Lessons learnt in recent trials in negative symptoms

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1 Lessons learnt in recent trials in negative symptoms D. Umbricht, N. Schooler, D. Fraguas, A. Khan, A. Kott, D. Daniel, C. Arango ISCTM Paris, September 1st, 2017 ISCTM ~ ECNP Joint Conference 1 September 2017 Paris France 1

2 Disclosures I am an employee of F. Hoffmann La Roche I hold stocks of F. Hoffmann La Roche, Novartis, and Basilea The views and opinions expressed in this presentation only present the personal views of Dr. Umbricht and not those of F. Hoffmann La Roche, Ltd. ISCTM ~ ECNP Joint Conference 1 September 2017 Paris France 2

3 Outline Results of a survey among experienced trialists Some lessons learnt from the bitopertin phase 3 trials Results of a meta-analysis of recent negative symptom trials Monotherapy or adjunctive treatment? ISCTM ~ ECNP Joint Conference 1 September 2017 Paris France 3

4 Definitions* Prominant or dominant negative symptoms High negative symptoms but also a substantial burden from psychotic symptoms including hallucinations and delusions Example: A score of 4 on at least 3, or 5 on at least 2, of the 7 negative subscale items of the Positive and Negative Syndrome Scale (PANSS) (Stauffer et al 2012). Predominant negative symptoms High negative symptoms, but mild and stable positive symptoms (and low EPS and depression) Example: A score of 4 on at least 3, or 5 on at least 2, of the 7 negative subscale items of the Positive and Negative Syndrome Scale plus a PANSS positive score of <19, a Barnes Akathisia score of <2, a Simpson Angus score of <4, and a Calgary Depressive Scale score of <9 (Stauffer et al 2012) *Marder et al, 2013 ISCTM ~ ECNP Joint Conference 1 September 2017 Paris France 4

5 Results of a survey among experienced trialists 12 colleagues interviewed 8 from industry, 4 from academia Responsible for 1-4 trials, average 2, in total 23 trials (9 academia, 14 industry) Methods First a questionnaire* was sent out Followed up by personal interviews** *Developed by Nina Schooler, Celso Arango and Daniel Umbricht **Conducted by Nina Schooler and Daniel Umbricht ISCTM ~ ECNP Joint Conference 1 September 2017 Paris France 5

6 Key hot topics Patient population/inclusion criteria Scales/Assessments Role of informant Role of a psychosocial «platform» in a trial ISCTM ~ ECNP Joint Conference 1 September 2017 Paris France 6

7 Patient population/inclusion criteria Predominant versus dominant negative symptoms General agreement that inclusion criteria may have been overengineered with too much a focus on keeping positive symptoms low excluding a large number of subjects from studies General agreement that substantial positive symptoms should be allowed as long as they are stable and not disruptive Possible solution: Stratify predominant/dominant neg sx patients Severity of negative symptoms Concern that including only patients with relatively high negative symptoms selects more treatment resistant and least engaged patients Solution: Include patients with less severe negative symptoms, stratify by severity Duration of illness Focus on patients earlier in their illness ISCTM ~ ECNP Joint Conference 1 September 2017 Paris France 7

8 Effects of neg sx inclusion criteria Correlation between changes from BL in positive and negative subscales More restrictive baseline symptom severity thresholds yielded a considerably smaller sample size and higher negative and lower positive symptoms at baseline. Unadjusted negative symptom change greater with more restrictive criteria; When adjusted for baseline severity the magnitude of change comparable across subsets. The amount of variance in negative ISCTM symptom ~ ECNP change Joint attributed to positive symptom change also comparable across subsets. Conference 1 September 8 Dunayevich et al, European Neuropsychopharmacology(2014) 24, Paris France

9 Change in neg sx (NSFS*) tends to be greater when positive symptoms are relatively lower - independent of negative symptom level** N= 861 N= 62 N= 203 N= 174 NSFS* at baseline N= 107 N= 376 Pos Sx > Neg Sx Neg Sx > Pos Sx * NSFS= PANSS Negative Symptom Factor Score (Marder factor; item scoring 0-6)) ** Data from phase 3 bitopertin suboptimally controlled symptoms studies ISCTM ~ ECNP Joint Conference 1 September 2017 Paris France 9

10 Change in neg sx (NSFS*) tends to be greater when positive symptoms are lower - independent of negative symptom level** N= 471 N= 361 N= 101 N= 165 N= 159 N= 53 NSFS* at baseline N= 149 N= 300 N= 34 Pos Sx <14 Pos Sx = Pos Sx > 18 * NSFS= PANSS Negative Symptom Factor Score (Marder factor; item scoreing 0-6) ** Data from phase 3 bitopertin suboptimally controlled symptoms studies ISCTM ~ ECNP Joint Conference 1 September 2017 Paris France 10

11 Change in positive sx (PNSFS*) tends to be greater when positive symptoms are higher - independent of negative symptom level** N= 361 N= 101 N= 159 N= 53 N= 165 NSFS at baseline N= 149 N= 300 N= 34 Pos Sx <14 Pos Sx = Pos Sx > 18 * PSFS= PANSS Positive Symptom Factor Score (Marder factor; item scoring 0-6) ** Data from phase 3 bitopertin suboptimally controlled symptoms studies ISCTM ~ ECNP Joint Conference 1 September 2017 Paris France 11

12 IRT analysis, Bitopertin P3 negative sx studies: Key avolition items of PANSS NSFS perform best around or below mean N2 Emotional Withdrawal N4. Passive/apathetic social withdrawal N1. Blunted affect Mean NSFS at baseline G16. Active social avoidance G7. Motor retardation N6. Lack of spontaneity and flow of conversation N3. Poor rapport N=1878 Item information Analysis performed by A. Khan, NeurocogTrials Analysis supports the view that patients with less severe neg sx should be enrolled ISCTM ~ ECNP Joint Conference 1 September 2017 Paris France 12

13 IRT analysis, Bitopertin P3 neg sx studies: Key avolition items of PANSS NSFS perform best around or below mean N2 Emotional Withdrawal N4. Passive/apathetic social withdrawal N1. Blunted affect NSFS distribution at baseline G16. Active social avoidance G7. Motor retardation N6. Lack of spontaneity and flow of conversation N3. Poor rapport 200 N=1878 Item information Analysis performed by A. Khan, NeurocogTrials Analysis supports the view that patients with less severe neg sx should be enrolled ISCTM ~ ECNP Joint Conference 1 September 2017 Paris France 13

14 IRT analysis of NSA, Bitopertin P3 neg sx studies 75 N=1783 NSA Total Score Distribution at baseline Item information Analysis performed by A. Khan, NeurocogTrials ISCTM ~ ECNP Joint Conference 1 September 2017 Paris France 14

15 Individual items of NSA-16 perform the best around or below mean (IRT analysis, Bitopertin P3 neg sx studies) Prolonged time to respond Restricted speech quantity Impoverished speech content Inarticulate speech NSA Total Score Distribution at baseline Emotion: Reduced range Affect: Reduced modulation of intensity Affect: Reduced display on demand Reduced social drive N=1783 Item information Analysis performed by A. Khan, NeurocogTrials ISCTM ~ ECNP Joint Conference 1 September 2017 Paris France 15

16 Individual items of NSA-16 perform the best around or below mean (IRT analysis, Bitopertin P3 neg sx studies) Poor rapport with interviewer Sexual interest Poor grooming and hygiene Reduced sense of purpose Reduced interests Reduced daily activity Reduced expressive gestures Slowed movements Analysis performed by A. Khan, NeurocogTrials ISCTM ~ ECNP Joint Conference 1 September 2017 Paris France 16

17 Role of Informant Additional topics Deemed unreliable as informant, more important for compliance Insistence on informant may limit patients to lower functioning patients, potentially excluding patients who live independently and may respond best Scales/Assessments Include scales that measure avolition and expressive deficits separately (CAINS, BNSS), keep PANSS for legacy reason Most colleagues in favor of either centralized ratings, video taping/independent assessment or Blended approaches with site rater responsible for enrollment, CR or videotaped interviews used for outcome Some scepticism that CR could not capture all nuances of negative symptoms also expressed Role of a psychosocial «platform» in a trial Biggest difference between academic and industry Colleagues from academia in favor of a psychosocial platform, also to increase number of visits to provide a «low level» psychosocial platform Colleagues from industry were less enthusiastic, favored clean studies with fewer visits Biomarkers If biomarkers were considered, effort-choice tasks recommended to characterize patients ISCTM ~ ECNP Joint Conference 1 September 2017 Paris France 17

18 Drivers of placebo response in negative symptoms trials ISCTM ~ ECNP Joint Conference 1 September 2017 Paris France 18

19 Larger Placebo Response in Antipsychotic Trials Obscures True Treatment Effect Line A = Mean drug response Line B = Identity line i.e. size of drug response (vertical axis) equal to the placebo response (horizontal axis); vertical deviation from this identity line shows the drug-placebo difference. Factors associated with placebo response Year of study Number of sites Percentage of university or VA settings Agid et al, Am J Psychiatry 2013; 170: ISCTM ~ ECNP Joint Conference 19 1 September 2017 Paris France

20 Placebo Response >40% Obscures Treatment Effect in MDD Meta-analysis of adjunctive treatment in MDD Response Rate (RR) Placebo (+SoC) response >40% showed a trend to lower risk ratio of response to the adjunctive drug vs. placebo (Iovieno & Papaksotas 2012) ISCTM ~ ECNP Joint Conference 1 September 2017 Paris France 20

21 Response* Rates (ITT population) in Bitopertin Phase 2 and Phase 3 Trials in Negative Symptoms of Schizophrenia Response Rate 65% 60% 55% 50% 45% 40% Phase 3 Trials % 61% 60% 58% 58% 56% Phase 2 Trial 44% 58% 35% 30% Placebo Bitopertin 10mg * Response defined as 20% improvement on the NSFS ISCTM ~ ECNP Joint Conference 21 1 September 2017 Paris France

22 Categorization of patients Responding to any intervention Active + Placebo + Not informative Responding to active, but not placebo Active + Placebo ± Informative Not responding to any intervention Active - Placebo - Not informative High Placebo response 30% > % >-8 20% > % >-9 10% > % >-14 Low Placebo response Identify sites that show high or low average placebo response and remove all data including data from patients on active treatment, assuming that average placebo response is indexing category of patients recruited at that site fi composition of ISCTM ~ ECNP Joint Conference 1 September 2017 Paris France 22 Adapted from Borsook, Becerra and Fava, Transl Psychiatry patients contains more patients in the green group with filter narrowing

23 Effect of Sites with Normal PBO Response: NS, 10mg, MMRM Week 24, Bitopertin Phase 3 neg sx studies 30% > % >-8 20% > % >-9 10% > % > Treatment<<Favors>> Placebo Results in Normal Pbo ISCTM response ~ ECNP Joint sites Conference better 1 than September the overall 2017 Paris population France in all NS studies 23

24 Correlation between Number of Study Sites and Placebo Response* Rates (ITT population) in Bitopertin Phase 2 and Phase 3 Trials in Negative Symptoms of Schizophrenia 65% 60% 61% Placebo Response 55% 50% 45% 40% 44% Phase 2 Trial R² = % 56% Phase 3 Trials Placebo 35% Linear (Placebo) 30% Number of Sites * Response defined as 20% improvement on the NSFS ISCTM ~ ECNP Joint Conference 24 1 September 2017 Paris France

25 Correlation between Number of Study Sites and Placebo Response* Rates (ITT population) in Bitopertin Phase 2 and Phase 3 Trials in Negative Symptoms of Schizophrenia 65% Placebo Response 60% 55% 50% 45% 40% 35% 44% Phase 2 Trial 58% 56% R² = 0.92 Placebo Phase 3 Trials Bitopertin 10mg Linear (Placebo) Linear (Bitopertin 10mg) 61% 30% Number of Sites * Response defined as 20% improvement on the NSFS ISCTM ~ ECNP Joint Conference 1 September 2017 Paris France 25

26 Investigating predictors of placebo response in phase 3 bitopertin neg sx trials Erratic ratings Change in the first four weeks ISCTM ~ ECNP Joint Conference 1 September 2017 Paris France 26

27 Erratic ratings of NSFS in placebo treated patients change of at least 20% in opposite directions across 2 consecutive visits associated with greater placebo response at patient level Change in Marder Negative Factor Score LSMean +/- SE Protocol WN25308 Study Placebo response (N=199) Not affected subjects (N=149) Affected subjects (N=16) ES = 0.09 Analysis performed by A. Kott and X. Wang, Bracket Study week ISCTM ~ ECNP Joint Conference 1 September 2017 Paris France 27

28 Erratic ratings of NSFS in placebo treated patients change of at least 20% in opposite directions across 2 consecutive visits associated with greater placebo response at patient level Change in Marder Negative Factor Score LSMean +/- SE Protocol WN Study week ISCTM ~ ECNP Joint Conference 1 September 2017 Paris France Study Placebo response (N=202) Not affected subjects (N=162) Affected subjects (N=17) ES = 0.04 Analysis performed by A. Kott and X. Wang, Bracket 28

29 Erratic ratings of NSFS in placebo treated patients change of at least 20% in opposite directions across 2 consecutive visits associated with greater placebo response at patient level Change in Marder Negative Factor Score LSMean +/- SE Protocol NN Study week ISCTM ~ ECNP Joint Conference 1 September 2017 Paris France Study Placebo response (N=197) Not affected subjects (N=142) Affected subjects (N=20) ES = 0.04 Analysis performed by A. Kott and X. Wang, Bracket 29

30 Erratic ratings of NSFS in placebo treated patients change of at least 20% in opposite directions across 2 consecutive visits associated with greater placebo response at site level* Change in Marder Negative Factor Score LSMean +/- SE Protocol WN Study Placebo response (N=199) Not affected subjects 73 sites Affected subjects (N=38; 19 sites ES = 0.11 *sites with at least one patient with erratic ratings in any treatment arm Analysis performed by A Kott and X. Wang, Bracket Study week ISCTM ~ ECNP Joint Conference 1 September 2017 Paris France 30

31 Erratic ratings of NSFS in placebo treated patients change of at least 20% in opposite directions across 2 consecutive visits associated with greater placebo response at site level* Change in Marder Negative Factor Score LSMean +/- SE Protocol WN Study Placebo response (N=202) Not affected subjects 72 sites Affected subjects (N=48; 24 sites ES = 0.14 *sites with at least one patient with erratic ratings in any treatment arm Analysis performed by A Kott and X. Wang, Bracket Study week ISCTM ~ ECNP Joint Conference 1 September 2017 Paris France 31

32 Erratic ratings of NSFS in placebo treated patients change of at least 20% in opposite directions across 2 consecutive visits associated with greater placebo response at site level* Change in Marder Negative Factor Score LSMean +/- SE Protocol NN Study week Study Placebo response (N=197) Not affected subjects 79 sites Affected subjects (N=45; 26 sites ES = 0.04 *sites with at least one patient with erratic ratings in any treatment arm Analysis performed by A. Kott and X. Wang, Bracket ISCTM ~ ECNP Joint Conference 1 September 2017 Paris France 32

33 Placebo response Improvement in NSFS above 95th percentile at week 4 at patient level Change in Marder Negative Factor Score LSMean +/- SE Protocol WN25308 Study Placebo response (N=199) Not affected subjects (N=187) Affected subjects (N=12) ES = 0.06 Analysis performed by A. Kott and X. Wang, Bracket Study week ISCTM ~ ECNP Joint Conference 1 September 2017 Paris France 33

34 Placebo response Improvement in NSFS above 95th percentile at week 4 at patient level Change in Marder Negative Factor Score LSMean +/- SE Protocol WN25309 Study Placebo response (N=202) Not affected subjects (N=195) Affected subjects (N=7) ES = Analysis performed by A Kott and X. Wang, Bracket Study week ISCTM ~ ECNP Joint Conference 1 September 2017 Paris France 34

35 Placebo response Improvement in NSFS above 95th percentile at week 4 at patient level Change in Marder Negative Factor Score LSMean +/- SE Protocol NN25310 Study Placebo response (N=197) Not affected subjects (N=186) Affected subjects (N=11) ES = 0.11 Analysis performed by A. Kott and X. Wang, Bracket Study week ISCTM ~ ECNP Joint Conference 1 September 2017 Paris France 35

36 Placebo response Improvement in NSFS above 90th percentile at week 4 at site level Change in Marder Negative Factor Score LSMean +/- SE Protocol WN Study week Study Placebo response (N=199) Not affected subjects 75 sites Affected subjects (N=30; 17 sites ES = 0.07 *sites with at least one patient with improvement above 90th percentile in any treatment arm Analysis performed by A. Kott and X. Wang, Bracket ISCTM ~ ECNP Joint Conference 1 September 2017 Paris France 36

37 Placebo response Improvement in NSFS above 90th percentile at week 4 at site level Change in Marder Negative Factor Score LSMean +/- SE Protocol WN Study week 24 Study Placebo response (N=202) Not affected subjects 77 sites Affected subjects 19 sites ES = 0.09 *sites with at least one patient with improvement above 90th percentile in any treatment arm Analysis performed by A. Kott and X. Wang, Bracket ISCTM ~ ECNP Joint Conference 1 September 2017 Paris France 37

38 Placebo response Improvement in NSFS above 90th percentile at week 4 at site level Change in Marder Negative Factor Score LSMean +/- SE Protocol NN Study week Study Placebo response (N=197) Not affected subjects 91 sites Affected subjects (N=32 14 sites ES = 0.20 *sites with at least one patient with improvement above 90th percentile in any treatment arm Analysis performed by A. Kott and X. Wang, Bracket ISCTM ~ ECNP Joint Conference 1 September 2017 Paris France 38

39 Placebo response Improvement in NSFS above 90th percentile at week 4 at site level Change in Marder Negative Factor Score LSMean +/- SE ES of change in placebo response 0.04 to 0.2 potentially jeopardizing signal detection. These observations raise the issues of patient selection and Protocol NN25310 assesssment quality Study Placebo response (N=197) Not affected subjects 91 sites Affected subjects 14 sites -2 Erratic ratings not compatible with known rate of change in patients -3 Supports the use of centralized or videotaped ratings and/or performance based and ecologically momentary assessments -6 Dramatic improvement post randomization not expected ES = in 0.20 true -7 negative symptom patients -8 Need for biomarkers and behavioral characterization (e.g. Effort -9 choice task) Study week ISCTM ~ ECNP Joint Conference 1 September 2017 Paris France 39

40 Meta-regression analysis of placebo response in neg sx trials* Eighteen clinical trials (12 academia, 6 industry) conducted in the last 15 years from seventeen publications, assessing the effect of 13 drugs versus placebo on negative symptom in 998 patients on stable AP background treatment Placebo response was significant (p<0.001) and clinically relevant (Cohen s d: 2.91, 95% CI: 2.05 to 3.77), but there was significant heterogeneity and high risk of publication bias. Multivariable meta-regression analysis found that a higher placebo response was significantly and independently associated with Higher numbers of arms in the trial (p=0.001) More study sites (p<0.001) Industry sponsorship (p=0.001) Severity of negative and positive symptoms at baseline were not associated with placebo response when controlling for other factors *Fraguas D, Díaz-Caneja CM, Pina-Camacho L, Umbricht D, Arango C: manuscript in preparation ISCTM ~ ECNP Joint Conference 1 September 2017 Paris France 40

41 Adjunctive versus monotherapy? ISCTM ~ ECNP Joint Conference 1 September 2017 Paris France 41

42 Adjunctive versus monotherapy? Proof-of-Mechanism (POM) study, randomized, double-blind, placebocontrolled, three-way crossover design Treatment Period 1 3 weeks Wash out 14 days Treatment Period 2 3 weeks Wash out 14 days Treatment Period 3 3 weeks Six different treatment sequences (n=5) of PDE10 inhibitor RG7203 at 5 mg QD and 15 mg QD and placebo on top of stable antipsychotic treatment N=24 (completers; 33 recruited) Schizophrenia patients with negative symptoms (mild/moderate) At end of each treatment period imaging (monetary incentive delay task) and behavioral (effort choice task) assessment of reward anticipation and reward valuation ISCTM ~ ECNP Joint Conference 1 September 2017 Paris France 42

43 MID Task: Increased discrimination between reward and nonreward at low dose in the context of an overall blunted activation in drug conditions Figures show time-dependent fitted BOLD response p=0.039* p=0.053* Control Condition Anticipation of low reward Anticipation of high reward * two-sided p-value for paired t- test versus placebo ISCTM ~ ECNP Joint Conference 1 September 2017 Paris France Error areas represent the standard error of mean 43

44 Patients choose high effort high reward option significantly less often during treatment than during placebo Multiple regression shows that overall activation but not differential activation (reward anticipation versus control) is related to effortful behavior ISCTM ~ ECNP Joint Conference 1 September 2017 Paris France 44

45 Effect of risperidone in healthy volunteers (N=21): Risperidone blunts the overall response in the MID task p<0.01 Do antipsychotics curtail potential benefits of adjunctive treatments for negative symptoms? In-hous preclinical data would support that The preferred design is a double-blind comparison with placebo, especially since no standard treatment for negative symptoms is recognized..(möller et al, Working group on negative symptoms in schizophrenia, Psychopharmacology, 1994) ISCTM ~ ECNP Joint Conference 1 September 2017 Paris France 45

46 Patient selection Conclusions Drop restrictions on level of positive symptoms, as long as they are not disruptive, and stratification into dominant vs predominant neg symptom patients Consider enrolling patients with moderate negative symptoms (i.e. 14 and up on NSFS [scoring 0-6]) Include patients with shorter duration of illness Consider patients who can live independently, that is have more potential for improvment, i.e. consider dropping requirement of informant Assessments Consider use of effort choice task to characterize patients Consider centralized or videotaped independent ratings Study design/operational aspects Keep site numbers low; in phase 3 consider separate safety studies Keep number of arms to a minimum Consider a monotherapy trial in patients who have predominant negative symptoms? Industry versus academic trials? Result of commercialization of drug development? How can we involve academia more? ISCTM ~ ECNP Joint Conference 1 September 2017 Paris France 46

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