Outline. Experimental Evaluation in Computer Science: A Quantitative Study. Related Work. Introduction. Select CS Papers.

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1 Experimental Evaluation in Computer Science: A Quantitative Study Paul Lukowicz, Ernst A. Heinz, Lutz Prechelt and Walter F. Tichy Journal of Systems and Software January 1995 Introduction Large part of CS research new designs systems, algorithms, models Objective study needs experiments Hypothesis Experimental study often neglected in CS If accepted, CS inferior to natural sciences, engineering and applied math Paper scientifically tests hypothesis Related Work 1979 surveys say experiments lacking 1994 say experimental CS under funded 1980, Denning defines experimental CS Measuring an apparatus in order to test a hypothesis If we do not live up to traditional science standards, no one will take us seriously Articles on role of experiments in various CS disciplines 1990 experimental CS seen as growing, but 1994 Falls short of science on all levels No systematic attempt to assess research Methodology Select Papers Classify Results Analysis Dissemination (this paper) Select CS Papers Sample broad set of CS publications (200 papers) ACM Transactions on Computer Systems (TOCS), volumes 9-11 ACM Transactions on Programming Languages and Systems (TOPLAS), volumes IEEE Transactions on Software Engineering (TSE), volume 19 Proceedings of 1993 Conference on Programming Language Design and Implementation Random Sample (50 papers) 74 titles by ACM via INSPEC (24 discarded) + 30 refereed 1

2 Select Comparison Papers Neural Computing (72 papers) Neural Computation, volume 5 Interdsciplinary: bio, CS, math, medicine Neural networks, neural modeling Young field (1990) and CS overlap Optical Engineering (75 papers) Optical Engineering, volume 33, no 1 and 3 Applied optics, opto-mech, image proc. Contributors from: ee, astronomy, optics Applied, like CS, but longer history Classify Same person read most Two read all, save NC Major Categories Formal Theory Formally tractable: theorem s and proofs Design and Modeling Systems, techniques, models Cannot be formally proven require experiments Empirical Work Analyze performance of known objects Hypothesis Testing Describe hypotheses and test Other Ex: surveys Subclasses of Design and Modeling Amount of physical space for experiments Setups, Results, Analysis 0-10%, 11-20%, 21-50%, 51%+ To shallow? Assumptions: Amount of space proportional to importance by authors and reviewers Amount of space correlated to importance to research Also, concerned with those that had no experimental evaluation at all Assessing Experimental Evaluation Look for execution of apparatus, techniques or methods, models validated Tables, graphs, section headings No assessment of quality But count only true experimental work Repeatable Objective (ex: benchmark) No demonstrations, no examples Some simulations Supplies data for other experiments Trace driven 2

3 Observation of Major Categories Observation of Major Categories Majority is design and modeling The CS samples have lower percentage of empirical work than OE and NC Hypothesis testing is rare (4 articles out of 403!) Combine hypothesis testing with empirical Higher percentage with no evaluation for CS vs. NC+OE (43% vs. 14%) Many more NC+OE with 20%+ than in CS Software engineering (TSE and TOPLAS) worse than random Shows percentage that have 20%+ or more to experimental evaluation Groupwork: How Experimental is WPI CS? Take 2 papers: PEDS, SERG, DSRG, ADVIS, REFER, AIRG Read abstract, flip through Categorize: Formal Theory Design and Modelling + Count pages for experiments Empirical Hypothesis Testing Other Swap with another group 3

4 Accuracy of Study Deals with humans, so subjective Psychology techniques to get objective measure Large number of users Beyond resources (and a lot of work!) Provide papers, so other can provide data Systematic errors Classification errors Paper selection bias Statistical error Systematic Error: Classification Systematic Error: Classification Classification ambiguity Large between Theory and Design-0% (26%) Design-0% and Other (10%) Design-0% with simulations (20%) Counting inaccuracy 15% from counting experiment space differently Classification differences between 468 article classification pairs Systematic Error: Paper Selection Journals may not be representative of CS PLDI proceedings is a case study of conferences Random sample may not be random Influenced by INSPEC database holdings Further influenced by library holdings Statistical error if selection within journals do not represent journals Overall Accuracy (Maximize Distortion) No Experimental Evaluation 20%+ Space for Experiments 4

5 Conclusion 40% of CS design articles lack experiments Non-CS around 10% 70% of CS have less than 20% space NC and OE around 40% CS conferences no worse than journals! Youth of CS is not to blame Experiment difficulty not to blame Harder in physics Psychology methods can help Field as a whole neglects importance Guidelines Higher standards for design papers Recognize empirical as first class science Need more publicly available benchmarks Need rules for how to conduct repeatable experiments Tenure committees and funding orgs need to recognize work involved in experimental CS Look in the mirror Future Work Experiment in 1994 how is CS today? 30 people in class 200 articles Each categorized by 2 people About 15 articles each Publish the results! (Send me if interested) 5

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