The Canadian multicentre study of deep brain stimulation for cervical dystonia

Similar documents
The Canadian multicentre study of deep brain stimulation for cervical dystonia

Outcome predictors of pallidal stimulation in patients with primary dystonia: the role of disease duration

doi: /brain/awt009 Brain 2013: 136; Bilateral pallidal stimulation in cervical dystonia: blinded evidence of benefit beyond 5 years

Deep brain stimulation of globus pallidus internus for DYT1 positive primary generalized dystonia

Critical Review: What effects do neurosurgical treatments for generalized dystonia have on speech?

Pallidal Deep Brain Stimulation

Treatment of Dystonia with Deep Brain Stimulation

Changes in Cortical and Pallidal Oscillatory Activity during the Execution of a Sensory Trick in Patients with Cervical Dystonia

P rimary generalised dystonia (PGD) is a movement disorder

Review Article Dystonia and the Role of Deep Brain Stimulation

Deep Brain Stimulation: Patient selection

Bilateral, pallidal, deep-brain stimulation in primary generalised dystonia: a prospective 3 year follow-up study

ORIGINAL CONTRIBUTION. Acute Deep-Brain Stimulation of the Internal and External Globus Pallidus in Primary Dystonia

Bilateral Deep-Brain Stimulation of the Globus Pallidus in Primary Generalized Dystonia

ORIGINAL CONTRIBUTION. Subthalamic Stimulation in Parkinson Disease

Pallidal Deep-Brain Stimulation in Primary Generalized or Segmental Dystonia

Surgical Treatment of Movement Disorders. Surgical Treatment of Movement Disorders. New Techniques: Procedure is safer and better

Subthalamic nucleus deep brain stimulation for severe idiopathic dystonia: impact on severity, neuropsychological status, and quality of life

Deep brain stimulation in the treatment of dyskinesia and dystonia

Surgical Treatment for Movement Disorders

Palladotomy and Pallidal Deep Brain Stimulation

Parkinson's Disease Center and Movement Disorders Clinic

Journal of Anesthesia & Pain Medicine

Deep Brain Stimulation: Indications and Ethical Applications

DBS Programming. Paul S Fishman MD, PhD University of Maryland School of Medicine PFNCA 3/24/18

10/13/2017. Disclosures. Deep Brain Stimulation in the Treatment of Movement Disorders. Deep Brain Stimulation: Objectives.

Understand the New 2019 Neurostimulator Analysis-Programming CPT Coding Structure and Associated Relative Value Units

Deep Brain Stimulation for Parkinson s Disease & Essential Tremor

Troubleshooting algorithms for common DBS related problems in tremor and dystonia

Punit Agrawal, DO Clinical Assistant Professor of Neurology Division of Movement Disorders OSU Department of Neurology

Subthalamic Nucleus Deep Brain Stimulation (STN-DBS)

DBS efficacia, complicanze in cronico e nuovi orizzonti terapeutici

Deep brain stimulation in movement disorders: stereotactic coregistration of two-dimensional electrical field modeling and magnetic resonance imaging

See Policy CPT/HCPCS CODE section below for any prior authorization requirements

Outcome of selective ramisectomy for botulinum toxin resistant torticollis

Deep Brain Stimulation Surgery for Parkinson s Disease

ORIGINAL CONTRIBUTION

Parkinson disease: Parkinson Disease

Surgery for Parkinson s disease improves disability but not impairment components of the UPDRS-II

DEEP BRAIN STIMULATION

Citation for published version (APA): Contarino, M. F. (2013). Improving surgical treatment for movement disorders

SUPPLEMENTAL DIGITAL CONTENT

Deep Brain Stimulation and Movement Disorders

Dystonia is characterized by sustained muscle

PACEMAKERS ARE NOT JUST FOR THE HEART! Ab Siadati MD

The phenomenology and treatment of idiopathic adult-onset truncal dystonia: a retrospective review

Deep brain stimulation for dystonia

Ablative procedures for the treatment of Parkinson s disease

I n 1991 Benabid et al introduced deep brain stimulation

Outcomes after stereotactically guided pallidotomy for advanced Parkinson s disease

F unctional stereotactic surgery is now well established for

Deep brain stimulation for camptocormia in dystonia and Parkinson s disease

Pallidal stimulation for acquired dystonia due to cerebral palsy: beyond 5 years

Survey of practices employed by neurologists for the definition and management of secondary nonresponse to botulinum toxin in cervical dystonia

No Financial Disclosures

Deep Brain Stimulation

Deep brain stimulation: What can patients expect from it?

ORIGINAL CONTRIBUTION. Improvement in Parkinson Disease by Subthalamic Nucleus Stimulation Based on Electrode Placement

Dystonia: Title. A real pain in the neck. in All the Wrong Places

The webinar will begin momentarily. Tractography-based Targeting for Functional Neurosurgery

Patient selection for surgery: Hyperkinetic movement disorders

Deep brain stimulation (DBS) has been

Supplementary Information for Decreased activity of single subthalamic nucleus neurons in Parkinson patients responding to placebo

Surgical Treatment: Patient Edition

E ssential tremor is a commonly diagnosed movement

Factors affecting the health-related quality of life of patients with cervical dystonia and the impact of botulinum toxin type A injections

Imaging alone versus microelectrode recording guided targeting of the STN in patients with Parkinson s disease

Quantitative Assessment of Botulinum Toxin Treatment in 43 Patients with Head Tremor

THE MEDICAL AND SURGICAL TREATMENT OF DYSTONIA

National Institute for Health and Clinical Excellence

Evidence compendium. Research study summaries supporting the use of Medtronic deep brain stimulation (DBS) for Parkinson s disease

Outcomes following deep brain stimulation lead revision or reimplantation for Parkinson s disease

Which patients with dystonia benefit from deep brain stimulation? A metaregression of individual patient outcomes

Deep Brain Stimulation: Surgical Process

Parkinson s Disease Webcast January 31, 2008 Jill Ostrem, M.D. What is Parkinson s Disease?

DEEP BRAIN STIMULATION (DBS) is a standard treatment

Cerebral Magnetic Resonance Imaging Feasibility in Patients with Implanted Neurostimulation System for Deep Brain Stimulation

Name of Policy: Deep Brain Stimulation

Beta and Tremor-Related Oscillations in the Motor Thalamus of Essential Tremor Patients

Pallidal neurostimulation in patients with medication-refractory cervical dystonia: a randomised, sham-controlled trial

Deep Brain Stimulation. Is It Right for You?

Selective peripheral denervation for spasmodic torticollis: 13-year experience with 155 patients

EMERGING TREATMENTS FOR PARKINSON S DISEASE

The oscillatory activity in the Parkinsonian subthalamic nucleus investigated using the macro-electrodes for deep brain stimulation

Deep-brain stimulation of the subthalamic nucleus or the pars interna of the globus pallidus in Parkinson's disease

POSTOPERATIVE PATIENT MANAGEMENT

Measuring symptom change in patients with Parkinson s disease

Hemifacial spasm. Parkinson's Disease Center and Movement Disorders Clinic

symptoms of Parkinson s disease EXCEPT.

UNILATERAL STEREOTACTIC POSTEROVENTRAL GLOBUS PALLIDUS INTERNUS PALLIDOTOMY FOR PARKINSON S DISEASE: SURGICAL TECHNIQUES AND 2-YEAR FOLLOW-UP

SCIENTIFIC PROGRAMME. WEDNESDAY, May 8 th 2019

Introduction to Neurosurgical Subspecialties:

Deep Brain Stimulation

THE EFFECTS OF SUBTHALAMIC NUCLEUS DEEP BRAIN STIMULATION ON VOCAL TRACT DYNAMICS IN PARKINSON S DISEASE

High-Field in vivo Visualization of the Human Globus Pallidus Using 7T MRI

Patient selection for surgery: Parkinson s disease

Globus pallidus internus stimulation in primary generalized dystonia: a H 2 15 O PET study

What contributes to quality of life in patients with Parkinson s disease?

Medical Policy An Independent Licensee of the Blue Cross and Blue Shield Association.

Transcription:

doi:10.1093/brain/awm229 The Canadian multicentre study of deep brain stimulation for cervical dystonia Brain (2007), 130, 2879^2886 Zelma H. T. Kiss, 1 Kristina Doig-Beyaert, 1 Michael Eliasziw, 1,2 Joseph Tsui, 4 Angela Haffenden 1,3 and Oksana Suchowersky 1 on behalf of the Functional and Stereotactic Section of the Canadian Neurosurgical Society and the Canadian Movement Disorders Group 1 Department of Clinical Neuroscience, 2 Department of Community Health Sciences, University of Calgary, 3 Department of Psychology, Calgary Health Region, Calgary and 4 Department of Medicine,University of British Columbia, Vancouver, Canada Correspondence to: Dr Zelma H. T. Kiss, Room 182A, Heritage Medical Research Building, 3330 Hospital Drive NW, Calgary, Alberta, Canada T2N 4N1 E-mail: zkiss@ucalgary.ca Deep brain stimulation (DBS) of the globus pallidus pars interna (GPi) is an effective treatment for generalized dystonia. Its role in the management of other types of dystonia is uncertain.therefore we performed a prospective, single-blind, multicentre study assessing the efficacy and safety of bilateral GPi-DBS in 10 patients with severe, chronic, medication-resistant cervical dystonia. Two blinded neurologists assessed patients before surgery and at 6 and 12 months post-operatively using the Toronto Western Spasmodic Torticollis Rating Scale (TWSTRS). The primary outcome measure was the severity subscore (range 0^30, higher scores indicating greater impairment). Secondary outcomes included disability (0 to 30), pain (0 to 40) subscores and total scores of thetwstrs, Short Form-36 and Beck depression inventory. Swallowing and neuropsychological assessment were also performed at baseline and 12 months. One-way repeated measures analysis of variance was used to analyse the data. The TWSTRS severity score improved from a mean (SD) of 14.7 (4.2) before surgery to 8.4 (4.4) at 12 months post-operatively (P = 0.003). The disability and pain scores improved from 14.9 (3.8) and 26.6 (3.6) before surgery, to 5.4 (7.0) and 9.2 (13.1) at 12 months, respectively (both P _ 0.001). General health and physical functioning as well as depression scores improved significantly. Complications were mild and reversible in four patients. Some changes in neuropsychological tests were observed, although these did not impact daily life or employment. Our results support the efficacy and safety of GPi-DBS for the treatment of patients with severe and prolonged cervical dystonia who have failed medical management. Keywords: dystonia; torticollis; deep brain stimulation; clinical trial; globus pallidus; high-frequency stimulation Abbreviations: BDI = Beck depression inventory; DBS = deep brain stimulation; MRI = magnetic resonance imaging Received May 4, 2007. Revised August 9, 2007.AcceptedAugust24,2007. Advance Access publication September 28, 2007 Introduction Deep brain stimulation (DBS), a reversible and safe surgery used to treat to movement disorders since the 1990s, has recently been reported to improve generalized dystonia (Coubes et al., 2000; Tronnier and Fogel, 2000; Vidailhet et al., 2005). Stimulation of the globus pallidus pars interna (GPi) for cervical dystonia was first reported in 1999 (Krauss et al., 1999) and was followed by several case reports and small series (Kulisevsky et al., 2000; Krauss et al., 2002). However case series often combined multiple different dystonia types (Bereznai et al., 2002; Krauss et al., 2002; Yianni et al., 2003; Eltahawy et al., 2004a, b; Bittar et al., 2005), and the ability to draw conclusions was limited by variations in selection criteria, use of validated clinical scoring methods, unblinded outcome measures (Hung et al., 2007), the same patients reported more than once, and short duration of follow-up (Krauss et al., 1999; Islekel et al., 1999). Therefore, we conducted a prospective, multicentre pilot study to determine the effect of bilateral pallidal DBS on severity, disability, pain and quality of life in patients with cervical dystonia, using standardized and blinded measures. Materials and methods Each site obtained institutional ethics committee review for this study and each patient provided informed consent. This pilot project was registered with NIH ClinicalTrials.gov (NCT00132990). ß The Author (2007). Published by Oxford University Press on behalf ofthe Guarantors of Brain. Allrights reserved. For Permissions, please email: journals.permissions@oxfordjournals.org

2880 Brain (2007), 130, 2879^2886 Z. H. T. Kiss et al. Patients Ten patients were consecutively recruited at five academic centres in Canada. Inclusion criteria were clinically diagnosed cervical dystonia for at least 5 years; initial response and subsequent failure of botulinum toxin A and/or B injections; no secondary cause; a normal neurological examination except for dystonia; normal findings on magnetic resonance imaging (MRI) of the brain; the absence of psychiatric disturbances; normal cognitive function, as reflected by neuropsychology assessments. Patients with generalized dystonia were excluded. Study design and outcome measures The primary outcome measure was the severity subscale of the Toronto Western Spasmodic Torticollis Rating Scale (TWSTRS), as assessed by two blinded neurologists. The TWSTRS is a validated and widely utilized scale (Consky and Lang, 1994; Comella et al.,1997) consisting of three sections: severity (range 0 30), disability (range 0 30) and pain (range 0 40), with higher scores indicating greater impairment. Severity was judged on the basis of standardized videotapes and disability and pain assessed by means of patient questionnaires. Secondary outcomes included the TWSTRS subscores for pain and disability, the Beck depression inventory (BDI) (Beck, 1997), ShortForm-36 (SF-36) to measure quality of life (Ware and Sherbourne, 1992), global assessment of change and adverse events. The TWSTRS and other assessments were performed at baseline (at least 3 months after the last botulinum toxin injection, if patients were still receiving it), 6 months and 12 months postoperatively. Follow-up was measured as time from implantation of pulse generator. At the completion of the study all 30 videotapes were randomized and scored by two neurologists blinded to patient name and time of assessment. Severity scores were then averaged. Additional visits occurred at 3 months after surgery to determine early adverse events. Swallowing studies and neuropsychological assessments were performed pre-operatively and at 12 months follow-up. Neuropsychological assessments were performed as per routine in each centre; neither the tests nor the normative data were standardized across centres. Surgery All centres had significant experience in GPi brain mapping and DBS surgery. The initial implantation target was 2 mm anterior to, 19 21 mm lateral to and 2 6 mm below the midcommissural point; the final implantation site was further refined by a combination of direct visualization on MRI, microelectrode recordings, and intraoperative stimulation (as per local practice). Firing rates of GPi neurons were slightly lower than those reported for Parkinson s patients (Tang et al., 2007). However, the overall pattern of recordings passing from anterodorsal to posteroventral (very low frequency firing cells in the putamen, mid frequency firing in the globus pallidus pars externa and the highest firing rates in the GPi), similar to that seen in Parkinson s disease patients, was maintained (Kiss et al., 2004a). DBS leads were implanted bilaterally in one or two sessions with the patient under local anaesthesia with or without sedation. In three centres (N =6 patients) microelectrode recordings were used to perform the brain mapping (Lozano et al., 1996), whereas in two centres (N = 4 patients) macrostimulation alone was utilized (Laitinen et al., 1992). Macrostimulation was performed to map the posteroventral GPi, as previously described for pallidotomy (Honey and Nugent, 2000). After brain mapping the quadripolar DBS electrode (3387, Medtronic, Minneapolis, USA) was implanted and either immediately or several days later, connected to a neurostimulator (Kinetra, Medtronic, USA) implanted in the subclavicular region under general anaesthesia. All patients underwent post-operative MRI to confirm correct electrode placement and to assess for surgical complications. MRIs were not standardized with respect to imaging sequences, but performed as per routine at each centre. Images were checked by two neurosurgeons from another centre, blind to patient outcome and centre. Each neurosurgeon independently decided whether each electrode was adequately positioned in the posteroventral GPi, or whether an electrode was too medial/lateral, dorsal/ventral or anterior/posterior. Programming was performed as was customary in each centre: by nurse specialists in four hospitals and a neurosurgical fellow in the fifth centre. Initially programming was performed as recommended by previously published work (Kumar, 2002); however, after the lead centres initial experience (Kiss et al., 2004b), we recommended not waiting more than 1 week before altering programming parameters, in case of insufficient improvement. Programming commenced using monopolar stimulation trying each pole in sequence, with a pulse width of 210 ms and frequency 180 Hz, with subsequent changes in voltage, frequency, pulse width and polarity to optimize clinical benefit. If monopolar stimulation produced adverse effects, bipolar stimulation was subsequently tested. Statistical analysis Data are shown as mean SD. Percent change was calculated using the formula (pre-op score 12 month post-op score)/preop score. One-way repeated measures analysis of variance was used to compare 6-month and 12-month outcome scores to baseline pre-operative scores. Post hoc comparisons were performed using Dunnett s test. All tests were two-tailed and results with P values 50.05 were considered to be statistically significant. Results Table 1 summarizes the clinical characteristics of the patients. The median age of the patients at surgery was 57.5 years (range 47 64). The median age at the onset of dystonia was 43 years (range 19 51), such that the median duration of the disease was 16.5 years (range 5 28). Five patients had prominent associated tremor, three had minimal tremor and two had no tremor at all. A mild head injury was reported as initiating the dystonia in one patient. Another patient had some writer s cramp, which was mild and had not required treatment. Three patients had previous surgery, which was ineffective. These patients represented those who had the most severe symptoms and were most willing to try new procedures, despite having failed previous surgery. The primary outcome measure, TWSTRS severity score (Fig. 1) improved from a mean (SD) of 14.7 (4.2) before surgery to 10.6 (4.8) at 6 months and 8.4 (4.4) at 12 months post-operatively (P = 0.003). In comparison to

DBS for cervical dystonia Brain (2007), 130, 2879^2886 2881 Table 1 Clinical features of patients and therapies applied No. Sex Age (years) Age at onset (years) Duration of disease (years) Precipitating/ exacerbating factors Other therapies attempted pre-op a Medications Pre-op (daily dose) Medications At 12 months post-op (daily dose) 1 M 64 50 14 None Microvascular decompression at XI nerve Lorazepam 12 mg Valproic acid 150 mg Propranolol 240 mg Valproic acid 75 mg/day Propranolol 120 mg 2 M 48 43 5 None Ibuprofen occasionally 3 F 62 46 16 Mild concussion Clonazepam 4 mg Clonazepam 2 mg 4 M 56 45 11 None Peripheral denervation cervical muscles trihexyphenidyl 4 mg Acetaminophen 2.6^3.25 g Codeine 240 ^300 mg Clonazepam 4 ^5 mg Trihexyphenidyl 6 mg Codeine 45 mg Ibuprofen 600 mg Clonazepam 1.5mg 5 M 62 43 19 Vertigo, changein Intradural Trihexyphenidyl 4 mg Trihexyphenidyl 4 mg head position rhizotomy C1-3 6 F 47 19 28 None Clonazepam 0.5^5 mg Clonazepam 0.5^5 mg 7 F 53 30 23 None Occasional methocarbamol 400mg Acetaminophen 325 mg Lorazepam 1mg Baclofen 30 mg Venlafaxine 150 mg 8 F 60 43 17 None 9 F 53 34 19 Stress, fatigue 10 M 59 51 8 None Cyclobenzaprine 10 mg Naproxen 250 mg a All patients had tried and failed Botulinum toxin A (and/or B) injection therapy. No patient received injection therapy after surgery. Only pain, mood or movement disorder relevant medications are listed; some patients were also taking drugs for osteoporosis, hypertension and other medical conditions. and 9.2 (13.1) at 12 months post-op, respectively (P50.001 and P50.001, respectively). Beck depression scores improved from 14.2 (7.2) at baseline to 6.0 (3.5) at 12 months (P50.001, Fig. 3A). Quality of life as measured by SF-36 improved from 90.9 (11.3) at baseline to 112.9 (18.0) at 12 months (P = 0.003) (Fig. 3B). All patients, treating neurologists and neurosurgeons scored the global assessment of outcome as good or very good improvement at the 12-month time point, except in one case. Patient 7 was discovered to be suffering from significant depression after surgery (despite scoring within acceptable range on the Beck depression inventory). After the depression was treated, she allowed the stimulator to be turned on, but nonetheless, her responses to stimulation were unusual and with blinded severity measurements, her dystonia worsened. Fig. 1 Primary outcome measure, thetoronto Western Spasmodic Torticollis Rating Scale (TWSTRS) change over time. Each patient is illustrated as an individual symbol and line indicating their outcomes. The mean (SD) scores for the whole group are shown as bar graphs. Severity is significantly better at both 6 and 12 months post-operatively in comparison to baseline scores (P =0.003, RM-ANOVA). baseline, both 6 and 12 month severity scores were significantly reduced. Figure 2 shows similar results for the secondary outcomes. The TWSTRS disability and pain scores improved from 14.9 (3.8) and 26.6 (3.6) before surgery, to 5.4 (7.0) Stimulation variables This study did not dictate specific stimulation parameters to utilize at each centre. We suggested that each programmer follow published recommendations based on experience with generalized dystonia (Kumar, 2002), but starting with a pulse width of 210 ms. After our initial experience (Kiss et al., 2004b), centres were instructed to wait no more than 1 week between programming sessions to determine the effects of stimulation. DBS frequency at 12 months was 170 (20) Hz, pulse width was 204 (49) ms and amplitude was 3.3 (0.7) V. Table 2 (Supplementary Material) reports the electrode poles utilized for each patient.

2882 Brain (2007), 130, 2879^2886 Z. H. T. Kiss et al. Fig. 2 Secondary outcomes from the TWSTRS: disability (A) and pain (B) subscores. Individual patient results are shown as symbols and lines, and the group mean (SD) is shown as bar graphs. Significant reduction in patient-reported outcomes occurred at 6 and 12 months after DBS surgery (P50.001, RM-ANOVA). Fig. 3 Beck depression (A) and quality of life (SF-36, B) scores pre-operatively and at 6 and 12 months post-operatively, showing significant improvements over time (A: P50.001, B: P =0.003, RM-ANOVA). Each patient score is illustrated as a distinct symbol and line, and the group mean (SD) as the bar graphs. In case 2, described in our preliminary report (Kiss et al., 2004b), DBS programming initially produced no benefit for the first 3 months. At the 3-month post-surgery follow-up appointment, both the patient and programming nurse had concluded that DBS was not effective. Monopolar stimulation had been applied to the most dorsal electrode poles (3/7) bilaterally. At this delayed time point, stimulation was altered such that bipolar stimulation using the most ventral poles (poles 0/4, at 180 Hz, 180 ms pulse width) allowed an amplitude of 3.0 V to be reached without side effects. It resulted in an immediate improvement in subjective tightness of the neck and shoulder, followed by a gradual visible straightening of the head over the ensuing few days. One week after these settings were initiated, the patient displayed little residual torticollis (videos available from Kiss et al., 2004b). The time course of benefit for the other patients ranged from immediate improvement (as described earlier) to a requirement for several weeks (1 8 weeks) or even 6 months (one patient) of stimulation. Medical treatment Pre-operatively, eight patients were taking medication for their cervical dystonia, either for pain or the movement disorder itself (Table 1). All had initially responded but secondarily failed botulinum toxin A and/or B. After DBS surgery, no patient received further injections and most patients were able to reduce their pain or muscle relaxant drugs.

DBS for cervical dystonia Brain (2007), 130, 2879^2886 2883 second side DBS implant was delayed by 1 month. A small chronic subdural fluid collection was seen at the second side surgery and drained during that procedure. This same patient had a very subtle hemiparesis (seen only on gait) that was present at 6-month follow-up, but resolved completely by 12 months. Two patients had mild difficulties with swallowing and two others had mild improvements on swallowing tests. There were some changes seen on neuropyschological testing as detailed in Supplementary Table 2. Significant declines (as defined by >2 SD) were seen in two patients. In one patient this degree of decline was limited to phonemic fluency, and in the other patient it was limited to verbal memory. However, these changes along with the other smaller changes seen were not significant enough to impact daily life or working ability. Fig. 4 T1-weighted MR images of DBS electrode placement in patient 1 (who had 80% improvement) in (A) axial and(b) coronal views, showing most ventral electrode pole in posteroventral GPi. Scale bar indicates 5 cm. T2-weighted axial MRI from patient 7 (C) also shows well-placed electrodes extending from (i) the most ventral pole, just above the optic tract to (ii) the most dorsal at the external pallidus/putaminal border, yet this patient fared worse after surgery (change in severity score 33%). MR imaging All patients underwent MR imaging post-operatively to confirm correct electrode placement and detect complications. Images were reviewed by the lead site neurosurgeon and another neurosurgeon blinded to patient outcome and centre. The only post-operative imaging complication was a small subdural fluid collection in a patient who remained asymptomatic (Supplementary Table 2). There was no obvious relationship between successful outcome and electrode placement. The only patient who deteriorated after surgery, had well-placed electrodes into both posteroventral GPi (Fig. 4). Adverse events Four adverse events occurred in four patients in the postoperative period; all resolved rapidly without permanent morbidity (Supplementary Table 2). One patient had dysphagia for the first few weeks post-operatively. This subsided with a decrease in stimulation amplitude, although was detected on the modified barium swallow at 1 year. Another patient had dysarthria that also resolved with a change in stimulation parameters. One patient had a transient facial weakness immediately post-operatively that resolved before the 3-month visit. Another patient developed shingles in the left ophthalmic division of the trigeminal nerve, after her first side surgery; therefore her Discussion Bilateral pallidal DBS in patients with primary cervical dystonia, led to a significant and sustained improvement in head and neck postures over a 1-year period. The mean improvement in dystonia severity was 43% compared with pre-operative scores. When combined with patient reported pain and disability scores, the total TWSTRS improved by 59%. There were significant improvements in quality of life (24%) and depression scores (58%), minor effects on swallowing and cognitive tests. Medications were reduced after surgery and no further botulinum toxin injections performed. Our results, obtained from a prospective trial of patients meeting strict inclusion criteria, confirm results obtained in individual patients (Islekel et al., 1999) and small single site series (Krauss et al., 1999, 2002; Bereznai et al., 2002;Yianni et al., 2003; Eltahawy et al., 2004b; Bittar et al., 2005; Hung et al., 2007). In these previous published series, severity subscores improved by 48 (Krauss et al., 1999) to 63% (Krauss et al., 2002) and only one report failed to identify motor improvement (Kulisevsky et al., 2000). The largest case series in which 10 patients with isolated cervical dystonia were operated at a single centre, found 55% improvement in severity scores; however, these were obtained in a non-blinded fashion (Hung et al., 2007). It is not surprising that our results obtained from multiple centres, using blinded severity measurements are not quite as good as those reported from open-label series. Instead our results are very similar to those reported by Kupsch et al. (2006) in which patients with generalized and segmental dystonia were randomized to active or sham neurostimulation. These authors found a 39% improvement in the motor score using the Burke Fahn Marsden Dystonia Rating Scale, as measured by two blinded neurologists at 3 months follow-up. While it is impossible to directly compare our studies, because the European trial did not report the number of patients with isolated cervical dystonia, different scales were utilized, and it involved a

2884 Brain (2007), 130, 2879^2886 Z. H. T. Kiss et al. shorter follow-up, it is nonetheless encouraging that similar improvements in motor scores were obtained in both the trials. There are several strengths to our study including its prospective multicentre design, the use of standardized videos and a validated scale for severity assessment by two neurologists unaware of the patients pre-operative or post-operative status. In addition, we did not dictate surgical technique or minimum severity of dystonia for study inclusion. Despite the original design as a small feasibility study, we achieved statistical significance for all outcomes. While it would have been ideal to perform a doubleblind study (Kupsch et al., 2006), we have been unable to blind our cervical dystonia patients involved in a comparative study on the effects of unilateral versus bilateral stimulation. Our patients know immediately which side is on or off because they experience a sensation of tingling, muscle relaxation or tightening. Only in patient 2, in whom stimulation was applied too dorsal in the globus pallidus initially, was a blinded N of one study inadvertently performed. Both the nurse and patient thought optimal stimulation was being applied. Instead the electrode poles activated were likely in the external segment of the globus pallidus. When the cathodal active electrode was switched to one in the posteroventral GPi, rapid clinical benefit was obtained. Results of DBS for cervical dystonia are better than those obtained from other contemporary surgical interventions. The only procedure still in use is the selective peripheral denervation and myectomy of neck muscles (Albanese et al., 2006). This operation produces improvements of 20 30% (Ford et al., 1999; Munchau et al., 2001). While a denervating procedure may be more economical than bilateral DBS implants, it requires specialized expertise, extensive post-operative physiotherapy (Bertrand and Lenz, 1995) and may require re-operation for re-innervation of target muscles (Albanese et al., 2006). We could not identify factors that would predict degree of improvement in cervical dystonia. Matching that reported in an open-label series (Hung et al., 2007), 6 of the 10 patients had approximately 50% or better improvement in cervical dystonia severity as measured by TWSTRS (median 63% improvement). Three patients had 530% improvement (median 23% improvement) and one patient fared worse after surgery (by 33%). This individual may have deteriorated due to depression, although worsening of dystonia was also observed in the European randomized controlled trial (Kupsch et al., 2006). To determine potential reasons why this patient and the other three improved less than the others, we examined specific factors thought to influence outcome, such as DBS electrode placement, surgical technique, experience and type of dystonia. The patient whose dystonia severity was worse at 12 months follow-up had correct DBS placement on MR imaging (Fig. 4C) as judged by two neurosurgeons unaware of clinical outcome. In one case with 23% improvement, the DBS electrodes may have been too medial (patient 4). In the other two patients, DBS electrodes were judged adequately positioned. The absence of an obvious relationship between electrode positioning and degree of improvement has been observed by others (Hung et al., 2007). The four patients with 530% improvement in TWSTRS severity scores had surgery in four different centres, two of which used microelectrode brain mapping and two centres that did not. Similar to other reports (Hung et al., 2007), clinical features of the cervical dystonia such as the presence of tremor or tonic/phasic components were not predictive of outcome. Therefore while there was some variability in the magnitude of response to therapy, 90% of the patients improved and 60% improved by 50% or greater on motor scores. These objective scores do not take into account functional improvements which were better assessed by the total TWSTRS scores. Interestingly, despite 530% motor improvement in 4 patients, they all reported improvements in pain, disability and quality of life. Generally, patientreported secondary outcome measures were consistent with the decreases in the severity of dystonia. Adverse events were similar to that reported by other groups, although we had fewer hardware-related problems and more declines identified on neuropsychological testing. Complications were those inherent to DBS surgery, including self-limited mild weakness and stimulationinduced swallowing/speech disturbance. There were no hardware-related complications, despite cervical dystonia being a known risk factor for lead fracture (Yianni et al., 2004). This was likely because we devised specific methods to reduce this complication (Kiss et al., 2004b). Other larger trials such as the one published by the European DBS for Dystonia Study group reported four infections, and two hardware problems in 40 patients (Kupsch et al., 2006). One delayed infection requiring electrode removal occurred in a series of 10 patients with cervical dystonia alone (Hung et al., 2007). Because our sample size was small and follow-up was only 1 year, we may have underestimated the surgical risks of GPi-DBS in this study. Our trial did identify changes in neuropsychological assessments in four patients Supplementary Material Table 2. These involved mainly subtle changes (1 SD or less) in memory and verbal skills. However significant declines (>2 SD) were seen in one patient in phonemic verbal fluency, and in another patient on tests of verbal memory. While this testing was performed on all patients as part of their routine care, it was not standardized. In fact, three of the four patients who showed changes and the only two with significant declines were from one centre. Although the neuropsychological data are notable, the changes were not global, and most importantly, all of these patients returned to their previous work and lifestyle. Therefore the clinical relevance of these changes is uncertain. While this finding requires further investigation

DBS for cervical dystonia Brain (2007), 130, 2879^2886 2885 with uniform tests and normative data across centres, the changes are likely limited to specific cognitive domains. Two other studies examined neuropsychological outcomes in dystonia patients subjected to GPi-DBS. Hälbig et al. (2005) found similar changes: while there were no changes in the overall scores, individual patients improved and declined on certain tests. Vidailhet et al. (2007) reported improvements in neuropsychological scores in 22 young patients (median age 30 years) with generalized dystonia. The European DBS for Dystonia Study group trial did not perform neuropsychology as part of its protocol, and the other case series only performed the testing in selected patients (Hung et al., 2007). Conclusion This pilot, prospective, single blind study demonstrated that bilateral stimulation of the posterior ventral internal pallidus resulted in a sustained decrease in the severity of cervical dystonia, including improvements in pain, disability and quality of life in adults with cervical dystonia. Acknowledgements Funding for this study was obtained from the Canadian Institutes of Health Research (CIHR Dyskinesia and Torticollis Fund) and the Calgary Health Region. Implantable devices were provided by Medtronic Canada, however, they had no involvement in study design or data analysis. We thank Dr Scott Kraft for assisting with videotapes and programming protocols and Dr Sam Wiebe for suggestions on earlier versions of the manuscript. References Albanese A, Barnes MP, Bhatia KP, Fernandez-Alvarez E, Filippini G, Gasser T, et al. A systematic review on the diagnosis and treatment of primary (idiopathic) dystonia and dystonia plus syndromes: report of an EFNS/MDS-ES Task Force. Eur J Neurol 2006; 13: 433 44. Beck AT. Beck depression inventory. San Antonio, Texas, USA: Psychological Corporation; 1997. Bereznai B, Steude U, Seelos K, Botzel K. Chronic high-frequency globus pallidus internus stimulation in different types of dystonia: a clinical, video, and MRI report of six patients presenting with segmental, cervical, and generalized dystonia. Mov Disord 2002; 17: 138 44. Bertrand C, Lenz FA. Surgical treatment of dystonias. In: Tsui JKC, Calne DB, editors. Handbook of Dystonia. New York: Marcel Dekker, 1995; pp. 329 45. Bittar RG, Yianni J, Wang S, Liu X, Nandi D, Joint C, et al. Deep brain stimulation for generalised dystonia and spasmodic torticollis. J Clin Neurosci 2005; 12: 12 6. Comella CL, Stebbins GT, Goetz CG, Chmura TA, Bressman SB, Lang AE. Teaching tape for the motor section of the Toronto Western Spasmodic Torticollis Scale. Mov Disord 1997; 12: 570 5. Consky ES, Lang AE. Clinical assessments of patients with cervical dystonia. In: Jankovic J, Hallett M, editors. Therapy with botulinum toxin. New York: Marcel Dekker, 1994; pp. 211 37. Coubes P, Roubertie A, Vayssiere N, Hemm S, Echenne B. Treatment of DYT1-generalised dystonia by stimulation of the internal globus pallidus. Lancet 2000; 355: 2220 1. Eltahawy HA, Saint-Cyr JA, Giladi N, Lang AE, Lozano AM. Primary dystonia is more responsive than secondary dystonia to pallidal interventions: outcome after pallidotomy or pallidal deep brain stimulation. Neurosurgery 2004a; 54: 613 9. Eltahawy HA, Saint-Cyr JA, Lang AE, Lozano AM. Pallidal deep brain stimulation in cervical dystonia: clinical outcome in four cases. Can J Neurol Sci 2004b; 31: 328 32. Ford B, Louis ED, Greene P, Fahn S. Outcome of selective ramisectomy for botulinum toxin resistant torticollis. J Neurol Neurosurg Psychiatry 1999; 65: 472 8. Halbig TD, Gruber D, Kopp UA, Schneider GH, Trottenberg T, Kupsch A. Pallidal stimulation in dystonia: effects on cognition, mood, and quality of life. J Neurol Neurosurg Psychiatry 2005; 76: 1713 6. Honey CR, Nugent RA. A prospective randomized comparison of CT and MRI pre-operative localization for pallidotomy. Can J Neurol Sci 2000; 27: 236 40. Hung SW, Hamani C, Lozano AM, Poon YY, Piboolnurak P, Miyasaki JM, et al. Long-term outcome of bilateral pallidal deep brain stimulation for primary cervical dystonia. Neurology 2007; 68: 457 9. Islekel S, Zileli M, Zileli B. Unilateral pallidal stimulation in cervical dystonia. Stereotact Funct Neurosurg 1999; 72: 248 52. Kiss ZHT, Anderson TR, Iremonger KJ, Lavrentieva E, Hu B. Globus pallidus firing rates and patterns in humans with cervical dystonia. International Basal Ganglia Society Meeting, Crieff, Scotland; 2004a (abstract). Kiss ZHT, Doig K, Eliasziw M, Ranawaya R, Suchowersky O. The Canadian multicentre trial of pallidal deep brain stimulation for cervical dystonia: preliminary results in three patients. Neurosurg Focus 2004b; 17: E5 32 E5 38. Krauss JK, Loher TJ, Pohle T, Weber S, Taub E, Barlocher CB, et al. Pallidal deep brain stimulation in patients with cervical dystonia and severe cervical dyskinesias with cervical myelopathy. J Neurol Neurosurg Psychiatry 2002; 72: 249 56. Krauss JK, Pohle T, Weber S, Ozdoba C, Burgunder JM. Bilateral stimulation of globus pallidus internus for treatment of cervical dystonia. Lancet 1999; 354: 837 8. Kulisevsky J, Lleo A, Gironell A, Molet J, Pascual-Sedano B, Pares P. Bilateral pallidal stimulation for cervical dystonia: dissociated pain and motor improvement. Neurology 2000; 55: 1754 5. Kumar R. Methods for programming and patient management with deep brain stimulation of the globus pallidus for the treatment of advanced Parkinson s disease and dystonia. Mov Disord 2002; 17: S198 207. Kupsch A, Benecke R, Muller J, Trottenberg T, Schneider GH, Poewe W, et al. Pallidal deep-brain stimulation in primary generalized or segmental dystonia. N Engl J Med 2006; 355: 1978 90. Laitinen LV, Bergenheim AT, Hariz MI. Leksell s posteroventral pallidotomy in the treatment of Parkinson s disease. J Neurosurg 1992; 76: 53 61. Lozano AM, Hutchison WD, Kiss ZHT, Tasker RR, Davis KD, Dostrovsky JO. Methods for microelectrode-guided posteroventral pallidotomy. J Neurosurg 1996; 84: 194 202. Munchau A, Palmer JD, Dressler D, O Sullivan JD, Tsang KL, Jahanshahi M, et al. Prospective study of selective peripheral denervation for botulinum-toxin resistant patients with cervical dystonia. Brain 2001; 124: 769 83. Tang JK, Moro E, Mahant N, Hutchison WD, Lang AE, Lozano AM, et al. Neuronal firing rates and patterns in the globus pallidus internus of patients with cervical dystonia differ from those with Parkinson s disease. J Neurophysiol 2007; 98: 720 9. Tronnier VM, Fogel W. Pallidal stimulation for generalized dystonia. Report of three cases. J Neurosurg 2000; 92: 453 6. Vidailhet M, Vercueil L, Houeto JL, Krystkowiak P, Benabid AL, Cornu P, et al. Bilateral deep-brain stimulation of the globus pallidus in primary generalized dystonia. N Engl J Med 2005; 352: 459 67. Vidailhet M, Vercueil L, Houeto JL, Krystkowiak P, Lagrange C, Yelnik J, et al. Bilateral, pallidal, deep-brain stimulation in primary generalised dystonia: a prospective 3 year follow-up study. Lancet Neurol 2007; 6: 223 9. Ware JE, Jr, Sherbourne CD. The MOS 36-item short-form health survey (SF-36). I. Conceptual framework and item selection. Med Care 1992; 30: 473 83.

2886 Brain (2007), 130, 2879^2886 Z. H. T. Kiss et al. Yianni J, Bain PG, Giladi N, Auca M, Gregory R, Joint C, et al. Globus pallidus internus deep brain stimulation for dystonic conditions: a prospective audit. Mov Disord 2003; 18: 436 42. Yianni J, Nandi D, Shad A, Bain P, Gregory R, Aziz T. Increased risk of lead fracture and migration in dystonia compared with other movement disorders following deep brain stimulation. J Clin Neurosci 2004; 11: 243 5. Appendix Members of the Canadian Study Group were as follows: Neurologists: Vancouver: Joseph Tsui; Edmonton: Wayne Martin; Calgary: Scott Kraft, Ranjiit Ranawaya, Oksana Suchowersky; Winnipeg: Douglas Hobson; London: Mandar Jog. Neurosurgeons: Vancouver: Christopher Honey; Edmonton: Matt Wheatley, John McKean; Calgary: Zelma Kiss; Winnipeg: Jerry Krcek; London: Andrew Parrent. Programming: Vancouver: Rodrigo Mercado; Edmonton: Bernadette Martin; Calgary: Kristina Doig-Beyaert; Winnipeg: Renée Krcek; London: Linda Hall. Intraoperative neurophysiology assessments: Calgary: Trent Anderson, Karl Iremonger, Elena Lavrentieva; Winnipeg: Marshall Wilkinson; London: Frank Behari. Neuropsychological evaluation: Vancouver: Marci Sinden, Nicholas Bogod; Edmonton: N. Fisher; Calgary: Angela Haffenden, Stuart Longman; Winnipeg: Andrea Kilgour, John Arnett; London: Gloria Grace. Swallowing evaluation: Vancouver: Caroline Chow, Barbara Henn-Pander; Edmonton: Caitlin Ryan; Calgary: Chelsea Reidel; Winnipeg: Shelley Irvine-Day; London: Angle South. Biostatistician: Michael Eliasziw