An Analysis of Muscular Load and Performance in Using a Pen-tablet System
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1 Journal of PHYSIOLOGICAL ANTHROPOLOGY and Applied Human Science An Analysis of Muscular Load and Performance in Using a Pen-tablet System Kentaro Kotani and Ken Horii Department of Systems Management Engineering, Kansai University Abstract The present paper aims to investigate two characteristics; task performance and muscular load during skill process for the pen-tablet input system with the mouse input system on the PC in order to determine the comprehensive usability for the pen-tablet system. Two computer tasks were designed for the study: task SL and task PT. Task SL was a repetitive computer-drawing including typical mouse motions such as clicking and drag-dropping. Task PT was a polgon tracing task requiring fine-controlled movements with the input device. Surface electromyography (EMG) and performance data were measured during the task. When the pen-tablet was being used, low amplitudes of EMGs for the biceps brachii, the flexor digitorum superficialis, and the extensor digitorum were found, whereas no EMG difference for the trapezius was found for both tasks. On the first day, the performance with the mouse was much higher than the performance with the pen-tablet in terms of error rates and the number of completed trials. However, the performance with the pen-tablet exceeded the performance with the mouse from the second day on, and the subjects performed better with the pen-tablet than with the mouse. Current results imply that the skill process for the pen-tablet system was very short and the subjects felt comfortable to use the new system from the beginning. J Physiol Anthropol 22 (2): 89 95, Keywords: pen-tablet system, pointing device, electromyogram, computer mouse, human-computer interaction, muscular load Introduction Pen-tablet systems have been available not only for the creative professionals but also for general computer users thanks to the recent accomplishment of implementation of a pressure-sensitive input mechanism and a sophisticated design of pen-controlled multimedia systems such as an integration of the TFT display and the pen-tablet system. It allows PC users to resort to the pen-tablet system just with the same familiar modality as the traditional pen for writing. Moreover, pen-tablet systems are dominantly used for the handheld computer, one of the leading products for ubiquitous computing. However, the hesitation about shifting to the new input device from the conventional way does exist. Hamblen (2001) wrote the article on a case that an insurance company deployed the computer with pen-tablet system in order to increase the productivity of its agents who handle claims in the field. In the article, Hamblen also indicated that there are still few cases to be used in the workplace and the pen-tablet system does not fit well in its current style. One of the major reasons for the hesitation about shifting to the pen-tablet system is the lack of knowledge about the comprehensive usability issues such as the duration of skill process to improve its performance, and longitudinal physiological effects including muscular fatigue and musculoskeletal disorders when compared with conventional input devices. HCI (Human Computer Interaction) research for the pentablet system has not answered such issues to date. Rather, most studies deal with the development of an interactive computer system with a pen-input mechanism, and the improvement of the correct recognition for unconstrained hand-written characters and soft keyboards (MacKenzie, et al., 1994; Bohan, et al., 1999; MacKenzie and Chang, 1999; MacKenzie, et al., 1999). Many of these studies are associated with a mechanism of fine pen-controlling for graphical application packages. Wright et al. (2000) discussed the usability for pen devices and concluded that it has to be improved more to be an alternative device for text entry. However, they did not investigate the usability of pen-tablet as an input device to take over the mouse, the most popular conventional input device of PCs. As one of the applied HCI studies, Elliot and Hearst (2002) conducted an experiment to compare PC with mouse, PC with a pen-type device, and a digital desk with a stylus for architectural image tasks such as sorting sets of images and sketching a copy of a line drawing. They found that the pen-input was critical for user satisfaction for both tasks. Although they chose tasks that were relatively advantageous for the pen-input, they concluded that further research is still needed to determine whether a pen with
2 90 Muscular Load in Using a Pen-tablet System improved interaction techniques is preferable to a mouse. There seems to be no studies associated with comprehensive usability for the pen-tablet system, which may directly boost the popularity of the use of the pen-tablet system. To determine the comprehensive usability of the pen-tablet system, the present paper aims to investigate two characteristics of responses to the input devices; task performance and muscular load during both skill and post-skill processes for the pentablet input system with its predecessor. This research also opens up a way to discuss issues which offer practical information to three areas: 1) The domain of hardware design essential to a less stressful use of pens: 2) software applications to allow the maximum performance of the pentablet system, and 3) enlightenment of general PC users on merits and demerits of using the pen-tablet system as an input device. Methods Subjects A total of five healthy male undergraduate students (age 21 25years, corrected 20/20 vision) participated in the study. All subjects were right-handed, had had at least a year of experience in PC-use, they reported no history of the pentablet use. Apparatus A Windows PC controlled the display (see Fig.1), measured movement times, and sampled the data including the cursor s horizontal and vertical positions during a trial. Electromyographic activity was acquired with a Nihon Koden model LEG The EMG band pass filter was set between 5 Hz and 100 Hz. EMG data were collected and digitized at 1,000 samples per second with a resolution of 16 bits. In this study, two types of input devices were tested: Mouse and pentablet. The mouse used in the study was a conventional 2- button serial mouse bundled with the PC, and it was a ballrotating mouse with no scroll wheel equipped. The size of the mouse was approximately 55 mm in width, 115 mm in length, and 35 mm in height. The weight of the mouse was 90 grams. The pen-tablet was the WACOM Intuos I-600. The length and the grip diameter of the pen were 150 mm and 10 mm, respectively. The weight of the pen was 15 grams. The input area of the tablet was 343 mm by 258 mm. Control/Display ratio remained constant, where approximately 4.1 mm of cursor movement occurred per 1 mm of mouse/pen movement throughout the experiments. The subjects were instructed to be seated in the relaxed upright position. No forearm support was provided to the subjects. The subjects were, however, able to rest their wrist at the rounded edge of the table top. Height adjustment was available for the workplace by adjusting each leg. Tasks investigated Two computer-drawing tasks for evaluating the system were Fig. 1 Mouse and pen-tablet system used in the study: (a) mouse, (b) pen-tablet. designed. The first task was the straight-line drawing task (task SL), and the other was the polygon tracing task (task PT). Task SL was designed such that frequent finger manipulations with flexion and extension of the wrist were required. On the other hand, Task PT was designed such that fine control of upper extremity in upright position was required during the task. Detailed procedures for tasks are as follows: Task SL. This task is a five-minute repetitive computer drawing of single straight horizontal lines by using a graphic software package. In task SL, the subjects drew straight lines of a designated length by specifying the end-points of line segments. The task, therefore, required clicking and dragdropping motions, which are typical in the general mouse use. When the subjects made mistakes such as dragging insufficient distances and pointing improper positions, they were not encouraged to correct them. Instead, they started to draw the next line to exclude the time to recover the trials. It was possible to count such errors through observation by the experimenter since the start-points and the end-points were only located on intersection points of 3.5 mm-meshed pattern graphics as shown on the display. Task PT. In task PT, the subjects traced the star-shaped polygons shown on the display. The width of polygon was 5 mm on the display. Hence, minute movements of the input device were essential to the task PT (See fig. 2). In both tasks, the subjects were instructed to perform the task as quickly and accurately as possible. On each day of the
3 Kotani, K et al. 91 Table 1 Summary of ANOVA for task SL Device Session Device * Session EMG Flexor digitorum superficialis ** NS NS EMG Extensor digitorum ** NS NS EMG Biceps brachii NS NS EMG Trapezius NS NS NS Number of completed trials ** ** ** Error rates NS ** **: p 0.01, *: p 0.05, : p 0.1, NS: Not Significant Fig. 2 A computer display for task PT Number shown at the bottom-left corner represents the time from the start of tracing. experiment, both tasks were performed with mouse and with pen-tablet for 15 minutes respectively, and the experimental session was conducted on five consecutive days. Design of experiment and data reduction The design used in this study was repeated measure design with three factors. Independent variables include type of task (task SL and task PT), devices engaged (mouse and pentablet), and sessions. A total on five sessions for each condition was given to the subjects on five consecutive days. Sessions performed in a day was fully randomized. The subjects were allowed to rest between sessions. A learning session, which was independent from sessions tested, was given at the end of the first day, and before- and after the consecutive session days. Dependent measures included performance parameters such as duration time to complete each drawing and error rates, as well as surface electromyography (EMG) obtained at four muscles (descending part of upper trapezius, biceps brachii, flexor digitorum superficialis, and extensor digitorum) to evaluate muscular load, and subjective ratings of discomfort. Performance parameters were derived separately by the task because the nature of tasks was different from each other. Two types of data were chosen to evaluate the performance during the task SL: 1) number of completed trials, denoted by the number of lines drawn completely in five minutes, and 2) error rates, denoted by a ratio between the number of missed drawing trials and the number of completed drawing trials. In task PT, two types of data were chosen to evaluate the performance, i.e., 1) total time to complete the task, and 2) error rates, denoted by the ratio between the total length of lines out of the designated safety margin and the total length of lines traced on the margin. To determine the muscles to be measured is very important for assessing the load and fatigue effects of the part of the body. Selection of biceps brachii and extensor digitorum was determined on the basis of the study by Strasser and Keller (1997), where biceps brachii was used as flexor of forearm and extensor digitorum was an antagonist of flexor muscle for evaluating wrist rest during VDT work. The flexor digitorum superficialis has been selected to evaluate the finger joint stabilizer and anti-gravity effect (Martin, et al., 1997, Bridger and Whistance, 2001), which prevents pressing down the button toward the direction of gravity and maintains an initial equilibrium position during VDT work. The trapezius has been recognized as a major muscle for evaluating the muscular load in sedentary work (Strasser and Keller, 1997), and was used to clarify contraction levels, discomfort and risk factors of musculoskeletal disorders in VDT mouse use (Aarås, Ro, and Thoresen, 1997, Aarås, Fostervold, Ro, Thoresen, and Larsen, 1997, Harvey and Peper, 1997, Baker, et al, 1999, Karlqvist, et al, 1999). Quantification of muscular load was done by integration of raw EMG data from the start to the end of the task, followed by division of the total time of the task, and conversion to the percentage of maximum voluntary contraction (%MVC) which was obtained by the following equation: Muscular load[% MVC] EMG during the task per unit time resting EMG per unit time EMG obtained by maximum voluntary contraction in a functional activity per unit time resting EMG per unit time For the measurement of MVC, the subjects were asked to produce a MVC. A total of three MVC trials of five seconds were obtained with a rest period of five minutes in between trials. The highest of the three trials was used as the MVC. Results Muscular load and performance in task SL Table 1 summarizes analysis of variance for repeated measurements of muscular load and performance indices on input devices and sessions in task SL. Significant main effect of input device was found in flexor digitorum superficialis (F(1,40) 9.07, p 0.01) and extensor digitorum (F(1,40) 13.20, p 0.01). Number of completed trials changed significantly with input device (F(1,40) 12.28, p 0.01). Biceps brachii showed a tendency to change the load with the input device (F(1,40) 2.91, p 0.1). EMG for the trapezius appeared to be unchanged over the session. However, number of completed trials (F(4,40) 31.93, p 0.01) and error rates (F(4,40) 2.49, p 0.1) significantly changed with sessions.
4 92 Muscular Load in Using a Pen-tablet System Fig. 3 EMGs during task SL. Fig. 4 Muscular load averaged across muscles and devices in task SL (** p 0.01, p 0.1). Figure 3 shows the typical raw EMG data for each muscle found in the task SL. When the pen-tablet system was being used, low amplitudes of EMGs for the biceps brachii, the flexor digitorum superficialis, and the extensor digitorum were found, whereas EMG for the trapezius appeared to be high. This trend was consistent across all subjects. As shown in Figure 4, comparison between two input devices showed a higher activity in the flexor digitorum superficialis, the extensor digitorum, and biceps brachii with mouse operation than with pen-tablet operation. On the other hand, no significant difference in muscular load was found for the trapezius. Figure 5 depicts the effects of input devices and sessions to performance data to examine the significant interaction between input devices and sessions to the number of completed trials and error rates. On the first day, the performance with the mouse was much better than the performance with the pen-tablet system in terms of error rates and the number of completed trials. However, the performance Fig. 5 Number of completed trials and error rates in task SL averaged across sessions and devices. with the pen-tablet system exceeded the performance with the mouse from the second day on, and there was a tendency that subjects performed better, with regard to error rates and the
5 Kotani, K et al. 93 number of completed trials, with the pen-tablet system than with the mouse as shown in the figure. Means (SD) of subjects were (1.401) for the number of complete trials and (2.089) for error rates. Muscular load and performance in task PT Analysis of variance for repeated measurements of muscular load and performance indices on input devices and sessions was summarized in Table 2. Significant main effect of input device was found in flexor digitorum superficialis (F(1,40) 7.27, p 0.01) and extensor digitorum (F(1,40) 7.58, p 0.01), whereas no significant differences were found for the biceps brachii and the trapezius. No session effects and interaction with session and input device were found on EMGs tested. Although it was marginal, time to complete tasks showed a tendency to change over sessions (F(4,40) 2.17, p 0.1). Error rates significantly changed by input devices (F(4,40) 5.20, p 0.05). Interaction terms did not affect any of the dependent variables significantly. Figure 6 quantitatively shows that the use of the pen-tablet system reduces muscular load in flexor digitorum superficialis and extensor digitorum. However, no significant difference in muscular load was found for the biceps brachii and the trapezius. Grand average of muscular load over four muscles was 19.2% MVC for mouse operation, and 16.0% MVC for pen-tablet operation, showing a very similar tendency with the task SL, where 18.9% MVC for mouse operation, and 15.1% MVC for pen-tablet operation were observed. Figure 7 shows the total time to complete the task PT and their error rates averaged across sessions and devices. Time to complete tasks was gradually decreased as session was proceeded (p.01). In all sessions, error rates during mouse operation were higher than those during pen-tablet operations (p.05). Means (SD) of subjects were (2.854) for the total time to complete the task and 7.98 (1.215) for error rates. Discussion Comparison between the mouse and the pen-tablet by muscular load The experiment revealed the differences in muscular load between the two input devices for flexor digitorum superficialis, extensor digitorum, and biceps brachii. Muscular Table 2 Summary of ANOVA for task PT Device Session Device * Session EMG Flexor digitorum superficialis ** NS NS EMG Extensor digitorum ** NS NS EMG Biceps brachii NS NS NS EMG Trapezius NS NS NS Time to complete tasks NS NS Error rates * NS NS **: p 0.01, *: p 0.05, : p 0.1, NS: Not Significant Fig. 7 Time to complated trials and error rates in task PT averaged across sessions and devices. Fig. 6 Muscular load averaged across muscles and devices in task PT (**: p 0.01).
6 94 Muscular Load in Using a Pen-tablet System load at flexor digitorum superficialis and extensor digitorum was reduced by 5 to 10 percents when the pen-tablet was used for the tasks. Muscular load at biceps brachii was reduced by 2.4 percent when the pen-tablet was used during task SL. The difference in muscular load between mouse and pen-tablet was larger than that between mouse and trackball, where Karlqvist et al. (1999) showed that less than 1% MVC of difference was observed in trapezius, deltoid and extensor digitorum by comparing mouse and trackball. A major reason for this difference could lead from the different mechanical properties between two devices, that is, weight of the device (90 grams for the mouse and 15 grams for the pen) and surface characteristics such as contact resistance whether it was developed at the tiny tip of the pen for the pen-tablet or the big rubber ball for the mouse. Mechanical property could also yield the differences in the subjects operating techniques between the devices. For example, the pen-tablet operation could lower the tension of the finger because the lightness of the weight of the pen made it easier to handle. Further fundamental research for investigating the effects associated with these mechanical properties and factors of user s operating techniques is badly needed to clarify which factors affect most to the muscular load. Based on the ballpoint pens study, Udo et al. (2000) indicated that the difference in grip diameter and shapes of pen-grip influence the muscular load and its effect was large enough to be considered for designing the mechanical pencil. Therefore, it is reasonable to consider muscular load to determine design variables of the pen-tablet system. Among the four muscles measured in our study, trapezius showed the highest muscular activity for both input devices. The result implies that the pen-tablet could not directly lower the postural load generated by supporting the forearm and the wrist, which can be frequently seen in general VDT work. Therefore, the use of pen-tablet does not seem to contribute to the reduction of such postural load compared with other tension-relieving techniques such as the use of forearm support (Aarås and Ro, 1997, Visser, et al., 2000), the arrangement of device position (Harvey and Peper, 1997, Karlqvist, et al., 1998) and adjustment of screen height (Villanueva, et al., 1997), all of which reduced muscular load on the trapezius during VDT work. Our study was consistent with the study by Hasegawa and Kumashiro (1996), where the trapezius muscle became active when subjects needed to maintain the posture of upper extremity, especially their forearms and hands during the task. Relative muscular effort by the muscle group was also consistent with the study by Baker, et al. (1999), where the peak percentage of maximum voluntary exertion in the trapezuis was higher than that in the flexor muscle. On the other hand, muscular load for finger flexor and extensor characterized the difference between the two input devices, that is, both flexor and extensor muscles during pen-tablet operation showed lower muscular activities than those during mouse operation. Consequently, the use of the pen-tablet reduced the stress on fingers but not the stress to stabilize the upper extremity. The session effect was not significant on any of the muscle groups. This implies that muscles used to operate the devices have been well accustomed in an early stage of learning process. As indicated in the method section, all subjects had had at least a year of experience in PC-use and they reported no history of the pen-tablet use. Therefore, it appears that the control ability for the pen-tablet was smoothly shifted from the dexterity in the use of pens. Comparison between the mouse and the pen-tablet by performance At first, task SL, consisting of complex element motions such as clicking and dragging, was difficult with the pen-tablet showing low productivity and high error rates. However, as the session proceeded, the skill for the pen-tablet gradually improved and both performance indices at the final session were better than those using the mouse. At the last session, the average number of completed trials was twice as much as that at the first session and average error rates were reduced by 50 percent at the last session. Subjectively, the performance by the mouse in task SL reached the limit, whereas the performance by the pen-tablet seemed still in the process of learning at session 5. Nevertheless, both performance indices exceeded those by the mouse. Gerard et al. (1994) investigated initial learning rates for Kinesis keyboard compared with standard keyboard. They reported that the subjects learned up to 72 percents of speed proficiency of the conventional keyboard in 115 minutes of learning process. In our study, the pen-tablet showed more than 100 percent speed proficiency of the conventional mouse operation in 150 minutes initial learning process (30 minutes by 5 sessions). Although the results in our study cannot be directly compared with Gerards study, this difference between the two input devices appears that the learning process for the pen-tablet is relatively short. With regard to task PT, time to complete the task was not significantly improved. However, the error rates during pentablet operation were lower than those during mouse operation. This means that the pen-tablet is appropriate for precise, drawing-oriented tasks in terms of error rates. Generally, the pen-tablet supports users highly precise operation so that artists who prefer drawing packages appreciate the pen-tablet (Shneiderman, 1997). In contrast, Elliot and Hearst (2002) indicated based on architectural designers task analysis the pen-input device did not gain user satisfaction for sketching and image-sorting with large display surface. Therefore, detailed studies to find the task characteristics in software package coupled with the pen-tablet system should be encouraged. Conclusions Results for performance data imply that the skill process for the pen-tablet system was very short and the subjects felt
7 Kotani, K et al. 95 comfortable to use the new system from the beginning. Physiological measures were not significantly affected by session, which implied elements of controlling motions with both devices appeared to be well-established motions. Also, the results have opened up a way to use EMG as diagnostics for the prevention of computer-related disorders caused by the use of the pen-tablet system. Detailed analyses with respect to the type of the task will answer questions such as: what type of software applications should be employed for the effective utilization of the pen-tablet system, and what kind of implementation should be considered for improving the interface between the pen-tablet system and the software applications. Acknowledgment The authors thank Dr. Masahiro Arakawa in Kansai University for his help. This research was supported by Research Group for Physiome and Biosimulation in Organization for Research and Development of Innovative Science and Technology, Kansai University, the Kansai University Research Grants: Grant-in-Aid for Joint Research, 2001 and the Kansai University Special Research fund, References Aarås A, Fostervold K, Ro O, Thoresen M, Larsen S (1997) Postural load during VDU work: A comparison between various work postures. Ergonomics 40(11): Aarås A, Ro O (1997) Supporting the forearms on the table top when doing VDU work: A laboratory and field study. Proc. Of IEA97, vol. 5, Tampere, Finland, Aarås A, Ro O, Thoresen M (1997) Work posture and musculoskeletal pain. In: Advances in Human Factors/ Ergonomics 21A. Design of Computing Systems, Baker NA, Jacobs K, Trombly C (1999) The effect of Video Display Terminal (VDT) mouse use on muscle contractions in the neck and forearm. Work 12: Bohan M, Phipps CA, Chaparro A, Halcomb CG (1999) A psychophysical comparison of two stylus-driven soft keyboards. Proceedings of Graphics Interface 99, Kingston, Ontario, Bridger RS, Whistance RS (2001) Postural adaptation. In: Karwowski W, ed. International Encyclopedia of Ergonomics and Human Factors, London, Elliott A, Hearst MA (2002) A comparison of the affordances of a digital desk and tablet for architectural image tasks. Int J Human-Computer Studies 56: Gerard MJ, Jones SK, Smith LA, Thomas RE, Wang T (1994) An ergonomic evaluation of the Kinesis Ergonomic Computer Keyboard. Ergonomics 37(10): Hamblen M (2001) Insurance company deploys pen tablets. Computerworld 35(18): 50 Harvey R, Peper E (1997) Surface electromyography and mouse use position. Ergonomics 40(8): Hasegawa T, Kumashiro M (1996) Effects of arm-rest heights on work load with VDT operations. Jap J Ergonomics 32(3): (in Japanese with English abstract) Karlqvist L, Bernmark E, Ekenvall L, Hagberg M, Isaksson A, Rostö T (1998) Computer mouse position as a determinant of posture, muscular load and perceived exertion. Scand J of Environ Health 24(1): Karlqvist L, Bernmark E, Ekenvall L, Hagberg M, Isaksson A, Rostö T (1999) Computer mouse and track-ball operation: Similarities and differences in posture, muscular load and perceived exertion. Int J Ind Ergon 23: MacKenzie IS, Chang L (1999) A performance comparison of two handwriting recognizers. Interacting with Computers 11: MacKenzie IS, Nonnecke B, Riddersma S, McQueen C, Meltz M (1994) Alphanumeric entry on pen-based computers. Int J Human-Computer Studies 41: MacKenzie IS, Zhang SX, Soukoreff RW (1999) Text entry using soft keyboards. Behav Inf Tech 18: Martin B, Rempel D, Sudarsan P, Dennerlein J, Jacobson M, Gerard M, Armstrong T (1997) Reliability and sensitivity of methods to quantify muscular load during keyboard work. Proc. Of IEA97, vol. 5, Tampere, Finland, Shneiderman B (1997) Designing the User Interface, 3rd ed., Addison-Wesley Longman, Massachusetts Strasser H, Keller E (1997) Ergonomic evaluation of a wrist rest for VDU work via electromyographic methods. In: Advances in Human Factors/Ergonomics 21A. Design of Computing Systems, Udo H, Otani T, Udo A, Yoshinaga F (2000) An electromyographic study of two different types of ballpoint pens. Ind Health 38: Villanueva MBG, Jonai H, Sotoyama M, Hisanaga N, Takeuchi Y, Saito S (1997) Sitting posture and neck and shoulder muscle activities ad different screen height settings of the visual display terminal. Ind Health 35: Visser B, de Korte E, van der Kraan I, Kuijer P (2000) The effect of arm and wrist supports on the load of the upper extremity during VDU work. Clin Biomec 15: s34 s38 Wright P, Bartram C, Rogers N, Emslie H, Evans J, Wilson B, Belt S (2000) Text entry on handheld computers by older users. Ergonomics 43(6): Received: July 9, 2002 Accepted: January 14, 2003 Correspondence to: Kentaro Kotani, Department of Systems Management Engineering, Kansai University, , Yamate-cho, Suita, Osaka , Japan Phone: Fax: kotani@iecs.kansai-u.ac.jp
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