Reverse Shoulder Glenoid Loosening

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1 S12 Reverse Shoulder Glenoid Loosening An Evaluation of the Initial Fixation Associated with Six Different Reverse Shoulder Designs Nick Stroud, M.S., Matthew J. DiPaola, M.D., Pierre-Henri Flurin, M.D., and Christopher P. Roche, M.S., M.B.A. Abstract Introduction: This study quantified glenoid fixation before and after cyclic loading of six reverse shoulder prosthesis designs when secured to low and high density bone substitute blocks. Methods: A displacement test quantified fixation of six reverse shoulder designs: 38 mm Equinoxe standard offset (EQ), 38 mm Equinoxe lateral offset (EQL), 36 mm Depuy Delta III (DRS), 36 mm Zimmer (ZRS), 32 mm DJO RSP (DJO), and a 36 mm Tornier BIO-RSA (BIO), secured to 0.24 and 0.48 g/cm 3 polyurethane blocks as a shear (357 N) and compressive (50 N) load were applied before and after cyclic loading. Displacement was measured with a dial indicator in the directions of the applied loads along the superior/inferior axis. A cyclic test rotated each glenosphere (N= 7) at 0.5 Hz for 10 k cycles as 750 N was constantly applied. A two-tailed Student s unpaired t-test compared mean displacements. Results: The average displacement of the EQ, EQL, ZRS, DJO, DRS, and BIO-RSA devices in the low density substrate was 182, 137, 431, 321, 190, and 256 microns, respectively. The average displacement of the EQ, EQL, ZRS, DRS, and BIO-RSA devices in the high density substrate was 102, 95, 244, 138, and 173 microns, respectively. Pre- and post-cyclic displacement was significantly less in the high density bone substitutes than in the low density bone substitutes for the majority of implant comparisons. During the cyclic test, six Nick Stroud, M.S., and Christopher P. Roche, M.S., M.B.A., are employed by Exactech, Gainesville, Florida. Matthew J. DiPaola, M.D., is in the Department of Orthopaedics, Wright State University, Boonshoft School of Medicine, Dayton, Ohio. Pierre-Henri Flurin, M.D., is at the Bordeaux-Merignac Clinique du Sport, Merignac, France. Correspondence: Christopher P. Roche, M.S., M.B.A., Exactech, Inc., 2320 NW 66th Court, Gainesville, Florida 32653; chris. roche@exac.com. of seven ZRS devices failed at an average of 2,603 cycles, one of seven 32 mm DJO failed at 7,342 cycles, and four of seven BIO devices failed at an average of 2,926 cycles. All seven of the EQ, EQL, and DRS devices remained well fixed throughout cyclic loading. Discussion and Conclusions: This study quantified glenoid fixation of six reverse shoulder designs; significant differences in fixation were observed between nearly every implant design tested. Aseptic glenoid loosening is one of the primary historical failure modes of reverse total shoulder arthroplasty (rtsa). Over the past decade, numerous noncemented rtsa prostheses have been developed to maximize initial fixation and prevent aseptic glenoid loosening. Design variations include baseplate profile, baseplate size, backside geometry, center of rotation (COR), surface finish and coatings, fixation screw diameters, number of fixation screw options, and type of screw fixation. Investigators have previously outlined some factors that influence initial fixation in glenoid bone: bone quality, COR position, screw position, and screw diameter appear to play an important role However, little comparative biomechanical data exist to substantiate one design consideration over another. Comparative biomechanical studies of different rtsa glenoid designs in clinically-relevant loading scenarios could aid the shoulder surgeon in deciding between the multiple implant offerings available on the market, particularly when confronted with high-demand or compromised bone situations. This study quantifies the initial glenoid fixation of six different rtsa designs in a low and high density polyurethane bone-substitute model by measuring glenoid baseplate/glenosphere displacement before and after cyclic loading of simulated abduction. It is estimated that these six designs represent over 75% of the rtsa US market share. Stroud N, DiPaola MJ, Flurin PH, Roche CP. Reverse shoulder glenoid loosening: an evaluation of the initial fixation associated with six different reverse shoulder designs. Bull Hosp Jt Dis. 2013;71(Suppl 2):S12-7.

2 S13 Materials and Methods A displacement test was conducted according to a previously presented test method 9,11-12 and used to quantify glenoid fixation of six different rtsa designs: 38 mm Equinoxe standard offset (EQ), 38 mm Equinoxe lateral offset (EQL), 36 mm Depuy Delta III (DRS), 36 mm Zimmer, (ZRS), 32 mm neutral DJO RSP (DJO), and a 36 mm DePuy Delta III with 29 x 10 mm of bone-substitute graft behind the baseplate (BIO-RSA). A quantity of seven of each reverse shoulder prosthesis was secured to a low and high density polyurethane bone-substitute block as a shear (357 N), and a compressive (50 N) load was applied before and after cyclic loading. The two different densities (0.24 and 0.48 g/cm 3 ) of polyurethane bone-substitute blocks (76 mm x 57 mm x 48 mm; Pacific Research, Inc.; Vashon, WA), each conforming to ASTM F 1839, 13 are intended to mimic the modulus, density, and strength range typical of patients receiving reverse shoulder arthroplasty, where the low and high density blocks simulate poor and good quality glenoid cancellous bone, respectively As described in Table 1, each reverse shoulder glenoid prosthesis was secured with 30 mm except for the BIO-RSA components, which used 45 mm to secure the 29 x 10 mm bone graft cylinders; these bone graft cylinders were manufactured from two different densities (0.24 and 0.48 g/cm 3 ) to simulate the BIO-RSA surgical technique The reverse shoulder glenoid loosening method consisted of two tests: a displacement test and a cyclic test and was conducted in three phases: phase 1) pre-cyclic displacement test, phase 2) cyclic test, and phase 3) post-cyclic displacement test. In the displacement test, the axial test machine (Model 8872; Instron Corp; Norwood, MA.; axial resolution of mm and an accuracy of mm) and 3 digital indicators (Model ID-C112EXB; Mitutoyo, Japan; resolution of mm and an accuracy of mm) measured displacement as a 50 N compressive axial load was applied perpendicular to the glenoid and a 357 N shear load was applied parallel to the face of the glenoid baseplate along its superior/inferior (S/I) axis and then performed a second time turning the component 90 and loading it along its anterior/ posterior (A/P) axis (Fig. 1). Two dial indicators were used to subtract out any compliance of the test construct; displacement was measured in the direction of the applied shear and compression loads to the nearest micron and applied along the S/I and then the A/P axes of each prosthesis. In the cyclic test, a 750 N axial load was constantly applied through the center of the humeral liner as the glenosphere/glenoid baseplate/bone-substitute block were rotated about the humeral component with a stepper motor to create a sinusoidal angular displacement profile encompassing an arc of 55 at 0.5 Hz for 10,000 cycles (Fig. 2). This loading profile (over the 55 arc) would induce a maximum calculated shear load of 456 N (with a corresponding compressive load of 595 N) at the lower extreme of rotation and a maximum compressive load of 750 N (with no corresponding shear load) when applied perpendicular to the baseplate. 9,11 The components were cooled with a continuous jet of air with no lubrication during the cyclic test. It should be noted that the appropriate diameter of humeral liner (e.g., 32, 36, 38 mm) was manufactured with a 145 neck angle to test each device; a 145 humeral liner was utilized to ensure each device was subjected to the same combination of shear Table 1 Comparison of Reverse Shoulder Designs Utilized in this Glenoid Loosening Study Reverse Shoulder EQ EQL ZRS DJO DRS BIO-RSA Surface Finish Grit-blasted Grit-blasted Porous Plasma Spray HA Coated HA Coated Center of Rotation 2.5 mm lateral to bone 6.5 mm lateral to bone 2.5 mm lateral to bone 10 mm lateral to the bone 0 mm lateral to the bone 10 mm lateral to the bone substitute graft Glenosphere Diameter 38 mm 38 mm 36 mm 32 mm 36 mm 36mm Baseplate Profile Backside Geometry Central Fixation Method Screws (Number, Diameter/ Length, and Screw Type) Oval: 34 mm long, 25 mm wide Oval: 34 mm long, 25 mm wide Circle: 28 mm diameter Circle: 26 mm in diameter Circle: 29 mm in diameter Circle: 29 mm in diameter Curved back Curved back Flat-back Curved back Flat-back Flat-back Press-fit tapered cage peg: 8x16 mm 4, 4.5x30 mm Press-fit tapered cage peg: 8x16 mm 4, 4.5x30 mm screws Press-fit porous peg: 8x15 mm 2, 4.5x30 mm 6.5 mm integral compression screw 4, 5.0x30 mm self-taping Press-fit peg: 8x16 mm 2, 4.5x30 mm & 2, 4.5x30 mm locking screws Press-fit peg: 8x16 mm 4, 4.5x45 mm

3 S14 Figure 1 Depiction of the displacement test in which shear and compressive loads were applied while the shear and compressive loads were applied before and after cyclic loading. and compression loads during the cyclic test and isolate the effect of glenoid design on initial fixation in this model. A two-tailed unpaired Student s t-test was used to compare S/I and A/P glenoid prosthesis displacements relative to each density block in the direction of the applied shear load before and after cyclic loading, where p < 0.05 denotes significance. Figure 2 Depiction of the cyclic test in which a 750 N load is applied through the humeral liner as the glenoid component is cycled about an arc of 55 at 0.5 Hz for 10,000 cycles; note that the 10 angular bias was performed but is not depicted in the image above. Results The average pre- and post-cyclic displacement associated with each reverse shoulder design in the low and high density polyurethane substrates are described in Tables 2 and 3, respectively. The average displacement of the EQ, EQL, ZRS, DJO, DRS, and BIO-RSA devices in the low density substrate was 182, 137, 431, 321, 190, and 256 microns, respectively. The average displacement of the EQ, EQL, ZRS, DRS, and BIO-RSA devices was 102, 95, 244, 138, and 173 microns, respectively. Pre- and post-cyclic displacement was significantly less in the high density bone substitutes than in the low density bone substitutes for the majority of implant comparisons. The EQ, EQL, and DRS devices were associated with significantly lower (p < 0.05) pre- and post-cyclic displacement than the ZRS, DJO, and BIO-RSA devices in each substrate, where the EQL device was associated with the least displacement in either substrate. All seven of the EQ, EQL, and DRS devices remained well fixed throughout cyclic loading in both the low and high density blocks. During the cyclic test, six of seven ZRS devices failed from catastrophic loosening in the low density polyurethane blocks at an average of 2,603 ± 981 cycles (range: 1,144 to 3,810) (Fig. 3). Four of seven BIO- RSA devices failed from catastrophic loosening in the low density polyurethane blocks at an average of 2,926 ± 978 cycles (range: 1,600 to 3,913) (Fig. 4). Finally one of the seven DJO failed in the low density blocks at 7,342 cycles due to fatigue fracture of the central screw (Fig. 5). As a result of this implant failure, the DJO device was unable to be tested in the high density blocks. For the DJO device, the mean A/P and S/I displacement prior to cyclic loading was significantly lower than mean A/P (p = 0.005) and S/I (p = 0.001) displacement after cyclic loading. Discussion The results of this study demonstrate significant differences in fixation (p < 0.05), both before and after cyclic loading, for six different reverse shoulder designs; these results suggest that glenoid baseplate/glenosphere design does impact initial fixation with reverse shoulder arthroplasty in this model. Of the six designs evaluated, the EQ, EQL, and DRS had no catastrophic failures when tested in either the low and high density substrates and were associated with significantly less displacement (p < 0.05) than the ZRS, DJO, and BIO-RSA devices. The ZRS, DJO, and BIO-RSA devices each had at least one catastrophic failure when tested in the low-density substrate. It is unclear which design parameters were most responsible for the observed differences in fixation. However, some general statements about the designs can be made. Catastrophic failures were witnessed in various implants with COR lateralization ranging from 2.5 mm to 10 mm from the glenoid surface. Certainly, the more lateral the COR from the fixation surface, the greater the torque on that fixation surface, biomechanically explaining the observed fatigue failure of the DJO device. When lateralization was created through the BIO-RSA technique, there did appear to be an adverse effect on fixation as the BIO-RSA results were significantly poorer in both the low and high density

4 S15 Table 2 Pre- and Post-Cyclic Glenoid Displacement in the Low Density Polyurethane Substrate Displacement (microns) EQ EQL ZRS DJO DRS BIO-RSA SI Shear Pre 181 ± ± ± ± ± ± 14 SI Shear Post 186 ± ± 11 NA 368 ± ± ± 15 AP Shear Pre 180 ± ± ± ± ± ± 19 AP Shear Post 181 ± ± 21 NA 414 ± ± ± 11 Table 3 Pre- and Post-Cyclic Glenoid Displacement in the High Density Polyurethane Substrate Displacement (microns) EQ EQL ZRS DJO DRS BIO-RSA SI Shear Pre 102 ± ± ± ± ± 10 SI Shear Post 112 ± ± ± ± ± 27 AP Shear Pre 98 ± ± ± ± ± 19 AP Shear Post 96 ± ± ± ± ± 32 models than the DRS design when used without graft, despite the use of four, 15 mm longer screws with the BIO-RSA device. However, a lateralized COR alone is insufficient to describe the observed differences in fixation described in this study, as there were implants (EQL) with as much as 6.5 mm of COR lateralization that exhibited no failure and excellent maintenance of fixation. In fact, the EQL design was associated with the lowest overall displacement before and after cyclic loading in both the low and high density substitute. Interestingly, the EQL design had superior fixation than the EQ design in both the low and high density bone substitutes (as the primary differences between these designs is that EQL has a COR 4 mm more lateral and 1 mm less inferior shifted than the EQ design). These results suggest that superior/inferior changes in COR may play a more significant role on fixation in this model than medial/lateral changes in COR. In this model, implants with less-rough surfaces (e.g., HA and grit blasted) performed significantly better than implants with rougher coatings (e.g., porous trabecular metal and Ti plasma spray). However, the significance of this finding is unclear. Given that rougher coatings should better potentiate bone in-growth,23 it is possible that (in this model) rougher coatings could inadvertently be less favorable to fixation due to these coatings creating more abrasion at the implant-substrate surface. As the low and high density bone substitute used in this study cannot possibly simulate bone in-growth, this testing methodology only evaluates initial Figure 3 Representative image of the ZRS device in the low density substitute after disassociation during the cyclic test. Figure 4 Representative image of the BIO-RSA device in the low density substitute after disassociation during the cyclic test.

5 S16 Figure 5 Representative image of the DJO device after fatigue fracture of the central screw during the cyclic test. fixation and makes no attempt to simulate biologic fixation. Therefore, we are unable to make any conclusions regarding the contribution of surface roughness. Four of the tested devices utilized four screws (EQ, EQL, DRS, and BIO-RSA), and in the other two, five screws (DJO) and two screws (ZRS) were used. Most devices utilized screws that were 4.5 mm in diameter; the DJO implant utilized the largest screws (one 6.5 mm central compression screw and four 5 mm compression screws). Some implants used locking screws, some used compression screws, some used compression screws with locking caps, and some used a combination of types. The ZRS implant with the greatest number of catastrophic failures in the low density bone substitute only utilized two screws, the least number of the implants tested; it may be that two screws is too few to provide sufficient initial fixation in certain clinical scenarios. With the exception of the DJO device, each implant had a unique, though similar method of press-fit central fixation. All but the DJO device utilized a press-fit peg to supplement peripheral screw fixation be it a porous peg, cage peg, or monolithic peg. The DJO device utilized a 6.5 mm central compression screw. Interestingly, one fatigue failure was observed with this 6.5 mm central screw at the minor diameter of the first (most lateral) thread (e.g., at the minimum cross sectional area) (Fig. 5). It should be noted that the fixation surface utilized by the DJO device had the smallest cross-sectional area of all the other devices tested. Given that there are several published reports of 6.5 mm central screw fracture with the DJO device, it may be that the cross sectional area of this central screw is insufficient to withstand long-term expected loading in all clinical scenarios. Regarding glenoid baseplate shape, there was also a combination of curved-back (EQ, EQL, DJO) and flatbacked (ZRS, DRS, BIO-RSA) glenoid baseplate designs, without any distinct pattern noted in their performance. Additionally, it is difficult to say whether the size of the baseplate played any role in the performance. However, it is worth noting that the devices with the biggest glenoid baseplates/largest surface area (EQ and EQL) were associated with the least displacement before and after cyclic loading in both the low and high density polyurethane bone-substitute substrates. This study has some limitations. It is purely biomechanical and may not represent the actual clinical condition perfectly. However, we believe that the method utilized in this study does simulate the primary function of reverse shoulders (e.g., abduction) better than that of other studies for reasons presented previously. 9 This study was performed in polyurethane blocks and not cadaveric scapulae. While foam blocks are ideal for their consistency, they differ in character and shape from actual scapula bone. It is unclear how deformity or anatomical morphological variations impact fixation and if it may be seen clinically. Conclusions This comparative biomechanical study quantified the glenoid fixation of six different rtsa designs before and after cyclic loading of simulated abduction when loaded at 750 N for 10,000 cycles in both a low and high density polyurethane bone-substitute model. Significant differences (p < 0.05) in glenoid fixation were observed in nearly every testing configuration, with the EQ, EQL, and DRS devices performing best (having significantly lower pre- and postcyclic displacement than the ZRS, DJO, and BIO-RSA devices). While some general trends were identified, future work using this cyclic-abduction test method should seek to isolate implant design differences in order to gain a greater understanding of which design parameters contribute most to achieve initial glenoid fixation with rtsa. Disclosure Statement Funding for this study was provided by Exactech, Inc., Gainesville, Florida. Nick Stroud and Christopher P. Roche are employed by Exactech, Inc. Pierre-Henri Flurin, M.D., is a consultant for Exactech, Inc., and receives royalties on products related to this article. Matthew J. DiPaola, M.D., has no financial or proprietary interest in the subject matter or materials discussed in this article, including but not limited to, employment, consultancy, stock ownership, honoraria, and paid expert testimony. References 1. Chebli C, Huber P, Watling J, et al. Factors affecting fixation of the glenoid component of a reverse total shoulder prosthesis. J Shoulder Elbow Surg Mar-Apr;17(2): doi: /j.jse Codsi MJ, Iannotti JP. The effect of screw position on the initial fixation of a reverse total shoulder prosthesis in a glenoid with a cavitary bone defect. J Shoulder Elbow Surg.

6 S May-Jun;17(3): doi: /j.jse Harman M, Frankle M, Vasey M, Banks S. Initial glenoid component fixation in reverse total shoulder arthroplasty: a biomechanical evaluation. J Shoulder Elbow Surg Jan- Feb;14(1 Suppl S):162S-7S. doi: /j.jse Hoenig MP, Loeffler B, Brown S, et al. Reverse glenoid component fixation: is a posterior screw necessary? J Shoulder Elbow Surg Jun;19(4): doi: /j. jse Hopkins AR, Hansen UN, Bull AMJ, et al. Fixation of the reversed shoulder prosthesis. J Shoulder Elbow Surg Nov-Dec;17(6): doi: /j.jse James J, Huffman KR, Werner FW, et al. Does glenoid baseplate geometry affect its fixation in reverse shoulder arthroplasty? J Shoulder Elbow Surg Jul;21(7): doi: /j.jse Roche C, Flurin P-H, Wright T, et al. Effect of varying screw configuration and bone density on reverse shoulder glenoid fixation following cyclic loading. In: Transactions of the annual meeting of the Orthopaedic Research Society. San Francisco, CA: Orthopaedic Research Society, p Roche C, Steffens J, Flurin P-H, et al. Reverse shoulder glenoid loosening test method: an analysis of fixation between two different offset glenospheres. In: Transactions of the annual meeting of the Orthopaedic Research Society. Long Beach, CA: Orthopaedic Research Society, 2011, p Roche C, Stroud N, Martin, B, et al. The Impact of Scapular Notching on Reverse Shoulder Glenoid Fixation. J Shoulder Elbow Surg Jul;22(7): doi: /j. jse Sutton LG, Werner FW, Jones AK, et al. Optimization of glenoid fixation in reverse shoulder arthroplasty using 3-dimensional modeling. J Shoulder Elbow Surg Jul;19(5): doi: /j.jse Stroud N, DiPaola M, Martin B, et al. Initial Glenoid Fixation using Two Different Reverse Shoulder Designs with an Equivalent Center of Rotation in a Low and High Density Bone Substitute. J Shoulder Elbow Surg Apr 9. pii: S (13) doi: /j.jse Roche C, Stroud N, Martin B, et al. Achieving fixation in glenoids with superior wear using reverse shoulder arthroplasty. J Shoulder Elbow Surg May 7. pii: S (13) doi: /j.jse ASTM F (2012) Standard Specification for Rigid Polyurethane Foam for Use as a Standard Material for Testing Orthopaedic Devices and Instruments. Available at: www. astm.org/standards/f1839.htm. Accessed August 1, Anglin C, Tolhurst P, Wyss UP, Pichora DR. Glenoid cancellous bone strength and modulus. J Biomech Oct;32(10): Kalouche I, Crépin J, Abdelmoumen S, et al. Mechanical properties of glenoid cancellous bone. Clin Biomech (Bristol, Avon) May;25(4): doi: /j.clinbiomech Lehtinen JT, Tingart MJ, Apreleva M, Warner JJP. Total, trabecular, and cortical bone mineral density in different regions of the glenoid. J Shoulder Elbow Surg May- Jun;13(3): doi: /s Mimar R, Limb D, Hall RM. Evaluation of the mechanical and architectural properties of glenoid bone. J Shoulder Elbow Surg Mar-Apr;17(2): doi: /j. jse Norris TR, Kelly JDI, Humphrey CS. Management of Glenoid Bone Defects in Revision Shoulder Arthroplasty: a new application of the reverse total shoulder prosthesis. Tech Shoulder Elbow Surg. 2007;8(1): Neyton L, Boileau P, Nové-Josserand L, et al. Glenoid bone grafting with a reverse design prosthesis. J Shoulder Elbow Surg May-Jun;16(3 Suppl):S71-8. doi: /j. jse Bateman E, Donald SM. Reconstruction of massive uncontained glenoid defects using a combined autograft-allograft construct with reverse shoulder arthroplasty: preliminary results. J Shoulder Elbow Surg Jul;21(7): doi: /j.jse Melis B, Bonnevialle N, Neyton L, et al. Glenoid loosening and failure in anatomical total shoulder arthroplasty: is revision with a reverse shoulder arthroplasty a reliable option? J Shoulder Elbow Surg Mar;21(3): doi: /j. jse Boileau P, Moineau G, Roussanne Y, O Shea K. Bony increased-offset reversed shoulder arthroplasty: minimizing scapular impingement while maximizing glenoid fixation. Clin Orthop Relat Res Sep;469(9): doi: /s Pilliar RM, Lee JM, Maniatopoulos C. Observations on the effect of movement on bone ingrowth into porous-surfaced implants. Clin Orthop Relat Res Jul;(208): Frankle M, Siegal S, Pupello D, et al. The Reverse Shoulder Prosthesis for glenohumeral arthritis associated with severe rotator cuff deficiency. A minimum two-year follow-up study of sixty patients. J Bone Joint Surg Am Aug;87(8): Frankle M, Levy JC, Pupello D, et al. The reverse shoulder prosthesis for glenohumeral arthritis associated with severe rotator cuff deficiency. A minimum two-year follow-up study of sixty patients surgical technique. J Bone Joint Surg Am Sep;88 Suppl 1 Pt 2: Frankle MA, Siegal S, Pupello DR, et al. Coronal plane tilt angle affects risk of catastrophic failure in patients treated with a reverse shoulder prosthesis. J Shoulder Elbow Surg. 2007;16:e46. doi: /j.jse Holcomb JO, Cuff D, Petersen SA, et al. Revision reverse shoulder arthroplasty for glenoid baseplate failure after primary reverse shoulder arthroplasty. J Shoulder Elbow Surg Sep-Oct;18(5): doi: /j.jse McFarland EG, Sanguanjit P, Tasaki A, et al. The reverse shoulder prosthesis: A review of imaging features and complications. Skeletal Radiol Jul;35(7): Epub 2006 Mar 29.

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