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Integrating Polyvagal, Coherence & Social Engagement Strategies Michael L. Kuchera, DO, FAAO, FNAOME Professor, Department OMM Marian University College of Osteopathic Medicine mkuchera@marian.edu Thanks to SAAO Table Trainers 1

His Words to the Wise If you can learn all of Osteopathy in four years, I will buy you a farm and a wife to run it and boss you. --A. T. Still, MD, DO Abstract - Perspective 2

Extrinsic afferent neurons play essential roles in both sensation & reflex control of visceral organs; they are also important in modulating autonomic & hormonal mechanisms which affect mood & health generally. Some of this vital information originates from mechanoreceptors located in various somatic and visceral tissues. Thoughtful modulation of such input (for example) is now known to enhance heart rate variability (HRV) and promote other healthy physiological functions. Based upon this evolving evidence base, the program seeks to provide osteopathic practitioners and physicians-in-training with new insights & hands-on osteopathic approaches to effectively optimize health and homeostasis. Workshop is designed to support a unified osteopathic working approach that combines effective OMT techniques and patient advice with concepts from polyvagal theory (Porges) & the neurovisceral integration model (Thayer) and that builds upon the 3:3:3 Approach (Osteopathic Considerations in Systemic Dysfunction) which incorporates OMT techniques to implement neurological-autonomic & the respiratory-circulatory model goals Participation should lead to a better understanding of how autonomic, attentional & affective systems interrelate with somatic & visceral inputs in clinical conditions to affect homeostasis and reduce allostatic load. Philosophical Approach to Care (Structure-Function : Homeostasis : Allostasis) Mind-Body-Spirit: Reduce Allostatic Load Brain-HPA-Soul (Individual Host) Physiology: Enhance Homeostasis Anatomy: Maximize Structure-Function Symp ANS Neuro-ANS Model Craniosacral Regions Blood Memorial Lecture ML Kuchera, DO (2009) Spinocostosternal Regions 3

Vicious cycle BIOPSYCHOSOCIAL MODEL IMPACT OF ALLOSTATIC LOAD CAPSTONE: Allostatic Load Psychoneuroimmunology Selye Porges/Thayer/Lane Adding Evidence-Base to Existing Models & Expanding/Modifying Paradigms A model is a good model if first it interprets a wide range of observations in terms of a simple and elegant model, and second if the model makes definite predictions that can be tested, and possibly falsified, by observation. --Stephen Hawking, PhD 4

APPLY OSTEOPATHIC STRATEGIES FOR NEUROVISCERAL INTEGRATION Reduce Allostatic Load ALLOSTATIC LOAD OMT Applications for Health Modulate Vagus Above & Below Diaphragm Enhance HRV Social Engagement & Patient Empowerment with Vagal Exercise SOMATIC LOAD Enhance Structure - Function OMT Does it Only Enhance ANS balance? Remove somatic dysfunction & soft tissue OMT (Entire axial system) (documented to sympathetic tone) Suboccipital inhibition; CV4 (documented to enhance HRV) Condylar decompression, OM Suture V-Spread (esp right), C2 (affects vagal and ANS balance) Maximize Primary Respiration (changes in Traube-Hering-Meyer; documented changes in intracranial vascular compliance & drainage; inherent motion synchrony) Collateral ganglion inhibition (linea alba) & Balanced tension at gut sphincter site East meets West - documented improvements Lab Integrates Polyvagal Theory into distinctive Osteopathic Neurovisceral Integration Approach 5

Polyvagal Theory (Porges) Myelinated Smart Vagus ( Mammalian Response) Linked to other cranial nerves involved with expressing emotion to foster social engagement response feelings of safety & support Differs from unmyelinated vagus below diaphragm ( rest & digest ) Sympathetic Responses Fight or Flight Unmyelinated Vagus ( Reptilian Response) Freeze to survive at all costs; least effective/healthy strategy High Priority: Because breathing is vital to survival, information from the respiratory system must be noticed and attended to immediately Intervention models suggest that signals from fast afferent vagal afferents carrying information about changes in the rate, depth or pattern of breathing receive the highest priority and have rapid, widespread effects on brain functions. Access: Alveoli stretch receptors have fast vagal afferents Unique in ANS Function: Breathing is the only autonomic function that can easily be voluntarily controlled so it provides a portal through which specific selected breathing patterns Can be used to send messages through PNS, SNS and interoceptive systems to affect how the brain perceives, interprets, and responds to stress or threat 6

Resonance Breathing exercises the baroreceptors: Increased baroreflex gain is analogous to a more sensitive thermostat, allowing the body to regulate BP and gas exchange more effectively Structured breathing has neurophysiological effects (e.g., yoga breathing) Stretch receptors in the alveoli, baroreceptors, chemoreceptors & sensors throughout the respiratory structures send information about the state & activity of the respiratory system through vagal afferents & brainstem relay stations to other CNS structures Input influences perception, cognition, emotion regulation, somatic expression & behavior Consider as adjunctive to OMT or prescribe as exercise Even CPAP has alveolar afferents noted as proposed mechanism in HRV) 3:18 Video @ https://www.y outube.com/ watch?v=gz4 G31LGyog CTRL+ Click Perform 4 Cycles Twice Daily Slow Count to Tolerance Max of 8 Cycles Andrew Weil s Yogic 4-7-8 Breathing Exercise Goal: Access ANS (Vagus) Through Secondary Respiration Entrain and Modulate Heart Rate Variability ( HRV) 3:18 Video @ https://www.youtube.com/watch?v=gz4g31lgyog 7

General Advice Slow breathing with eyes closed best Enhanced outcome if 1 st relieve physical tension (qi gong, yoga, tai chi) Different Rates for Different Goals Rate 4.5 6 optimal for ANS, cognitive & stress reduction Rate <3bpm more sedating/meditative Options This Lab Will use 4:7:8 (4-In; 7-Hold; 8-Out) Future Your Research; Pick by Evidence-Base, Population, Ease, etc 8

Vagal Target: Now a paradigm shift in the medical treatment of diverse disorders like depression, epilepsy & pain using vagal nerve stimulation/balance-regulation adds rich layer to osteopathic understanding in the neurological-ans model Instead of exclusively targeting sympathetic activities, physicians should also attempt to modulate/increase myelinated vagal tone. Metaphorically: can no longer base treatment decisions based solely on the concept of a sticky accelerator (sympathetics) while overlooking the possibility of bad brakes (parasympathetics). Behavioral interventions like HRV Biofeedback and emotional selfregulation strategies represent non-invasive methods of restoring homeostasis. LAB GOAL: APPLY OSTEOPATHIC STRATEGIES FOR NEUROVISCERAL INTEGRATION ALLOSTATIC LOAD SOMATIC LOAD OMT Applications for Health Modulate CNX & HRV with Sub-Occipital Inhibition & OA Decompression CN V & X Dural Diaphragm Inion & Nuchal Line inhibition or Venous Sinus Drainage Vagal Mechanoreceptors Linea Alba / Fulford Shock Release Vagal Mechanoreceptors Upper GI Sphincter Release Social / Coherence & Respiratory Links Paced Breathing; PRM with 2 nd -ary Respiration & Heart-Breath Body-Mind Unity 9

Integrate OMT & Paced Respiratory Respiratory Coherence Strategies & Implementing Polyvagal Strategies (Above Diaphragm) 10

OMT to Implement Polyvagal (Myelinated Vagal) Strategy Paced Respiration (4:7:8) Documented to Increase Heart Rate Variability Add: 4 In 7 Hold 8 Out OMT to Implement Polyvagal (Myelinated Vagal) Strategy Structures with CNX Innervation 11

For 1A-B Technique Include 4-7-8 Breathing Take up slack during exhalation SubOccipital Inhibition & Decompression Goal: Modulate Autonomic Balance HRV & Enhance Heath Fulford Techniques with Paced Respiration (Polyvagal / Neurovisceral Paradigms Context) 12

Pt knees bent to relax abdomen Contact costal margin on left Take enough soft tissue to travel up to diaphragm at Rib 6 Compress to resistance Have patient breathe slowly (½ breath in; hold; blow out) As blow out, slightly increase resistance Continue until release Near cardiac sphincter May use Coherence or Yogic (etc) Breathing (Aid & Educate) Intention can be important Pt with knees up to relax abd Make all fingers same length Contact midline & compress to resistance Have patient breathe slowly (½ breath in; hold; blow out) As blow out, slightly increase resistance Continue until release Intention can be important May use Coherence/Yogic (etc) Breathing (Aid/Educate) 13

Diaphragm Release & Linea Alba OMT Goal: Release Shock (Gasp/Linea Alba/Solar Plexus) & Augment Secondary Respiration Implementing Polyvagal Strategies (Below Diaphragm) Gut-Mind Connection Visceral OMT Added GI Sphincter Enteric/CNX Mechanotransduction Strategies(?) 14

Gut-Mind: Paradigm recognizes an important gut-emotion / gut-physiological link. Whether linked neurologically through the vagus or linked to GABA (vagal or microflora connection or both), enhancing the function of one is empirically linked to the function of the other Metaphorically: Gut-wrenching can t stomach that need to vent my spleen got butterflies in my stomach Visceral OMT may help homeostasis of the bowel directly. Vagal innervation of much of bowel (especially mechanoreceptor rich sphincter areas) may play a role a role through the vagus. Visceral OMT may provide a non-invasive method of modulating emotion and psychological health by linking biopsychosocial & neurological-ans models. SO Py DJ White ring IDs root of mesentery; yellow/red arrows IDs Sphincter of Oddi (Youtube Link) https://www.youtube.com/watch?v=bmphhbyd1wo Sphincters rich in mechanoreceptors 15

LAB 3 Find & OMT Sphincters/Flexures Sphincter of Oddi 16

Oath of Hippocrates The regimen I adopt shall be for the benefit of my patients according to my ability and judgement Anything I can clean up later? M U - C O M 2 0 1 7 MKuchera@marian.edu 17