The REDUCE LAP Heart Failure Trial. David M Kaye MD, PhD on behalf of the REDUCE LAP HF Investigators

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Transcatheter Intracardiac Shunt Device Provides Sustained Clinical Benefit at One Year in Heart Failure with Preserved or Mildly Reduced Ejection Fraction: The REDUCE LAP Heart Failure Trial David M Kaye MD, PhD on behalf of the REDUCE LAP HF Investigators 1

Disclosures DK is an unpaid member of the Corvia Medical, Inc. Scientific Advisory Group 2

Introduction Heart failure with preserved ejection fraction (HFPEF) has a complex pathophysiology and remains a therapeutic challenge. Elevated left atrial pressure, especially during exercise, is a near- universal finding in patients with HFPEF. Increased LV passive stiffness 4 * Reduced active LV relaxation * HFPEF Reduced LA compliance PCWP (mmhg) 3 2 1 Baseline Borlaug CircHF 21 * Feet up 1 Min Peak Exercise Non HF 3

Implications of Elevated LA Pressure in HFPEF The magnitude of the exercise - mediated rise in PCWP in HFPEF is related to both symptoms and outcome. Six minute walk (meters) 6 4 2 SYMPTOMS 1 2 3 Workload corrected PCWP (mmhg/w/kg) REDUCE LAP-HF Unpublished data r= -.47 p<.1 Survival&(%) 1 9 8 7 6 5 SURVIVAL Work&corrected& PCWP>25.5&mmHg/W/kg 2 4 6 8 1 12 14 16 Dorfs EHJ 214 Work&corrected& PCWP<25.5&mmHg/W/kg p=.3 Years 4

Left Atrial Decompression: IASD Rationale Computer simulation demonstrated that an 8mm interatrial shunt device (IASD ) would provide acute LA decompression during exercise LA pressure RA pressure Kaye et al JCardFail 214

InterAtrial Shunt Device - Mode of Action Elevated LV filling pressures (Elevated LAP) X Pulmonary Venous hypertension Transcatheter interatrial shunt device Pulmonary Congestion & Dyspnea (rest/exercise) CAUTION Investigational device. Limited by Federal (or United States) law to investigational use 6

REDUCE LAP- HF Trial Inclusion Criteria (n=64): Open label LVEF 4%, NYHA class II- IV Elevated PCWP 15 mmhg (rest) or 25 (supine bicycle exercise) 6 month outcomes & reduced exercise PCWP Hasenfuß G et al: Lancet 216; 387: 1298 34 7

One year REDUCE LAP- HF OUTCOMES Objective & Methods To assess device safety (major adverse cardiac, cerebrovascular and systemic embolic events - MACCE), and device performance one year post implant. Ø device performance: shunting (echocardiography) To evaluate persistence of clinical benefit: Ø clinical efficacy: NYHA class, quality of life (MLWHFQ), 6MW distance Ø cardiac structure and function (echocardiography) Ø rest and exercise hemodynamics (optional sub- study, n=18) Ø oximetry to assess Qp:Qs (n=13) Study monitored by independent CEC and DSMB 8

Baseline Characteristics (n=64) Age (Y) 69±8 Gender (% Female/Male) 66 / 34 LVEF (%) 47 ± 7 NYHA Class (n, II/III/IV) 18/46/ Minnesota Living with HF Score 49 ± 2 BMI kg/m 2 33 ± 6 Permanent AF (%) 36 NT- Pro BNP (median, IQR pg./ml) 377 (222-925) Hypertension (%) 81 Diabetes (%) 33 Coronary artery disease (%) 36 Diuretics at baseline (%) 91 Resting CVP (mm Hg) 9 ± 4 Resting PCWP (mm Hg) 17 ± 5 9

Safety (MACCE) and Device Performance MACCE event Six months % One year % Death 4.7 (3/64) Stroke 1.5 (1/64)* (pt died) MI Systemic embolic event Implant removal Effectiveness Six months % One year % Là R Shunt flow (Echo) 1 (49/49) 1 (48/48) Rà L Shunt flow (Echo) Qp:Qs 1.27 ±.24 1.28 ±.25 Device patency confirmed in 54 subjects (by echo or oximetry) 1

Sustained Clinical Efficacy Patients with data at all 3 time points. NYHA Class MLWHF Score 6MWD % 1 5 *** *** I II III IV 8 6 4 2 *** *** Mean D at 1 year: 15 points metres 5 4 3 2 ** ** Mean D at 1 year: 33m RM- ANOVA with Bonferroni post hoc: **p<.1, ***p<.1 11

Echocardiographic Results % 6 4 2 LVEF % 8 6 4 2 RVEF * ** ml/m 2 8 6 4 2 LVEDVI ** *** ml/m 2 4 3 2 1 No change in atrial volumes RVEDVI *** *** *p<.5, **p<.1, ***p<.1 12

Invasive Hemodynamic Results (rest) Baseline Six months One year RA pressure 8 ± 3 11 ± 6 1 ± 4 PA mean pressure 25 ± 8 23 ± 7 26 ± 8 Wedge pressure 19 ± 6 16 ± 8 17 ± 6 Cardiac output 5.2 ± 1.3 6.3 ± 1.4** 6.7 ± 1.8** Patients with data at all 3 time points. ** p<.1 vs baseline 13

Exercise Hemodynamic Results- 1 minutes mmhg 15 1 5 Exercise time 4 2 * p<.5, ** p<.1 vs baseline * PCWP * Watts L/min 8 6 4 2 Workload ** ** 15 1 5 Cardiac Output ** * 14

Exercise Hemodynamic Results- 2 mmhg/(w/kg) 15 1 5 Work indexed PCWP * ** IASD therapy provides increased work capacity for a given LA pressure * p<.5, ** p<.1 vs baseline 15

Summary and Conclusions Implantation of an interatrial shunt device appears to be safe with an acceptable MACCE rate through one year of follow- up. Interatrial shunt device patency was maintained through one year The clinical and hemodynamic benefit observed 6 months after implant was sustained through one year, with no evidence of adverse sequelae Meaningful improvements in NHYA class, exercise capacity and QOL Clinically meaningful reduction in normalized PCWP Randomised trials are required and ongoing to determine the value of this novel strategy for the management of HFPEF. 16

Back- up

Clinical Efficacy Parameter* Baseline Six months One year NYHA class (6) 2.7 ±.5 2.1 ±.7 p <.1 2. ±.6 p <.1 MLWHF score (59) 49.1 ± 2.1 35.1 ± 23 p <.1 34 ± 33 p <.1 6MWT (m) (55) 331 ± 9 359 ± 1 p <.1 364 ± 92 p <.1 * Patients with data at all 3 time points. RM- ANOVA with Bonferroni post hoc 18