Novel renewable polyesterimide-based alkyd resins for coating applications
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1 Novel renewable polyesterimide-based alkyd resins for coating applications C.E. Koning, A. Lansbergen, F. Koldijk, H. Hendriks, A. Papegaaij, R. Smabers, P. Buijsen, C. Gehrels, B. Reuvers Polycondensation 2016, Moscow/St.Petersburg, September 11-15, 2016
2 ur Strategy: based on global societal trends Focus on innovation includes sustainable coating solutions Waterborne China Platform Decovery Ultra NeoPac DSM-Niaga LCA; B4 ; WB SB ; VC ; Fully recyclable carpets AGI UV curable resins
3 Unique business positions of DSM Coating Resins to enhance sustainability WaterBorne Powder UV Among global leaders in resin systems for industrial and decorative and frontrunner in sustainable resins: Pioneer & Market leader in Resins for Water-Borne Coatings Pioneer & Market leader in Resins for Powder Coatings Emerging player in resins for 100% UV curable Coatings (DSM-AGI) 2
4 A real transformation to sustainable coatings 100% 75% Synres SB Solvent borne coatings 50% 25% NeoResins DSM -AGI WB Water borne coatings UV UV curable coating PC Powder coatings Acquisition 0% Divestment
5 Why go bio-based? ne way to be more sustainable, next to cleaner processes & recycling (NTE: bio-based doesn t inherently imply sustainable and low CFP!) Decreasing fossil feedstock (and fluctuating oil prices) Become politically less dependent on oil producing countries Stricter environmental impact regulations (legislation) demand for higher sustainability and reduced Carbon Footprint New materials obtainable, sometimes with enhanced performance, with entirely new chemistry and unprecedented combinations of properties Scientific, environmental, economic & political reasons BUT: Customer asks for performance; Bio-based is (still) nice to have 4
6 Alkyd resins Alkyd resins are polycondensates based on Fatty acids or vegetable oils 30-70% Polyols like glycerol/pentaerythritol/tmp 10-30% Polyacids like phthalic anhydride/ipa 10-40% (Benzoic acid as Tg booster/chain stopper 0-20%) Characteristics Broad molecular weight distribution; branched structure Residual hydroxyl and carboxyl groups for wetting properties Versatility in design Renewable monomers Auto-oxidative curing of fatty acid residues using metal-based dryers as catalyst (e.g. Fe) Mn = 5 kd Mw = 100 kd 5
7 Renewable alkyd resins ur goal: Develop 80 % renewable alkyd resin emulsion: ils & fatty acids Polyols glycerol, pentaerythritol available 6
8 Renewable alkyd resins ur goal: Develop 80% renewable Alkyd resin emulsion: ils & fatty acids Polyols 7
9 Renewable alkyd resins ur goal: Develop 80% renewable Alkyd resin emulsion: ils & fatty acids Polyols Polyacids phthalic anhydride isophthalic acid benzoic acid (+ monoacid) dimer fatty acids succinic acid soft soft Problem: hard, Tg boosting renewable (aromatic or cycloaliphatic) acids are currently not available at large scale 8
10 Renewable hard polyacids Future solutions (> 2016) (non-exhaustive): 1) 2,5-furandicarboxylic acid (dimethyl ester) Too late/ip for alkyds/branched polyesters owned by Perstorp!/ No enhanced properties w.r.t. phthalic anhydride-based alkyds 2) Bio-based (tere)phthalic acid in the pipeline Too late for short term solution and product development 9
11 Novel biobased imides as renewable building blocks Target To replace high-tg phthalic anhydride, benzoic acid and IPA/TPA by biobased alternatives 10
12 Novel biobased imides as renewable building blocks Target To replace high-tg phthalic anhydride, benzoic acid, IPA and TPA with biobased alternatives How? Using imides prepared (in situ) from natural amino acids and bio-based succinic acid and citric acid: H H H NH 2 H H H H H NH 2 NH 2 NH 2 H phenyl alanine glycine lysine succinic acid citric acid 11
13 Amino acid + citric acid dicarboxylic acid replacing PA Amino acid + succinic acid monocarboxylic acid replacing benzoic acid R = H is glycine succinimide; R = benzyl is phenyl alanine succinimide lysine disuccinimide 12
14 Synthesis of imide compounds using xylene azeotrope Citric acid was reacted at elevated temperature in appropriate amounts of xylene (azeotropic water removal) with phenylalanine (R = benzyl) or with glycine (R = H), furnishing the dicarboxylic acid structure (1). A similar reaction in xylene of succinic acid with phenylalanine or with glycine yielded the mono-functional carboxylic acid structure (2) (R = H for glycine; R = benzyl for phenylalanine). Succinic acid with lysine in xylene furnished the mono-functional carboxylic acid structure (3). (1) (2) (3) 13
15 Lysine disuccinimide Normalized Intensity r Request number PRTN32_GM THF {C:\Bruker\TPSPIN} nmrsu 5 THF M06(dd, 17) M05(m, 19) THF M04(m, 14,13,7,6,20) M03(m, 20) THF M02(m, 21) M01(m, 22) Chemical Shift (ppm) CH imide right CH2 imide left SA CH2 s SA + Lysine 6(2.56)(2.63) N 7(2.56)(2.63) N 21(1.78) 20(2.14)() 19(3.56) 22(1.45) 17(4.42) H 18(9.71) 14()() 13()() f desired reaction product: Left imide ca. 100% formed Right imide ca. 82% formed (Rest in amic-acid form) Residual succinic acid present 14 Coen Gehrels
16 Glycine succinimide r glycine succinate thf PRTN32 THF {C:\NMRdata} nmrsu 17 THF Chemical Shift (ppm) Normalized Intensity THF THF M01(m) M03(s, 11) M02(m, 7,6) N 6(2.63)(2.70) 7(2.63)(2.70) H 10(8.94) 11(4.06) Desired reaction product: 82% (of which imide/amide ratio is 89/11) Residual succinic acid CH2 imide CH2 of SA SA amide?
17 Phenylalanine succinimide r nbk phe suc imide request dmso PRTN32 DMS {C:\NMRdata} nmrsu 3 DMS-d6 Chemical Shift (ppm) Normalized Intensity (2.55)() N 4(2.55)() 9(5.23) 11(3.20)() H 12(10.75) 14() 15() 16(7.24) 17(7.24) 18() f desired reaction product (ignoring xylene traces): Imide/amide/residual succinic acid = 87/8/5 Phenyl CHs CH imide Benzyl CH2 SA Ring CH2 s
18 1H-NMR of citric acid/(d/l)phenylalanine reaction product 17 Coen Gehrels r aad nbk phe citramide PRTN32 THF {C:\NMRdata} nmrsu 24 THF Chemical Shift (ppm) Normalized Intensity thf THF-d8 2()(2.99) 3(2.49)() N H 11() H 12() 14() 16(3.27) H 17() 19() 20() 21() 22() 23() Main product Dehydrated-1 Dehydrated-2 Dehydrated/Decarboxylated 1 and 2 (89%, two isomers, D/L) 3% ( ppm) 1% ( ppm) 3% ( ppm) 1% ( + ppm) 2() 3() N H 11() 13() 15(3.27) H 16() 18() 19() 20() 21() 22() 2(6.58) 3() N H 11() 13() 15(3.27) H 16() 18() 19() 20() 21() 22() 2(6.58) C H 3 3 N 10() 12(3.27) H 13() 15() 16() 17() 18() 19() 2(3.27) CH 2 3()() N 10() 12(3.27) H 13() 15() 16() 17() 18() 19() Conclusion: appr. 4% monocarboxylic acid; also 2-3 % amide (amic-acid) imide CH, 14 aromatics Methylenes, 2,3,12,16 amide
19 Possible side reactions at high T & synthesis alkyds Possible decomposition routes for citrimides So, T polyester-imide alkyd resin synthesis as low as possible Melt polycondensation temperature: ºC (only at end 220 ºC); reaction water azeotropically removed using xylene/dean-stark trap. 18
20 Resin characteristics of ca. 80 wt% bio-based polyesterimide-based alkyds from soybean fatty acid, bio-based pentaerythritol and either phthalic anhydride (PA) or benzoic acid (BA) or one or more of the following imide building blocks: (1) Resin Based on soybean fatty acid, bio-based pentaerythritol* and: Structure left Solids content (%) in xylene Acid value (mg KH/g) Mn (kda) Mw (kda) 1 BA, Phenylalanine citric imide 1; R=benzyl (2) (3) 19 2 PA, Glycine succinimide 2; R=H PA, Lysine disuccinimide PA, Phenylalanine succinimide ; R=benzyl Reference PA and BA * Voxtar M100 (Perstorp); Succinimides based on Biosuccinium (Reverdia)
21 Paint preparation from xylene-based systems From the obtained xylene-dissolved resins, paints were produced by mixing in a Cowless dissolver: resin solution (44 g solid resin) 28 g of Tioxide TR 92 (pigment) 0.30 g of Nuosperse FA 601 (dispersant) and milling them into a mill paste. To this paste were added under stirring: 0.31 g Borchi XY-Coat (iron drier) xylene to give a suitable application viscosity. 20
22 White paint properties of xylene-cast resins Xylene-dissolved resin from comp. Table Reference Drying Dust free time (hrs:min) 0:24 0:19 0:16 0:23 Drying Tack free time (hrs:min) 1:39 0:34 0:31 1:38 König Hardness 1 day (s) König Hardness 15 days (s) Yellowing in the dark at 50 C b* Initial Δb* after 14 days 50 C Water resistance average value (1-5) All : Soybean fatty acid + bio-based pentaerythritol Reference: + PA and BA Resin 2 : + PA, Glycine succinimide Resin 3 : + PA, Lysine disuccinimide Resin 4 : + PA, Phenylalanine succinimide 21
23 White paint properties of xylene-cast resins Xylene-dissolved resin from comp. Table Reference Drying Dust free time (hrs:min) 0:24 0:19 0:16 0:23 Drying Tack free time (hrs:min) 1:39 0:34 0:31 1:38 König Hardness 1 day (s) König Hardness 15 days (s) Yellowing in the dark at 50 C b* Initial Δb* after 14 days 50 C Water resistance average value (1-5) All : Soybean fatty acid + bio-based pentaerythritol Reference: + PA and BA Resin 2 : + PA, Glycine succinimide Resin 3 : + PA, Lysine disuccinimide Resin 4 : + PA, Phenylalanine succinimide 22
24 White paint properties of xylene-cast resins Xylene-dissolved resin from comp. Table Reference Drying Dust free time (hrs:min) 0:24 0:19 0:16 0:23 Drying Tack free time (hrs:min) 1:39 0:34 0:31 1:38 König Hardness 1 day (s) König Hardness 15 days (s) Yellowing in the dark at 50 C b* Initial Δb* after 14 days 50 C Water resistance average value (1-5) All : Soybean fatty acid + bio-based pentaerythritol Reference: + PA and BA Resin 2 : + PA, Glycine succinimide Resin 3 : + PA, Lysine disuccinimide Resin 4 : + PA, Phenylalanine succinimide 23
25 White paint properties of xylene-cast resins Xylene-dissolved resin from comp. Table Reference Drying Dust free time (hrs:min) 0:24 0:19 0:16 0:23 Drying Tack free time (hrs:min) 1:39 0:34 0:31 1:38 König Hardness 1 day (s) König Hardness 15 days (s) Yellowing in the dark at 50 C b* Initial Δb* after 14 days 50 C Water resistance average value (1-5) All : Soybean fatty acid + bio-based pentaerythritol Reference: + PA and BA Resin 2 : + PA, Glycine succinimide Resin 3 : + PA, Lysine disuccinimide Resin 4 : + PA, Phenylalanine succinimide 24
26 DMTA of typical, xylene-cast, ca. 80 wt% bio-based resins Physical & chemical drying 10 9 Modulus, G* [Pa] T g = 18.2 o C physically dried 1 day drying Alkyd comprising: PA Voxtar pentaerythritol Lysine succinic diimide from Biosuccinium Soya Fatty acid or Soya Fatty acid/conjugated SFA 75/25) T [ o C] Tg commercial alkyd Uradyl AZ 760: 12 ºC Bart Reuvers 25
27 Preparation emulsions (SAD process) Reference Resin, Resin 3 and a 50/50 wt/wt mixture of resins 3 and 4: - dissolved in acetone - part of the carboxylic acid groups were neutralized with a non-amine base - the neutralized resin solution was mixed with water - the acetone was removed by distillation NTE: the milky alkyd emulsions were stable Reference: Soybean fatty acid, bio-based pentaerythritol, PA and BA Resin 3: Soybean fatty acid, bio-based pentaerythritol, PA, lysine disuccinimide Resin 4: Soybean fatty acid, bio-based pentaerythritol, PA, phenylalanine succinimide 26
28 Towards more sustainable systems: Polyester-imide alkyd emulsions Via SAD process, no emulsifier, non-amine base for neutralization of CH groups of the resin. Volume-average Particle Size: 81 nm 27
29 Paint preparation from emulsified resins Pastes were produced by mixing in a Cowless dissolver: 5 g of demi water 22.5 g of Ti 2 (Tioxide TR 92) 1.1 g of Disperbyk 2015 (dispersant) 0.1 g of Byk 028 antifoam agent and subsequently mixing these compounds into a mill paste. To this paste were added under stirring: the resin emulsion (25 g solid resin) 0.88 g Borchi XY-Coat 1101 iron drier (diluted 10 times in demi water) 7.2 g of Acrysol RM2020 (thickener) demi water resulting in a solids content of 48%. 28
30 White paint properties of emulsion-based coatings Emulsified resins from comp. Table Reference 3 3/4 (50/50) Drying Dust free time (hrs:min) 0:40 0:40 0:35 Drying Tack free time (hrs:min) 3:10 3:10 2:45 König Hardness 1 day (s) König Hardness 28 days (s) Yellowing in the dark at 50 C b* Initial Δb* after 14 days 50 C Water resistance average value (1-5) All : Soybean fatty acid + bio-based pentaerythritol Reference: + PA and BA Resin 3 : + PA, Lysine disuccinimide Resin 4 : + PA, Phenylalanine succinimide 29
31 White paint properties of emulsion-based coatings Emulsified resins from comp. Table Reference 3 3/4 (50/50) Drying Dust free time (hrs:min) 0:40 0:40 0:35 Drying Tack free time (hrs:min) 3:10 3:10 2:45 König Hardness 1 day (s) König Hardness 28 days (s) Yellowing in the dark at 50 C b* Initial Δb* after 14 days 50 C Water resistance average value (1-5) All : Soybean fatty acid + bio-based pentaerythritol Reference: + PA and BA Resin 3 : + PA, Lysine disuccinimide Resin 4 : + PA, Phenylalanine succinimide 30
32 White paint properties of emulsion-based coatings Emulsified resins from comp. Table Reference 3 3/4 (50/50) Drying Dust free time (hrs:min) 0:40 0:40 0:35 Drying Tack free time (hrs:min) 3:10 3:10 2:45 König Hardness 1 day (s) König Hardness 28 days (s) Yellowing in the dark at 50 C b* Initial Δb* after 14 days 50 C Water resistance average value (1-5) All : Soybean fatty acid + bio-based pentaerythritol Reference: + PA and BA Resin 3 : + PA, Lysine disuccinimide Resin 4 : + PA, Phenylalanine succinimide 31
33 White paint properties of emulsion-based coatings Emulsified resins from comp. Table Reference 3 3/4 (50/50) Drying Dust free time (hrs:min) 0:40 0:40 0:35 Drying Tack free time (hrs:min) 3:10 3:10 2:45 König Hardness 1 day (s) König Hardness 28 days (s) Yellowing in the dark at 50 C b* Initial Δb* after 14 days 50 C Water resistance average value (1-5) All : Soybean fatty acid + bio-based pentaerythritol Reference: + PA and BA Resin 3 : + PA, Lysine disuccinimide Resin 4 : + PA, Phenylalanine succinimide 32
34 Summary/Main conclusions - 1 ur work on novel polyesterimide-based alkyd resins with high renewable contents of appr. 80 wt% (higher is possible) showed the following: Novel imide-containing renewable building blocks for alkyd resins can be manufactured from naturally occurring amino acids and bio-based succinic and citric acid. Incorporation of these building blocks into alkyd resins is possible using standard condensation polymerization chemistry and technology. The polyester-imide alkyds can be dissolved in xylene or emulsified in water and from the resulting solutions and emulsions coatings can be made that dry faster and show enhanced hardness compared to the corresponding coatings based on a reference alkyd (ca. 40 wt% biobased). 33
35 Summary/Main conclusions - 2 The polyesterimide-based alkyd resins exhibit a slightly higher initial color and a somewhat more pronounced yellowing in the dark compared to a phthalic acid and benzoic acid-based reference alkyd. For the emulsion based on lysine disuccinimide the water resistance is a point of attention. For the phenylalanine succinimide based systems this is K. Data taken from: W2015/052342A1 to DSM IP ASSETS B.V., Polymer and composition 34
36 Problem to be solved with faster drying imide containing alkyd resins!! Picture: 35
37 Acknowledgements The authors would like to thank DSM Coating Resins for permission to publish this paper. 36
38 37
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