Large Colorectal Adenomas An Approach to Pathologic Evaluation

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Anatomic Pathology / LARGE COLORECTAL ADENOMAS AND PATHOLOGIC EVALUATION Large Colorectal Adenomas An Approach to Pathologic Evaluation Elizabeth D. Euscher, MD, 1 Theodore H. Niemann, MD, 1 Joel G. Lucas, MD, 1 Amy M. Kurokawa, 2 and Wendy L. Frankel, MD 1 Key Words: Villous adenoma; Adenomatous polyp; Colorectal polyp Abstract Adenomatous polyps are common neoplastic lesions of the large intestine. The risk of carcinoma increases with polyp size. Small polyps are typically totally embedded for histologic examination, but no standard method for sampling large, grossly benign polyps has been established. We reviewed grossly noninvasive adenomas 2.5 cm or larger to determine the percentage that contained high-grade dysplasia (HGD) and invasive cancer (IC). Based on these findings, we suggest an approach to evaluating large adenomas. Forty-three colon resections met the inclusion criteria (no previous diagnosis of cancer, no gross evidence of invasion, and totally embedded polyp). Twelve (28%) had HGD with 3% (1 of 33 slides) to 100% (4 of 4 slides) containing HGD. Five (12%) had IC with 4% (3 of 72 slides) to 42% (5 of 12 slides) containing IC. All cases with IC had HGD in other slides. Probability studies showed that in the majority of cases, polyps would need to be entirely embedded to have an estimated probability of 95% or more of detecting either HGD or IC. Therefore, grossly noninvasive adenomas should be routinely entirely embedded. Adenomatous polyps are common neoplastic lesions in the large intestine, with the incidence ranging from 12% in a study of unselected patients 1 up to 30% in autopsy studies. 2 Adenomas are considered precursor lesions to invasive colorectal cancer, and the presence of high-grade dysplasia is a step toward invasive carcinoma. 3 High-grade dysplasia has been reported in up to 35% of villous adenomas that are greater than 1 cm in size. 2 The likelihood of encountering invasive cancer increases with increasing polyp size and approaches 85% in sessile polyps larger than 4 cm. 4 Carcinoma invasive to the submucosa has the potential to follow a biologically aggressive course. 5,6 In endoscopically removed sessile polyps with submucosal invasion, there is a 14% chance of recurrence or lymph node metastasis. 6,7 Small polyps are typically entirely removed endoscopically. Endoscopic polypectomy alone may not be adequate therapy, and a colon resection may be necessary when invasive cancer is found less than 0.2 cm from the stalk resection margin, when lymphovascular space invasion is present, and/or if the tumor is poorly differentiated. 6-8 In addition, if an adenoma cannot be totally removed endoscopically, a limited colon resection may be necessary to excise the entire polyp. Optimal sampling of large adenomas without known carcinoma or grossly identifiable invasion has not been studied systematically, although the literature suggests thorough sectioning of large polyps to detect a malignant focus. 9,10 Some pathologists use a 1-cassette-per-centimeter rule when submitting large adenomas, while others totally embed all adenomas. We evaluated colon resection specimens containing polyps 2.5 cm or larger without gross evidence of invasion to determine the percentage of polyps that contained high-grade dysplasia and/or invasive carcinoma, and we determined an approach to the pathologic evaluation of large adenomatous polyps without grossly apparent invasive carcinoma. 336 Am J Clin Pathol 2001;116:336-340 American Society of Clinical Pathologists

Anatomic Pathology / ORIGINAL ARTICLE Materials and Methods The Ohio State University Department of Pathology (Columbus, OH) case files from January 1985 to January 1999 were searched for segmental colectomies performed to resect adenomas that could not be entirely removed endoscopically. Inclusion criteria included a size of 2.5 cm or larger, absence of a biopsy-proven diagnosis of cancer in the polyp, and no evidence of gross invasion Image 1. Gross malignant features were apparent extension into or through the bowel wall. Cases were included in which it was specifically stated or presumed that the polyp was totally embedded. Cases were reviewed by 2 pathologists (E.D.E., W.L.F.) to classify adenomas as tubular, tubulovillous, or villous and to determine the percentage of slides containing high-grade dysplasia or invasive carcinoma. Adenomas were classified based on the World Health Organization Classification of Tumors: tubular adenoma with dysplastic glands occupying more than 80% of the luminal surface; villous adenoma with villous architecture present in more than 80% of the luminal surface; and tubulovillous adenoma with a mixture of tubular and villous structures. 11 High-grade dysplasia was defined by nuclear stratification and/or cytologic features of carcinoma and irregular cribriform glands without an associated desmoplastic stromal response. 6 Invasive carcinoma was defined by extension of malignant glands beyond the level of the muscularis mucosa with an associated desmoplastic response. Cases were divided into adenomas without highgrade dysplasia, adenomas with high-grade dysplasia, and adenomas with high-grade dysplasia and invasive carcinoma. Results were analyzed by using the Wilcoxon rank sum test to determine whether there were significant differences for polyp size or number of cassettes submitted. The Fisher exact test was used to determine whether there was a relationship between the villous component and invasive cancer. Probability studies were performed to determine how many cassettes would be necessary per centimeter of polyp to detect a focus of high-grade dysplasia or invasive cancer in any single slide. The probability studies evaluated the number of cassettes per centimeter of polyp (1-5 cassettes) submitted and determined the number of cases in which any single slide with high-grade dysplasia or invasive carcinoma would have been detected with estimated probabilities of 70% or more, 80% or more, 90% or more, and 95% or more. To perform this analysis, it was necessary to assume that the chance of cancer or high-grade dysplasia was equal for all cassettes and that the probability for an individual cassette was constant and unaffected by the previous cassettes. Results A total of 43 polyps were identified ranging in size from 2.5 to 15.7 cm; the number of blocks submitted per polyp ranged from 3 to 72 Table 1. The average number of blocks required to totally embed the polyps was 2.7 per centimeter of adenoma. Nine polyps measured 2.5 cm in maximum dimension; most polyps ranged from 3.0 to 5.0 cm (23 cases). One polyp was classified as a tubular adenoma, while 29 were classified as tubulovillous adenomas and 13 as villous adenomas. No high-grade dysplasia was identified in 31 cases. These polyps ranged from 2.5 to 8.5 cm (mean ± SD, 3.5 ± 1.3 cm). Twelve cases contained high-grade dysplasia. Of those, 7 had high-grade dysplasia without invasive carcinoma and ranged from 2.5 to 7.2 cm (mean ± SD, 4.5 ± 1.4 A B Image 1 A, Segmental colon resection specimen opened longitudinally to reveal a large adenoma. B, Cross-section of the large adenoma without definite invasion. American Society of Clinical Pathologists Am J Clin Pathol 2001;116:336-340 337

Euscher et al / LARGE COLORECTAL ADENOMAS AND PATHOLOGIC EVALUATION cm). In these cases, 3% (1 of 33 slides) to 100% (4 of 4 slides) of slides contained focal high-grade dysplasia. The remaining 5 cases of high-grade dysplasia contained focal invasive carcinoma and ranged from 3.0 to 15.7 cm (mean ± SD, 6.4 ± 4.7 cm). In cases in which both high-grade dysplasia and carcinoma were present, 15% (11 of 72 slides) to 92% (11 of 12 slides) had focal high-grade dysplasia, and 4% (3 of 72 slides) to 42% (5 of 12 slides) contained focal invasive carcinoma. In the largest polyp of our series (15.7 cm), high-grade dysplasia was present in 15% (11 of 72 slides), and invasive cancer was present in only 4% (3 of 72 slides). Invasive cancer was not observed in polyps without high-grade dysplasia. No invasive carcinoma was present in polyps less than 3.0 cm. In cases with invasive carcinoma, no invasion extended beyond the submucosa, none had lymphovascular space invasion, and lymph nodes were negative for metastatic carcinoma. The size of polyps in each category is shown in Table 1. There was a trend to increasing polyp size with high-grade dysplasia and invasive carcinoma. A statistically significant difference in both tumor size and number of cassettes was seen between the group without high-grade dysplasia or invasive cancer and the group with high-grade dysplasia and invasive cancer but not between other groups. While villous adenomas had high-grade dysplasia and invasive carcinoma present more frequently than tubulovillous adenomas, no significant relationship was found between the diagnosis of either villous adenoma or tubulovillous adenoma and the presence of high-grade dysplasia and/or cancer by using the Fisher exact test (P =.66). Results of the probability studies are summarized in Table 2 and Table 3. If 1 cassette per centimeter had been submitted in the 12 cases with high-grade dysplasia, only 5 Table 1 Polyp Size and the Presence of High-Grade Dysplasia and Invasive Carcinoma in Adenomas Size (cm) Slides With Slides With Range Mean ± SD * High-Grade Dysplasia Invasive Carcinoma Adenoma (n = 31) 2.5-8.5 3.5 ± 1.3 High-grade dysplasia (n = 7) 2.5-7.2 4.5 ± 1.4 3 (1/33)-100 (4/4) High-grade dysplasia and invasive carcinoma (n = 5) 3.0-15.7 6.4 ± 4.7 15 (11/72)-92 (11/12) 4 (3/72)-42 (5/12) * P =.08 for adenoma vs high-grade dysplasia; P =.30 for high-grade dysplasia vs high-grade dysplasia and invasive carcinoma; and P =.02 for adenoma vs high-grade dysplasia and invasive carcinoma (Wilcoxon rank sum test). Data are given as percentage (number of slides with dysplasia or carcinoma/total number of slides). Table 2 Frequency and Percentage of Cases (n = 12) in Which at Least One Cassette With High-Grade Dysplasia Would Have Been Detected * Probability No. of Cassettes per Centimeter 70% or More 80% or More 90% or More 95% or More 1 7 (58) 6 (50) 6 (50) 5 (42) 2 11 (92) 8 (67) 7 (58) 6 (50) 3 11 (92) 11 (92) 9 (75) 9 (75) 4 11 (92) 11 (92) 11 (92) 10 (83) 5 12 (100) 11 (92) 11 (92) 11 (92) * Data are given as number (percentage). Table 3 Frequency and Percentage of Cases (n = 5) in Which at Least One Cassette With Invasive Carcinoma Would Have Been Detected * Probability No. of Cassettes per Centimeter 70% or More 80% or More 90% or More 95% or More 1 2 (40) 2 (40) 1 (20) 1 (20) 2 2 (40) 3 (60) 2 (40) 2 (40) 3 5 (100) 4 (80) 3 (60) 2 (40) 4 5 (100) 5 (100) 4 (80) 4 (80) 5 5 (100) 5 (100) 5 (100) 4 (80) * Data are given as number (percentage). 338 Am J Clin Pathol 2001;116:336-340 American Society of Clinical Pathologists

Anatomic Pathology / ORIGINAL ARTICLE of 12 cases would have an estimated probability of 95% or more of detecting high-grade dysplasia in any 1 slide. For cases with invasive carcinoma, if 1 cassette per centimeter had been submitted, only 1 of 5 cases would have had an estimated probability of 95% or more of detecting invasive carcinoma in any 1 slide. By increasing the number of cassettes per centimeter, more cases approach an estimated probability of 95% or more of detecting both high-grade dysplasia and invasive carcinoma. Discussion Colonic polyps are common specimens encountered in a pathology practice. It is well established that adenomas represent precursor lesions to invasive colonic carcinoma. This is supported by the presence of a spectrum of histologic changes in adenomas that range from low-grade dysplasia to frankly invasive carcinoma. 6 When high-grade dysplasia is present, there is a strong association with the presence of invasive carcinoma, 12,13 and once carcinoma is invasive into the submucosa, there is a 14% risk for metastasis. 6-8 Small polyps can be removed totally via endoscope and typically are embedded entirely in 1 or 2 cassettes for microscopic evaluation. Many colonic polyps can be removed endoscopically; however, polyps that are too large for endoscopic polypectomy may require a segmental colon resection. When polyps contain areas of necrosis, ulceration, or gross extension into the muscularis, sampling can be directed to these areas. However, polyps can become large yet retain a benign appearance. In some cases, no obvious areas of invasion may be present even if the polyp contains focally invasive carcinoma. Therefore, extensive sampling is required to exclude invasive cancer since this may alter prognosis and future therapy. While some pathologists follow the general rule of submitting 1 section per centimeter of large polyps as suggested for other types of tumors, and many pathologists totally embed all polyps, there is no well-established literature to support these practice patterns. The incidence of high-grade dysplasia and invasive carcinoma has been shown to increase with increasing polyp size and increasing percentage of villous component. 4,9,10 The risk of invasive carcinoma is 18% in polyps larger than 1.5 cm, 14 and it remains approximately 18% in polyps measuring up to 2.5 cm. 14 However, the risk of carcinoma has been reported as high as 42% in polyps greater than 2.5 cm. 14 Because of these findings, and since smaller polyps are easily totally embedded in a few cassettes, we chose polyps 2.5 cm or larger without gross evidence of invasion to help determine an approach for pathologists to the sampling of large polyps. We found invasive carcinoma in 5 (12%) of 43 cases. No invasive cancer was detected in polyps smaller than 3 cm. In the 16 polyps that were 4 cm or larger, invasive carcinoma was detected in 3 (19%). In a previous study of 65 polyps 4 cm or larger, the incidence of invasive cancer was 85%. 4 A likely explanation for the much lower rate of invasive cancer in our series is that we specifically excluded polyps when the gross examination suggested the presence of invasive carcinoma. We found that adenomas with invasive carcinoma were significantly larger than adenomas without either invasive carcinoma or high-grade dysplasia. While villous adenomas more frequently had high-grade dysplasia and/or invasive carcinoma present, there was no statistically significant association between villous architecture and the presence of high-grade dysplasia or invasive carcinoma. Since 12 (28%) of the benign-appearing polyps in our study contained high-grade dysplasia, and 5 (12%) contained invasive carcinoma, it is evident that gross examination alone is not sufficient to predict the presence of high-grade dysplasia or invasive carcinoma. Increasing adenoma size was associated with invasive cancer and high-grade dysplasia. However, size alone could not predict the presence of high-grade dysplasia. The strongest predictor for the presence of invasive carcinoma is high-grade dysplasia, and every effort should be made to detect its presence. However, it is the invasive carcinoma that has biologic significance. From our probability studies, it is evident that 1 cassette per centimeter of polyp is insufficient to detect either high-grade dysplasia or invasive carcinoma. The number of cases with an estimated probability of 95% or more of detecting high-grade dysplasia or invasive carcinoma increases with the number of cassettes submitted per centimeter. Theoretically, in some cases, 5 cassettes per centimeter would be required to detect either high-grade dysplasia or invasive carcinoma with an estimated probability of 95% or more. In practice, however, most of the adenomas were totally embedded in fewer (3/cm on average) cassettes. Therefore, totally embedding large, benign-appearing adenomas is necessary to have the best possibility of detecting invasive carcinoma. From the 1 Department of Pathology and 2 Center for Biostatistics, Ohio State University, Columbus. Address reprint requests to Dr Frankel: Dept of Pathology, The Ohio State University, 416A Doan Hall, 410 W 10th St, Columbus, OH 43202. References 1. Cannon-Albright LA, Bishop T, Samowitz W, et al. Colonic polyps in an unselected population: prevalence, characteristics, and associations. Am J Gastroenterol. 1994;89:827-831. 2. O Brien MJ, Winawer SJ, Zauber AG, et al. The National Polyp Study: patient and polyp characteristics associated with high-grade dysplasia in colorectal adenomas. Gastroenterology. 1990;98:371-379. American Society of Clinical Pathologists Am J Clin Pathol 2001;116:336-340 339

Euscher et al / LARGE COLORECTAL ADENOMAS AND PATHOLOGIC EVALUATION 3. Fenoglio CM, Haggitt RC, Hamilton ST, et al. Colonic dysplasia. Pathol Annu. 1981;16:181-213. 4. Stulc JP, Petrelli NJ, Herrera L, et al. Colorectal villous and tubulovillous adenomas equal to or greater than four centimeters. Ann Surg. 1988;207:65-71. 5. Coverlizza S, Risio M, Ferrari A, et al. Colorectal adenomas containing invasive carcinoma: pathologic assessment of lymph node metastatic potential. Cancer. 1989;64:1937-1947. 6. Pascal R. Dysplasia and early carcinoma in inflammatory bowel disease and colorectal adenomas. Hum Pathol. 1994;25:1160-1171. 7. Cooper HS. Surgical pathology of endoscopically removed malignant polyps of the colon and rectum. Am J Surg Pathol. 1983;7:613-623. 8. Haggitt RC, Glotzbach RE, Soffer EE, et al. Prognostic factors in colorectal carcinomas arising in adenomas: implications for lesions removed by endoscopic polypectomy. Gastroenterology. 1985;89:328-336. 9. Fung CHK, Goldman H. The incidence and significance of villous change in adenomatous polyps. Am J Clin Pathol. 1970;53:21-25. 10. Boyce HW. Malignant colon polyps: pathologist s obligation and clinician s dilemma. Gastrointest Endosc. 1980;26:56-57. 11. Hamilton SR, Vogelstein B, Kudo S, et al. Carcinoma of the colon and rectum. In: Hamilton SR, Aaltonen LA, eds. World Health Organization Classification of Tumours: Pathology and Genetics of Tumours of the Digestive System. Lyon, France: IARC Press; 2000:103-119. 12. Hermanek P. Malignant polyps: pathological factors governing clinical management. Curr Top Pathol. 1990;81:277-293. 13. Fenoglio-Preiser CM, Sivak MV, DeCosse JJ. Large bowel adenomas. CA Cancer J Clin. 1989;39:219-225. 14. Nusko G, Mansmann U, Altendorf-Hofmann A, et al. Risk of invasive carcinoma in colorectal adenomas assessed by size and site. Int J Colorectal Dis. 1997;12:267-271. 340 Am J Clin Pathol 2001;116:336-340 American Society of Clinical Pathologists