The culture was positive for MRSA.

49 Case 1 Is this possible infection considered healthcare-associated? If so, what type? If so, to which facility is it attributed? If so, what is the date of onset?

50 Case 2 Jane Doe, a 14 year-old girl, had a spinal fusion (FUSN) performed on 1/22 2/1:Increased back pain; Temp 38 C 2/2: MRI reveals abscess in the spinal epidural space. Empiric antibiotics begun. 2/3: Surgeon opens wound in the OR & drains abscess around spinal cord; specimen to lab for culture; OR notes infected hematoma 2/5:Culture positive for Pseudomonas aeruginosa

51 Case 2 Is this an SSI? If so, what type?

52 Let s say that a culture of the CSF collected at the time of reop also was found to be positive for Pse. Aer. Does this change the type of SSI? Case 2 (Cont).

53 Case 2 Let s also say that the patient had a laminectomy (LAMI) done as an approach to the FUSN. If you are participating in SSI surveillance for both LAM and FUSN, what procedure(s) would be included in your surgical denominators?

54 Case 3 A 66-year-old woman is admitted on Sept 10 th as an inpatient, having recently noticed blood in her stools. Diagnostic investigation reveals a colon carcinoma. 9/11: Hemicolectomy performed. 9/13: Temperature up to 38.7 C, abdominal pain. Loculated fluid collection per U/S.

55 Case 3 9/14: I&D of intraabdominal fluid collection; fluid sent for culture. Empiric antibiotics begun. 9/16: Fluid culture positive for E.coli. 9/18:Improved, discharged from hospital with PICC for IV antibiotics.

56 Case 3 Is this an HAI? If so what type?

57 Case 3 (Cont.) If so, what specific type of SSI is it?

58 Case 3 Let s change the scenario and say that at the time of the I & D, it was discovered that the patient had suffered an anastamotic leak from which the abscess developed. Does this change your determination of an SSI- IAB?

59 Case 4 1 day old baby girl with atrial septal defect undergoes surgical repair. No intraoperative complications. Post op day 1 baby is doing well, on ventilator in the NICU, has an umbilical arterial line in place. NG tube in place for feeds. Chest tube draining small amount bloody drainage Post op day 2, baby progressing. Ventilator settings decreased. Lungs clear bilaterally. UA line patent and infusing.

60 Case 4 Post op day 3, baby has developed a slight cough, and is running a low grade temp. NG feedings progressing. Ventilator settings remain unchanged. Chest incision is clean, dry and intact. Chest tube drainage increased and slightly yellow. Post op day 4 temp 38.2 degrees C. Incision remains CDI. Cough increased. Baby irritable. Not tolerating NG feeds. Blood cultures collected X 1 through line. Empirical antibiotic coverage begun.

61 Case 4 Post op day 5, blood culture growing Staphylococcus aureus. C.T. of chest shows empyema. Does this baby have an HAI(s)? If so, what type(s)

62 Case 5 A 79-year-old male patient is admitted with a fractured neck of femur following a fall in a nursing home. On admission the nursing home reports that the patient has MRSA colonization. Consequently, while the patient is still in the emergency room, screening cultures are taken from the nose and groin.

63 Case 5 Day 1: HPRO completed. Antibiotic prophylaxis is administered perioperatively. Day 2: The patient is very confused. Temperature normal. Wound condition good. Day 3: The results of the admission cultures of the nose and groin are positive for MRSA. The following entry is found in the patient s notes: Patient removed the dressing several times. Recurrent confused condition. Wound edges very red and taut.

64 Case 5 Day 5: Entry in the patient s notes: Abscess at upper aspect of hip incision lanced by the attending surgeon. A wound culture sent to lab. Antibiotics begun. Day 6- Wound culture: MRSA Day 9 -Improvement in wound condition. Sent to Rehab.

65 Case 5 Does this patient have an SSI? If so, what Type? If so, what is the date of the infection?

66 Case 6 Mr. H. an insulin dependent diabetic is 3 days post lumbar spinal fusion L2-L4. He has a productive cough and low grade temp. His blood sugar has been in the high 200 s.

67 Case 6 Day 5: Cough continues despite pulmonary toilet; sputum now yellowish green and increased in amount. Temperature 38.4 C. CXR shows infiltrate in Right lower lobe. Surgical incision is reddened, warm and tight. Insulin dosage has been increased in response to the elevated blood glucose levels. He has been started on antibiotics for pneumonia.

68 Case 6 Day 6: While ambulating and coughing, Mr. H s lumbar wound dehisces. Pus is noted within the deep incision. He is taken back to the OR emergently for exploration and closure. OR note states that moderate amount of purulent material encountered in epidural space sent for culture and the wound copiously irrigated and closed around a drain.

69 Case 6 Which of the following is true? a. Mr. H has an organ/space SSI of the type spinal absess (SA). b. Mr. H. does not have an SSI because his spinal infection is due to a pneumonia. c. Mr. H has a deep incisional SSI.

70 Case 6 What if both sputum cultures and wound cultures are obtained and both are positive for Staphylococcus aureus? Does the patient now have an SSI?

71 Case 7 75 year old patient admitted for uterine cancer. 5/15: patient taken to OR and HYST performed along with COLO for metastases. What surgeries are recorded in NHSN?

72 Case 7 If you are performing both HYST and COLO surveillance, how are the durations for the individual surgeries determined?

73 Case 7 5/19: Patient spikes temp to 38 C, has abdominal pain and emesis. Ultrasound shows fluid collection in abdominal cavity. Needle aspiration of fluid collection. Fluid sent for culture. 5/20: Culture positive for E. faecium, many neutrophils seen.

74 Case 7 Is this an HAI? If so, what type?

75 Case 7 To what surgery is the SSI attributed?

76 Case 7 What if you are only performing surveillance for HYST, but not COLO? How would you record this SSI?

77 Case 8 4/12: 16 year old boy is admitted for emergent appendectomy. As the abdomen is entered the appendix ruptures. An appendectomy with copious irrigation of the abdomen is performed. An abdominal J.P. drain is placed through a stab incision.

78 Case 8 Post op day 2 patient is doing well, progressed to clear liquid diet. Ambulating. Post op day 3 patient afebrile. J.P. drain site slightly red. Drainage has markedly decreased and so drain is removed. Soft diet begun, lungs clear. Post op day 4, previous drain site very red, small amount pus present. Low grade fever, 37.6 C.

79 Case 8 Does this patient have an HAI? If so, what type/criterion?

80 Case 8 What if instead on Post Op day 4,, the patient s J.P. site has no redness or swelling but he has a low-grade fever (37.6 C ), emesis, abdominal pain and the drain fluid appears more thick and yellowish. It is sent for culture. Does the patient now have an HAI? If so what type/criterion?

81 Case 9 6/8: 2 month old patient with hydrocephalus has a ventricularperitoneal shunt placed. Patient is discharged home without complications. 8/22: Patient is readmitted with redness overlying the incision and it is opened subcutaneously by the surgeon and drained of milky fluid.

82 Case 9 Is this an SSI? If so what type? If not, why not?

83 WELL DONE!!!

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