Non Clinical Toxicology of Nicotine and Aerosol from a Heated Tobacco Product. Patrick Vanscheeuwijck, PhD Director Pre-Clinical Toxicology

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1 Non Clinical Toxicology of Nicotine and Aerosol from a Heated Tobacco Product Patrick Vanscheeuwijck, PhD Director Pre-Clinical Toxicology

2 PMI s Goal for Harm Reduction Offering adult smokers satisfying products that reduce risk Smoking is addictive and causes a number of serious diseases Worldwide it is estimated that more than one billion people will continue to smoke in the foreseeable future* PRODUCT REDUCED-RISK ACCEPTANCE AND PRODUCT X = USAGE HARM REDUCTION Successful harm reduction requires that current adult smokers be offered a range of Reduced Risk Products (RRPs) so that consumer acceptance can be best fulfilled Our Heated Tobacco Product (HTP) is a RRP. * The Tobacco Atlas 3 rd Edition. American Cancer Society, 2009 Figure adapted from Clive Bates presentation to E-Cigarette Summit (19 Nov 2013) Page: 2

3 Reduced-Risk Products ( RRPs ) is the term the company uses to refer to products with the potential to reduce individual risk and population harm in comparison to smoking cigarettes. PMI s RRPs are in various stages of development and commercialization, and we are conducting extensive and rigorous scientific studies to determine whether we can support claims for such products of reduced exposure to harmful and potentially harmful constituents in smoke, and ultimately claims of reduced disease risk, when compared to smoking cigarettes. Before making any such claims, we will rigorously evaluate the full set of data from the relevant scientific studies to determine whether they substantiate reduced exposure or risk. Any such claims may also be subject to government review and authorization as is the case in the US today. Page: 3

4 Outline & Scope Short description of design and methods used in a series of in vivo inhalation studies assessing the effects of nicotine aerosol, conventional cigarette smoke and aerosols from potentially Risk- Reduced Product (prrp) [or candidate Modified Risk Tobacco Product] Heated Tobacco Product Description of effects of nicotine (in combination with pyruvic acid) using pre-clinical and systems toxicology endpoints Toxicity of cigarette smoke exposure and the effect of a HTP interpretation of findings using nicotine-exposure knowledge Application of a mouse disease model for cardiovascular and respiratory disease effects of cigarette smoke exposure, switching to HTP aerosol exposure and cessation HTP: Heated Tobacco Product Page: 4

5 Methods in vivo studies Regulatory rat inhalation studies (OECD protocols; 28-day, 90-day*, OECD GLP) Aerosol generation: using appropriate standards Smoking machines: conventional cigarettes, reduced risk products Collison nebulizers: nicotine/salt solution, nicotine containing liquids Aerosol characterization: demonstrate that aerosol is representative and follows guidelines Determination of aerosol markers (e.g. TPM, CO, carbonyls), breathing zone Particle size distribution Bio-monitoring: demonstrate that exposure is representative Respiratory physiology Urinary particulate and gas phase biomarkers of exposure (e.g. nicotine metabolites, mercapturic acid metabolites from acrolein, benzene, acrylonitrile, NNK) blood carboxyhemoglobin) *OECD Guidelines for the Testing of Chemicals, Section 4. Test No. 413: Subchronic Inhalation Toxicity: 90-day Study, OECD 2009 Test No. 412: Subacute Inhalation Toxicity: 28-Day Study, OECD 2009 Page: 5

6 Methods design Endpoints: OECD TG 412/413 Endpoints Standard Toxicology 1. In-life observations 2. Hematology 3. Clinical chemistry 4. Organ weights 5. Inflammatory cells in BALF 6. Histopathology Systemic toxicity OECD Plus - Systems Toxicology 1. Transcriptomics 2. Genomics 3. Lipidomics 4. Proteomics Subset of data Eg Histopathology or Inflammatory Data Computational analysis Computational Network Biology Biological Impact Factor Analysis Executed according to OECD GLPs Test atmospheres presented in low/medium/high concentration: up to MTD: 50 µg Nicotine/l* for nicotine-containing aerosols 23 µg Nicotine/l for cigarette smoke; concentration-response *50 µg/l nic corresponds to 13.6 mg/kg, daily dose; way above acute toxicity levels- or the nicotine amount from approx. 130 cig/day for a 60 kg human Page: 6

7 Methods Exposure nebulized nicotine nicotine salt solutions Exhaled Air Fresh Aerosol Page: 7

8 Effects of nicotine 28 day inhalation study (OECD TG 412) Exposure and Bio monitoring Urinary nicotine metabolites demonstrate appropriate exposure to respirable aerosol Test atmosphere concentrations Particle size determination Urinary nicotine metabolites Means ± SEM; ***p Means ± SD Page: 8

9 Effects of nicotine 28 day inhalation study (OECD TG 412) Systemic effects Nicotine concentration-dependent changes in: Body weight development (approx. 5% body weight gain reduction in high concentration group) Organ weights (relative to body weight): Liver, higher than controls; Spleen, lower Clinical chemistry: Alkaline phosphatase and alanine aminotransferase: higher than controls; cholesterol and glucose: lower than controls all in normal ranges Hematology: neutrophils, higher than controls; lymphocytes, lower all in normal ranges Means ±SEM; *p 0.05, r**p 0.01, ***p relative to control Page: 9

10 Effects of nicotine 28 day inhalation study (OECD TG 412) Histopathology of non respiratory tract organs Liver effects: nicotine concentration-dependent cytoplasmic vacuolation vacuoles contain PAS-positive material, likely to consist of glycogen granules Means ±SEM; *p 0.05, r**p 0.01, ***p relative to control Page: 10

11 Effects of nicotine 28 day inhalation study (OECD TG 412) Summary & Conclusion Exposure to nicotine aerosols, alone or in combination with pyruvic acid, results in mild changes in toxicity in a 28-day inhalation toxicology study with respect to: Systemic effects: increased liver weight, blood neutrophil counts, activity of liver enzymes and decreased blood levels of cholesterol and glucose Histopathological effects: increased vacuolation of and glycogen content in hepatocytes Changes in liver gene expression and lipidomics provide mechanistic explanation for the changes observed, i.e. alterations in xenobioitic and lipid metabolism Toxicity of aerosols of nicotine and pyruvic acid (separate and combined) in Sprague Dawley rats in a 28-day OECD 412 inhalation study and assessment of systems toxicology. Blaine Phillips, Marco Esposito, Jan Verbeeck, Stephanie Boue, Anita Iskandar, Gregory Vuillaume, Patrice Leroy, Subash Krishnan, Ulrike Kogel, Aneli Utan, Walter K. Schlage, Monali Bera, Emilija Veljkovic, Julia Hoeng, Manuel C. Peitsch, and Patrick Vanscheeuwijck. Inhalation toxicology 2015 Aug;27(9):405-31, PMID Page: 11

12 Methods Conventional cigarette smoke and aerosol from a HTP 90 day inhalation study (OECD TG 413) Approximately 3.9m Control room Assessment of smoke/aerosol Health Canada Intense smoke protocol Approximately 1.2m Exposure room Clean corridor Exhaled Air Fresh Aerosol BV1" WASTE Conventional cigarettes: Smoke from University of Kentucky Standard Reference Cigarette 3R4F Potentially Reduced-Risk product: Aerosol from Heatsticks and Tobacco Heating System, HTP, commercialized as iqos (also designated as P1 or THS 2.2) Page: 12

13 Smoke chemistry determination of 58 constituents in conventional cigarette smoke and HTP (THS2.2) aerosol Smoke chemistry data shows a strong reduction of HPHC* in THS2.2 relative to 3R4F (data per mg nicotine, 100 % is data from 3R4F) *HPHC: Harmful or Potentially Harmful Constituents Page: 13

14 Cigarette smoke and HTP aerosol 90 day inhalation study (OECD TG 413) Exposure Test atmosphere characterization gas phase and particulate matter markers indicate that: Target nicotine concentrations met HPHCs in test atmospheres reflect aerosol chemistry data CO concentrations in test 400 atmospheres mean concentration of nicotine ( g/l +/- SD) Sham Nicotine concentrations in test atmospheres 3R4F_L_8 3R4F_M_15 3R4F_H_23 THS2.2_L_15 THS2.2_M_23 THS2.2_H_50 mean concentration of CO (ppm +/- SD) mean concentration of acrolein ( g/l +/- SD) test atmosphere concentration of nicotine ( g/l) Acrolein concentrations in test atmospheres test atmosphere concentration of nicotine ( g/l) Sham 3R4F THS2.2 3R4F THS2.2 Page: 14

15 Cigarette smoke and HTP aerosol 90 day inhalation study (OECD TG 413) Biomarkers of exposure Bio-monitoring parameters indicate that: Urinary biomarkers of nicotine correlate with nicotine levels in test atmosphere Urinary biomarkers of HPHC correlate with chemical composition of aerosols The HTP causes much less upper respiratory tract irritation resulting in higher uptake of aerosol total nicotine metabolites (nmol, mean +/- SD) Urinary nicotine metabolites Sham 3R4F THS2.2 concentration of SPMA (ng/ml, mean +/- SD) Urinary benzene metabolite Sham 3R4F THS2.2 test atmosphere concentration of nicotine ( g/l) test atmosphere concentration of nicotine ( g/l) respiratory minute volume ( ml/ min, mean +/- SEM) Respiratory Minute Volume Sham 3R4F THS2.2 concentration of HPMA (ng/ml, mean +/- SD) Urinary acrolein metabolite Sham 3R4F THS2.2 test atmosphere concentration of nicotine ( g/l) test atmosphere concentration of nicotine ( g/l) Data for male rats only, after 4 weeks of exposure. The data for female rats and different collection time points are very similar. Page: 15

16 Cigarette smoke and HTP aerosol 90 day inhalation study (OECD TG 413) Systemic toxicity No remarkable toxic effects in THS 2.2 Body weight effect in males only Nicotine concentration-related increases in Neutrophil count in blood Relative weight of liver Liver enzyme activity (normal range) Mild liver effects mean body weight (g) Body weight development, male rats < >< > 90d exposure Study Days 90d exposure + 42d recovery Sham 3R4F_L_8 3R4F_M_15 3R4F_H_23 THS2.2_L_15 THS2.2_M_23 THS2.2_H_50 Alkaline phosphatase activity, female rats Effects similar to those of nicotine exposure * p < 0.05 as compared with SHAM at a given time point, # p < 0.05 as compared with 3R4F at target nicotine 15 g/l at a given time point, p < 0.05 as compared with 3R4F at target nicotine 23 g/l at a given time point, and + p < 0.05 as compared with the same group at the 90-day exposure time point Page: 16

17 Cigarette smoke and HTP aerosol 90 day inhalation study (OECD TG 413) Lung inflammation Very low numbers of inflammatory cells are recruited in the lungs (BALF) of THS2.2 aerosol-exposed rats Remarks: Data for male rats; the data for female rats are very similar. * p < 0.05 as compared with SHAM at a given time point, # p < 0.05 as compared with 3R4F at target nicotine 15 g/l at a given time point, p < 0.05 as compared with 3R4F at target nicotine 23 g/l at a given time point, and + p < 0.05 as compared with the same group at the 90-day exposure time point Means ± SEM Page: 17

18 Cigarette smoke and HTP aerosol 90 day inhalation study (OECD TG 413) Histopathology of respiratory tract organs Relative Severity Page: 18

19 Cigarette smoke and HTP aerosol 90 day inhalation study (OECD TG 413) Histopathology of respiratory tract organs Nose Page: 19

20 Cigarette smoke and HTP aerosol 90 day inhalation study (OECD TG 413) Histopathology of respiratory tract organs Bronchi and lungs Page: 20

21 Methods design Endpoints: OECD TG 412/413 Endpoints Standard Toxicology 1. In-life observations 2. Hematology 3. Clinical chemistry 4. Organ weights 5. Inflammatory cells in BALF 6. Histopathology Systemic toxicity OECD Plus - Systems Toxicology 1. Transcriptomics 2. Genomics 3. Lipidomics 4. Proteomics Subset of data Eg Histopathology or Inflammatory Data Computational analysis Computational Network Biology Biological Impact Factor Analysis Executed according to OECD GLPs Test atmospheres presented in low/medium/high concentration: up to MTD: 50 µg Nicotine/l* for nicotine-containing aerosols 23 µg Nicotine/l for cigarette smoke; concentration-response *50 µg/l nic corresponds to 13.6 mg/kg, daily dose; way above acute toxicity levels- or the nicotine amount from approx. 130 cig/day for a 60 kg human Page: 21

22 System Toxicology Research Identify and Represent Disease Mechanisms Understanding of disease onset and progression Chronic Cigarette Smoke Exposure Molecular changes Disruption of Biological Mechanism Cell / Tissue Changes Physiological changes Disease (CVD, COPD, Lung cancer) Analytical Chemistry Biological Networks Systems Biology/Toxicology Medicine Chronic exposure to cigarette smoke affects a number of biological networks associated with smoking-related diseases in a causal chain of Key Events known as Adverse Outcome Oxidative Pathways Apoptotic Literature-derived phosphorylation β-adrenergic signaling signaling angiogenesis knowledge SMC differentiation regulation Cigarette smoke Hypoxia-induced taof(snai1) Fhit β-catenin signaling ROS Response to oxidative stress NFKB signaling Gh Fgf2 PDGF family catof(sod1) Data-derived knowledge Identify & Build Biological Network models DNA damage taof(nrf2) Cytokine signaling Inflammation kaof(pi3k) taof(myc) taof(mycn) gtpof(kras) gtpof(hras) Hoeng et al., Case Study: The Role of Mechanistic Network Models in Systems Toxicology. Drug DiscoveryToday, 2013, 19: (PMID: ) Page: 22 22

23 Methods Systems Toxicology Assessment Use Disease Mechanism Understanding for Product Assessment Inflammation Cell Proliferation Sham Cell Stress 3R4F Apoptosis Autophagy prrp DNA Damage Necroptosis Senescense Exposure Multi-Omics Data Systems Response Profile Hoeng J et al. A network-based approach to quantifying the impact of biologically active substances. Drug Discovery Today, 2012, 17: (PMID: ) Previously Built Biological Network models Network Perturbation Amplitudes Page: 23 23

24 Methods From Gene Expression Profiles to Biological Impact Factor Page: 24

25 Effects of nicotine 28 day inhalation study (OECD TG 412) Application of systems toxicology on liver changes System response profile of liver transcriptomics reveal up- and down-regulated gene expression Up-regulated: Xenobiotic metabolism Oxidative phosphorylation Fatty acid/cholesterol metabolism Cell cycle Down-regulated: Intracellular signaling Lipidomics confirm downregulated glycerolipids and sterols Page: 25

26 Cigarette smoke and HTP aerosol 90 day inhalation study Systems biology evaluation Systems Response Profile analysis of lung (90 days) Page: 26

27 Cigarette smoke and HTP aerosol 90 day inhalation study Systems biology evaluation Network Perturbation Analysis of lung (90 days) Page: 27

28 Cigarette smoke and HTP aerosol 90 day inhalation study Summary and conclusions Pre-clinical toxicology: Exposure of rats to aerosol from THS2.2 even at a multiple of the aerosol concentration - results in a dramatically lower biological effects as compared to exposure to 3R4F in Systemic toxicity; where effects were observed, they are related to nicotine exposure Lung inflammation Histopathology of respiratory tract organs Systems toxicology: Exposure of rats to aerosol from THS2.2 results in a dramatically lower biological network perturbations in the transcriptomes of the nasal epithelium and lung tissue Page: 28

29 Methods Switching Study in an Animal Model of Disease cardiovascular disease/emphysema Comparing switching to the HTP P1* with ongoing smoking and benchmarking against cessation Non-clinical study Point of intervention [Disease Risk] ApoE-P1 Switching Study Design [Time] Groups Point of intervention Inhalation Combustible Cigarette: 3R4F SWITCHING 3R4F HTP CESSATION 3R4F Fresh Air Control: Sham/Air Fresh Air Mice: HTP HTP - ApoE -/- mice: animal model for aspects of CVD and COPD Start Month 2 Month 8 Exposure: - 8 months with dissections at 1,2,3,6 and 8 months - Test atmosphere nicotine concentrations: approx. 30 µg/l *P1: or iqos - Whole body, 3 x 1 h/day Page: 29 3R4F

30 Switching Study in an Animal Model of Disease Result Summary: Disease Endpoint Lung function and Lung Volume Month 1 Month 2 Month 3 Groups 3R4F Cessation Switching HTP Air Month 6 Month 8 Means ± SEM Displaced liquid weight (g) Lung volume (absolute, measured) Sham 3R4F ZRH Switch Cessation Month Page: 30

31 Switching Study in an Animal Model of Disease Result Summary: Tissue changes Lung Emphysema Histopathology Score *: Statistically significant compared to sham *: Statistically significant compared to 3R4F:CONT at DT2 Page: 31

32 Switching Study in an Animal Model of Disease Result Summary: Disease Mechanism Lung Inflammation Free lung cells in Broncho-alveolar lavage fluid (BALF) 0 1 Total cells absolute Total Cells (x 10 5 ) +/- SEM Sham 3R4F THS 2.2 Cessation Switch Study month 8 Differential counts Alveolar macrophages (x 10 5 ) +/- SEM Neutrophils (x 10 5 ) +/- SEM Alveolar macrophages absolute Sham 3R4F 2 4 THS 2.2 Cessation 6 Neutrophils absolute Sham 3R4F 2 4 THS 2.2 Cessation 6 Switch 8 Switch Alveolar dendritic cells (x 10 5 ) +/- SEM Lymphocytes (x 10 5 ) +/- SEM Alveolar dendritic cells absolute Sham 3R4F 2 4 THS 2.2 Cessation 6 Lymphocytes absolute Sham 3R4F Switch Study month THS 2.2 Cessation 6 Switch 8 Groups 3R4F Cessation Switching HTP Air Page: 32

33 Switching Study in an Animal Model of Disease Result Summary: Disease Mechanism Lung Inflammation Multiple analyte profiling in Broncho-alveolar Lavage Fluid 3R4F P1 Cess. Switch. MMP activity (mu/ml) +/- SD Sham 3R4F MMP activity THS 2.2 Cessation Switch Groups 3R4F Cessation Switching P1 Air Month Page: 33

34 Switching Study in an Animal Model of Disease Result Summary: Differential Gene Expression Lung 3R4F Cessation Switch P1 Page: 34

35 Switching Study in an Animal Model of Disease Result Summary: Disease Mechanisms Network Perturbations Lung Page: 35

36 Switching Study in an Animal Model of Disease Result Summary: Disease Endpoint Aortic Plaque Growth Image analysis of stained atherosclerotic plaques Different from sham: * : p<0.05 **: p<0.01 Different from 3R4F: # : p<0.05 ##: p<0.01 ** ## ## ## ## Sham 25.0 % Aortic Arches at month 8 3R4F 38.5 % # * ## # ## HTTP: P % Cessation 28.1 % Switch 29.9 % Air 3R4F P1 Cess. Swit. Air 3R4F P1 Cess. Swit. Page: 36

37 Plaque Volume (mm 3 ) Switching Study in an Animal Model of Disease Result Summary: Disease Endpoint Aortic Plaque size at Month 8 3D Reconstruction from High Resolution micro-computed Tomography Plaque Volume Aortic Arch Occlusion Plaque Surface Mean Occlusion (%) Air 3R4F P1 Cess. Swit. Air 3R4F P1 Cess. Swit. Air 3R4F P1 Cess. Swit. Plaque Surface (mm 2 ) Means ± SEM Means ± SEM 3D-Reconstructions Means ± SEM Page: 37

38 Switching Study in an Animal Model of Disease Summary and Conclusions The ApoE -/- mouse model is suitable for studying smoke-related aspects of cardiovascular disease and COPD Continuous exposure to aerosol from a prrp for up to 8 months does not increase cardiovascular disease, inflammation and emphysema Switching from cigarette smoke exposure after 2 months to fresh air exposure reverses the onset of disease as measured in apical, functional, and molecular endpoints Switching from cigarette smoke exposure to prrp aerosol exposure reverses the onset of disease in a similar manner as cessation Use of Apoe / Mice in an 8-Month Systems Toxicology Inhalation/Cessation Study to Investigate Cardiovascular and Respiratory Exposure Effects of a Candidate Modified Risk Tobacco Product, THS 2.2, Compared with Conventional Cigarettes Phillips B, Veljkovic E, Boué S, Schlage WK, Vuillaume G, Martin F, Titz B, Leroy P, Buettner A, Elamin A, Oviedo A, Cabanski M, Guedj E, Schneider T, Talikka M, Ivanov NV, Vanscheeuwijck P, Peitsch MC, Hoeng J. Toxicological Sciences (2016) 149, (PMID ) Page: 38

39 Overall conclusion Exposure of rodents to cigarette smoke results in clear toxicological effects and development of known diseases Nicotine, when administered via inhalation exposure, causes limited toxicological effects after 28 or 90 days Aerosol from a prrp, HTP elicits much lower toxicity (overall more than 80%) than cigarette smoke, even at a multiple of the nicotine exposure concentration. Most effects can be attribute to nicotine Aerosol from a prrp, HTP does not lead to smoke-related disease and switching from smoke to prrp aerosol exposure is almost identical to cessation. Page: 39

40 THANK YOU! Page: 40

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