Research Proposal. Hypertrophic obstructive cardiomyopathy surgery. Which surgery for which patients?

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1 Research Proposal Hypertrophic obstructive cardiomyopathy surgery. Which surgery for which patients? An echocardiography, cardiac magnetic resonance and surgical techniques study. Giuseppe Raffa, MD November,

2 INDEX 1. Components of the research study 2. Participants of the research study 3. List of abbreviations 4. Synopsis 5. State of the art and Preliminary data 6. Aim of the project and end-points 7. Inclusion criteria 8. Study design 9. Sample size 10. Statistical analysis 11. Research agenda 12. Costs 13. References 2

3 COMPONENTS of THE RESERCH STUDY DOTTOR GIUSEPPE RAFFA Signature Date Giuseppe Raffa October,

4 PARTICIPANTS OF THE RESEARCH STUDY Principal Clinical Investigator Name: Giuseppe Raffa Institute: IRCCS-ISMETT, Palermo, Italy Co-Investigators Name: Institute: 4

5 LIST OF ABBREVIATIONS HOCM = hypertrophic obstructive cardiomyopathy SAM = systolic anterior motion LVOT = left ventricle outflow tract SMS = subaortic membrane stenosis PM = papillary muscles AML= anterior mitral leaflet PML=posterior mitral leaflet 5

6 SYNOPSIS Transaortic septal myectomy is currently considered the most appropriate treatment for the majority of patients with obstructive hypertrophic cardiomyopathy and severe symptoms unresponsive to medical therapy. Surgical results, although vastly improved in recent years, are nevertheless limited to relatively few centers with extensive experience and particular interest in the management of hypertrophic obstructive cardiomyopathy. Both the traditional myectomy (Morrow procedure) with about a 3-cm long resection or extended myectomy (a resection of about 7 cm) are currently used. The transaortic approach remains the primary method of exposure. Virtual abolition of the LV outflow gradient and mitral regurgitation is usually accomplished by muscular resection resulting in physical enlargement of the outflow tract and by interruption of the mitral valve SAM, which is usually responsible for the outflow gradient. Mitral valve abnormalities were not part of modern pathological and clinical descriptions of hypertrophic cardiomyopathy in the 1950s, which focused on left ventricular hypertrophy and myocyte fiber disarray. Although systolic anterior motion of the mitral valve was discovered as the cause of left ventricular hypertrophy 6

7 outflow tract obstruction in the M-mode echocardiography era, in the 1990s structural abnormalities of the mitral valve became appreciated as contributing to systolic anterior motion pathophysiology. Hypertrophic cardiomyopathy mitral malformations have been identified at all levels. They occur in the leaflets, usually elongating them, and also in the submitral apparatus, with a wide array of malformations of the papillary muscles and chordae, that can be detected by transthoracic and transesophageal echocardiography and by cardiac magnetic resonance. Because they participate fundamentally in the predisposition to systolic anterior motion, they have increasingly been repaired surgically. In order to assess the results (hospital mortality, improvement in clinical and echocardiographic parameters) of the hypertrophic obstructive cardiomyopathy surgical treatment, all patients requiring surgery among the centers included in the study group will be prospectively collected and recruited from the Italian Registry of Cardiac Surgery. 7

8 STATE OF THE ART and PRELIMINARY DATA The transaortic surgical septal myectomy [1] is the most commonly used technique to treat HOCM, and is associated with low operative morbidity and mortality and reduction of the outflow gradients [2, 3]. In the modern era, the role of the mitral valve in the pathophysiology of HOCM has been addressed [4-7]. Initially, the left ventricle outflow tract (LVOT) obstruction was thought to be the result of a Venturi effect produced by the septal hypertrophy involving the mitral valve [8]. More recently, a drag [9] rather than suck [8] mechanism was proposed: the flow acceleration around the hypertrophied septum pushes the anterior mitral leaflet (AML) into the LVOT causing systolic anterior motion (SAM). Noteworthy, subvalvular mitral valve apparatus malformations causing SAM related LVOT obstruction can even occur in patient with no or moderate septal hypertrophy [7]. These include leaflets elongation and a wide array of malformations of the papillary muscles (PM) and chordae [9] that can be detected by echocardiography and by cardiac magnetic resonance [10, 11]. The role of mitral valve in the pathogenesis of LVOT has been emphasize by few centers [4-6, 13, 14] worldwide. 8

9 The 0.4% (17/3695 patients) of the composite operative mortality after septal myectomy from 5 major high-volume Centers in North America highlights the role of dedicated HOCM units [14]. In Europe [13], the review of 124 consecutive patients with heart failure symptoms due to HOCM undergoing extended left ventricular septal myectomy revealed a low (<1%) early operative mortality, and a reduction in outflow tract gradients and SAM-mediated mitral regurgitation. Abnormal PM morphology are reported in HOCM. PM displacement, bifid PM [19], hypertrophy, anterior fusion, and inward orientation, has been frequently observed in patients with LVOT obstruction [7, 9, 11, 20]. An anterior and basilar displacement of the base of the anterolateral PM and abnormal muscular connections with the anterolateral wall, inserting into or near the A1 scallop of the mitral valve, are the most common pathoanatomic findings [7]. Bifid and hypermobile PM increase the obstruction even without significant basal septal hypertrophy [19], and PM hypertrophy occurs in more than half of patients with HOCM [21]. The relief of PM fusion and anomalous chordae tendinae resection (false cordae), in addition to an extended septal myectomy, improve surgical outcomes [22] and, reduce the risk of reoperation [23]. In a series of 124 consecutive patients [13], the resection of fibrous muscular attachments between PM and ventricular septum or free wall was performed in all 9

10 cases to relieve the LVOT obstruction. Thickened and retracted secondary chordae that insert beyond the free margin and rough zone of the AML may contribute to obstructive pathophysiology, lifting and tenting the AML anteriorly toward the LVOT [6], and predisposing to SAM [7]. Their role in obstruction, especially in the relative thin septum, have been recently demonstrated by Ferrazzi [6]. The anomalous chordae resection (a median of 3, range 1-8) associated with a shallow myectomy in 39 patients (with a ventricular septal thickness 19 mm) showed better clinical and hemodynamic results compared the control group (only myomectomy, 29 patients). Noteworthy, the conventional surgery jeopardized the repair of the mitral valve and increased the need for prosthetic rings, compared to the transaortic chordal cutting. During a 23±2 months of follow-up, 1/39 patients showed mitral regurgitation 3. One third of patients with hypertrophic cardiomyopathy present a primary increase in mitral leaflet length [10] and this is even more pronounced in HOCM [7], where the protruding leaflets increase the risk of SAM. Patients with HOCM presents usually an AML greater than 30 mm [25]. Thus, surgical correction could be reasonable. The outcomes after the horizontal plication, aiming at shortening and stiffening the AML, in addition to the myectomy and PM release, the so called resect-plicate-release strategy, have been extensively reported in 252 patients with HOCM [7, 25]. The 10

11 elegant algorithm guiding this surgical strategy, that shows a 0.4% of both operative mortality and early reoperation and 0.6% of pacemaker implantation, is reported by Sherrid [7]. Vriesendorp reported the benefit of AML extension in addition to myectomy in 98 patients with HOCM [4], with an average AML length of 34 mm. The procedure stiffens the midportion of the AML and is carried out through the transaortic approach. No hospital mortality was reported and during the long-term follow-up (8±6 years), the patients experienced significant symptomatic and hemodynamic improvement. The rate of pacemaker implantation, need for reoperation for patch dehiscence, and residual obstruction were 4%, 2% and 1%, respectively. Three patients underwent further mitral valve replacement during the follow-up. Isolated elongation of the PML can push anteriorly the coaptation with AML causing SAM, mitral-septal contact, and LVOT obstruction [7, 9]. Dulguerov [5] reported a three-step procedure (transaortic septal resection, transmitral septal resection trough the AML that is detached and reconstructed using autologous pericardial patch, and PML resection followed by rigid mitral valve annuloplasty) to treat 16 patients with HOCM and more than 20 mm PML in length. This elegant procedure aims at 1) completing and extending the septum resection up to the ventricular apex trough the mitral valve, and 2) moving posteriorly the coaptation 11

12 plane of the mitral valve, away from the septum, increasing the AML area and restricting the PML motion (with PML resection and annuloplasty). The excellent mid-term surgical results, although a high rate of pacemaker implants (18%) occurring at the beginning of the experience, clearly address the role of the PML in the pathogenesis of LVOT obstruction. 12

13 AIM and END-POINTS OF THE PROJECT Primary aim. To evaluate the results of the surgical treatment for HOCM in term of survival and changes in clinical and echocardiographic parameters. Primary endpoints: 1) Survival: 30-day survival (yes/no) and in-hospital survival (yes/no); 2) Clinical: change of NYHA as difference between pre-surgery and 3-months and 1- year follow-up test; 3) Echocardiography: change of LVOT gradient, septum thickness, and residual mitral regurgitation as differences between pre-surgery and 3- months and 1-year follow-up tests. Secondary aims. To assess the role of the mitral valve (leaflet, chordae and papillary muscles, PM) in the LVOT obstruction and the long term survival. Secondary endpoints. 1) mitral valve surgery (yes/no): any procedures involving the mitral valve and sub-valvular apparatus; 2) survival (yes/no) at last follow-up. 13

14 INCLUSION CRITERIA All patients requiring HOCM surgery among the cardiothoracic centers involved in the trial during the study period. 14

15 STUDY DESIGN Observational, prospective, multicenter. All demographic, preoperative, intraoperative and postoperative variables will be analysed. Surgical techniques will be recorded. Follow-up information (survival, NYHA, LVOT gradient, major adverse cardiac and cerebrovascular event) will be gathering routinely by outpatient clinic, telephone calls or the treating general physician. Preoperative and follow-up image findings (transthoracic, transesophageal and stress echocardiograms and magnetic resonance) will be recorded. Patient consents will be obtained before the operation. Other preoperative echocardiographic and MRI parameters: anterior and posterior mitral leaflet length, mitral valve coaptation depth, mitral valve secondary cordae length, cardiac mass, transverse LV outflow tract diameter and the ratio of the transverse LV outflow tract diameter to AML length. 15

16 SAMPLE SIZE Previous studies [14, 24, 27, 28] show values of 30-day survival post-surgical treatment for HOCM from 0.1% to 4%. Because the most relevant result is around 0.1% [14], we assume this proportion as the null hypothesis of the sample size calculation. In order to achieve a power of 90% to detect a real difference of 3.9% in 30-day survival, a sample size of 96 patients is required. This calculation was estimated using the one-sided binomial exact test with a significant level of 5% [29, 30]. 16

17 STATISTICAL ANALYSIS The comparison between NYHA, LVOT gradient, septum thickness and residual mitral regurgitation before and after surgery will be assessed by paired T-test. In order to assess the 30-day and hospital survival the percentage and interval confidence (CI 95%) will be evaluated. In order to assess the long term survival the Kaplan-Meier estimate will be applied. Data management and all statistical analysis will be performed using SAS version 9.4 and all p-values <0.05 will be considered statistically significant. 17

18 RESEARCH AGENDA Research will be divided into the following phases: October-November 2016: 1. EACTS project presentation 2. SICCH project presentation and approval January-May 2017: 1. Institutional IRRB and EC approval: 2. Database set June 2017-December 2019: November 2020: 1. Patients recruitment and data collection 1. Manuscript draft 2. SICCH presentation. 18

19 COSTS PI time: 40 hours/month Overall co-investigators time: 25 hours/month 19

20 REFERENCES [1] Morrow AG, Brockenbrough EC. Surgical treatment of idiopathic hypertrophic subaortic stenosis: technic and hemodynamic results of subaortic ventriculomyotomy. Annals of surgery 1961;154: [2] Ommen SR, Maron BJ, Olivotto I, Maron MS, Cecchi F, Betocchi S et al. Long-term effects of surgical septal myectomy on survival in patients with obstructive hypertrophic cardiomyopathy. Journal of the American College of Cardiology 2005;46: [3] Smedira NG, Lytle BW, Lever HM, Rajeswaran J, Krishnaswamy G, Kaple RK et al. Current effectiveness and risks of isolated septal myectomy for hypertrophic obstructive cardiomyopathy. The Annals of thoracic surgery 2008;85: [4] Vriesendorp PA, Schinkel AF, Soliman OI, Kofflard MJ, de Jong PL, van Herwerden LA et al. Long-term benefit of myectomy and anterior mitral leaflet extension in obstructive hypertrophic cardiomyopathy. The American journal of cardiology 2015;115: [5] Dulguerov F, Marcacci C, Alexandrescu C, Chan KM, Dreyfus GD. Hypertrophic obstructive cardiomyopathy: the mitral valve could be the key. European journal of cardio-thoracic surgery : official journal of the European Association for Cardio-thoracic Surgery 2016;50:

21 [6] Ferrazzi P, Spirito P, Iacovoni A, Calabrese A, Migliorati K, Simon C et al. Transaortic Chordal Cutting: Mitral Valve Repair for Obstructive Hypertrophic Cardiomyopathy With Mild Septal Hypertrophy. Journal of the American College of Cardiology 2015;66: [7] Sherrid MV, Balaram S, Kim B, Axel L, Swistel DG. The Mitral Valve in Obstructive Hypertrophic Cardiomyopathy: A Test in Context. Journal of the American College of Cardiology 2016;67: [8] Wigle ED, Rakowski H, Kimball BP, Williams WG. Hypertrophic cardiomyopathy. Clinical spectrum and treatment. Circulation 1995;92: [9] Silbiger JJ. Abnormalities of the Mitral Apparatus in Hypertrophic Cardiomyopathy: Echocardiographic, Pathophysiologic, and Surgical Insights. Journal of the American Society of Echocardiography : official publication of the American Society of Echocardiography 2016;29: [10] Maron MS, Olivotto I, Harrigan C, Appelbaum E, Gibson CM, Lesser JR et al. Mitral valve abnormalities identified by cardiovascular magnetic resonance represent a primary phenotypic expression of hypertrophic cardiomyopathy. Circulation 2011;124:40-7. [11] Patel P, Dhillon A, Popovic ZB, Smedira NG, Rizzo J, Thamilarasan M et al. Left Ventricular Outflow Tract Obstruction in Hypertrophic Cardiomyopathy Patients Without Severe Septal Hypertrophy: Implications of Mitral Valve and Papillary 21

22 Muscle Abnormalities Assessed Using Cardiac Magnetic Resonance and Echocardiography. Circulation Cardiovascular imaging 2015;8:e [12] Elliott PM, Anastasakis A, Borger MA, Borggrefe M, Cecchi F, Charron P et al ESC Guidelines on diagnosis and management of hypertrophic cardiomyopathy: the Task Force for the Diagnosis and Management of Hypertrophic Cardiomyopathy of the European Society of Cardiology (ESC). European heart journal 2014;35: [13] Iacovoni A, Spirito P, Simon C, Iascone M, Di Dedda G, De Filippo P et al. A contemporary European experience with surgical septal myectomy in hypertrophic cardiomyopathy. European heart journal 2012;33: [14] Maron BJ, Dearani JA, Ommen SR, Maron MS, Schaff HV, Nishimura RA et al. Low Operative Mortality Achieved With Surgical Septal Myectomy: Role of Dedicated Hypertrophic Cardiomyopathy Centers in the Management of Dynamic Subaortic Obstruction. Journal of the American College of Cardiology 2015;66: [15] Ibrahim M, Kostolny M, Hsia TY, Van Doorn C, Walker F, Cullen S et al. The surgical history, management, and outcomes of subaortic stenosis in adults. The Annals of thoracic surgery 2012;93: [16] Rayburn ST, Netherland DE, Heath BJ. Discrete membranous subaortic stenosis: improved results after resection and myectomy. The Annals of thoracic surgery 1997;64:

23 [17] Lampros TD, Cobanoglu A. Discrete subaortic stenosis: an acquired heart disease. European journal of cardio-thoracic surgery : official journal of the European Association for Cardio-thoracic Surgery 1998;14: [18] Marasini M, Zannini L, Ussia GP, Pinto R, Moretti R, Lerzo F et al. Discrete subaortic stenosis: incidence, morphology and surgical impact of associated subaortic anomalies. The Annals of thoracic surgery 2003;75: [19] Kwon DH, Smedira NG, Thamilarasan M, Lytle BW, Lever H, Desai MY. Characteristics and surgical outcomes of symptomatic patients with hypertrophic cardiomyopathy with abnormal papillary muscle morphology undergoing papillary muscle reorientation. The Journal of thoracic and cardiovascular surgery 2010;140: [20] Rowin EJ, Maron BJ, Lesser JR, Rastegar H, Maron MS. Papillary muscle insertion directly into the anterior mitral leaflet in hypertrophic cardiomyopathy, its identification and cause of outflow obstruction by cardiac magnetic resonance imaging, and its surgical management. The American journal of cardiology 2013;111: [21] Harrigan CJ, Appelbaum E, Maron BJ, Buros JL, Gibson CM, Lesser JR et al. Significance of papillary muscle abnormalities identified by cardiovascular magnetic resonance in hypertrophic cardiomyopathy. The American journal of cardiology 2008;101:

24 [22] Minakata K, Dearani JA, Nishimura RA, Maron BJ, Danielson GK. Extended septal myectomy for hypertrophic obstructive cardiomyopathy with anomalous mitral papillary muscles or chordae. The Journal of thoracic and cardiovascular surgery 2004;127: [23] Minakata K, Dearani JA, Schaff HV, O'Leary PW, Ommen SR, Danielson GK. Mechanisms for recurrent left ventricular outflow tract obstruction after septal myectomy for obstructive hypertrophic cardiomyopathy. The Annals of thoracic surgery 2005;80: [24] Schoendube FA, Klues HG, Reith S, Flachskampf FA, Hanrath P, Messmer BJ. Long-term clinical and echocardiographic follow-up after surgical correction of hypertrophic obstructive cardiomyopathy with extended myectomy and reconstruction of the subvalvular mitral apparatus. Circulation 1995;92:Ii [25] Halpern DG, Swistel DG, Po JR, Joshi R, Winson G, Arabadjian M et al. Echocardiography before and after resect-plicate-release surgical myectomy for obstructive hypertrophic cardiomyopathy. Journal of the American Society of Echocardiography: official publication of the American Society of Echocardiography 2015;28: [26] Brown ML, Abel MD, Click RL, Morford RG, Dearani JA, Sundt TM et al. Systolic anterior motion after mitral valve repair: is surgical intervention necessary? The Journal of thoracic and cardiovascular surgery 2007;133:

25 [27] Kaple RK, Murphy RT, DiPaola LM, Houghtaling PL, Lever HM, Lytle BW, Blackstone EH, Smedira NG. Mitral valve abnormalities in hypertrophic cardiomyopathy: echocardiographic features and surgical outcomes. Ann Thorac Surg 2008; 85: [28] Stassano P, Di Tommaso L, Triggiani D, Contaldo A, Gagliardi C, Spampinato N. Mitral valve replacement and limited myectomy for hypertrophic obstructive cardiomyopathy: a 25-year follow-up. Tex Heart Inst J 2004;31: [29] Chow, S.C.; Shao, J.; Wang, H Sample Size Calculations in Clinical Research. Marcel Dekker. New York. [30] Fleiss, J. L., Levin, B., Paik, M.C Statistical Methods for Rates and Proportions. Third Edition. John Wiley & Sons. New York. 25

26 SIGNATURE and DATE November 7,

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