The added value of the IWG-2 diagnostic criteria for Alzheimer s disease

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The added value of the IWG-2 diagnostic criteria for Alzheimer s disease Miami, January 2016 Bruno Dubois Head of the Dementia Research Center (IMMA) Director of INSERM Research Unit (ICM) Salpêtrière Hospital University Paris 6

IWG-1 criteria (2007-2010) First introduction of different AD clinical stages prodromal stage dementia stage First introduction of different AD preclinical states asymptomatic at risk (biomarker positive) presymptomatic (mutation carriers) First introduction of different forms of AD typical atypical One disease: one set of criteria AD: a clinico-biological entity

The conceptual shift 1984 NINCDS-ADRDA linical pathological entity [ CLINICAL MCI POST-MORTEM alzheimer s disease dementia probable/possible neuropathology 2007 IWG clinical biological entity [ CLINICAL BIOLOGICAL alzheimer s disease typical / atypical biomarkers

The different biomarkers of AD PATHOPHYSIOLOGICAL MARKERS LESIONS of AD CSF Abeta and tau levels nature 2 types amyloid, tau amyloid PET Tau PET location Amnestic syndrome of the hippocampal type Hippocampal atrophy (MRI) Cortical hypometabolism (FDG-PET) TOPOGRAPHICAL MARKERS

The 2 types of biomarkers (LN, 2014) Diagnostic markers Pathophysiological markers Reflect in-vivo pathology (amyloid and tau changes) Are present at all stages of the disease Observable even in the asymptomatic state Might not be correlated with clinical severity Indicated for inclusion in protocols of clinical trials Progression markers Topographical or downstream markers Poor disease specificity Indicate clinical severity (staging marker) Might not be present in early stages Quantify time to disease milestones Indicated for disease progression Lancet Neurology, June 2014

IWG-2 criteria for typical AD, at any stage CLINICO - BIOLOGICAL ENTITY Amnestic syndrome of the hippocampal type Isolated or associated with other cognitive or behavioral changes CSF (low β1 42 and high T or P-tau) OR Amyloid PET (+)

2011 (3) NIA/AD diagnostic Criteria The NIA/AA criteria acknowledge that : brain changes can occur long before dementia symptoms disease biomarkers might be useful for the diagnosis 3 recognized stages with 3 different diagnostic algorithms AD dementia stage (10 categories) MCI stage (4 categories) preclinical stage (3 categories) 2 types of MCI criteria : for clinical setting for research purposes that are based on the use of biomarkers: Cognition Likelihood of AD Biomarker Evidence MCI High likelihood (+) amyloid-β biomarker AND (+) neuronal injury biomarker* MCI Intermediate likelihood (+) amyloid-β biomarker OR (+) neuronal injury biomarker* MCI Uninformative situation Biomarkers fall in ambiguous ranges, conflict, not obtained MCI Unlikely due to AD Demonstrated absence of AD-type molecular marker and possible presence of marker suggestive of non-ad disorder

Prodromal versus MCI due to AD Characteristics IWG-2 NIA/AA Pathophysiological markers only YES NO At least, amyloid marker necessary YES NO Specific clinical phenotype required YES NO Integration within a continuum YES NO Different levels of likelihood NO YES Only clinical NO YES

«Early AD»: the right target This includes Prodromal + Mild AD dementia IWG-2 criteria with MMS 20 IWG-2 30 Dementia 20 Advantages: Focus on early stage of AD One disease = One set of criteria Possibility for a secondary stratification

The preclinical states of AD Preclinical states >20 yrs Symptomatic stages Prodromal Dementia 3 7 yrs Presence of biomarkers Who are they? Specific memory disorders Dementia Presymptomatic AD = with autosomal dominant monogenic AD mutation: they will develop AD Asymptomatic at risk for AD (AR-AD) = with a positive pathological marker (brain or CSF): they will or will not develop AD Dubois et al, Lancet Neurology, 2010

The «IWG-2 criteria» Lancet Neurol, 2014 A simplified algorithm is proposed: In any condition and at any stage of the disease, the diagnosis of AD relies on the presence of a pathophysiological marker. Typical Amnestic syndrome of the Hipp. type Atypical Posterior cortical atrophy Logopenic variant Frontal variant Asymptomatic at risk No AD phenotype (typical or atypical) Presymptomatic (AD mutation) No AD phenotype (typical or atypical) CSF (low β1 42 and high T or P-tau) OR Amyloid PET (high retention of tracer)

IWG-2 criteria for asymptomatic at risk Absence of specific clinical phenotype of AD (both are required): Absence of amnestic syndrome of the hippocampal type Absence of any clinical phenotype of atypical AD CSF (low β1 42 and high T or P-tau) OR Amyloid PET (+)

Added-value of the IWG-2 criteria They focus on the entire continuum of AD including the preclinical states; They utilize a single diagnostic framework for the entire range of clinical severity They integrate pathophysiological biomarkers into all phases of the diagnostic approach to improve on the diagnostic specificity AD diagnosis is now based at least on the presence of brain amyloidosis They integrate causative mutations into diagnosis They are simple to apply They can be used for inclusion of patients with «early AD», an important target for clinical trials

Update: The new lexicon (1) (Dubois et al, Lancet Neurology 2010) AD: starts with the first specific symptoms and encompasses both the prodromal and dementia phases AD dementia: phase of AD with an impact on ADL Prodromal AD: the early symptomatic, predementia phase of AD Typical AD: common clinical phenotype of AD, characterized by an early amnestic syndrome of the hippocampal type Atypical AD: less common but well characterized clinical phenotypes: logopenic aphasia, posterior cortical atrophy, frontal variant of AD. The diagnosis of AD needs in vivo evidence of pathophysiological markers Mixed AD: patients who fulfill the criteria for AD with clinical and biomarkers evidence of other co-morbid disorders

Update: The new lexicon (2) Preclinical stages of AD Asymptomatic at risk: cognitively normal individuals with in vivo pathophysiological biomarkers of AD Presymptomatic AD: cognitively normal individuals with a proven autosomal dominant mutation Alzheimer s pathology: neurobiological changes responsible for AD Pathophysiological markers: in vivo biological changes that reflect the underlying AD pathology (CSF Abeta and tau; PET-amyloid). They are markers of diagnosis, more targeted at identifying AD. Topographical biomarkers: downstream markers of neurodegeneration: can be structural (atrophy/mri) or metabolic (hypometabolism/fdg-pet). They are markers of progression, more targeted at assessing changes over time and predicting outcomes.

What s next? The preclinical states of AD

AD = a continuum with different stages compensated state.>< decompensated state..> 1 2 3 STAGE preclinical prodromal dementia BIOMARKER of Alzheimer pathology positive positive positive COGNITION normal Amnestic S of the H. type Cognitive/behavioral chges Impact on ADL

NIA-AA: Preclinical AD Sperling et al, 2011

«Entorhinal-hippocampal tau pathology is an invariant feature of AD and is always associated with its development».

Unresolved issues about preclinical states of AR-AD 1) Will they all convert to AD? Ethical issues: What should we disclose about their status and their risk? Can we treat someone against a disease that he/she will never develop? 2) When will they convert to AD? Therapeutic issues: Duration of the study? Factors to be controlled: age? APOE status? amyloid burden? cognitive reserve? education? preventive genetic/epigenetic factors? to better know the natural history of AD to identify predictive markers of a further conversion to identify the risk/preventive factors of a clinical disease

asymptomatic symptomatic The risk for AD - Hypothetical model Risk for AD ApoE 4, age, genetic factors, circulating agents, comorbidity Cognitive/brain reserve dynamic process of conversion Functional/structural Connectivity, FDG-PET subjective feelings Clinical AD clinical threshold BM (+) BM (-)

We gratefully acknowledge the IWG participants H Feldman, C Jacova, H Hampel, JL Molinuevo, K Blennow, ST DeKosky, S Gauthier, D Selkoe, R Bateman, S Cappa, S Crutch, S Engelborghs, GB Frisoni, NC Fox, D Galasko, M-O Habert, GA Jicha, A Nordberg, F Pasquier, G Rabinovici, P Robert, C Rowe, S Salloway, M Sarazin, S Epelbaum, L de Souza, B Vellas, PJ Visser, L Schneider, Y Stern, P Scheltens, JL Cummings