Eduardo de Marchena, M.D., F.A.C.C., F.A.C.P., F.S.C.A.I. Professor of Medicine & Surgery Associate Dean for International Medicine University of

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1 Catheter Based Treatment of Valvular Heart Disease In the Adult Sping 2016 Eduardo de Marchena, M.D., F.A.C.C., F.A.C.P., F.S.C.A.I. Professor of Medicine & Surgery Associate Dean for International Medicine University of Miami Miller School of Medicine

2 POTENTIAL CONFLICT OF INTEREST Support for Educational Conferences Most Cardiovascular Corporations Current Sponsored Research Support Medtronic CoreValve Trials, Simplicity trials Direct Flow medical Other Conflicts: 1. Tendyne Medical Inc. /ABBOTT Medical Director and stock holder 2. Intergene International LLC -Medical Advisory Board 3. Aegis Medical Medical Advisory Board 4. St. George Medical consultant 5. de Marchena Wellness President 6. Argo medical consultant

3 SOME DEVICES PRESENTED ARE Not FDA Approved INVESTIGATIONAL

4 AORTIC STENOSIS

5 Prevalence and Surgical Incidence of Calcific Aortic Stenosis Aortic stenosis is the most common acquired valvular disorder found in developed countries. The prevalence of calcific aortic stenosis increases with age. Mild to severe AS is present in 12% > 65 years Severe AS in 3.4% Around 50,000 AVR are performed annually

6 At Least 30% of Patients with Severe Symptomatic AS are Untreated! Severe Symptomatic Aortic Stenosis 100% Percent of Cardiology Patients Treated AVR No AVR 90% 80% 70% % 50% 40% 30% 20% % 0% Bouma 1999 Iung* 2004 Pellikka 2005 Charlson 2006 Bach Spokane (prelim) Vannan (Pub. Pending) 1. Bouma B J et al. To operate or not on elderly patients with aortic stenosis: the decision and its consequences. Heart 1999;82: Iung B et al. A prospective survey of patients with valvular heart disease in Europe: The Euro Heart Survey on Valvular Heart Disease. European Heart Journal 2003;24: (*includes both Aortic Stenosis and Mitral Regurgitation patients) 3. Pellikka, Sarano et al. Outcome of 622 Adults with Asymptomatic, Hemodynamically Significant Aortic Stenosis During Prolonged Follow-Up. Circulation Charlson E et al. Decision-making and outcomes in severe symptomatic aortic stenosis. J Heart Valve Dis2006;15:

7 Transcatheter heart valves aim to address an unmet patient need Nearly half of untreated patients are deemed too sick for surgery Edwards sponsored survey

8 EDWARDS SAPIEN TRANSCATHETER DELIVERY SYSTEMS Transfemoral Transapical

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10 Leon MB, Smith CR, Mack M, et al N Engl J Med 2010; DOI: /NEJMoa

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14 Self-Expanding Multi-level Support Frame Diamond cell configuration Nitinol: memory shaped/no recoil Multilevel design incorporates three different areas of radial and hoop strength Low radial force area orients the system Constrained area avoids coronaries and features supra-annular valve leaflets High radial force provides secure anchoring and constant force mitigates paravalvular leak Radiopaque

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17 CoreValve Delivery Catheter Over-the-wire (0.035 compatible) 18Fr Valve capsule Radiopaque tip 12Fr Flexible shaft Radiopaque marker

18 COREVALVE in Delivery Catheter Loading must take place while submersed in cold saline.

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22 SELECTION OF FLUOROSCOPIC PROJECTIONS LAO 40 Cr 20 LAO 40 Cr 30 LAO 30 Cr 30 RCC LCC LCC RCC RCC LCC NCC NCC NCC RCC NCC LCC NCC LCC RCC Kapadia S- Cleveland Clinic

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31 32 STUDY DEVICE AND ACCESS ROUTES ACC2016 Transfemoral Subclavian Direct Aortic

32 BASELINE DEMOGRAPHICS 33

33 2-Year All-cause Mortality ACC

34 36 ALL-CAUSE MORTALITY OR STROKE ACC year

35 37 ALL STROKE ACC 2016

36 NYHA CLASS SURVIVORS 38

37 *Site-reported 39 VALVE HEMODYNAMICS* ACC201 6 TAVR had significantly better valve performance vs SAVR at all follow-ups (P<0.001)

38 40 ALL-CAUSE MORTALITY STS 7% ACC2016

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46 UNSHEATHING AND RESHEATHING OF THE VALVE

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48 Improving Clinical Outcomes: Competitive Landscape Contd. Frame Material Tissue Valve Design Vascular Access CoreValve Nitinol Porcine pericardial inner skirt ID: 18Fr OD: 21.7Fr Sapien XT Cobalt chromium Bovine Pericardial inner skirt ID: 18-22Fr OD: 21-30Fr (16Fr esheath) Direct Flow Lotus Portico Symetis Sapien 3 Centera Evolut R Polyester fabric Bovine Pericardial ID: 18FR OD: 21.7FR Other AOA ThermaFix Anti-Ca++ Recapture Braided Nitinol Bovine Pericardial with PET outer skirt ID:? OD: 21.7Fr Recapture Nitinol Nitinol Cobalt chromium Bovine Pericardial inner skirt ID: 18Fr OD: 21.7Fr Linx Recapture Porcine Pericardial inner and outer skirt ID: 18Fr OD: 21.7mm None Bovine Pericardial Polyester outer skirt ID: 14FR esheath OD: 26FR * Therma- Fix Future GLX Valve Med Nitinol Nitinol Nitinol Bovine Pericardial inner skirt ID: 14FR esheath OD: 22FR * Therma- Fix Future GLX Recaptur e Porcine pericardial inner skirt (outer skirt in development) ID: 18Fr OD: 18Fr (14Fr Inline Sheath) AOA Recapture Bovine Leaflet Supraannular Intraannular Intraannular Intraannular Intraannular Intraannular Intraannular Intraannular Supraannular Intraannular ID: 12FR OD: 14FR Modular approach Page 50

49 % Patients with Mod/Severe PVL 1 Month Moderate & Severe PVL Echo Core Lab Adjudicated Clinical Trials SAPIEN XT PARTNER II, Inop 1 SAPIEN PARTNER II Inop 1 CoreValve ADVANCE 2 CoreValve Extreme Risk 3 CoreValve High Risk Portico CE Study SAPIEN Direct 3 6 Flow DISCOVER LOTUS REPRISE II & EXT 8 N=236 N=225 N=639 N=418 N=390 N=75 N=150 N=100 N=250 1 Leon M, ACC 2013, 2 Linke A, PCR Popma J, JACC 2014; 63(19): , 4 Adams D, N Engl J Med 2014; 370: Manoharan, et al. TCT Webb J, EuroPCR Schofer, JACC Ian Meredith, London Valves Results from different studies not directly comparable. Information provided for educational purpose only

50 Improving Clinical Outcomes: Competitive Landscape Contd. Study, Sample Size 30 Day Survival Maj. Vasc Comp CoreValve Sapien XT Direct Flow Lotus Portico Symetis Sapien 3 Centera US Pivotal Extreme Risk N=489 PARTNER IIB N=284 DISCOVER CE N=100 (evaluable cohort N=75) Reprise II N=120 Portico CE N=83 Acurate CE N=89 TF CE Pivotal N= % 96.5% 98.7% 95.8% 96.4% 96.6% 94.7% 87% 8.2% 9.6% 2.7% 2.5% 6% 3.4% 6% NR FIM N=15 PPM Rate 21.6% 6.4% 16% 28.6% 10.8% 9% 13.3% 27% PVL 41.5% mild, 11.4% mod/severe 75.9% trace/mild, 24.2% mod/severe 28.4% mild, 1.4% mod 20.7% trace/mild, 1.0% moderate 65% mild, 5% mod. 4.9% mod 24.1% mild, 3.4% mod 69% mild, 8% mod Stroke 2.3% major 3.2% disabling 2.7% major 1.7% disab. 2.4% major 2.2% major 2.7% NR Coronary Occlusions Annulus Rupture 0% NR NR 0.8% NR NR 0% NR 0.2% NR NR NR NR NR NR NR MI 1.2% 1.8% 1.3% 3.3% 1.2% 0% 1.3% NR

51 PATHOLOGIC MECHANISMS OF MITRAL REGURGITATION

52 PERCUTANEOUS MITRAL VALVE REPAIR A Monumental Task!!

53 EDGE-EDGE REPAIR Otavio Alfieri, Milan-Italy - Suturing in the center, creates a double orifice valve - Leaves leaflets in close apposition in the beginning of systole - > 600 procedures reported - May be done in conjunction with annuloplasty

54 Alfieri Stitch

55 ALFIERI STITCH WITH AND WITHOUT ANNULOPLAST Y (FREEDOM FROM REOPERATION)

56 Percutaneous Mitral Valve Repair Caution: Investigational Device. Limited by Federal (US) Law to Investigational Use

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58 EVEREST II Randomized Clinical Trial Study Design 279 Patients enrolled at 37 sites Significant MR (3+-4+) Specific Anatomical Criteria Randomized 2:1 Device Group MitraClip System N=184 Control Group Surgical Repair or Replacement N=95 Echocardiography Core Lab and Clinical Follow-Up: Baseline, 30 days, 6 months, 1 year, 18 months, and annually through 5 years

59 EVEREST II RCT: Patient Flow Per Protocol Cohort: Analysis of Device Performance Randomized Cohort n=279 Device Group n=184 Treated n=178 Randomized, not treated Device, n=6 Control, n=15 Control Group n=95 Treated n=80 (86% MV repair) Acute Procedural Success Not Achieved n=41 23% Acute Procedural Success Achieved n=137 Acute Procedural Success (APS) = MR 2+ at discharge 30 days n=136 99% Clinical Follow-up 30 days n=79 99% Clinical Follow-up 12 months n= % Clinical Follow-up 98% Echo Follow-up Investigational Device only in the US; Not available for sale in the US 12 months n=74 94% Clinical Follow-up 92% Echo Follow-up 14

60 EVEREST II RCT: Primary Endpoints Per Protocol Cohort Safety Major Adverse Events 30 days Effectiveness Clinical Success Rate * 12 months Device Group, n= % Device Group, n= % Control Group, n=79 p SUP < p NI = Control Group, n= % 87.8% Met superiority hypothesis Pre-specified margin = 6% Observed difference = 47.4% 97.5% LCB = 34.4% LCB = lower confidence bound UCB = upper confidence bound Investigational Device only in the US; Not available for sale in the US Met non-inferiority hypothesis Pre-specified margin = 31% Observed difference = 15.4% 95% UCB = 25.4% * Freedom from the combined outcome of death, MV surgery or re-operation for MV dysfunction, MR >2+ at 12 months 17

61 EVEREST II RCT: Primary Safety Endpoint Per Protocol Cohort 30 Day MAE, non-hierarchical Death Major Stroke Re-operation of Mitral Valve Urgent / Emergent CV Surgery Myocardial Infarction Renal Failure Deep Wound Infection Ventilation >48 hrs New Onset Permanent Atrial Fib Septicemia GI Complication Requiring Surgery All Transfusions >2 units* TOTAL % of Patients with MAE *p< if include Major Bleeding only # Patients experiencing event Device Group (n=136) (0.7%) 12 (8.8%) 9.6% p<0.0001* Investigational Device only in the US; Not available for sale in the US Control Group (n=79) 2 (2.5%) 2 (2.5%) 1 (1.3%) 4 (5.1%) (5.1%) (53.2%) 57.0% (95% CI 34.4%, 60.4%) 18

62 EVEREST II RCT: MR Reduction Per Protocol Cohort Device Group Control Group 100% 80% % % 7.7% (1/13) Replacement 60% 3+/ % 3+/ % 18.4% (7/38) Replacement 40% % 20% 0% 3+/ % Baseline 12 Months Baseline 12 Months n=137 n=119 n=80 n= % 13.4% 3.0%

63 Percent Patients EVEREST II RCT: NYHA Functional Class Per Protocol Cohort Device Group Control Group I II III p< I 97.6% NYHA Class I/II I II III p< I 87.9% NYHA Class I/II 20 II II 0 IV Baseline 12 months Baseline 12 months n=124, Matched data n=66, Matched data IV III

64 Mitral Valve Replacement A Long Road

65 WHY TRANSCATHETER MITRAL VALVE IMPLANT? Euro Heart Survey on valvular heart disease revealed 49% of patients with severe MR denied surgery. Impaired LVEF Older age Comorbidities Mirabel M et al. What are the characteristics of patients with severe, symptomatic, mitral regurgitation who are denied surgery?. Eur Heart J 2007

66 Stone,G TVT2012

67 ANATOMIC CHALLENGES

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69 VARIABILITY IN NORMAL MITRAL ANNULAR GEOMETRY Pouch, A et al. Circulation

70 TMVR CANDIDATES Micro Interventional - EndoValve CardiAQ Medtronic Edwards Mitral Neovasc - Tiara Tendyne

71 TENDYNE VALVE DESIGN PROGRESSION Other design considerations / optimization Cuff size and shape Leaflet configuration Tether attachment Valve body shape/height Nitinol cell density Valve cover materials, in-growth Inner attachment Ability to retrieve valve Animal & human difference Oval laser cut Nitinol Acute Human Valve D-shape laser cut Nitinol Round laser cut Nitinol Round braided Nitinol

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73 PATIENT NUMBER 1 57 y.o. man from Myxomatous mitral valvular disease Echocardiographic findings MR grade 4+ Vena Contracta 8.0 mm LA size 6.46 cm Regurgitation fraction 35.4% LV diastolic 51 mm; Systolic 35 mm NYHA Class III LVEF 59% Carpentier class II with posterior leaflet prolapse Prolapse of posterior leaflet with restriction Lutter G de Marchena E. JACC Intev. 2014;(9):

74 BASELINE TEE PATIENT 1

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76 TRANSAPICAL INCISION WITH RETRACTOR

77 LV PUNCTURE

78 TENDYNE DELIVERY CATHETER IN APEX

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86 VALVE AT ANNULUS

87 DOPPLER OF VALVE POST

88 TRANSCARDIAC ECHO OF LV OUTFLOW POST IMPLANTATION PATIENT 1

89 3D SHORT AXIS OF VALVE

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91 PRE AND POST VENTRICULOGRAM PATIENT 1

92 95 AND 90 Y/O COUPLE; BOTH TREATED WITH TRANS-CATHETER AORTIC VALVE REPLACEMENT

93 Thank you

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