Martin B. Leon, MD on behalf of The PARTNER Trial Investigators

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1 A Randomized Evaluation of the SAPIEN XT Transcatheter Valve System in Patients with Aortic Stenosis Who Are Not Candidates for Surgery: PARTNER II, Inoperable Cohort Martin B. Leon, MD on behalf of The PARTNER Trial Investigators ACC 2013 San Francisco March 10, 2013

2 Disclosure Statement of Financial Interest Martin B. Leon, MD Within the past 12 months, I or my spouse/partner have had a financial interest/arrangement or affiliation with the organization(s) listed below. Affiliation/Financial Relationship Grant/Research Support Consulting Fees/Honoraria Major Stock Shareholder/Equity Company Abbott, Boston Scientific, Edwards Lifesciences, Medtronic None Sadra, Claret, Valve Medical, Apica

3 Background (1) In the PARTNER I randomized trials, patients with symptomatic severe aortic stenosis, treated using the balloon-expandable SAPIEN transcatheter heart valve system, had reduced mortality compared with standard therapy in patients who could not undergo surgery ( inoperable ) and had similar mortality compared to surgical AVR in patients who were at high-risk for surgery.

4 Background (2) However, SAPIEN was associated with peri-procedural complications, including strokes, vascular events, and paravalvular regurgitation. The new lower-profile SAPIEN XT, currently in general clinical use around the world, incorporates important enhancements to the valve support frame, the valve leaflet geometry, and the delivery system which may be associated with improved clinical outcomes.

5 Purpose of PARTNER II Inoperable Cohort To compare the safety and effectiveness of the new SAPIEN XT versus the FDA-approved SAPIEN in a randomized controlled trial for patients with symptomatic severe aortic stenosis who cannot have surgery ( inoperable ). To apply rigorous clinical trial methodologies including systematic serial neurologic assessments and VARC 2 definitions* for clinical outcomes. * Kappetein AP, et al. J Am Coll Cardiol 2012;60:

6 The PARTNER II Inoperable Cohort Study Design Symptomatic Severe Aortic Stenosis ASSESSMENT by Heart Valve Team Inoperable ASSESSMENT: Transfemoral Access 1:1 Randomization n = 560 Randomized Patients TF TAVR SAPIEN XT VS TF TAVR SAPIEN Primary Endpoint: All-Cause Mortality + Disabling Stroke + Repeat Hospitalization at One Year (Non-inferiority)

7 The PARTNER II Trial Study Design Symptomatic Severe Aortic Stenosis ASSESSMENT by Heart Valve Team n = 2000 Randomized Patients Operable (STS 4) Two Parallel Randomized Trials +6 Nested Registries Inoperable n = 560 Randomized Patients Yes ASSESSMENT: Transfemoral Access No ASSESSMENT: Transfemoral Access Transfemoral (TF) Transapical (TA) / TransAortic (TAo) Yes 1:1 Randomization 1:1 Randomization 1:1 Randomization 6 Nested Registries Sample Size TF TAVR SAPIEN XT VS Surgical AVR TAVR: TA / TAo SAPIEN XT Primary Endpoint: All-Cause Mortality + Disabling Stroke at Two Years (Non-inferiority) VS Surgical AVR TF TAVR SAPIEN XT VS TF TAVR SAPIEN Primary Endpoint: All-Cause Mortality + Disabling Stroke + Repeat Hospitalization at One Year (Non-inferiority) NR1 (Sm Vessel) 100 NR2 (Transapical) 100 NR3 (ViV) 100 NR4 (TAo) 100 NR5 (29 mm TF) 50 NR6 (29 mm TA) 50

8 Primary Endpoint A non-hierarchical composite of all-cause mortality, disabling stroke*, and re-hospitalization for symptoms of aortic stenosis and/or complications of the valve procedure. Intention-to-treat population, all patients followed for at least one year, non-inferiority trial arm comparison. * Disabling stroke = CEC adjudicated stroke event by a neurologist with a modified Rankin score of 2 or greater at 90-day evaluation

9 Other Important Endpoints VARC 2 Definitions SAFETY Cardiovascular mortality Major vascular complications All strokes and TIAs Peri-procedural Mis Acute kidney injury Life-threatening or disabling bleeding No. of transfusions New permanent pacemakers New onset atrial fibrillation 2 THV implants Repeat intervention Endocarditis EFFICACY NYHA class QOL instruments 6-minute walk test Days alive out-of-hospital ICU and index hospital LOS ECHO VALVE PERFORMANCE Mean and peak AV gradient Effective orifice area (and index) LV function (ejection fraction) Paravalvular and total AR Structural valve deterioration

10 Inclusion Criteria Severe AS: Echo-derived AVA < 0.8 cm 2 (or AVA index < 0.5 cm 2 /m 2 ) and mean AVG > 40 mm Hg or peak jet velocity > 4.0 m/s Cardiac Symptoms: NYHA Functional Class II Inoperable : Risk of death or serious irreversible morbidity as assessed by a cardiologist and two surgeons must exceed 50%

11 Key Exclusion Criteria Anatomic: Aortic annulus diameter (echo measurement) < 18 mm or > 25 mm Iliac-femoral anatomy precluding safe sheath insertion (vessel size 7 mm diameter) Severe LV dysfunction (LVEF < 20%) Untreated CAD requiring revascularization Clinical: Serum Cr > 3.0 mg/dl or dialysis dependent Acute MI within 1 month CVA or TIA within 6 months Hemodynamic instability

12 Edwards SAPIEN vs SAPIEN XT Transcatheter Heart Valves NEW FRAME GEOMETRY Less metal content Lower crimp profile SAPIEN THV Stainless Steel SAPIEN XT THV Cobalt-chromium NEW FRAME MATERIAL Cobalt-chromium Greater tensile and yield strength NEW LEAFLET GEOMETRY Partially closed RetroFlex 3 NovaFlex

13 Sheath Size Comparison Valve Valve Size Sheath ID Sheath OD Minimum Vessel Diameter SAPIEN THV 23mm 22F 25F (8.4mm) 7.0mm SAPIEN XT THV 23mm 18F 22F (7.2mm) 6.0mm SAPIEN THV 26mm 24F 28F (9.2mm) 8.0mm SAPIEN XT THV 26mm 19F 23F (7.5mm) 6.5mm 33% reduction in CSA

14 The PARTNER II Inoperable Cohort Participating Sites Univ. of Washington Seattle, WA Stanford University Palo Alto, CA Cedars-Sinai Medical Center Los Angeles, CA Intermountain Medical Center Murray, UT MN Heart Institute Minneapolis, MN Mayo Clinic Rochester, MN St. Luke s Hospital Kansas City, MO OK Cardiology Research Group Oklahoma City, OK Rush Univ. Chicago, IL NorthShore Univ. Evanston, IL William Beaumont Hospital Royal Oak, MI Northwestern Univ. Chicago, IL The Christ Hospital Cincinnati, OH Cleveland Clinic Cleveland, OH Barnes-Jewish Hospital Saint Louis, MO Univ. of Virginia Charlottesville, VA Brigham Women s Hospital Boston, MA Mass. General Hospital Boston, MA Columbia University New York, NY Cornell University New York, NY Univ. of Pennsylvania Philadelphia, PA Washington Hospital Center Washington, DC Scripps Green Hospital La Jolla, CA Medical City Dallas Dallas, TX Emory University Atlanta, GA Ochsner Foundation New Orleans, LA 560 Patients Enrolled at 28 US Participating Sites Univ. of TX, Houston Houston, TX Univ. of Miami Miami, FL

15 PARTNER II Inoperable Cohort Enrollment by Site (1 of 2) Cedars-Sinai Medical Ctr. Los Angeles, CA Wen Cheng & Raj Makkar 87 Intermountain Medical Ctr. Murray, UT Kent Jones & Brian Whisenant 18 Columbia University New York, NY Susheel Kodali & Mathew Williams 75 Ochsner Hospital New Orleans, LA Stephen Ramee & Patrick Parrino 17 Emory University Atlanta, GA Vasilis Babaliaros & Vinod Thourani 58 Barnes-Jewish Hospital Saint Louis, MO Hersh Maniar, Jr. & Alan Zajarias 16 University of Pennsylvania Philadelphia, PA Joseph Bavaria & Howard Herrmann 56 The Christ Hospital Cincinnati, OH Tom Ivey & Dean Kereiakes 15 Washington Hospital Ctr. Washington, DC Paul Corso & Augusto Pichard 37 Cornell University New York, NY Karl Krieger & Chiu Wong 13 Medical City Dallas Dallas, TX David Brown & Todd Dewey 33 Stanford University Palo Alto, CA Craig Miller & Alan Yeung 12 Cleveland Clinic Cleveland, OH Lars Svensson & Murat Tuzcu 25 Mayo Clinic Rochester, MN Kevin Greason & Verghese Mathew 10 OK Cardiology Research Oklahoma City, OK Mark Bodenhamer & Mohammad Ghani 19 Scripps Green Hospital La Jolla, CA Scot Brewster & Paul Teirstein 9

16 PARTNER II Inoperable Cohort Enrollment by Site (2 of 2) University of Miami Miami, FL Alan Heldman & Donald B. Williams 9 William Beaumont Hospital Royal Oak, MI George Hanzel & Francis Shannon 3 University of Virginia Charlottesville, VA Irving Kron & Scott Lim 9 Northwestern University Chicago, IL Charles Davidson & Chris Malaisrie 2 NorthShore University Evanston, IL Ted Feldman & Paul Pearson 8 University of Texas, Houston Houston, TX Anthony Estrera & Richard Smalling 2 Rush University Chicago, IL Zyiad M. Hijazi & Robert March 8 Massachusetts General Hospital Boston, MA Igor Palacios & Gus Vlahakes 1 Minneapolis Heart Institute Minneapolis, MN Vibhu Kshettry & Wesley Pedersen 7 St. Luke s Hospital (MAHI) Kansas City, MO Michael Borkon & Adnan Chhatriwalla 4 University of Washington Seattle, WA Mark Reisman & Edward Verrier 4 Brigham Women s Hospital Boston, MA Ralph Bolman, III & Frederick G. Welt 3

17 Cumulative Enrollment PARTNER II Inoperable Cohort Enrollment Cadence Last pt enrolled: February 10, 2012 Last pt follow-up: March 1, Apr-11 May-11 Jun-11 Jul-11 Aug-11 Sep-11 Oct-11 Nov-11 Dec-11 Jan-12 Feb Monthly Enrollment

18 Study Administration Co-Principal Investigators Martin B. Leon, Craig R. Smith Columbia University Medical Ctr, NYC Executive Committee Martin B. Leon, Michael Mack, D. Craig Miller, Jeffrey W. Moses, Craig R. Smith, Lars G. Svensson, E. Murat Tuzcu, John G. Webb Neurology: Thomas Brott Data & Safety Monitoring Board Chairman: Joseph P. Carrozza Caritas, St. Elizabeth Med Ctr, Boston Members: Blase Carabello, Andrew Wechsler, Eric Peterson Neurology: K. Michael Welch Clinical Events Committee Chairman: Venu Menon Cleveland Clinic, C5 Research Echo Core Laboratory Chairman: Wael A. Jaber Cleveland Clinic, C5 Research Quality of Life and Cost-Effectiveness Chairman: David J. Cohen Mid America Heart Institute, Kansas City Independent Biostatistical Core Laboratory Helen Parise Cardiovascular Research Foundation, NYC Eugene Blackstone Cleveland Clinic Foundation, Cleveland, OH Publications Committee Sponsor Co-Located at: Columbia-CRF and Cleveland Clinic Foundation Edwards Lifesciences: Jodi J. Akin

19 Study Methodology Every case reviewed by web-based conference call before enrollment All patients followed for at least one year Primary analysis performed by intention-to-treat (ITT), although as-treated (AT) analyses performed when appropriate Event rates as Kaplan-Meier estimates Composite analyses pre-specified 100% data monitoring of clinical events All 30-day events CEC adjudicated (>99%) 1-year primary endpoint events = CEC adjudicated (89%)

20 Baseline Patient Characteristics: Demographics (ITT) Characteristic SAPIEN (n=276) SAPIEN XT (n=284) n n p-value Age - yrs (mean ± SD) ± ± Male (%) % % 0.67 BMI - kg/m 2 (mean ± SD) ± ± STS Score (mean ± SD) ± ± NYHA Class III or IV (%) % % 0.65

21 Baseline Patient Characteristics: Vasculopathy (ITT) Characteristic SAPIEN (n=276) SAPIEN XT (n=284) n % n % p-value CAD Previous MI Previous CABG Previous PCI Previous CVA Previous TIA Periph vasc disease

22 Baseline Patient Characteristics: Other Co-morbidities (ITT) Characteristic SAPIEN (n=276) SAPIEN XT (n=284) n % n % p-value Diabetes COPD - Any COPD - O 2 dependent CKD - creat. 2mg/dL Cancer Hx Previous BAV Atrial fibrillation Permanent pacemaker

23 Baseline Patient Characteristics: Inoperable Co-morbidities (ITT) Characteristic SAPIEN (n=276) SAPIEN XT (n=284) n % n % p-value COPD - Inoperable Dementia Liver disease Porcelain aorta Chest wall radiation Chest wall deformity Frailty Pulmonary HTN

24 Baseline Echocardiography (Valve Implant) Characteristic AV area - cm² (mean ± SD) AV gradient - mmhg (mean ± SD) SAPIEN (n=263) SAPIEN XT (n=280) n n p-value ± ± ± ± LV ejection fraction (%) ± ± Mod-severe MR (%)

25 Study Flow Inoperable Vital Status n=560 Randomized Inoperable n=276 SAPIEN 253/253 or 100% followed at 30 Days 200/200 or 100% followed at 1 Year 6 = Withdrawal = 2 0 = LTFU = 0 17 = Death = = Withdrawal = 3 0 = LTFU = 0 65 = Death = 62 n=284 SAPIEN XT 269/269 or 100% followed at 30 Days 219/219 or 100% followed at 1 Year

26 Procedural Factors (AT) Events SAPIEN (n=271) SAPIEN XT (n=282) n n p-value Procedure time (mins) ± ± Anesthesia time (mins) ± ± valves implanted Valve embolization NA Aborted procedure Aortic rupture Aortic dissection IABP during procedure Cardiopulmonary Bypass

27 Primary Endpoint Events: At 30 Days (ITT) Events Death: SAPIEN (n=276) SAPIEN XT (n=284) n % n % p-value* All-Cause Cardiovascular Stroke: Disabling All All + TIA Death (all-cause) and Stroke (disabling) Re-hospitalizations Death (all-cause),stroke (disabling), and Re-hosp *p-values are KM - Log Rank

28 Other Clinical Outcomes: At 30 Days (ITT) Events SAPIEN (n=276) SAPIEN XT (n=284) n % n % p-value MI AKI New Permanent Pacemaker Re-intervention Endocarditis NA

29 Vascular and Bleeding Events: At 30 Days (AT) SAPIEN (n=271) SAPIEN XT (n=282) Events n % n % p-value Vascular: Major Minor Bleeding: Disabling Major Patients with transfusions

30 Vascular Complication Categories: At 30 Days (AT) SAPIEN (n=271) SAPIEN XT (n=282) Events n % n % p-value Perforation Dissection Hematoma

31 All-Cause Mortality All-Cause Mortality (ITT) 70% 60% 50% 40% SAPIEN SAPIEN XT HR [95% CI] = 0.93 [0.66, 1.33] p (log rank) = % 20% 10% 5.1% 3.5% 23.7% 22.5% 0% No. at Risk Months post Randomization SAPIEN SAPIEN XT

32 Disabling Stroke Disabling Stroke (ITT) 70% 60% 50% 40% SAPIEN SAPIEN XT HR [95% CI] = 0.96 [0.43, 2.14] p (log rank) = % 20% 10% 3.2% 3.0% 0% No. at Risk Months post Randomization SAPIEN SAPIEN XT % 4.5%

33 Re-hospitalization Re-hospitalization (ITT) 70% 60% 50% 40% SAPIEN SAPIEN XT HR [95% CI] = 0.92 [0.62, 1.38] p (log rank) = % 20% 10% 11.6% 10.2% 19.0% 17.4% 0% No. at Risk Months post Randomization SAPIEN SAPIEN XT

34 All-Cause Mortality, Disabling Stroke, and Re-hosp. All-Cause Mortality, Disabling Stroke, and Re-hospitalization (ITT) 70% 60% 50% 40% SAPIEN SAPIEN XT HR [95% CI] = 0.97 [0.73, 1.30] p (log rank) = % 30% 20% 17.0% 15.3% 33.9% 10% 0% No. at Risk Months post Randomization SAPIEN SAPIEN XT

35 All-Cause Mortality, Disabling Stroke, and Re-hosp. All-Cause Mortality, Disabling Stroke, and Re-hospitalization (ITT) 70% 60% 50% 40% SAPIEN SAPIEN XT HR [95% CI] = 0.97 [0.73, 1.30] p (log rank) = p (non-inferiority) = * 34.7% 30% 20% 17.0% 15.3% 33.9% 10% 0% No. at Risk Months post Randomization SAPIEN SAPIEN XT *Preliminary based upon 100% CEC adjudication at 30 days and 89% CEC adjudication at 1 year.

36 NYHA Class Survivors (ITT) 100% 80% p = NS p = NS p = NS p = NS 24% 15% 22% 16% 12% 12% 60% IV % 40% 96% 97% III II I 20% 0% SAPIEN SAPIEN XT SAPIEN SAPIEN XT SAPIEN SAPIEN XT SAPIEN SAPIEN XT Baseline 30 Days 6 Months 1 Year

37 Valve Area (cm²) Echocardiographic Findings: Aortic Valve Area (AT, Valve Implanted) 2.5 SAPIEN Error bars at 1 standard deviation 2 SAPIEN XT p = NS p = NS p = NS 0 No. of Echos Baseline 30 Days 1 Year SAPIEN SAPIEN XT

38 Gradient (mmhg) Echocardiographic Findings: Mean & Peak Gradients (AT, Valve Implant) Peak Gradient - SAPIEN Peak Gradient - SAPIEN XT 60 Mean Gradient - SAPIEN Mean Gradient - SAPIEN XT No. of Echos Baseline 30 Days 1 Year SAPIEN SAPIEN XT

39 Percent of evaluable echos Paravalvular Aortic Regurgitation (AT, Valve Implant) None Trace Mild Moderate Severe p = 0.12 p = % 80% 16.9% 24.2% 20.9% 29.2% 60% 44.4% 37.7% 40.9% 30.8% 40% 20% 38.6% 38.2% 38.2% 40.0% 0% No. of Echos SAPIEN SAPIEN XT SAPIEN SAPIEN XT 30 Days 1 Year

40 Conclusions (1) In the inoperable cohort of the PARTNER II trial, comparing the SAPIEN versus the SAPIEN XT THV systems During the TAVR procedure, SAPIENT XT treatment was associated with reductions in anesthesia time (p = 0.02), multiple valve implants (p = 0.05), aborted procedures (p = 0.06), and the need for IABP hemodynamic support (p = 0.06).

41 Conclusions (2) In the inoperable cohort of the PARTNER II trial, comparing the SAPIEN versus the SAPIEN XT THV systems At 30 days, All-cause mortality and disabling strokes were similar (Mortality: SAPIEN 5.1% vs. SAPIEN XT 3.5%; Strokes: SAPIEN 3.0% vs. SAPIEN XT 3.2%) Major vascular complications were reduced after SAPIENT XT (from 15.5% to 9.6%, p = 0.04), including perforations, dissections, and hematomas All other clinical endpoints were similar

42 Conclusions (3) In the inoperable cohort of the PARTNER II trial, comparing the SAPIEN versus the SAPIEN XT THV systems At 1 year, All-cause mortality, disabling strokes, and rehospitalizations were similar, including the nonhierarchical composite primary endpoint (SAPIEN XT 33.9% vs. SAPIEN 34.7%, non-inferiority p-value = ) Improvement in NYHA class was similar Echo valve performance (EOA and gradients) was similar

43 Implications In the inoperable cohort of The PARTNER II Trial, the new lower profile SAPIEN XT THV system was associated with Improved procedural outcomes Similar low 30-day mortality and strokes Reduced vascular complications Similar 1-year major clinical events and valve performance Therefore, SAPIEN XT represents a worthwhile advance with incremental clinical value and is the preferred balloon-expandable THV system.

44 BACK-UP SLIDES

45 Percent of evaluable echos Paravalvular Aortic Regurgitation (AT, Valve Implant) None Trace Mild Moderate Severe p = 0.12 p = % 80% 16.9% p = % 20.9% p = % 60% 44.4% 37.7% 40.9% 30.8% 40% 20% 38.6% 38.2% 38.2% 40.0% 0% No. of Echos SAPIEN SAPIEN XT SAPIEN SAPIEN XT 30 Days 1 Year

46 Percent of evaluable echos Total Aortic Regurgitation (AT, Valve Implant) None Trace Mild Moderate Severe 100% p = 0.29 p = % 21.3% 24.8% 22.4% 29.7% 60% 45.8% 38.7% 42.9% 34.7% 40% 20% 32.9% 36.5% 34.8% 35.5% 0% No. of Echos SAPIEN SAPIEN XT SAPIEN SAPIEN XT 30 Days 1 Year

47 Primary Endpoint Events: At 1 Year (ITT) Events Death: SAPIEN (n=276) SAPIEN XT (n=284) n % n % p-value* All-Cause Cardiovascular Stroke: Disabling All All + TIA Death (all-cause) and Stroke (disabling) Re-hospitalizations Death (all-cause), Stroke (disabling), and Re-hospitalizations *p-values are KM - Log Rank

48 Primary Endpoint Events: At 30 Days (AT) Events Death: SAPIEN (n=271) SAPIEN XT (n=282) n % n % p-value* All-Cause Cardiovascular Stroke: Disabling All All + TIA Death (all-cause) and Stroke (disabling) Re-hospitalizations Death (all-cause),stroke (disabling), and Re-hosp *p-values are KM - Log Rank

49 Statistical Analysis Plan Primary hypothesis is non-inferiority of test (SAPIEN XT) vs. control (SAPIEN) for all-cause mortality + disabling stroke + re-hospitalization at 1 year (non-hierarchical) Non-inferiority ratio: 1.35 One-sided alpha: Hypothesis testing: upper bound of the 95% CI of the ratio of the primary endpoint (KM estimates test/control) < 1.35 Assumptions (for 1:1 randomization) Event rate: 43.6% in both trial arms Power: 80% Sample size: 458 patients (adjusted to 500 patients to account for lost to follow-up and other trial contingencies)

50 All-Cause Mortality or Disabling Stroke All-Cause Mortality or Disabling Stroke (ITT) 70% 60% 50% 40% SAPIEN SAPIEN XT HR [95% CI] = 0.91 [0.65, 1.28] p (log rank) = % 20% 10% 6.9% 6.4% 25.2% 23.2% 0% No. at Risk Months post Randomization SAPIEN SAPIEN XT

51 All Stroke All Stroke (ITT) 70% 60% 50% 40% SAPIEN SAPIEN XT HR [95% CI] = 1.03 [0.51, 2.09] p (log rank) = % 20% 10% 4.3% 4.1% 5.9% 5.7% 0% No. at Risk Months post Randomization SAPIEN SAPIEN XT

52 All-Cause Mortality or All Stroke All-Cause Mortality or All Stroke (ITT) 70% 60% 50% 40% SAPIEN SAPIEN XT HR [95% CI] = 0.94 [0.67, 1.32] p (log rank) = % 20% 10% 8.0% 7.4% 25.9% 24.6% 0% No. at Risk Months post Randomization SAPIEN SAPIEN XT

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