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Last Review Status/Date: March 2015 Description Page: 1 of 6 Low-frequency ultrasound (US) in the kilohertz (KHz) range may improve wound healing. Several noncontact devices have received regulatory approval for wound treatment. Background US is defined as a mechanical vibration above the upper threshold of human hearing (> 20 KHz). US in the megahertz (MHz) range (1 3 MHz) have been used for the treatment of musculoskeletal disorders, primarily by physical therapists. Although the exact mechanism underlying its clinical effects is not known, therapeutic US has been shown to have a variety of effects at a cellular level, including angiogenesis, leukocyte adhesion, growth factor and collagen production, and increases in macrophage responsiveness, fibrinolysis, and nitric oxide levels. The therapeutic effects of US energy in the kilohertz range have been examined. Low frequency US in this range may improve wound healing via the production, vibration, and movement of micron-sized bubbles in the coupling medium and tissue. The mechanical energy from US is typically transmitted to tissue through a coupling gel. Several highintensity US devices with contact probes are currently available for wound debridement. Recently, A lowintensity US devices have been developed that do not require use of a coupling gel or other direct contact. The MIST Therapy System (Celleration, Eden Prairie, MN) delivers a saline mist to the wound with low-frequency US (40 KHz). A second device, the Qoustic Wound Therapy System (Arobella Medical, Minnetonka, MN), also uses sterile saline to deliver ultrasound energy (35 KHz) for wound debridement and irrigation. Regulatory Status In 2005, the Celleration MIST therapy device received marketing clearance through the FDA s 510(k) process, to promote wound healing through wound cleansing and maintenance debridement by the removal of yellow slough, fibrin, tissue exudates and bacteria. Several wound drainage and wound vacuum systems were listed as predicate devices. In 2004, the FDA had reclassified these devices from class III to class II at the request of Celleration. In 2007, the AR1000 Ultrasonic Wound Therapy System (Arobella Medical) received marketing clearance, listing the Celleration MIST system and several other ultrasonic wound debridement and

Page: 2 of 6 hydrosurgery systems as predicate devices. The AR1000 system uses a combination of irrigation and US with a contact probe to debride and cleanse wounds. The indications are similar to that of the MIST system, listed as: selective dissection and fragmentation of tissue, wound debridement (acute and chronic wounds, burns, diseased or necrotic tissue), and cleansing irrigation of the site for the removal of debris, exudates, fragments, and other matter. This device is now known as the Qoustic Wound Therapy System. Several other devices have been approved as being substantially equivalent to the earlier devices. FDA product code: NRB Related Policies 1.01.16 Negative Pressure Wound Therapy 2.01.57 Electrostimulation and Electromagnetic Therapy for the Treatment of Chronic Policy This policy statement applies to clinical review performed for pre-service (Prior Approval, Precertification, Advanced Benefit Determination, etc.) and/or post-service claims. Non-contact ultrasound treatment for wounds is considered not medically necessary. Rationale The literature review focused on studies, preferably randomized, evaluating whether the addition of noncontact ultrasound (US) improves wound healing in comparison with standard treatment alone. Two systematic reviews were published in 2011. An industry-sponsored review by Driver et al considered both controlled and uncontrolled studies on noncontact low-frequency US therapy for treating chronic wounds. (1) To be eligible for inclusion, studies had to have at least 4 weeks of follow-up. Ten studies were initially identified and 2 were excluded, 1 because data were not in a form suitable for pooling and the other because follow-up time was too short. Of the remaining 8 studies, 1 was a randomized controlled trial (RCT), and the remainder were observational studies (5 retrospective analyses and 2 prospective studies). A pooled analysis of findings from 7 studies (total n=429) found that a mean of 32.7% (95% confidence interval [CI], 23.3% to 42.1%) of patients had healed wounds by a mean of 6 weeks. A pooled analysis of 4 studies (total n=188) found a mean of 85.2% (95% CI, 64.7% to 97.6%) reduction in wound area by final follow-up. The major limitation of this meta-analysis was that there were no pooled comparisons of noncontact US therapy to optimal wound care alone, or to an alternative intervention. Thus conclusions cannot be drawn about the incremental benefit of non-contact ultrasound treatment over optimal wound care alone. The second systematic review only included RCTs; studies could noncontact or contact ultrasound (US) for treating chronic wounds. (2) Five RCTs were identified on noncontact US, 1 of which was unpublished. The authors conducted 1 pooled analysis of study findings. This meta-analysis of 2 RCTs found a significantly smaller proportion of non-healed wounds at 3 months in the noncontact US group compared to the control group (risk ratio [RR]: 0.74; 95% CI, 0.58 to 0.95). The ability to draw

Page: 3 of 6 conclusions from this meta-analysis is limited because only 2 RCTs were included and 1 of these used noncontact US delivered during foot bathing (ie, did not use a modern device). The other RCT, by Ennis et al had potential methodologic limitations (see next). Details of the 2 industry-sponsored RCTs that have assessed the incremental benefit of MIST therapy on wound healing are as follows: In 2005, Ennis et al published findings of a double-blind multicenter RCT that used MIST therapy for recalcitrant diabetic foot ulcers. (3) Most of the 133 patients (85%) were enrolled and treated at 17 different wound clinics/private practice centers. An additional 15% of patients were enrolled at 6 university medical clinics. Patients with recalcitrant foot ulcers were treated with active or sham saline mist therapy 3 times per week, with debridement as needed and a weekly evaluation by an independent investigator. Twenty-four patients were lost to follow-up, and data from 54 patients were excluded from analysis due to protocol violations (5 centers were found to have inverted the treatment distances for the active and sham devices), leaving 55 patients (41%) for the per-protocol analysis. The investigators reported significant improvement (11 of 27 patients, 41%) compared to the control group (4 of 28 patients, 14%) in the proportion of wounds healed (defined as complete epithelialization without drainage). However, intent-to-treat (ITT) analysis showed no difference in wound healing (26% vs. 22%, respectively) between the active (n=70) and control (n= 63) groups. In addition to the 59% loss to followup, there was a difference in the ulcer area at baseline (1.7 vs. 4.4 cm 2, respectively) and chronicity of wounds (35 vs 67 weeks, respectively) that favored MIST therapy in the per-protocol groups. Due to the serious limitations of this study, these results are considered inconclusive. In 2007, Kavros et al published an open-label (nonblinded) RCT comparing 12 weeks of MIST therapy plus standard care to standard care alone in 70 patients with nonhealing (2 months) foot, ankle, or leg. (4) To participate, patients need to have documented ischemia (transcutaneous oximetry of 40 mm Hg) and to agree to 3 times per week visits for therapy. The study found that a greater proportion of patients in the MIST therapy group (22 of 35, or 63%) achieved wound healing (defined as a reduction of wound area greater than 50%) in comparison with standard of care alone (10/35 patients, 29%). The authors did not control for potential non-specific effects of the additional treatment sessions for patients in the noncontact US group e.g. by including a sham treatment group. In addition, although the study reported on the importance of baseline transcutaneous partial pressure of oxygen (TcPO 2 ) on wound healing, patients with low (1 20 mm Hg) and high (21 40 mm Hg) TcPO 2 levels did not appear to be equally distributed between the groups. Since publication of the 2011 systematic reviews, 1 additional RCT was published that evaluated the incremental benefit of noncontact US on wound healing. The study, by Olyaie et al, was nonblinded and was conducted in Iran. (5) Sponsorship of the study was not discussed. Ninety patients with venous leg ulcers were randomized to 1 of 3 groups (30 patients per group): standard care only; standard care plus high-frequency US; or noncontact US using MIST therapy. Patients in the 2 US groups received treatments 3 times per week for 3 months or until healing occurred. After 4 months, mean (SD) ulcer size was 3.23 cm 2 2.39) in the high-frequency US group, 2.72 cm 2 (2.16) in the noncontact US group, and 4.28 cm 2 (2.80) in the standard care group, p<0.04. Patients were followed for a mean of 7.5 months. The mean (SD) time to complete healing (in months) was 6.86 (2.04) in the high-frequency US group,

Page: 4 of 6 6.65 (1.59) in the non-contact US group, and 8.50 (2.17) in the standard care group. The difference in time to healing among the 3 groups was statistically significant, p<0.001. The authors did not report paired comparisons between the standard care and noncontact US groups. The main limitation of this trial is that it was not blinded this could have led to differential treatment of patients in the 3 groups as they received standard care, and could have biased outcome assessment. Also, as evidenced by the complete healing of ulcers in all patients in the standard care group, it is unlikely that patients had received optimal wound care prior to enrolling in the study. Ongoing and Unpublished Clinical Trials MIST Ultrasound Therapy Compared to UK Standard Care for the Treatment of Non-healing Venous Leg Ulcers (NCT01671748) (6): This single-blind RCT is comparing MIST ultrasound therapy to standard care in the United Kingdom for treatment of non-healing venous leg ulcers. The primary outcome is change in wound area. The investigators expect to enroll 40 patients, and the expected date of study completion is November 2013. Effects of Non-Contact Low Frequency Ultrasound in Healing Venous Leg Ulcers (NCT01549860) (7): This single-blind RCT, underway at multiple sites in the United States, is comparing MIST US therapy plus standard of care with standard of care alone for treatment of nonhealing lower extremity venous ulcers The primary outcome measure is the wound reduction area after 4 weeks. Estimated enrollment is 156 patients and the expected date of study completion is December 2014. Practice Guidelines and Position Statements In 2010, the Association for the Advancement of Wound Care (AAWC) published a guideline on care of pressure ulcers. (8) Noncontact US therapy was included as a potential second-line intervention if firstline treatments did not result in wound healing. The AAWC guideline on treatment of venous ulcers, updated in 2010, states that low-frequency US treatment requires additional evidence before it can be considered an appropriate treatment. (9) U.S. Preventive Services Task Force Recommendations The U.S. Preventive Services Task Force has not addressed noncontact ultrasound for treatment of wounds. Summary The available published evidence does not permit conclusions concerning the effect of noncontact ultrasound (US) on health outcomes compared with standard wound treatment. One blinded randomized controlled trial (RCT) and 2 nonblinded RCTs have evaluated the incremental benefit of commercially available noncontact US devices on wound healing. The blinded RCT had substantial methodologic flaws, eg, high dropout rate, baseline differences between groups that limit the validity of the findings. Well-designed, blinded studies that have adequate numbers of patients and that include all relevant outcomes are needed to further evaluate the efficacy of this treatment. Therefore, noncontact ultrasound treatment for wounds is considered not medically necessary.

Page: 5 of 6 Medicare National Coverage There is no national coverage determination (NCD). References 1. Driver VR, Yao M, Miller CJ. Noncontact low-frequency ultrasound therapy in the treatment of chronic wounds: A meta-analysis. Wound Rep Reg 2011; 19(4):475-480. 2. Voigt J, Wendelken M, Driver V et al. Low-frequency ultrasound (20-40 khz) as an adjunctive therapy for chronic wound healing: a systematic review of the literature and meta-analysis of eight randomized controlled trials. Int J Low Extrem Dec 2011; 10(4):190-199. PMID 22184750 3. Ennis WJ, Foremann P, Mozen N et al. Ultrasound therapy for recalcitrant diabetic foot ulcers: results of a randomized, double-blind, controlled, multicenter study. Ostomy Wound Manage 2005; 51(8):24-39. PMID 4. Kavros SJ, Miller JL, Hanna SW. Treatment of ischemic wounds with noncontact, low-frequency ultrasound: the Mayo Clinic experience, 2004-2006. Adv Skin Wound Care 2007; 20(4):221-226. PMID 5. Olyaie M, Rad FS, Elahifar MA et al. High-frequency and Noncontact Low-frequency Ultrasound Therapy for Venous Leg Ulcer Treatment: A Randomized, Controlled Study. Ostomy Wound Manage Aug 2013; 59(8):14-20. PMID 23934374 6. Sponsored by Cardiff and Vale University Health Board in collaboration with Celleration. MIST Ultrasound Therapy Compared to UK Standard Care for the Treatment of Non-healing Venous Leg Ulcers (NCT01671748). Available online at: www.clinicaltrials.gov. Last accessed November, 2014. 7. Sponsored by Celleration Inc. Effects of Non Contact Low Frequency Ultrasound in Healing Venous Leg Ulcers (NCT01549860). www.clinicaltrials.gov. Accessed November 26, 2014. 8. Association for the Advancement of Wound Care (AAWC). Pressure Ulcer Guideline. Available online at: www.guideline.gov. Last accessed November, 2014. 9. Association for the Advancement of Wound Care (AAWC). Venous Ulcer Guideline. Available online at: www.guideline.gov. Last accessed November, 2014. Policy History Date Action Reason September 2012 New Policy March 2014 Update Policy Policy updated with literature review, references added other renumbered or removed; policy statement unchanged. March 2015 Update Policy Policy updated with literature review. Reference 7 added. Policy statement unchanged.

Page: 6 of 6 Keywords MIST Therapy Non-Contact Ultrasound Wound Healing Foot Ulcers This policy was approved by the FEP Pharmacy and Medical Policy Committee on March 20, 2015 and is effective April 15, 2015. Signature on file Deborah M. Smith, MD, MPH