Alan G. Casson FRCSC Professor of Surgery & VP Integrated Health Services University of Saskatchewan & Saskatoon Health Region

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Identification and Characterization of Stem-like Cells in Human Esophageal Adenocarcinoma and Normal Epithelial Cell Lines No disclosures / conflict of interest Alan G. Casson FRCSC Professor of Surgery & VP Integrated Health Services University of Saskatchewan & Saskatoon Health Region Ronghua Zhao MD PhD Cancer Stem Cell Research Group & Department of Surgery www.medicine.usask.ca/surgery

CANCER BIOLOGY CLONAL EVOLUTION Multistep process Accumulation of genetic mutations Modulated by oncogenes, tumor suppressor genes, epigenetic factors etc. Does not entirely explain: latency heterogeneity cellular de-differentiation

CANCER BIOLOGY CLONAL EVOLUTION vs. STEM CELL MODELS (Till & McCulloch, 1963; Dick 1997) SELF RENEWAL STEM CELL DIFFERENTIATION continued division and maturation Multistep process Accumulation of genetic mutations Modulated by oncogenes, tumor suppressor genes, epigenetic factors etc. Does not entirely explain: latency heterogeneity cellular de-differentiation Cell surface markers (flow cytometry) AML CD34 + CD38 Myeloma CD19 + CD138 Glioma CD133 + nestin + Colon / GI CD133 + CD166 + EpCAM high Lgr5 Functional assays in vitro - sphere formation in cell culture - soft agar assays (clonogenicity, drug resistance) in vivo - xenograft formation in immunodeficient mice

EVIDENCE FOR STEM CELLS IN BARRETT ESOPHAGUS & ESOPHAGEAL MALIGNANCY Reviewed in Barbera & Fitzgerald: Biochem. Soc. Trans 2010 Murine tissues: Integrin α6 / CD71 (Croagh et al Stem Cells 2007) CD43 (Kalabis et al J. Clin Invest 2008) Human tissues & cell lines: GPR49 (Lgr5) (Yang et al Proc. AACR, abstract, 2009) None (CD24, CD29, CD34, CD44, (Grotenhuis et al J. Pathol 2010) CD133, CD166, EpCAM, β-catenin) Musashi-1 (Bobryshev et al Dis. Esoph 2010) Mid-IR spectrum (Zhao et al Analyst 2010) Bone Marrow-derived cells (Hutchinson et al Stem Cells Dev. 2011) CD44 / CD24 (OE19, OE33 cell lines) (Honing et al Proc. AACR, abstract, 2012)

RATIONALE, OBJECTIVES, MODEL Changing epidemiology / poor outcomes associated with esophageal malignancy Improved understanding of esophageal tumor biology, specifically to identify subpopulations of cancer stem-like cells Human esophageal cell lines derived from: Primary esophageal adenocarcinomas OE33 JH-EsoAd1 (Rockett et al Br. J. Cancer 1997; ECCC, Porton Down UK) (Alvarez et al Cancer Biol. Ther. 2008; Johns Hopkins) Immortalized normal esophageal epithelium Het-1A (Stoner et al Cancer Res 1991; ATCC, Manassas VA)

METHODS Esophageal cells grown in serum-free media to form spheres (enriched with stem-like cells) Parent cells Spheroids Flow cytometry, cell sorting (CD24, CD34, CD44, CD71, CD133, EpCAM, integrin α6, Musashi-1, Oct4) Soft-agar colony formation assays (clonogenicity) Xenotransplantation (tumorigenicity, immunohistochemistry) Cell proliferation / MTT assays (chemosensitivity to Cisplatin & 5-Fu) PCR array (mrna expression of 253 cancer stem cell related genes; SABiosciences) Western Blot analysis (protein expression of selected genes)

RESULTS: Clonogenicity All Het-1A, OE33 and JH-EsoAd1 cells (parent & spheroids) formed colonies in soft agar. Spheroids exhibited significantly enhanced clonogenicity compared with parent cells Estimated frequencies were quantitated using Extreme Limiting Dilution Analysis (ELDA) Hu & Smyth J. Immunol. Methods 2009 lones / number of cells X100% Number of cl 3.5 2.8 2.1 1.4 0.7 cells Het-1A spheroid cells OE33 Cell line PARENT CELLS Median frequency x 10 5 (95% CI) Het-1A 1 / 51.5 (1 / 92.8 1 / 28.5) OE33 1 / 49.4 (1 / 85.8 1 / 28.5) JH-EsoAd1 1 / 196.2 (1 / 409.0 1 / 94.2) SPHEROID CELLS Median frequency x 10 5 (95% CI) 1 / 8.1 (1 / 15.2 1 / 4.3) 1 / 15.1 (1 / 27.5 1 / 8.6) 1 / 72.4 (1 / 124.0 1 / 42.2) P-value <0.01 <0.01 <0.05

RESULTS: Tumorigenicity No xenograft tumors from Het-1A cells (parent or spheroids) Cell line (termination) PARENT CELLS Number of Tumors (%) PARENT CELLS Median tumor volume (mm 3 ) SPHEROID Number of Tumors (%) SPHEROID Median tumor volume (mm 3 ) OE33 (29 weeks) 2 / 15 (13%) 1.7 6 / 15 (40%) JH-EsoAd1 (13 6 / 15 275 13 / 15 weeks) (40%) (87%) 500 1,098 All xenografts were adenocarcinomas (spheroids higher grade) CD71 & CD133 negative; Positive staining for CD44 & Integrin α6 Increased frequency of tumors resulting from spheroids (Kaplan-Meier & ELDA) Cell line PARENT CELLS Median frequency x 10 5 (95% CI) OE33 1 / 36.1 (1 / 145.0 1 / 8.9) JH-EsoAd1 1 / 4.6 (1 / 10.8 1 / 1.9) SPHEROIDS Median frequency x 10 5 (95% CI) 1 / 8.7 (1 / 20.5 1 /3.7) 1 / 0.4 (1 / 1.1 1 / 0.1) P-value 0.06 <0.05

RESULTS: Chemosensitivity Compared with parent cells, spheroids: had lower proliferation rates were resistant to 5-Fu For Cisplatin (CDDP): Het-1A & OE33 spheroids were resistant JH-EsoAd1 spheroid and parent cells exhibited similar chemosensitivity

RESULTS: Cell surface markers - 1 NEGATIVE: CD24 CD34 CD133 HIGH POSITIVITY: CD44 (>90%) Oct 4 MODERATE POSITIVITY: Musashi-1 (30-70%) CD71 Integrin α6 Het-1A (5.0%) (regulates cell adhesion in the ECM) OE33 (0.2%) JH-EsoAd1 (44%) Integrin α6 bright / CD71 dim Het-1A (0.11%) OE33 (0.01%) JH-EsoAd1 (0.21%)

RESULTS: Cell surface markers - 2 Integrin α6 bright / CD71 dim Het-1A OE33 JH-EsoAd1 Parent 0.11 % 0.01% 0.21% Spheroid 21.3% 5.73% 11.3% Subpopulations of Het-1A, OE33 and JH-EsoAd1 cells expressing Integrin α6 bright / CD71 dim were found to have enhanced clonogenicity and spherogenicity Reported to enrich stem-like progenitor cells in: Human keratinocytes (Terunuma et al Stem Cells 2007) Human cornea (Hayashi et al Biochem. Biophys. Res. Comm. 2008) Murine esophageal basal cells (Croagh et al Stem Cells 2007) Musashi-1: No differences between parent cells or spheroids

RESULTS: mrna expression profiles & Western analysis Ascl2 (Achaete-schute complex homolog 2) direct transcriptional target of Wnt regulates cell proliferation by modulating cell cycle progression at G2/M overexpressed in colorectal adenocarcinomas implicated in maintenance of human intestinal stem cells & drug resistance (5-Fu) Lgr5 expression was consistently negative in all cell lines (parent & spheroids) and xenografts

SUMMARY & CONCLUSIONS 1. Human esophageal cells grown in serum-free media to form spheroids exhibited increased clonogenicity, tumorigenicity and drug resistance, reflecting enrichment of stem-like cell populations. 2. Esophageal cells enriched for Integrin α6 bright / CD71 dim and/or overexpressing Ascl2 would appear to represent a subpopulation of stem-like cells. 3. Limitations of human cell line / spheroid models. These findings should be considered preliminary, and require confirmation in human tissues. 4. The role of stem cells in human solid tumors remains controversial. Future studies will lead to an improved understanding of fundamental esophageal tumor biology with potential to direct future therapeutic strategies. Funded, in part, by the Saskatchewan Health Research Foundation, the Jean Murray Cancer Research Trust Fund & the FH Wigmore Trust Fund (College of Medicine)