Codes for a Medicare claims-based model to predict LVEF class- User Guide

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1 Description and citation: This guide accompanies our manuscript [Desai RJ, Lin KJ, Patorno E, et al. Development and Preliminary Validation of a Medicare Claims Based Model to Predict Left Ventricular Ejection Fraction Class in Patients With Heart Failure. Circulation: Cardiovascular Quality and Outcomes. 2018;11(12):e004700] and provide instructions to implement an administrative claims based model for EF prediction in SAS. Steps are outlined below. 1. First, analysts will need a patient level analytic data file with information on the following predictor variables to use our Score codes. Variable Variable name in SAS algorithm Definition (Codes are ICD-9 diagnosis unless otherwise specified, all medical claims, inpatient and outpatient, should be used to define the conditions unless otherwise specified) When measured Gender male Binary Age age Continuous Systolic heart hf_systolic ICD-9 code of 428.2x (not co-occurring with 428.3x) Diastolic heart hf_diastolic a code of 428.3x (not co-occurring with 428.2x) Left heart hf_left a code of 428.1x (not co-occurring with more specific systolic or diastolic HF codes of 428.2x or 428.3x) Unspecified heart hf_unspecified codes of 428.0x, 428.4x, or 428.9x as well as instances of recording of both Index diagnosis recorded during an outpatient visit Number of hospitalizations for CHF Implantable cardioverter defibrillator index_dx_out hosp_chf dx_defibrillator 428.2x and 428.3x If index diagnosis occurs in an outpatient claim Count variable where CHF is the primary diagnosis in an inpatient stay V45.02 (ICD-9 diagnosis code) (ICD-9 procedure codes) Ace inhibitor rx_ace Benazepril, captopril, enalapril, fosinopril, lisinopril, moexipril, perindopril, quinapril, ramipril, trandolapril from prescription claims Mineralocorticoid receptor antagonist rx_antagonist Eplerenone, spironolactone from prescription claims (including index date)

2 Beta blocker rx_bblocker Acebutolol, atenolol, betaxolol, bisoprolol, carteolol, carvedilol, esmolol, labetalol, metoprolol, nadolol, nebivolol, penbutolol, pindolol, propranolol, timolol from prescription claims Digoxin rx_digoxin Digoxin from prescription claims Loop diuretic rx_loop_diuretic Bumetanide, furosemide, torsemide, ethacrynic acid from prescription claims Nitrate rx_nitrates Nitroglycerin, isosorbide dinitrate, isosorbide mononitrate, ranolazine from prescription claims Thiazide diuretic rx_thiazide Bendroflumethiazide, Benzthiazide, Chlorothiazide, Chlorthalidone, Hydrochlorothiazide, Indapamide, Methyclothiazide, Metolazone, Polythiazide, Quinethazone, Trichlormethiazide from prescription claims Atrial fibrillation dx_afib 427.3x Anemia dx_anemia 280.xx 281.xx 282.xx 283.xx 284.xx 285.xx Coronary artery bypass graft Cardiomyopathy dx_cabg dx_cardiomyopa thy ICD-9 Procedure 36.1x 36.2x CPT4: month prior to 425.x

3 COPD dx_copd 491.xx 492.xx 496.xx 493.2x Depression dx_depression x 296.3x x 300.4x 309.1x Hypertensive nephropathy Hyperlipidemia Hypertension dx_htn_nephrop athy dx_hyperlipid emia dx_hypertensi on 311.xx 403.xx, 404.xx 272.xx 401.xx, 402.xx, 405.xx Hypotension dx_hypotension 458.xx Myocardial infarction dx_mi 410.xx Obesity dx_obesity V85.3x V85.4x CPT codes '43842', '43843', '43846', '43847', '43848', 'G0443', 'G0447 Prescriptions of orlistat, sibutramine, phentermine, benzphetamine, phendimetrazine, diethylpropion

4 Other dysrythmias dx_oth_dysrhyt hmia 427.0x 427.1x 427.2x 427.4x 427.6x 427.8x 427.9x 785.0x Psychosis dx_psychosis 290.8x, 290.9x, 295.xx, 297.xx, 298.xx, 299.xx, 780.xx Rheumatic heart disease dx_rheumatic_h eart x Sleep apnea dx_sleep_apnea 327.2x Stable angina dx_stable_angin 413.xx a Valve disorder dx_valve_disor der 394.x 395.x 396.x 397.x 398.9x V42.2 V43.3 OR ICD-9 procedure code 35.1x 35.2x OR one of the following CPT codes: T

5 0258T 0259T 0262T 2. Next, analysts will need to save the Score codes text file that supplies coefficients for calculating probability of reduced ejection fraction (ref) class. 3. Finally, analysts can use the Model implementation sas file to score their own dataset and compute predicted probabilities as well as predicted class membership into reduced or preserved ejection fraction.

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